Abstract
A Patient-Reported Outcome (PRO) measure titled
Introduction
Adherence to HIV treatment is a complex and multifaceted behavior (Remor, 2013b), and can be understood as the extent to which one’s behavior coincides with the health recommendations he or she receives (Haynes, Taylor, & Sackett, 1979). However, associations between adherence levels and health outcomes are complex; many mediators may be implicated, including time in treatment, psychological variables, quality of the provided treatment, patient age, and viral load levels (Costa, Torres, Coelho, & Luz, 2018; Marks et al., 2015; Remor, Penedo, Shen, & Schneiderman, 2007). Psychosocial aspects should also be investigated, because they may act as barriers or facilitators to the adherence process (Biello et al., 2016; Costa et al., 2018; Dima, Schweitzer, Diaconiţ, Remor, & Wanless, 2013). The combination of drug treatments and psychosocial approaches allows for various vulnerabilities to which people with HIV are exposed to be addressed. Non-adherence or low adherence to treatment is a threat to treatment effectiveness, and they contribute to elevated viral load, the incidence of opportunistic diseases, and an increase in the number of hospital admissions (e.g., Foresto et al., 2017).
To contribute with an adequate assessment of adherence, a self-report measure titled
Given the extensive use of the instrument in its paper-and-pencil version, its predictive ability related to viral load levels, and ability to identify patients struggling with HIV treatment adherence (Remor, 2013b), the CEAT-VIH author (refers to Remor, 2013a) decided to develop an online version of the instrument to facilitate its use, namely, to provide accurate and automatic score results and graphical feedback to clinicians and patients (Remor, 2013a). In addition, the adaptation to an online version amplifies its potential to be used, and easily integrated, to assess interventions that focus on improving HIV adherence. One of the innovations of the digital version was to provide additional scores for subscales that underlie the pool of items, based on the theoretical development of the instrument (Dima et al., 2013; Remor, 2013a, 2013b). The subscales show scores on five major indicators (facets) that explain individual differences in adherence behavior: Compliance, Antecedents of Non-Adherence Behaviors, Doctor–Patient Communication, Personal Beliefs, and Expectations About Treatment and Treatment Satisfaction.
A few studies already utilized the online CEAT-VIH version. Table 1 summarizes the psychometric information identified in these publications (Conz, 2015; Herranz-Alvarez, Ríos-Maldonado, & Hernández, 2017; Neves, 2017; Padilla, 2016). Overall, the studies that evaluated the online version found an acceptable level of reliability (Cronbach’s alpha: α > .70; Urbina, 2004) and no floor and ceiling effects (Table 1). There was criterion-related evidence with viral load, presence of side effects, AIDS symptoms, and body mass index; score responsiveness after intervention or predicting patients’ abandonment were identified; and patterns of convergence and divergence with other instruments were observed (i.e., 20-item Self-Reporting Questionnaire [SRQ-20], HIV/AIDS-targeted quality of life [HAT-QoL], Beck Depression Inventory [BDI]; see Table 1 for details).
Summary of Psychometric Properties Assessed by Research Reports Using the Online Version of the CEAT-VIH.
Not reported.
The main objective of this article was to increase information about the psychometric properties of the instrument, in a larger international sample, by evaluating the internal structure of the online version of the CEAT–VIH questionnaire, and describe additional validity evidence (e.g., criterion related). To achieve these aims, a confirmatory factor analysis (CFA) and two multigroup confirmatory factor analyses (MGCFAs) were conducted to demonstrate the dimensionality of the instrument. In addition, to verify and accumulate validity evidence, hypotheses of association among the instrument and both relevant external clinical criteria and sociodemographic profiles were tested. Score standardization by language version and gender by country groups was also performed.
Method
Participants
The sample consisted of 1,470 participants from different countries (15% participating in local AIDS organizations). Ages ranged from 15 to 78 years (mean [
Characteristics of the Participants in the Present Study.
Countries with less than five participants (i.e., Afghanistan, Belgium, Bolivia, Canada, Czech Republic, Philippines, France, Georgia, Guatemala, India, Ireland, Nigeria, Dominican Republic, Russia, South Africa, Taiwan, Vietnam).
Instruments
CEAT-VIH online version
The online version of the CEAT-VIH 1 is a patient-reported outcome (PRO) measure, brief and easy to answer, that assesses adherence to antiretroviral therapy from a multidimensional perspective (Remor, 2013a, 2013b). During the adaptation process of the paper-and-pencil version of the instrument to the online version, three items with a dichotomous response scale were excluded, based on the following considerations: (a) these items showed low item-total correlation in previous studies (e.g., Dima et al., 2013) and (b) their format made it difficult to score the instrument because they included qualitative responses.
Thus, the CEAT-VIH online version is composed of 17 items with a 5-point Likert-type scale for responses, distributed into five facets, according to the theoretical structure of the instrument: Compliance (three items) indicates the extent to which the behavior of the person reflects strict medication-taking adherence; Antecedents of Non-Adherence Behaviors (four items) indicates the extent to which personal or situational antecedents are related to non-adherence behavior; Doctor–Patient Communication (three items) indicates the perceived quality of the doctor–patient relationship as a motivational reinforcement to treatment adherence; Personal Beliefs/Expectancies About the Treatment (five items) indicates the extent to which the patient’s beliefs and expectations affect treatment adherence behavior; and Treatment Satisfaction (two items) indicates the person’s degree of satisfaction with treatment outcomes. In addition to the scores for each facet, the instrument also provides the summary adherence score that indicates the degree of overall adherence to antiretroviral treatment, which combines all five mentioned facets. Regarding the summary adherence score, the raw score can range from a minimum of 17 to a maximum of 85 points (the higher the score, the greater the treatment adherence).
The online interface allows automatic correction, and it generates standardized scores (from the raw scores) that range from 0 to 100 for each of the facets and the summary adherence score to facilitate users’ interpretation of their scores. The information is shown in a graphic format and can be sent by email. These features allow professionals and patients to map which aspects promote adherence and which are barriers that need to be ameliorated with therapeutic action and/or counseling.
Sociodemographic and clinical variables
Sociodemographic data, including gender, age, education, employment status, perceived socioeconomic status (SES; 1-4), country, marital status, place of residence (large city, small city, countryside [non-urban]), participation in local AIDS association (yes/no), and clinical data, such as time of treatment, number of CD4+ cells, viral load, number of pills, and presence of AIDS-related symptoms or opportunistic diseases (yes/no), were collected (see Table 2).
Procedures
The multilanguage CEAT-VIH online version is available at http://www.ceat-vih.info/ (compatible with mobile devices). The data used in the present study were collected through the website. Two basic types of access are observed: (a) responses directly from patients interested in their adherence self-evaluation (in some cases, patients access the CEAT-VIH website after recommendation from health professionals or non-governmental organization [NGO] personnel interested in how they are coping with adherence to medical therapy) or (b) researchers who use the instrument as a measure for adherence in their study. Researchers authorized for using the online version completed a form that explicitly granted permission for the data to be transferred to the author for psychometric analysis. Moreover, each researcher was responsible for submitting their study to their institution’s ethics and research committee.
Ethical Aspects
The study was conducted in compliance with the Code of Ethics of the World Medical Association (Declaration of Helsinki). The participants did not receive any payment for their participation. Before answering the instrument, an initial page with a digital consent form was presented, and consent to the research terms was provided by clicking the “I have read and understand the terms and conditions of this agreement” button. The study was approved by the Institutional Review Board of the Institute of Psychology, Universidade Federal do Rio Grande do Sul.
Data Analysis Plan
The statistical analyses were conducted using PASW Statistics for Windows, Version 18.0 software (SPSS, Inc., Chicago, IL, USA), for descriptive statistics, skewness and kurtosis, reliability (internal consistency was measured by Cronbach’s alpha), correlations, and statistical hypothesis tests. In addition, R Software (R Core Team, R Foundation, Vienna, Austria) was used for CFA and MGCFAs, and model fit indices.
No missing values were found in the questionnaire responses. The skewness (sk) and kurtosis (ku) of all individual items showed values considered to not be normally distributed: –2.4 ≤ sk ≤ −0.2 and −0.2 ≤ ku ≤ 5.6. To confirm the theoretical structure of the CEAT-VIH online version, CFA was employed (weighted least squares means and variance adjusted [WLSMV]; Brown, 2015). The considered model fit indices were chi-square (χ2) and degrees of freedom (
Results
CFA to Assess Construct Validity and Dimensionality of the Instrument
The CFA was used to evaluate the goodness of fit of the theoretical model that supports the CEAT-VIH online version. The unidimensional model, composed of a single adherence factor with the five facets as observed variables, converged after 46 iterations and presented the following fit indices: χ² = 1,665.072 (
Results for the CFA of the Unifactorial Model (
Multigroup CFA to Evaluate Invariance
With regard to MGCFA, the model demonstrated weak invariance, a finding that indicated the scale showed adequate configural and metric invariance (ΔCFI < 0.02, ΔRMSEA < 0.03) and also scalar non-invariance, once ΔCFI > –0.01 and ΔRMSEA > 0.01. According to the countries and language of the participants, it converged after 194 iterations, and for the questionnaire language, it converged after 165 iterations (Beaujean, 2014; Putnick & Bornstein, 2016; Rutkowski & Svetina, 2014). Table 3 shows fit indices; alternative fit indices (AFIs) for the one-factor model and invariance indices per country and per language are included in the analysis.
Reliability
Cronbach’s alpha for the summary adherence score and CEAT-VIH facets was computed for the total sample (
Reliability (Cronbach’s α) for the Summary Adherence Score and the CEAT-VIH Facets With the Total Sample and by Language Versions.
External Criterion-Related Validity: Association With Relevant Clinical-Related Variables
Clinical variables were correlated with CEAT-VIH scores to determine the evidence of clinical validity for the instrument. The hypotheses stated that the summary adherence score was expected to correlate positively with CD4+ cell count and negatively with time since diagnosis (due to treatment burden), viral load, and the number of pills prescribed to the patient. In addition, the absence of AIDS-related symptoms was expected to be associated with a higher adherence score.
The results indicated significant associations between summary adherence score and CD4+ cell count, log10-transformed viral load, the number of pills prescribed, and the presence of AIDS-related symptoms. Time since HIV diagnosis was not significantly associated with adherence score. Details for all facets are presented in Table 5.
External Criterion-Related Validity of the CEAT-VIH Scores With Clinical-Related Variables and Sociodemographic Variables (
External Criterion-Related Validity: Association With Characteristics and Sociodemographic Profile
To test the hypothesis that some sociodemographic characteristics may explain certain levels of adherence to treatment (evidence of validity related to the external criterion), the CEAT-VIH scores were correlated with gender, age, marital status, perceived SES, employment status, education level, place of residence, and participation in local AIDS organizations.
The results indicated that the summary adherence score was significantly associated with gender (men scored higher), age, education level, place of residence (participants who lived in urban centers scored higher), and participation in local AIDS organizations (non-participants scored higher). The variables marital status, employment status, and perceived SES did not significantly associate with adherence scores. However, unemployed participants scored significantly higher on the compliance facet. The compliance facet indicates the extent to which the behavior of the person reflects strictly taking medication following time schedules and not forgetting doses. The unemployed apparently have fewer obstacles in terms of following time schedules or managing schedules to avoid omitting doses compared with those who work or study or combine work and study. The details for all facets are presented in Table 5.
Norms for the CEAT-VIH
To facilitate interpretation and classification of individuals evaluated in future research, the percentile norms for the CEAT-VIH were calculated. Descriptive results of the scores and percentile posts (position of the individual’s score in relation to the distribution of the sample scores; Field, 2013) are available as Supplementary Material.
Discussion
The present study achieved its aims, as it demonstrated new and relevant evidence of CEAT-VIH measurement properties. One novelty in the present study is the evidence regarding the internal structure of the instrument. The unidimensional structure that underlies the summary adherence score is a composite of five facets (i.e., Compliance, Antecedents of Non-Adherence Behaviors, Doctor–Patient Communication, Personal Beliefs/Expectancies About the Treatment, and Treatment Satisfaction) that explain individual differences in adherence behavior. Such a structure was confirmed through a CFA with goodness-of-fit indices in the acceptable range. Considering such evidence, it is recommended to use the summary adherence score as the main outcome for adherence and to evaluate or classify patients with HIV who receive treatment in terms of their adherence level (e.g., low, struggling, good, or high). The summary score can be used as a selection criterion or an outcome for interventions that address adherence improvement, and it may indicate which patients need intervention and/or counseling to overcome struggles with their antiretroviral treatment. Hence, the summary adherence score, in conjunction with the five facet scores, will help health professionals evaluate patients’ difficulties in more detail and choose the most appropriate method to advise for each specific patient.
The MGCFA results evidenced that CEAT-VIH showed weak invariance. Configural and metric (ΔCFI < 0.02, ΔRMSEA < 0.03) steps of invariance were achieved for country of residence and questionnaire language. However, the scalar step of invariance was not accomplished, once ΔCFI > –0.01 and ΔRMSEA > 0.01. Regarding these findings, it is necessary to consider political and social particularities in public policies and how each country’s public health systems are structured and function. In Brazil and Portugal, infectology appointments, antiretroviral medicines, complementary exams for diagnosis, and attendance and treatments directly related to HIV (AIDS) can be universally accessed. In Mexico and Venezuela, however, a certain population quota does not have consistent access to the same patterns of health care, factors that could explain the weak invariance of the construct (Biello et al., 2016; Calvetti et al., 2014; Costa et al., 2018; Padilla, 2016). In addition, adherence to HIV treatment is a complex and multifaceted behavior (Remor, 2013b), and interindividual, and consequently intercountry, differences are apparent in the construct.
Another important claim is that there is very little research on the accuracy of mean-level tests for partially invariant models, and thus, much more research is required to identify the statistical and conceptual consequences of partial metric and scalar invariance. In this way, although the results showed weak invariance, CEAT-VIH demonstrated a stable structure of the model form and item loadings on the factors across samples and is a reliable and valid instrument that can be employed in different application contexts, such as multicentre studies with the online versions (Damásio & DeSousa, 2015; Putnick & Bornstein, 2016).
Although some authors (e.g., Costa et al., 2018) claim that self-reports may overestimate adherence due to social desirability (i.e., the tendency of survey respondents to answer questions in a way that will be viewed favorably by others) and recall biases, other authors (e.g., Simoni et al., 2006; Thirumurthy et al., 2012) recognize that individual self-reports can be inexpensive, easy to administer, and accurately identify medication-taking behavior. Therefore, the availability of measures that are robust in terms of psychometric properties is very much needed to minimize limitations attributed to self-report instruments. Information about validity evidence related to relevant clinical criteria variables is especially recommended (e.g., in case of HIV infection, viral load would be the gold standard).
In the authors’ opinion, the CEAT-VIH overcame several limitations noted in the literature about self-report measures. For example, it had good construct validity, dimensionality invariance, acceptable reliability across samples (e.g., countries and language versions), and good criterion-related validity with relevant clinical outcomes (e.g., viral load or AIDS-related symptoms). Previous work reported responsiveness after intervention on adherence (Remor, 2013b) and convergent and divergent validity with other PRO measures (e.g., depression, anxiety, stress, psychopathology, social support, and quality of life; Remor, 2013b). Moreover, it has been used extensively in different studies and cultural contexts (36 studies published using the instrument across 12 countries) by independent researchers and always showed good performance. Regarding the online version, it is easy to apply and integrate in routine clinical settings, the questions do not exhibit comprehension problems, and it has an attractive and clean interface, an automatic scoring system, immediate graphical feedback, and the possibility of sending results by email.
Reliability coefficients for the instrument in the total sample were satisfactory (between .88 and .95 across the four language versions). However, reliability coefficients for the facets were variable across different language versions. Some facets showed reliability below expectations (<.70) in the current sample (see Table 4), meaning that these facets would not be recommended to be used separately from the conjunction of items in research. It is worth mentioning that reliability values are related to the test scores in a specific sample and are not a trait of the instrument (Urbina, 2004).
In the present study, adherence to antiretroviral treatment scores was associated with clinical variables, as expected based on the literature. Moreover, the results from the present study corroborate previous data (Remor, 2013b) regarding the relationships between external clinical variables and CEAT-VIH scores; the data highlight especially the association between viral load and AIDS-related symptoms and summary adherence score. This feature would allow researchers and clinicians working with limited resources, where biological markers are scarce, to use the instrument for follow-up for HIV infection control. Viral load control is essential to buffer HIV progression and prevent its spread (Marks et al., 2015). These results were expected along with the other associations such as CD4+ counts and the number of pills prescribed (similar results were described in Costa et al., 2018). Although these correlation coefficients were small, they appear consistently across studies and cannot be neglected.
The literature (e.g., Dunbar-Jacob & Mortimer-Stephens, 2001) is controversial about the prediction of adherence from sociodemographic variables, specifically to avoid patient stigmatization. Nevertheless, there is evidence (e.g., Rolnick, Pawloski, Hedblom, Asche, & Bruzek, 2013; World Health Organization, 2003) that some patient characteristics may indicate more risk to experience difficulties with treatment adherence. Our results indicated that age was positively associated with adherence level (similar results were reported by Biello et al., 2016), gender was associated with adherence scores (male scores were slightly higher than female scores; similar results were described in Costa et al., 2018), and education level was related to better doctor–patient communication (also reported in Pérez-Salgado et al., 2015). Patients with better formal education may connect more easily with their doctor or feel less distant or uncomfortable with health care personnel. There was an association of place of residence with personal beliefs/expectancies about the treatment, where urban participants had more positive beliefs and expectations about treatment compared with rural area individuals. In addition, individuals who participate in local AIDS organizations had slightly lower adherence scores; perhaps patients in an AIDS association are in a more vulnerable condition or are looking for help and support from the organization, potential factors that would explain their lower scores. On the contrary, marriage and occupational statuses were not related to adherence scores. In conjunction, these results may frame sociodemographic variables as risk factors (or barriers) that should be evaluated case by case to personalize health care attention. For the present study, these results support the construct validity of the CEAT-VIH, because all observed results are corroborated in the literature (e.g., Biello et al., 2016; Calvetti et al., 2014; Costa et al., 2018; Pérez-Salgado, Compean-Dardon, Staines-Orozco, & Ortiz-Hernandez, 2015), a fact that indicates the scores from the instrument behave in an expected manner.
The present study, however, is not free from limitations. The most significant limitation may be the use of a non-random sample, limited to patients or participants from countries with understanding of the languages in which the online version is available (Spanish, Portuguese, and English), with access to the Internet and the majority with a medium-to-good educational level. Further studies may be needed to test invariance across English-speaking countries or countries with other languages not included in the present study. Moreover, the design of the present study did not allow the researchers to conduct analyses of reliability test–retest or responsiveness to changes. Although previous works addressed that matter with the paper-and-pencil version (e.g., Remor, 2013b; Tafur-Valderrama, Ortiz-Alfaro, Garcıa-Jimenez, Faus-Dader, & Martinez-Martinez, 2012), it is recommended that future research address this same question with the online version.
Adherence to antiretroviral treatment is a focus of attention for multidisciplinary teams. It provides a great opportunity for psychosocial intervention that can promote self-care, adherence, healthy behaviors and lifestyles, and quality of life. The availability of reliable, valid, and culturally sensitive instruments are relevant to evaluate interventions with accuracy and precision. In conclusion, the results described in this work about the psychometric properties of the CEAT-VIH online version allow the recommendation of its use in research as a way to measure adherence to antiretroviral treatment in people with HIV infection.
Supplemental Material
Supplementary_material – Supplemental material for Evidence of Validity for the Online Version of the Assessment of Adherence to Antiretroviral Therapy Questionnaire
Supplemental material, Supplementary_material for Evidence of Validity for the Online Version of the Assessment of Adherence to Antiretroviral Therapy Questionnaire by Bruno de Brito Silva, Ariane de Brito, Erika Pizziolo Monteiro, Gabriela Pasa Mondelo and Eduardo Remor in SAGE Open
Footnotes
Acknowledgements
We would like to thank the researchers who used the
Author Contributions
E.R. conceived the study, collected the data (website), supervised data analysis, interpreted the results, and wrote the manuscript. Students B.B.S., A.B., E.P.M., and G.P.M. performed data analysis and helped write the manuscript. All authors read and approved the final manuscript.
Declaration of Conflicting Interests
The author(s) declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: E.R. is the author of CEAT-VIH questionnaire. Authors B.B.S., A.B., E.P.M., and G.P.M. declare that they have no conflicts of interest.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the “Conselho Nacional de Desenvolvimento Científico e Tecnológico,” Brazil, under Brazilian research grants (Numbers 304616/2014-1 and 302850/2017-1) to E.R.
Ethics Approval and Consent to Participate
The study was approved by the Research Committee of the Institute of Psychology,
Availability of Data and Material
The data that support the findings of this study are available from the
Supplemental Material
Supplemental material for this article is available online.
Notes
Author Biographies
References
Supplementary Material
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