Abstract
Background
Lotus leaves are obtained from plants belonging to the genus
Objective
The factors influencing nuciferine extraction from lotus leaves using the dipping-acid-assisted ultrasonic extraction method (DAUEM) have received limited attention. This study aims to optimize DAUEM conditions (ethanol concentration, solvent-to-material ratio, and ultrasonic extraction time) through a Box-Behnken response surface design.
Methods
Nuciferine purification from lotus leaves is achieved using D101 macroporous adsorptive resin. A single-factor test, with ethanol concentration (
Results
The highest nuciferine yield (0.1035 ± 0.005)% was obtained using 74% ethanol (
Conclusion
This experiment demonstrates good precision and accuracy, making it suitable for the extraction, separation, and purification of nuciferine in lotus leaves. The method lays the foundation for the development and utilization of nuciferine.
Introduction
Lotus leaf is an agricultural product as well as a kind of Chinese herbal medicine, which has a wide range of medicinal and food properties. 1 Many studies indicate that lotus leaf contains a variety of chemical components, such as alkaloids, 2 flavonoids, 3 terpenes, 4 etc. Nuciferine (Figure 1) is an aporphine alkaloid in lotus leaf, and a main ingredient in the quality control of lotus leaf of the Chinese Pharmacopoeia. 1 Modern studies have shown that nuciferine has rich pharmacological effects, such as anti-inflammatory, 5 antioxidant, 6 hypoglycemic, 7 and hypolipidemic. 8 Besides, there are many health and wellness products related to nuciferine on the market, such as teas, creams soap, etc. Lotus leaves are widely distributed and have rich resources in the world. The high yield of nuciferine from lotus leaf could perfect product efficacy and utilization. Therefore, an admirable extraction technique can improve the utilization rate and increase the added value of nuciferine.

The chemical structure of nuciferine.
In this article, dipping-acid-assisted ultrasonic extraction method (DAUEM) was designed for the extraction of nuciferine. The dip method has been widely used in the extraction of traditional Chinese medicine ingredients due to its convenience, cost-saving, and high dissolution rate.9,10 The ultrasonic method is a means of extraction that can efficiently extract active ingredients, save time, and save solvents.11,12 In this research, combining dip with ultrasonic method can not only increase the efficiency of the extraction of nuciferine but also not destroy the structure of nuciferine. In addition, alkaline can be dissolved in acidic solutions to form an alkaloid salt. Alkaloid salts can be more soluble in polar solutions (such as water, ethanol formic acid, etc). Therefore, DAUEM was chosen for the extraction of nuciferine. Box-Behnken response surface methodology (RSM) can be used to explore the optimal process parameters of the experiment.13,14 Meanwhile, studies have shown that D101 macroporous adsorption resin has a better effect on the separation and purification of nuciferine in lotus leaves.
15
Consequently, a single-factor test was conducted using nuciferine yield as an indicator and taking ethanol concentration (
Results and Discussion
Response Surface Experimental Results and Its Analysis
RSM was used to optimize the extraction process of nuciferine, the results of the experiment are shown in Table 1. The experimental data in Table 1 were performed regression fitted by Design Expert 8.0 software. The fitted equation was as follows.
The Experimental Results of Response Surface.
This regression model was executed for the analysis of variance and significance, and the results are shown in Table 2. The results show that there were significant differences in the model equations (model,
Analysis of ANOVA at Experimental Results of RSM.
Abbreviations: ANOVA, analysis of variance; RSM, response surface methodology.
If
The steepness of the response surface reflects the significant degree of interaction between the 2 factors. A large steep surface indicates that the 2 factors were significantly higher, and a small surface steepness suggests that the 2 factors were less significant. To investigate the interaction between the relevant factors, the response surface diagram was plotted by Design Expert 8.0 software for visual analysis (Figure 2).

Response surface analysis of interactions between factors.
The closer the distance to the contour, the greater the effect on the nuciferine yield, and the farther away, the smaller the effect. The response surface was flat (Figure 2(a) and (b)), indicating that the interaction between ethanol concentration (
Optimal Process of DAUEM and Its Verification
As can be seen from Figure 2, there was a maximum value for the nuciferine yield. The optimal process conditions for predicting the extraction of nuciferine were A (ethanol concentration) of 73.28%, B (ratio of solvent to material) of 25.62: 1, and C (ultrasonic extraction time) of 81.51 min by analyzing the model. At this time, the maximum value of the predicted nuciferine yield was 0.1087%.
The above prediction conditions were adjusted to ethanol concentration (
The Measured and Predicted Response of Nuciferine Yield.
Abbreviation: RSD, relative standard deviation.
Optimal Conditions for Purification
The purified chromatogram and elution curve of nuciferine are shown in Figure 3(A) and (B). Compared to unpurified sample chromatograms (Supplemental Figure S7), purified sample chromatograms were clearer and free of impurities (Figure 3(A)). The abscissa was the volume fraction of ethanol concentration (

HPLC chromatogram of the purified sample, and the elution curve of nuciferine. Abbreviation: HPLC, high-performance liquid chromatography.
Method Comparison
The performance of our method was compared with the reported method for extraction and separation of nuciferine (Table 4). Our method was even less for weighing lotus leaf powder, relatively low ethanol concentration, solvent amount, and extraction time than another method. The proportion was large for weighing of crude extraction powder of nuciferine and lotus leaf. Due to the different formulas of methods and the lack of relevant calculation parameters, the percentage of nuciferine was not possible to compare. In addition, compared with the orthogonal method, the response surface method was more flexible and had higher regression accuracy. However, the nuciferine purity in our work was low compared to other methods, and the separation and purification of nuciferine was later experimental planning and the direction of improvement. This difference may be because the extraction and separation methods were different. Therefore, our method provides an economical, easy, and rapid method for extraction and purification of nuciferine. Utilizing ultrasound in our desired extraction solvent produces high-frequency mechanical vibration and thus the cavitation effect, and this cavitation will make the center reaction near the cell damage and destruction, cavitation makes the required cavitation makes the original force between the extract and the raw material natural products weakened, so as to realize the extraction of the required extract. The effect of the ultrasonic extraction method is a high extraction rate, speed, solvent saving, and low temperature. Ultrasonic-assisted extraction compared to the traditional reflux method to improve the extraction rate and shorten the time. In the extraction of natural products, the extraction technology of ultrasound-assisted extraction occupies a great advantage. Therefore, ultrasonic extraction method can economically and efficiently extract nuciferine.
Comparison of Different Methods for Extraction and Purification of Nuciferine.
Conclusion
In conclusion, the DAUEM was used for the extraction of nuciferine in lotus leaves. Combining dip with the ultrasonic method can not only increase the efficiency of the extraction of nuciferine but also not destroy the structure of nuciferine. Furthermore, alkaloid salts formed by dissolving alkaloids in acids can be more easily dissolved in polar solvents. The optimum extraction conditions of nuciferine optimized using the RSM were ethanol concentration of 74%, the ratio of solvent to material 26:1, and ultrasonic extraction time of 82 min based on the results of a single factor experiment. The nuciferine yield was 0.1035 ± 0.005% under optimal experimental conditions; the RSD of 5 measurements was 4.58% and the relative error between the mean of 5 measurements and the predicted value of the model was 2.45% <5%, suggesting that the DAUEM has good precision and accuracy. The nuciferine purity purified with D101 macroporous adsorption resin was 67.14%.
These results provide a theoretical basis for the development and utilization of nuciferine in lotus leaves. The prepared resources of nuciferine are abundant because lotus leaves are widely available. This experiment proposed a feasible and cost-effective strategy for the production of nuciferine, which provides a theoretical basis for the development and utilization of lotus leaf resources and lays a foundation for the clinical application and medical research of nuciferine. However, the purity of nuciferine purified by D101 macroporous adsorption resin was not high. Therefore, we will focus on methods that can obtain high-purity nuciferine in the future.
Experimental Section
Chemicals, Solvents, Standards, and Apparatus
The nuciferine standard (Lot No. DSTDH005102) used in this study was purchased in May 2021 from Chengdu Lemeitian Pharmaceutical Technology Co., Ltd, Purity is high-performance liquid chromatography (HPLC) ≥ 98%, stored at 2–8 °C. It is the standard for HPLC test of nuciferine. Lotus leaf powder (Lot No. 20210521) is the powder made from lotus leaves that have been picked and dried in the sun and pulverized in a pulverizer, purchased from Lu'an Danbeier Biotechnology Co., Ltd on May 21, 2021, and was produced in Anhui. Ethanol (C2H6O, ≥ 99.7%), bismuth potassium iodide (analytically pure), and methanol (chromatographically pure) were purchased from Shanghai Titan Scientific CO., Ltd. Sodium hydroxide (NaOH, analytically pure), hydrochloric acid (HCl, analytically pure), and acetic acid (AC, analyrically pure) were purchased from Shanghai Lingfeng Chemical Reagent Co., Ltd. Acetonitrile (chromatographically pure) was purchased from Shanghai Anpu Scientific Instrument Co., Ltd. D101 macroporous adsorptive resin and triethylamine were purchased from Shanghai Macklin Biochemical Co., Ltd.
In this study, the nuciferine ultrasonic extraction process involves dissolving lotus leaf powder in ethanol, followed by infiltration and subsequent ultrasonication using an ultrasonic instrument (model number: KQ5200DE) purchased from Kunshan Ultrasonic Instrument Co., Ltd. Then concentrated with a rotary evaporator (model number, OSB-2200) purchased from Tokyo Physio Equipment Co., Ltd, followed immediately by lyophilization with a freeze dryer (model number, CHRIST) purchased from Shanghai Laijing Scientific Instrument Co., Ltd. In this study, the samples and reagents were diluted and washed with purified water from an Ultra-pure Water Purifier (model number, Milli-Q A10) purchased from Merck & Co Inc. The analysis of nuciferine was performed using the Agilent Technologies LC-1260 High-Performance Liquid Chromatography System (HPLC-DAD) equipped with a diode array detector. A Poroshell 120 EC-C18 reverse-phase column (4.6 × 150 mm, particle size: 4 μm) was employed for the determination of nuciferine content. Additionally, analysis was conducted using a chromatography column from Shanghai Haofu Instrument Co., Ltd (height 400 mm × diameter 20 mm). In this study, an electronic balance from Shanghai Shunyu Hengping Scientific Instrument Co., Ltd (model FA124) was utilized for weighing both samples and reagents. Additionally, a circulating water multipurpose vacuum pump from Shanghai Yukang Science Education Instrument Equipment Co., Ltd (model SHB-HIA) was employed to evacuate the samples.
Experimental Process and Design by DAUEM of Nuciferine
The process of DAUEM was executed. Firstly, lotus leaf powder was precisely weighed at 5 g (
The extraction of nuciferine by DAUEM was designed by Box-Behnken RSM. Different ethanol concentrations (
Level Table of Experimental Factors in the Response Surface.
According to the level table of experimental factors (Table 5) and design principle of the response surface, the experimental design of the response surface was placed in Supplemental Table S1.
Determination of Nuciferine
HPLC was used to determine nuciferine. 1 A standard curve and the linear equation of nuciferine were established by HPLC. The experimental procedures and results of HPLC for nuciferine were presented in Supplemental materials (Supplemental Figure S3).
Crude extraction powder of nuciferine was precisely weighed at 10 mg (
The nuciferine yield (
Purification of Nuciferine
D101 macroporous resin has a good effect on alkaloid separation and purification. The preprocessing method of D101 macroporous resin was placed in Supplemental Data (Supplemental Figure S4).
Crude extraction powder of nuciferine was weighed at 5 g, and dissolved by ethanol (pH 2.0) to obtain the solution of crude extraction powder of nuciferine. Then, the solution of crude extraction was placed into a pretreated D101 macroporous resin column (diameter 30 length 300 mm). Next, nuciferine was eluted using ethanol solution (pH 2.0) of different concentrations (
The nuciferine purity (
Statistical Analysis
RSM was applied to analyze the optimum condition of DAUEM. Data was analyzed with Design-Expert V 8.0.
Supplemental Material
sj-doc-1-npx-10.1177_1934578X231220119 - Supplemental material for Optimizing Ultrasonic Extraction and Purification of Nuciferine With Response Surface Method
Supplemental material, sj-doc-1-npx-10.1177_1934578X231220119 for Optimizing Ultrasonic Extraction and Purification of Nuciferine With Response Surface Method by Xinshui Ren, Mengdie Wu, Simin Liu and Hongzhi Pan in Natural Product Communications
Footnotes
Author Contributions
XR and MW collected the data, XR and MW analyzed the data and wrote the manuscript, HP managed and directed the trial, and SL gave comments and suggestions to improve the manuscript. All authors read and approved the final manuscript.
Availability of Data and Materials
The datasets used in this study are available from the corresponding author upon reasonable request.
Declaration of Conflicting Interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was funded by the National Natural Science Foundation of China (81973097).
Supplemental Material
Supplemental material for this article is available online.
References
Supplementary Material
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