Abstract
GH4169 is comparatively a new superalloy mainly used as turbine components because of its outstanding combination properties such as high-temperature strength, thermal stability and wear resistance. But these also make it hard to cut, and its machined surface quality and integrity are particularly sensitive to the manufacturing process employed. The existing researches on machining-induced surface integrity and machinability of hard-to-cut materials are briefly reviewed; the effects of processing parameters on surface integrity for GH4169 components are studied in detail via orthogonal-designed external grinding experiment. The single-factorial plain grinding experiment was designed to further investigate the influence of depth of cut on the surface integrity characteristics. The surface roughness, residual stress distribution, microhardness profile and microstructural alteration within the subsurface were obtained and analyzed. It was shown that the surface integrity is susceptible to the magnitude of depth of cut, and the components ground with low depth of cut are of more acceptable surface quality with less variation in residual stress and microhardness within the machining-affected layer than those obtained with high depth of cut. No severe microstructural alteration or adverse surface cracking was discerned when the depth of cut is reasonably set.
Introduction
Superalloys, also known as heat-resistant alloys or high-temperature alloys, usually have outstanding high-temperature strength, excellent thermal stability, good corrosion and wear resistance. Superalloys can withstand complex state of stress and perform reliably under the oxidation and gas corrosion environment even at 600 °C–1100 °C. So they are widely employed for the hot sections in the aeroengines. 1 GH4169, a representative Ni-based superalloy, has been mainly used as turbine discs, monoblock rotors, drive shafts, blisk and vane components in the aerospace industry because of its superior combination properties. 2 However, some of its properties such as high-temperature strength, low thermal conductivity and strong work-hardening also constitute its poor machinability. Besides, its surface integrity characteristics and service performance are especially susceptible to the variation of the machining parameters and conditions, all of which make GH4169 superalloy a typical difficult-to-machine material.
Surface integrity was first suggested by Field and Kahles 3 to describe the inherent or enhanced condition of a surface produced by machining or by other surface generating operations. It reflects the properties of a material after a series of manufacturing processes and closely correlates to the material’s performances such as fatigue or stress corrosion. Generally speaking, surface integrity includes two levels of basic components: the geometry-related topography on the surface and the property-related characteristics within the subsurface layer. They can be measured and analyzed using quantitatively described surface integrity characteristics such as surface roughness, residual stress, microhardness and microstructure. These characteristics actually offer an effective means for characterizing and assessing the surface and subsurface properties and related functionality. 4 Machinability may be defined as the relative ease with which the material can be removed in a machining process, such as cutting or grinding. The machinability of a material usually depends on its physical properties and cutting conditions. For a difficult-to-machine material, the poor machinability of a material normally leads to difficulties for meeting the surface integrity requirement, deterioration of the surface state, adverse stress concentration, initiation of surface cracks, speeding up the fatigue fracture and so on Meanwhile, different cutting parameters and tool conditions will also cause variations of the surface integrity characteristics and corresponding mechanical properties of the machined components, especially for some materials that are hard to cut. Guo et al. 5 reviewed the surface integrity characterization and machinability for the hardened steel, Ti-alloy and high-temperature alloy that are mainly used in the aerospace industry or other key fields of manufacturing. The correlations among residual stresses, microstructures and tool wear were analyzed, and the principles of developing multiscale simulation models for predicting residual stresses in machining were also discussed. Ezugwu et al. 6 summarized the machinability of difficult-to-machine materials such as aeroengine alloys, hardened steel and structural ceramics. Machining these materials raises a significant challenge to the cutting tool materials. It usually results in higher temperatures at the tool–workpiece interface during cutting, which strongly affects the final surface quality and integrity of machined components. Novovic et al. 7 compared conventional and nonconventional machining of titanium alloy and steel on the effects of surface topography and integrity on fatigue performance. Ulutan and Ozel 8 reviewed the machining-induced surface integrity in titanium and nickel alloys for both aerospace and biometrical components, and they concluded that further modeling studies are needed to create predictive physical-based models that are in good agreement with reliable experiment.
Considering that the surface integrity of a machined component will be mainly affected and could be controlled by its machining operational parameters when other machining conditions are fixed, many researches have been carried out to find their relationships under different manufacturing processes and for various materials. For instance, Jawahir et al. 9 categorized and analyzed the researches about surface texture effect on the surface integrity and corresponding functional performance during material removal processes published in recent years. Xu et al. 10 investigated the influence of machining-induced high temperatures on workpiece surface integrity in the surface grinding of a cast Ni-based superalloy K417 using different machining parameters for achieving the change in temperature. Zhao et al. 11 studied the variation of surface and subsurface integrity characteristics for diamond-ground optical glass materials by ultraprecision machining of fused silica and fused quartz assisted with electrolytic in-process dressing. Bushlya et al. 12 researched how the turning parameters and conditions will influence the machinability of Inconel 718 components with coated and uncoated polycrystalline cubic boron nitride (CBN) tools. Ding et al. 13 investigated the effect of creep feed grinding process on the grindability and surface integrity of Ni-based alloy when using brazed CBN wheels. Choi and Liu 14 investigated the effects of machining parameters on the surface integrity of hard machined AISI 1053 steel. The residual stress distribution and microhardness distribution of hard machined surfaces were studied, and they found that a higher cutting speed will induce a more softened layer. Arif et al. presented a qualitative approach for the rapid characterization of the machined surface integrity in high-speed milling of titanium alloy. It also pointed out that the chip morphology includes significant information about the machined surface integrity and hence can be considered as a reliable reflection of the machined surface quality. 15 Furthermore, many researches concerned with thermally induced machining damage, especially for the high-speed machining of superalloy, have also been carried out.16–18
As compared with other difficult-to-machine superalloys or ceramic materials, GH4169 is a comparatively new superalloy used for turbine blisk and shaft components. It has similar composition and mechanical properties with Inconel 718 (US designation) and NC19FeNb (France designation). Therefore, studies on surface integrity characteristics of machined GH4169 superalloy are relatively few. Kong et al. 19 researched the broaching performance and formation of saw-tooth chips during the high-speed machining of GH4169 using a finite element method (FEM) simulation technique. Xue and Chen 20 experimentally investigated the performance and the wear mechanisms of a physical vapor deposition (PVD)-TiAlN-coated carbide tool in turning of GH4169. Grinding is normally used as the final finishing process for the critical components, and it has been widely employed for the machining of superalloy used in the aerospace industry. When it comes to the machining-induced surface integrity aspects in the grinding of GH4169 superalloy, comprehensive studies focusing on both the grindability and related grinding-induced surface integrity characteristic effects are seldom found. During grinding with abrasive wheels, the excellent physical properties of GH4169 superalloy together with its poor thermal conductivity make it extremely difficult to be machined and usually lead to large grinding force and extra-high temperature at the grinding zone and consequent potential changes of the surface integrity characteristics within the machined surface layer. At present, it is still difficult to ensure the surface quality and integrity of the ground components of GH4169 superalloy, comparing to that for the components of common metallic materials during the mass production. In view of this, a systematic study of the grindability and the relationship between the machining parameters and the formation mechanism of the surface integrity characteristics for grinding of GH4169 superalloy is of practical engineering significance and urgency.
Material and experiment
Material
The nominal composition of GH4169 superalloy is given in Table 1.1,2 It contains around 55% of Ni, 5.5% of Nb, 21% of Cr and a small amount of 0.6% of Al and 1.25% of Ti to form its strengthening phases
Nominal composition of GH4169 superalloy (wt%). 1
The actual measured value of the microhardness of the workpiece material for the grinding experiment is around 480 HV. This workpiece for grinding experiments is supplied in two forms. One is a bar of size of φ30 × 100 mm (30 mm diameter and 100 mm length) for orthogonal design experiment of external grinding, while the second is a rectangular block of size of 30 × 25 × 10 mm for single-factorial experiment of plain grinding.
Equipment
A single alundum grinding wheel with Al2O3 abrasive grit was employed for grinding experiments, having an abrasive grit size of 80#. The cutting fluid used was a normal 5% emulsion. The three-dimensional (3D) surface texture and roughness were measured using a Veeco NT 1100 3D white light interferometer with a resolution of 2 nm on the optical
Procedures
Grinding arrangement
Orthogonal experimental design is a scientific method that can investigate multiple factor effects on the researched objective function.
21
The orthogonal table can reduce the total number of trials and increase the amount of information of the tested points. Compared to the trial number of factorial design experiments, only a few representative tests are needed to determine the most significant factor that may affect the researched objective function. For external grinding of the GH4169 superalloy, the processing parameters are the main factors affecting the surface integrity characteristics once the wheel properties and lubrication conditions are established. A three-factor four-level orthogonal experiment (L16(45)) for external grinding was designed, as shown in Table 3. The three factors investigated here are wheel speed
Orthogonal design external grinding tests and SI characteristics measurement.
SI: surface integrity.
Furthermore, single-factorial plain grinding tests were designed and listed in Table 4, in which the effect of depth of cut
Measurement and characterization
This research reported in this article combined different techniques to measure and characterize the cutting performance and surface integrity characteristics of the ground surface. The surface roughness was measured at three different positions on a machined sample, using an optical interferometer and taking an average value as the final surface roughness value
The X-ray stress analysis technique and local layer peeling method were used to measure surface residual stress and subsurface residual stress distribution for external and plain ground samples. The subsurface residual stresses were measured layer by layer with the help of an electrolytic corrosion device for local layer peeling.
The microhardness of the machined surface was measured using a microhardness tester with the beveling plane method. With this method, a small plane with around 3° inclination to the ground surface was beveled and polished. Microhardness measurements were carried out at different locations of the bevel plane, which actually gave the microhardness with different depths below the ground surface. The polished bevel plane also made the boundary of the diamond indentation more clearly discerned and helped to accurately calculate the value of microhardness.
The subsurface microstructure, grain morphology and surface texture of the workpiece material were observed. Detailed metallurgical variations of the microstructure of the samples that were ground with three different depths of cut
Results and discussion
Surface roughness and effects
Orthogonal design experiment for external grinding
The 3D surface topographies for some of the machined samples are visually presented in Figure 1. With the specified external grinding parameter range, the ground surfaces are of comparatively lower roughness value and the maximum surface roughness is

3D surface texture of external ground components for orthogonal experiments: (a) EG1:
As shown in Figure 1, samples EG2 and EG6 were ground with a comparatively higher value of depth of cut, and their ground 3D surfaces obviously contain deeper grooves and higher peaks when compared with those of samples EG1 and EG5. Correspondingly, the surface roughness values of samples EG2 and EG6 are larger than those of samples EG1 and EG5, respectively.
According to the arrangement of grinding parameters and the measured values of surface integrity characteristics in Table 3, an empirical equation expressing the correlation between the measured surface roughness
Although the correlation coefficient (R = 0.6) of regression fit is not desirable for the scatter dispersion of the measured values, this empirical equation still offers some useful information. Within the grinding parameter range researched, the depth of cut
Single-factorial experiment for plain grinding
A single-factorial grinding test, which focuses on investigation of the effect of depth of cut

3D surface texture of plain ground components for single-factorial experiments: (a) PG1:
Surface and subsurface residual stress and effects
Generally, the formation mechanism and influencing factors of residual stress for ground surfaces mainly originate from two aspects:22,23 one is from the machining-induced thermal effect and it usually has much more in-depth influence on a material of low thermal conductivity with worse machining condition and the other is from the machining-induced mechanical action or plastic deformation. During the cutting process, massive cutting heat will be produced on the interface between the tool and the workpiece. The heat energy is then transferred to the subsurface layer and even to the core of the workpiece; therefore, the local high temperature will make the volume of the surface and subsurface material swell and first produce a kind of compressive stress. Considering the low thermal conductivity of GH4169 material, the grinding heat will mainly accumulate in a thin layer near the surface while the core and bulk material of the workpiece will keep at a comparatively low temperature or even ambient temperature during the limited machining process. After the cutting tool has left the workpiece surface, the heated and swelled subsurface layer is then gradually cooled and tends to contract, but the bulk material will prevent the surface and subsurface layers from contracting or shrinking at that time, so residual tension is likely to be present on the newly machined surface and subsurface layer. Consequently, the thermal effect is finally prone to produce tensile residual stress on the machined surfaces. In the meantime, the mechanically induced (or deformation-led) residual stress during the grinding process can be explained by a combination of plastic deformation in the superficial surface layer and elastic deformation in the underlying surface. When the mechanical-cutting action stops, the elastic deformation below the subsurface layer tends to restore while the plastically deformed thin superficial layer is inclined to counteract its springing back. To achieve force equilibrium and geometric compatibility after the grinding process, elastic rebalancing and existing plastic deformation will place the surface and superficial layer in the state of residual compressive stress.
GH4169 superalloy has excellent mechanical properties and usually exhibits severe work-hardening. It also combines the poor thermal conductivity with tough and strengthened phases in its matrix material. Generally, its machinability is not as good as its mechanical properties. During grinding, grinding heat is built up easily in the cutting zone, which deteriorates the cutting condition and degrades the tool life. As a result, high cutting forces with high localized temperatures are produced around the grinding wheel surface and the workpiece surface, thus leading to high values of surface roughness and tensile residual stress.
The residual stress distribution of the samples that have been plain ground with different machining parameters is measured and compared. As shown in Figures 3 and 4, the residual stress distributions over the depth below surface


From the residual stress distribution profiles shown in Figures 3 and 4, some findings and analyses are listed as follows: (1) the plain ground surfaces are mainly of adverse tensile residual stresses when compared to external grinding. This is caused by the low thermal conductivity of GH4169 superalloy and the adverse cutting condition around the interface of the workpiece and the grinding wheel. The thermally diffusive condition of plain grinding is usually worse than that of the external grinding, and massive grinding heat is accumulated at the outermost of the ground surface producing higher grinding temperature at this location. At this moment, the thermal effect is more significant, and the ground surface will take on tensile residual stress according to the thermal–mechanical coupling action. (2) The magnitude of the tensile residual stress closely depends on the grinding parameters such as depth of cut
Surface and subsurface microhardness and effects
During machining process such as grinding, the workpiece surface will usually experience severe plastic deformation, and its grain structure and lattices in the vicinity of machined surfaces will be distorted or elongated and appear to be a kind of high-level fibrous structure. This kind of mechanical action usually will make the surface microhardness much higher than that of the bulk material. At the same time, most of the plastic deformation energy is converted into heat energy during the grinding of a GH4169 workpiece. Although the ground chips will take away quite a substantial part of the heat energy, there is still a large portion of grinding heat that will build up at the thin superficial layer of the workpiece, which could not be quickly passed into the core and bulk material in time due to the intensive frictional interaction at the interface and low thermal conductivity of GH4169 superalloy. Thus, the surface and subsurface layers of the workpiece will be experiencing the equivalent to a surface high-tempering process along with the work-hardening mechanical action. As is known, tempering is a process of heat treatment and will usually increase the toughness of alloys and reduce some of the excess hardness. That is to say, the surface tempering process essentially will eliminate the unbalanced microstructure and physical properties of the machined material near the surface and subsurface will finally be softened. Generally speaking, the workpiece material will mostly maintain its work-hardening effect when the temperature is below 0.4–0.5 times of the material’s melting point. However, if the temperature further increases, both the material flow stress and material strength will decrease. Thereby, the extent of work-hardening caused by the plastic deformation will be weakened if the surface tempering occurs during grinding. 24
Considering the interaction of the work-hardening effect and the possible surface tempering caused by local high-temperature during the grinding of GH4169, there are likely three kinds of scenarios of the variation of microhardness within the subsurface layer:
If the abrasive grits of the grinding wheel are sharp and the lubrication condition is good, and if the grinding material removal rate is well controlled, then the machined surface will not experience surface tempering or grinding burn and will mainly be work-hardened: its microhardness profile will usually have a peak value at the machined surface, as shown in Figure 5(a).
If the abrasive grits are dull and if the grinding material removal rate is unreasonably high, massive grinding heat will gather around the machined surface and produce local high temperature at the outermost thin superficial layer of the machined surface. Once this temperature is above tempering temperature or the transformation temperature of the superalloy, the microstructure near this area will gradually change to equiaxed grains, the strengthening phase in the alloy may be resolved and the microhardness of this area will drop rapidly. However, its underlying layer near the core will keep the effect of cold deformation strengthening due to the large grinding force and inaccessibility of grinding heat. With the depth below surface
If the lubrication is insufficient or with dry grinding, the grinding state at the interface will rapidly deteriorate, and the grinding temperature will exceed the high-tempering temperature. Then the whole surface and material-altered layer (MAL) will experience severer thermal action, and sometimes, even grinding burn may occur. As a result, the microhardness of the surface and subsurface will all be below the microhardness of bulk material HV0, as shown in Figure 5(c).

Mechanism for formation of microhardness of ground surface under different cutting scenarios. (a) sharp tool, low material removal rate and sufficient lubrication, (b) dull tool, high material removal rate and (c) high material removal rate, insufficient lubrication.
Figure 6 shows the measurement process of microhardness and the indentation marks on a polished bevel plane. The actual variations of microhardness values with the depth below surface from the single-factorial test are shown in Figure 7. The surface microhardness values of the samples PG1, PG3 and PG5 are HV1 = 440, 435 and 417, respectively. They are obviously lower than the value of the bulk material (HV0 ≈ 480). The effect of work-hardening does not show up in this case; the surface and subsurface are actually softened. It is mainly because the thermal conductivity of GH4169 is comparatively low and a mass of thermal energy could not be quickly passed into the core, but congregating only at the superficial layer of the ground surface. This will cause extremely high temperature at the ground surface layer, and once the temperature exceeds the tempering temperature or is higher than the solution temperature of the strengthening phase

Microhardness measurement process: (a) 200×, (b) 100× and (c) 50×.

Microhardness profile varies with depth below surface for plain grinding test.
As the depth of cut
Subsurface microstructure and effects
GH4169 superalloy usually needs to experience aging treatment to attain saturated Ni austenite and secure better mechanical properties. The microstructure of the GH4169 superalloy is shown in Figure 8(a). The grains are distributed homogenously within the field of view. The grain size is well-proportioned and the grain boundary is clear to discern. When the magnification increases to 2000×, the inhomogeneous structure

Microstructure of GH4169 superalloy: (a) grain size and morphology of GH4169 superalloy (500×) and (b) grain morphology with granular
In Figure 9, the microsections parallel to the grinding direction for the ground GH4169 samples are given. Samples PG1, PG3 and PG5 correspond to grinding parameters with different depths of cut

Microstructure metallograph of GH4169 after plain grinding with different
In Figure 9(c) and (d), when the depth of cut
On the other hand, seen from the top view as shown in Figure 10, no visible crack or defect could be found on the ground surfaces of sample PG1 considering its

Scanning electron microscope (SEM) micrographs of the GH4169 samples by plain grinding with different
Conclusion
Based on the experimental study and detailed analyses of the grinding of GH4169 superalloy, some conclusions related to its grindability and surface integrity may be drawn:
Depth of cut
External grinding is advantageous in securing compressive residual stress on the machined surface, while plain grinding is prone to producing adverse tensile residual stress on the machined surface. For plain grinding, all residual stress profiles within the thin subsurface layer exhibit tensile residual stresses with their maximum tensile stress at the surface. Once the excessive tensile residual stress exceeds the material strength of GH4169, adverse perpendicular cracks will appear, which will largely reduce the performance of machined components.
For plain grinding, the values of the surface’s and subsurface’s microhardness measured are below that of the bulk material. With the increase in the depth below surface, the microhardness value will gradually approach that of the bulk material. The thickness of the MAL where microhardness varies will increase with the increase in the depth of cut
The subsurface microstructure of the material below the plain ground surface will be stretched and distorted along the grinding direction. The degree of deformation of grain lattices depends on the depth of cut
Footnotes
Acknowledgements
The authors would like to thank Professor Jingxin Ren and Mr Xinchun Huang for their instructive and helpful discussion concerning the experiment and Professor Frank Travis for proofreading the article.
Declaration of conflicting interests
The authors declare that there is no conflict of interest.
Funding
This research was supported by the National Natural Science Foundation of China (51275423) and 111 Project (B13044).
