Abstract
We examined experimentally whether a person unknown to potential followers could be seen as showing leadership. Based on the social identity analyses of leadership, we predicted that would-be leaders pursuing group-oriented goals would be seen as showing leadership to a greater degree when they were anonymous than when they were identified. We predicted this pattern would reverse when would-be leaders pursued personal, self-oriented goals. Support for this hypothesis was found for all but the most highly identified group members. For extremely highly identified group members, a would-be leader’s pursuit of group-oriented goals was all that mattered to produce relatively high levels of leadership perceptions. For all other participants, an anonymous, in comparison with an identifiable, group-motivated target was seen as showing relatively high levels of leadership. These data provide support for the social identity analysis of leadership, and help explain otherwise counter-intuitive and naturalistic observations of followership of anonymous leaders.
Keywords
The current article addresses the counter-intuitive question of whether a person, unknown to potential followers, can be seen to show leadership. Despite a common assumption that the process of attributing leadership to another requires that a target actually be available for attributions to be made, it remains the case that many people in positions of followership never know the individual to whom they may (or may not) attribute leadership (e.g., George & Sleeth, 2000). If names are known at all, it may only be to the privileged few, as face-to-face, interpersonal interactions are rare if not completely absent (cf. Klausen & Magnier, 1998). For all intents and purposes, the leader in these circumstances is anonymous. However, anonymity in itself is not a concept foreign to analyses of leadership. Sosik and his colleagues, for example, reported a series of experiments examining the consequences of
However, even outside a laboratory context, the presence of followers of anonymous leaders can be observed (e.g., Hickman, 2004; Hickman & Sorenson, 2014). Consider, for example, the case of Subcomandante Marcos, the former leader of the Mexican Zapatista revolutionary movement among the poor Indians in Chiapas. “Marcos,” his nom de guerre, moved among his followers cloaked in a ski mask, leading a campaign to improve the quality of life for those he sought to (and indeed did) lead. He was physically present, but his personal identity was anonymous. Rather than the political question of “Who is that masked man?” the psychological question of interest becomes “Why did people follow him?” Again, however, the central question is raised; that is, can an individual whose personal identity is completely anonymous be seen by his or her followers to show leadership? In attempting to answer this question in the current experiment, we considered recent
Social Identity Analyses of Leadership
Over the past 15 years, a substantial literature has developed assessing the nature of leadership from the principles articulated by social identity and self-categorization theories (e.g., Ellemers, De Gilder, & Haslam, 2004; Haslam & Platow, 2001; Hogg & van Knippenberg, 2003; Platow, Haslam, Foddy, & Grace, 2003; Platow, Hoar, Reid, Harley, & Morrison, 1997; Platow, Reicher, & Haslam, 2009; Reicher, Haslam, & Platow, 2007; Turner & Haslam, 2001). Despite its complexity and nuance, the fundamental outcome of this work is the recognition that leadership is a process that is made possible through a shared sense of social identity (Tajfel & Turner, 1979) among potential followers and potential leaders. In this manner, being seen as “one of us” is crucial to being seen as a leader.
Empirically, Gaertner, Mann, Murrell, and Dovidio (1989) observed a greater number of people willing to lodge leadership votes for fellow in-group than out-group members, whereas Duck and Fielding (2003) observed that people were more satisfied with identically behaving in-group rather than out-group leaders. Many other authors (e.g., Grace, David, & Ryan, 2008; Platow et al., 2005, 2007) have shown that social influence, a key feature of leadership, emerges primarily, if not solely, from fellow in-group members; indeed, the use of contingent resource power is likely to be both a symptom and a cause of intergroup relations between would-be leaders and would-be followers (Reynolds & Platow, 2003; Turner, 1991). Moreover, the more a potential leader is seen as a member of the in-group, the greater is his or her ability to lead. Fielding and Hogg (1997), for example, showed that group members’ perceptions of a leader’s effectiveness increased with increasing levels of perceived in-group prototypicality (Turner, Hogg, Oakes, Reicher, & Wetherell, 1987), whereas Platow, van Knippenberg, Haslam, van Knippenberg, and Spears (2006) observed a positive causal relationship between relative in-group prototypicality and subsequent attributions of leader charisma.
Indeed, one way that potential leaders can demonstrate and even enhance their in-group credentials is by pursuing and/or achieving in-group causes and goals leaders who take care to promote the group interest (more colloquially, those who are in-group champions, those who “do it for us”) reap many benefits. They receive endorsements from followers, they are likely to be seen as charismatic, they influence the opinions of their followers, and they are able to enlist the efforts of their followers in bringing their visions of the future to fruition. (p. 133)
An important moderator of this fundamental process, however, resides not within potential leaders, but within potential followers. If the social group in question lacks subjective meaning or value to potential followers—if their relative levels of social identification with the group are low—these group processes are likely to be attenuated, if not completely dissipated. For example, in the Fielding and Hogg’s (1997) study described above, the positive relationship between perceived leader effectiveness and leader in-group prototypicality was stronger among participants with higher levels of social identification (with the salient in-group) than among those with lower levels of social identification. Platow and van Knippenberg (2001) also showed that highly in-group prototypical leaders were given greater leeway to engage in
The Current Study and the Potential Role of Leader Anonymity
In light of the above arguments, the current study examined group members’ judgments concerning the degree to which a fellow group member showed leadership as a function of (a) the target’s personal versus in-group-oriented behaviors and (b) participants’ own levels of in-group social identification. Critically, the target leader in our research was either personally identified or anonymous. Conceptually, two different outcomes could reasonably follow from the anonymity of a potential leader. On one hand, anonymity could be seen as breaking any potential relationship between a would-be leader and fellow in-group members. Indeed, the actual presence of a clear interpersonal relationship between followers and would-be leaders assumes an important role in leader effectiveness within some leadership analyses (e.g., Graen & Uhl-Bien, 1995; Scandura & Graen, 1984). In contrast, anonymity research and theory conducted within a social identity framework suggests a potentially different process. In this instance, individuating fellow in-group members serves to break down perceptions of a shared sense of “us” by, inter alia, highlighting individuality and individual differences (Lea, Spears, & de Groot, 2001; Postmes, Spears, Sakhel, & de Groot, 2001). In the context of a salient group membership, therefore, anonymity works to maintain a shared collective orientation and, subsequently, allows leadership processes to unfold.
Together, these opposing perspectives led to the prediction of an interaction between the would-be leader’s identifiability versus anonymity and his or her personal versus group-oriented behavior. From traditional relationship-building analyses, we expected that anonymity would reduce perceptions of leadership, though primarily in a context that de-emphasized any a priori shared collective identity (i.e., a situation that was more interpersonal than intragroup in nature). A behavior that would achieve this, of course, is one that is geared more toward the would-be leader’s own personal interests than toward those of the group. From a social identity analysis, in contrast, we expected that anonymity would enhance perceptions of leadership in a context that emphasized a priori shared collective identity. Such a context would be one in which the would-be leader pursued more group-oriented behaviors. We, therefore, hypothesized the following:
As noted above, we also considered the role of group members’ levels of social identification with the relevant in-group. Given that group processes are, almost by definition, more important among group members with higher than lower levels of social identification, we expected that social identity processes would be enhanced among high identifiers (relative to low identifiers). In contrast, we expected that interpersonal processes would be enhanced among low identifiers (relative to high identifiers). In this manner, an overall three-way interaction was predicted.
Of course, we recognize that both leaders and would-be leaders can pursue their personal-oriented and group-oriented goals through a variety of means, each of which may vary in its broader normative support (e.g., the differences between ethical and non-ethical leadership; Brown & Treviño, 2006). Some may wonder, for example, how Subcomandante Marcos’ revolutionary behaviors became accepted by his followers, as these behaviors, by definition, entail counter-normative actions within a particular frame of reference. While pursuing counter-normative behaviors, would-be leaders may find it particularly difficult to be seen by potential followers as actually showing leadership (e.g., Hollander, 1964). For this reason, we currently included one final independent variable in which the would-be leader supposedly engaged in either counter-normative behavior (in this case, the illegal behavior of graffiti writing) or more normative behavior (hanging banners). At the same time, however, we did not have specific hypotheses regarding this variable. On one hand, we might reasonably expect that enactment of counter-normative behaviors would make it particularly difficult to be seen as showing leadership, even among actors pursuing group-oriented goals. On the other hand, the actual pursuit of group-oriented goals may lead potential followers simply to ignore the counter-normative actions. As such, we formulated no a priori hypothesis with regard to this variable.
Finally, we included in our methods a series of items that would provide additional information about the participants’ attributions regarding the target’s behavior. Our inclusion of these items allowed us to explore empirically more of the thought processes underlying any effects we may observe on our primary dependent variable of perceptions of showing leadership. These additional measures included ratings of intelligence, initiative, and blame (particularly in light of the counter-normative behavior). We expected that potential leaders would be seen as more intelligent and having more initiative when pursuing group-oriented goals than when pursuing personal-oriented goals. We also expected that potential leaders would be seen as more blameworthy when engaging in counter-normative than more normative behaviors. Once again, however, we were unclear how these measures might be affected by our anonymity manipulation. On one hand, these measures may be understood as leading to highly individuating attributions, so judgments on them may be particularly high under conditions of identifiability; on the other hand, intelligence and initiative, for example, may be attributed simply to those who pursue group-oriented goals, regardless of their relative anonymity. In the end, however, our primary purpose for including these measures was to understand better potential followers’ thinking when making their judgments of the target’s showing of leadership.
Method
Participants and Design
Three-hundred forty-one undergraduate psychology students (73 males, 265 females, and 3 who did not indicate their gender) participated in the experiment. Ages ranged from 18 to 56 years (median age = 20.50 years). Each participant was randomly assigned to one condition of a 2 (target anonymity: anonymous/identified) × 2 (target motive: group motive/personal motive) × 2 (type of behavior: writing graffiti/hanging banners) between-participants factorial design. The relevant social identity we currently employed was that of students’ university identity.
Materials and Procedure
The experiment was administered via a two-page questionnaire. The first page of the questionnaire, labeled “Attitude Scales,” presented four items to measure social identification with the group “university students” (Doosje, Ellemers, & Spears, 1995; Luhtanen & Crocker, 1992): (a) “I often regret being a university student” (reverse scored), (b) “I am pleased to be a university student,” (c) “I feel good about being a university student,” and (d) “I feel that being a university student is not worthwhile” (reverse scored).
The second page of the questionnaire, titled “Understanding Motivations for Actions,” instantiated the three manipulated variables. This began by stating, “As you may be aware, there has been”: (a) “a recent spate of graffiti,” or (b) “an upsurge in the number of banners hung” on the university campus. This served as the manipulation of the type of behavior, with the former being more counter-normative than the latter. This was followed by the manipulation of target anonymity. In the target identified condition, the text read, “The graffiti artist [person hanging the banners] has been identified as John Barker, aged 21, who lives at 48 Canyon Road.” In the target anonymous condition, the text read, “At this time, no-one knows the identity of the graffiti artist [person hanging these banners]; he/she is completely anonymous.” Finally, this text was followed by the target motive manipulation. In the group motive condition, the text read that the content of the graffiti [banners] “has focused solely on criticisms of the government’s reduction of funding to universities throughout the country. The graffiti artist [person hanging the banners] is clearly acting in the name of student causes.” In the personal motive condition, the text read that the content of the graffiti [banners] “as focused solely on topics” about the “personal interests” of the graffiti artist (or person hanging the banners) “unrelated to university student issues.”
Participants were then asked to respond to a series of questions on a 7-point scale (1 =
Participants’ age and gender were recorded, and a complete debriefing was provided upon completion of the experiment.
Results
Less than 1% of the data were missing; missing values were replaced using an expectation likelihood method. All main effect means (and associated standard errors) not reported in the text below are presented in Table 1.
Main Effect Means (and Standard Errors in Parentheses).
Manipulation Checks
A 2 (target anonymity) × 2 (target motive) × 2 (type of behavior) between-participants factorial ANOVA was conducted on the target-anonymity manipulation check. The only statistically significant effect was the main effect for target anonymity,
A similar three-way ANOVA was then conducted on the target motive manipulation check. A statistically significant main effect occurred for target motive,
Social Identification
The four social identification items formed a reliable scale (α = .80); hence, a mean of these items was calculated for each participant. Overall levels of social identification were found to be high, with the mean level (
Attributions
Personality, group affiliations, and environment
Attributions of behavior to personality, group affiliations, and the environment were treated as a single within-participants variable as “type of attribution.” We analyzed this through a five-way, mixed analysis using the univariate General Linear Model module of SPSS 21 with an ordinary least squares estimation procedure (for similar analyses, see Peate, Platow, & Eggins, 2008; Platow, Hunter, Branscombe, & Grace, 2014). Each of the manipulated independent variables was entered as a two-level categorical variable, centered social identification was entered as a continuous covariate, and type of attribution was entered as a three-level within-participants variable. We then specified all main and interaction effects. This analysis produces results equivalent to a linear regression but becomes particularly useful in analyzing models, such as the current one, that contain within-participants factors.
One statistically significant effect including the within-participants variable emerged: the interaction between type of attribution and target motivation,
Intelligent
A four-way analysis was conducted on the attribution of intelligence item, in which all main and interaction effects for the three manipulated variables and measured social identification were examined. The only statistically significant effect to emerge was the main effect for target motivation,
Initiative
The same four-way analysis was conducted on the attribution of initiative item. A statistically significant main effect was obtained for target motivation,
Blame
A four-way analysis was then conducted on the attribution of blame item. This analysis revealed two statistically significant effects. The first was a main effect for type of behavior,
Showing Leadership
A four-way analysis was conducted on the primary dependent variable of “showing leadership.” A statistically significant main effect was found for type of behavior,
This interaction was explored by examining the effects of target motivation and target anonymity among participants with higher and lower levels of social identification. Upon inspection of the distribution of social identification, the median (on a 1-7 scale) was 6.25. Whereas approximately 50% of participants had levels of social identification between 1 and 6, the remaining 50% had levels of social identification between 6.25 and 7. Consequently, we chose
To examine the responses of participants below the median level of social identification, we recognized that these were not simply “low identifiers”; indeed, they covered the range of most of the social identification scale. Hence, we first re-centered the distribution of social identification among this latter sub-group of participants, then included it in a further analysis to see if it entered into any significant moderating effects. It did not. It was thus treated simply as a covariate so as to control statistically for the known heterogeneity of social identification. In this analysis, the main effect for target motivation was statistically significant,

Statistically significant interaction between target motive and target anonymity among participants
Discussion
The focus of the current study was whether a person who is unknown to potential followers can be perceived as showing leadership. Perhaps unsurprisingly, the strongest effect from our dependent measures concerned the actual
In the current sample, participants with extremely high levels of social identification seemed to be solely concerned that the would-be leader’s behavior was group- rather than personal-oriented. This was not consistent with our prediction. Rather, the central aspect of our predicted interaction with regard to participants’ levels of social identification was that social identity processes for highly identifying group members would be strongest in a context emphasizing social identity. It was assumed that a would-be leaders’ group-oriented behavior would constitute such a context. However, the extremely high levels of social identification expressed by half our sample seemed to act as a form of perceiver readiness (McGarty & Grace, 1999), to the extent that group-oriented behaviors were all that mattered. Personal-oriented behaviors were simply unacceptable and, therefore, likely to be seen by extremely high identifiers as antithetical to leadership. Consistent with the social identity analysis from which our predictions were derived, leadership for these participants was likely to be always, and only, a group process. The identifiability or anonymity of a would-be leader thus became superfluous.
Among the remaining sample, however, our key interaction hypothesis was supported. As with extremely high identifiers, the group-oriented versus personal-oriented behavior displayed by the target was a powerful determinant of group members’ leadership perceptions. However, this was moderated by the anonymity versus identifiability of the would-be leader. When targets acted in ways that served to break down shared collective identities by pursuing self-serving goals, being identifiable seemed to temper the withholding of leadership ascriptions. Having some knowledge of the would-be leader
At this point, it is worth noting how our current work dovetails with, yet differs from, Hickman and Sorenson’s (2014; Hickman, 2004) independent work on
We recognize, of course, that the context of our research was without the vividness and complexities of ongoing group dynamics in which leaders rise and fall with temporal and material interdependencies. Future research would do well to examine this anonymous leader effect in more complex and engaging group settings. A field study, for example, would allow for a critical test of our analyses with issues and group memberships about which potential followers have enduring and urgent concerns. Such a study would also allow for an examination of the external validity of our theoretical analysis. Nevertheless, the current experimental design has provided a clear mechanism by which to test our hypothesis in an unencumbered manner.
Future research could also benefit from expanding the measures of leadership perceptions. For example, a broader range of dimensions drawn from the leadership stereotypes outlined in leader categorization theory (e.g., Lord, Foti, & de Vader, 1984) would help clarify our understanding of just how anonymous, group-oriented leaders are seen to show leadership. Currently, perceptions of both intelligence and initiative were not affected by the target’s relative anonymity. However, the leader stereotype contains a substantial list of attributes; exploring the full extent of these attributes would undoubtedly shed more light on the psychological processes underlying our current anonymity effects. More directly related to the social identity analysis of leadership, however, would be to employ the newly developed Identity Leadership Inventory (Steffens, Haslam, Reicher, et al., 2014). This inventory, developed after the current research was conducted, presents four sub-scales directly related to social identity-relevant leadership processes: Identity Prototypicality (being “one of us”), Identity Advancement (acting for us), Identity Entrepreneurship (crafting a sense of us), and Identity Impresarioship (embedding a sense of us). In the current study, it may well be, for example, that the group-oriented, anonymous leaders would be perceived as have enhanced identity prototypicality and advancement, but not entrepreneurship or impresarioship. Clearly, this is a direction for future work.
Finally, we note that our current experimental inclusion of two different types of behavior, one of which was counter-normative, can be seen to strengthen the findings, precisely because the hypothesized interaction was
Reflecting back on anonymous leaders outside the laboratory then, the followership they attain becomes explicable. Perhaps it is the case that Subcomandante Marcos needed only to maintain his anonymity not simply to avoid arrest by the Mexican government, but to maintain the followership of the people he sought to lead. This, of course, holds true insofar as he continued to champion the causes of the group as a whole, and not his own personal self-interest.
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research and/or authorship of this article.
