Abstract
Objective
Autologous chondrocyte implantation (ACI) has not been proven to be durable over the long-term. The purpose of this systematic review was (1) to evaluate activity level and knee function, (2) to evaluate reoperation and failure rates, and (3) to analyze risk factors for reoperation and failure of ACI at minimum long-term follow-up.
Design
A comprehensive review was performed for studies with long-term outcomes after ACI for cartilage defect repair. Studies reported outcome scores such as Tegner score, Lysholm score, and International Knee Documentation Society (IKDC) score along with rates of failure and reoperation. Modified Coleman Methodology Scores were calculated to assess study methodological quality.
Results
Nine studies with a total of 771 patients with a mean age of 33.4 ± 2.5 years, mean defect size of 5.9 ± 1.6 cm2, and mean follow-up of 11.4 years were included. Tegner score, Lysholm score, and IKDC score change from preoperative to final follow-up was 1.1 (95% CI 0.8-1.4,
Conclusions
Overall, ACI demonstrated successful outcomes in 82% of patients over the long-term. Increased patient age and lesion size greater than 4.5 cm2 were risk factors for a higher reoperation and failure rate. Nonetheless, this review is limited by heterogeneity in surgical technique, and lesion and patient characteristics.
Introduction
A variety of cartilage repair techniques—such as osteochondral allograft (OCA), osteochondral autograft transfer (OAT), microfracture (MFX), and autologous chondrocyte implantation (ACI)—are being utilized to restore function and increase activity in patients with symptomatic cartilage defects. These chondral lesions can otherwise progress to early degenerative joint disease, with an associated major source of functional disability and economic cost.1,2 Even with these restoration techniques, biomechanical features of hyaline cartilage have been difficult to replicate with currently available procedures, especially when evaluated over the long term.3-5 In addition to improvement of short-term symptoms, an important goal of these procedures is to avoid joint replacement in young patients. Therefore, it is critical to demonstrate long-term durability of these restoration techniques.
Autologous chondrocyte implantation (ACI), currently the only Food and Drug Administration–approved biological technique which uses autologous cells to repair cartilage defects, has gained widespread use over the past decade. It employs a 2-stage technique to harvest and implant cultured chondrocytes with a periosteal membrane patch over the defect, and was popularized by Peterson. 6 More recently, the availability of collagen membranes in second-generation ACI and biomaterials in third-generation ACI create a stable scaffold for chondrocyte implantation. Disadvantages of ACI include multiple operations, longer time to return to activity, and complications such as periosteal graft hypertrophy. Still, ACI has shown favorable results in clinical outcomes scores over the short term (1-4 years) to mid-term (5-8 years) with regard to return to activity and subjective patient outcomes.7-13 Few studies have compared long-term (9 or more years) survivorship and functional outcomes of ACI due to insufficiency of patients, and variation in defect size, number, and location.14-17
Therefore the purpose of this systematic review was (1) to evaluate activity level and knee function, (2) to evaluate reoperation and failure rates, and (3) to analyze risk factors for reoperation and failure of ACI at minimum long-term follow-up. This would allow a comprehensive and balanced view of the strengths and weaknesses of ACI over the long term and improve surgical indications and patient expectations.
Methods
To address the study hypothesis, a comprehensive review of the literature was conducted following the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines ( Fig. 1 ). 18 Our search was conducted using the following databases: PubMed (MEDLINE), the Cochrane Central Register of Controlled Trials, CINAHL (Cumulative Index for Nursing and Allied Health Literature). The search was conducted on June 1, 2015. The search period was from January 1, 1995 to June 1, 2015. Only abstracts for articles published in English were reviewed. Studies that did not report on the knee were excluded. The electronic search strategy used was “((cartilage OR articular cartilage OR chondral OR chondrocyte OR articular OR osteoarticular OR osteochondral) AND (autograft OR autologous OR implantation OR implant OR aci OR caci OR restore OR repair) AND (long OR long term OR long-term OR year OR years) AND (knee)).” Full-text was obtained and reviewed for the studies meeting inclusion and exclusion criteria. The reference list for each included article was manually crosschecked to avoid missed articles. A consensus was reached on the explicit classification of short-, mid-, and long-term follow-up. Based on current literature terminology for cartilage repair in the human knee, short term was defined to be follow-up from 1 to 4 years,19-23 with mid-term defined as 5-8 years,24-28 and long term as greater than 9 years.15,17,29-34 Articles in question of inclusion and exclusion criteria were discussed among the authors to reach a consensus decision.

Studies were included if they used autologous chondrocyte implantation with a minimum mean long-term follow-up (9 years) as determined by previous cartilage repair studies using ACI.8,35,36 Studies included reported clinical outcomes such as International Knee Documentation Committee (IKDC) score, 37 Tegner Activity Scale score, 38 and Lysholm score. 39 Studies of all levels of evidence were included. Studies were excluded if they were not in English, had a mean follow-up of less than 9 years, were isolated to lesions not involving the knee, or did not report clinical outcomes.
A total of 126 studies were identified for the inclusion in the review after removing of duplications. The 126 articles were reviewed, and 11 articles matched the inclusion criteria of English-language articles containing clinical outcome data for cartilage defects of the knee. Two of the 11 studies were excluded because of mean follow-up of less than 9 years, leaving 9 studies to be included for systematic analysis.8,36
Study methodological quality was assessed via the Modified Coleman Methodology Score (MCMS), where scores are designated as following: excellent (>85), good (70-84), fair (55-69), poor (<55). 40 In addition, systematic extraction of data included study characteristics and design, patient demographic parameters, level of evidence, cartilage defect characteristics, surgical technique, and clinical follow-up. Primary clinical outcomes (activity-related scores, and patient-reported clinical scores) and secondary clinical outcomes (failure rate, complication rate, and reoperation rate as defined by the authors) were extracted to determine knee function at long-term follow-up.
Statistical Analysis
Data were extracted and standardized to arithmetic means and standard deviations as a measure of variance, taking sample size into account. Unavailable values of means and standard deviations were calculated from standard error or 95% confidence intervals (CIs) and estimated from given figures and graphs when possible. The standard deviations of difference in means were imputed using a pretest/posttest correlation of 0.5.
41
Descriptive statistics were calculated for each ACI cohort in all studies. Continuous variables were reported as mean ± standard deviation with the mean weighted for sample size where applicable. Categorical variables were reported as frequencies with percentages. Differences between continuous variables were evaluated using a 2-sample, 2-tailed, Wilcoxon rank sums test. Differences between categorical variables were evaluated using a chi-square (χ2) analysis or a Fisher’s exact test to account for small sample bias. Multivariate correlation analyses were conducted using Pearson’s correlation coefficient. All data were analyzed using SPSS software (version 18.0; IBM, Armonk NY) and Excel (2003; Microsoft Corp, Redmond, WA). Differences with
Results
Study Characteristics
Level-of-evidence rating was extracted for the included studies. Included studies had zero Level I studies, one Level II study, one Level III study, and seven Level IV studies (
Table 1
). One of the 9 studies was a prospective, randomized controlled trial.
29
The average MCMS was 63.2 ± 14.1 (range, 46-87, fair). This was significantly higher than the score of 43.5 ± 1.6 (
Summary of Included Studies.
MCMS = Modified Coleman Methodology Score; ICRS = International Cartilage Repair Society Score; IKDC = International Knee Documentation Committee Score; RTS = return-to-sport; VAS = visual analog scale; HSS = Hospital of Special Surgery Score; KOOS = Knee Injury and Osteoarthritis Outcome Score; KSS = Knee Society Score; SF-36 = Short Form–36 Survey; WOMAC = Western Ontario and McMaster Universities Osteoarthritis Index; K-M = Kaplan-Meier; MFX = microfracture; MRI, magnetic resonance imaging; MOCART, Magnetic Resonance Observation of Cartilage Repair Tissue; ACI = autologous chondrocyte implantation; OAT = osteochondral autograft transplantation; OCA = osteochondral allograft transplantation;
Patient Characteristics
Nine studies with total of 771 patients (56% male, 44% female) with an average age of 33.4 ± 2.5 years and an average body mass index of 26.5 ± 0.7 kg/m2 at the time of surgery were included in this systematic review ( Table 2 ). The average postoperative follow-up time was 11.4 years (range, 9.2-18 years). Seven studies had a minimum follow-up greater than 9 years14-17,29,34,35, while 2 studies included patients with minimum follow-ups of 6 and 7 years.33,43 The mean defect size was 5.9 ± 1.6 cm2 (range, 0.6-15.8 cm2). Mean duration of symptoms before surgery was 4.8 ± 2.5 years (range, 1.8-7.6 years). Eight out of the 9 studies reported information on the location of the lesion with 48% of all lesions present on the medial femoral condyle (MFC), 15% on the lateral femoral condyle (LFC), 18% on the patella, and 19% on the trochlea. Seven studies explicitly reported on rate of previous surgery. Of those that reported this rate, the mean proportion of patients having previous surgery on the same joint was 40%. Only 4 studies reported specifically on rates of previous cartilage surgery on the same joint, and of those that reported this rate, the mean proportion of patients having previous cartilage surgery was 35%.
Patient and Defect Characteristics.
M = Male, F = Female, BMI = Body Mass Index, NR = Not Reported.
Surgical Characteristics
Of the studies included, 2 studies used both collagen and periosteal membranes.15,29 One study used MACI and hyalograft-C membranes. 14 All other studies used first-generation ACI with periosteal membranes. Every study conducted ACI via an open arthrotomy. One study used only fibrin glue for closure of membrane. 14 Five studies used sutures without a mention of fibrin glue.16,17,33,35,43 Three studies used both sutures and fibrin glue.15,29,34
Of the 7 studies that reported on concomitant surgical procedures, 30% of the ACI cases underwent a total of 201 concomitant procedures. Of these procedures, 33% were ACL reconstructions, 2% were meniscal allograft transplantations, 12% were meniscectomies, 24% were tibial tubercle osteotomies, and 27% were high tibial osteotomies.
Postoperative Rehabilitation
Seven studies reported explicit rehabilitation protocol. Of those patient populations, only 4 cohorts used continuous passive motion (CPM). These studies reported time to full weightbearing with an average of 7.0 weeks for a total of 441 patients.
Activity-Related Outcomes and Return-to-Sport
Four of the 9 studies reporting long-term outcomes post ACI used Tegner scores to report activity related outcomes.14,16,34,43 Because of heterogeneity of reported time points, preoperative and final postoperative scores were used to assess delta values (difference in means from preoperative to final values), which were pooled accounting for sample size and standard deviations (
Fig. 2
). Overall, the improvement in Tegner score (10-point scale) for a total of 296 patients from preoperative to final values was 1.1 (95% CI 0.8-1.4,

Tegner Activity Scale scores. Means with error bars representing 95% CI (confidence interval).
Clinical and Functional Outcomes
Because of significant variability in time points for reported outcomes, only preoperative and final postoperative scores were assessed for studies using patient-reported clinical and functional outcomes scores. Three studies reported clinical outcomes using the IKDC score (100-point scale)14,16,43 and 3 studies used the Lysholm score (100-point scale).16,34,43
With respect to IKDC score, the mean improvement in a total of 72 patients from preoperative to final values was 24.9 (95% CI 18.8-31,

IKDC scores. Means with error bars representing 95% CI (confidence interval). IKDC = International Knee Documentation Committee.

Lysholm scores. Means with error bars representing 95% CI (confidence interval).
Reoperations and Failure
Reoperations and failures, as defined by each author, were reported in 7 of the 9 studies ( Fig. 5 ).14-17,29,33,43 Failures consisted of surgery due to evidence of failure of ACI on imaging or arthroscopy, revision cartilage surgery (such as repeat ACI, or conversion OAT or OCA), and progression to unicompartmental or total knee arthroplasty. The mean failure rate across all studies was 18%; the mean reoperation rate across all studies was 37%. There were a total of 217 reoperations as reported in 8 out of the 9 studies ( Table 3 ). Of all the reoperations, the largest proportion belonged to surgery unrelated to original defect at 35%, 29% due to lysis of adhesions, 19% for conversion to knee arthroplasty (total or unicompartmental), 19% for revision cartilage surgery, and 5% for planned second look for arthroscopic or histological evaluation. Because of 1 study reporting graft hypertrophy as “substantial number” of reported 72 complications, graft hypertrophy percentage may vary from 6% (if zero of those complications were hypertrophy) to 39% (if all 72 contained graft hypertrophy). Only 3 studies reported explicitly on postoperative infection—all 3 studies reported no incidences of either superficial or deep infection status-post cartilage repair with ACI.14-16

Failure and reoperation rate. Numbers atop the bars represent percent scores of failure and reoperation.
Complications and Reoperations after Surgical Procedures. a
ACL = anterior cruciate ligament; TKA = total knee arthroplasty; UKA = unicompartmental knee arthroplasty; NR = not reported.
All reported complications are reported as number of events.
Meniscus surgery reported as “before or during” autologous chondrocyte implantation (ACI) surgery
Graft hypertrophy reported as “substantial number” out of 72 complications.
Risk Factor Analysis
Of the 7 studies that reported reoperation and failure rates, a multivariate regression analysis was conducted between failure rate, reoperation rate, average age, and lesion size accounting for sample size of each cohort. Significant positive correlation was found when failure rate was compared with mean age of patient cohort (
Four studies, each with a mean lesion size of less than 4.5 cm2 (230 patients) were compared to 3 studies, each with a lesion size of greater than 4.5 cm2 (386 patients). The failure rate in in those with mean lesion greater than 4.5 cm2 was significantly greater than those with a lesion size smaller than 4.5 cm2 with a odds ratio (OR) of 3.3 (less than 4.5 cm2 = 8.7%, greater than 4.5 cm2 = 23.8%, OR = 3.3,
Discussion
Though authors have reported good short- to long-term outcomes for cartilage repair procedures, there have been few studies examining these outcomes over the long term to determine the procedure’s durability in restoring a functional cartilage surface. The current systematic review represents a comprehensive assessment of all studies with long-term follow-up of patients treated with ACI to repair cartilage defects. Based on this review, ACI results in significant increases in activity level and subjective patient outcomes from preoperative to postoperatively with an 82% rate of long-term success. Additionally, this durability may be higher (up to 92%) for lesions less than 4.5 cm2 and in younger patients, with a lower reoperation rate.
The current study found a significant improvement in Tegner score from preoperative to postoperative levels. Previously, a return-to-sport rate of 70% and 86% has been reported after ACI by Kon
This systematic review found significant improvement from preoperative to final IKDC and Lysholm scores of 24.9 and 16.5, respectively. The reported minimal clinically important differences (MCID) for the IKDC and Lysholm scores are 11.5 and 10.1, respectively.37,38 Therefore, at long-term, there was a greater than 200% MCID improvement in the IKDC score and greater than 150% in the Lysholm score. Interestingly, previous studies have demonstrated that an early positive response to improvement of symptoms predicts successful outcomes at mid-term follow-up, or similarly that an early poor response can persist over time.
51
Pestka
In the current review, patients had a rate of reoperation of 37% over the long term. This rate dramatically increased to more than 50% if the lesions treated by ACI were larger than 4.5 cm2. Specifically, most of the reoperations consist of operations due to ACI graft hypertrophy and lysis of adhesions, but a significant percentage were surgeries that represented failure of the graft or progression of osteoarthritis over time and included knee arthroplasty or revision cartilage surgery. Of the studies included, 6 studies only used periosteal membranes for their cartilage repair technique,16,17,33-35,43 and all studies used arthrotomy to perform the repair. The studies using periosteum had a reoperation rate of 52.6% compared with a reoperation rate of 15.1% for the studies that used collagen membranes. In a systematic review, it has been shown that ACI performed arthroscopically has a lower reoperation rate compared to those performed with an arthrotomy. 55 In addition, the same review demonstrated that the reoperation rate of periosteum-ACI (24%) to be more than 4 times greater than either that of collagen membrane-ACI (5%). 55 Therefore, with currently used techniques, the reoperation rate of ACI should be significantly lower than what is reported in the current study that includes primarily first generation techniques.
The long-term failure rate in this systematic review was 18%. It is important to emphasize that more than 50% of these patients had concomitant osteotomies, which may have allowed for such durable results. The rate of osteotomy (high tibial osteotomy or tibial tubercle osteotomy) was 39% by Minas
This study found that larger lesions and older patients had increased risk of reoperation and failure. This agrees well with previous studies. Age has been demonstrated to be an independent risk factor for outcome and return to activity following cartilage repair procedures.56,57 In addition, smaller lesion size has also been demonstrated to correlate with a higher level of postoperative activity.56,57 Minas
There are strengths and limitations of this systematic review. Even though the mean time to follow-up is long term at 11.4 years and the mean MCMS score for our included studies is higher than that reported previously for cartilage procedures, 42 most of the studies are Level IV retrospective studies due to the lack of long-term follow-up for Level I and Level II studies. The inclusion of 771 patients provides this review with statistical power, but the reporting of nonstandardized outcomes (such as only 4 studies using Tegner score) creates a difficulty in exhibiting statistical and clinical significance. Moreover, the heterogeneity in inclusion and exclusion criteria, concomitant procedures, lesion sizes, lesion types, and surgical technique (types of membranes used) create a limitation in our analysis for this current review with regards to patient outcomes and ACI durability.
Conclusion
Overall, ACI demonstrated good durability with successful outcomes in 82% of patients at long-term follow-up. Increased patient age and lesion size greater than 4.5 cm2 were risk factors for a higher reoperation and failure rate. Nonetheless, this systematic review is limited by heterogeneity in surgical technique, lesion and patient characteristics, and reporting of nonstandardized outcome measures.
Footnotes
Acknowledgments and Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
Declaration of Conflicting Interests
The author(s) declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: Michael J. Stuart is a paid consultant for Arthrex, Inc and receives research support from Stryker. Aaron J. Krych is a paid consultant for Arthrex, Inc, and receives research support from Arthritis Foundation and Histogenics.
