Abstract
Mild traumatic brain injury (mTBI) represents a significant public healthcare concern, accounting for the majority of all head injuries. While symptoms are generally transient, some patients go on to experience long-term cognitive impairments and additional mild impacts can result in exacerbated and persisting negative outcomes. To date, studies using a range of experimental models have reported chronic behavioral deficits in the presence of axonal injury and inflammation following repeated mTBI; assessments of oxidative stress and myelin pathology have thus far been limited. However, some models employed induced acute focal damage more suggestive of moderate–severe brain injury and are therefore not relevant to repeated mTBI. Given that the nature of mechanical loading in TBI is implicated in downstream pathophysiological changes, the mechanisms of damage and chronic consequences of single and repeated closed-head mTBI remain to be fully elucidated. This review covers literature on potential mechanisms of damage following repeated mTBI, integrating known mechanisms of pathology underlying moderate–severe TBIs, with recent studies on adult rodent models relevant to direct impact injuries rather than blast-induced damage. Pathology associated with excitotoxicity and cerebral blood flow-metabolism uncoupling, oxidative stress, cell death, blood-brain barrier dysfunction, astrocyte reactivity, microglial activation, diffuse axonal injury, and dysmyelination is discussed, followed by a summary of functional deficits and preclinical assessments of therapeutic strategies. Comprehensive characterization of the pathology underlying delayed and persisting deficits following repeated mTBI is likely to facilitate further development of therapeutic strategies to limit long-term sequelae.
Keywords
Introduction
Traumatic brain injury (TBI) encompasses structural brain damage or physiological alteration in brain function resulting from an external force. 1 Worldwide, the leading causes of TBI are falls and motor vehicle accidents, resulting in an estimated 10 million deaths and/or hospitalizations annually 2 ; TBI is the leading cause of mortality and morbidity for persons under 45 y of age. 3 TBI is a robust environmental risk factor for neurodegenerative disorders, 4 and chronic sequelae may lead to permanent disability and ongoing care and cost. 5 Currently, therapeutic interventions for TBI are lacking.
TBI can be mechanically induced by blunt or penetrating impacts, non-impact blast waves, or inertial loading. While penetrating injuries are typically synonymous with severe TBI, other causes of injury do not necessarily lead to specific injury severity or prognosis. As such, classification systems are employed to delineate TBI severity, based on clinical presentation and structural findings. 6 Clinical severity is determined using the universally accepted Glasgow Coma Scale, 7 which scores ocular, motor, and verbal responses on a scale of 3–15. Mild TBI (mTBI) patients score 13–15, moderate TBI patients score 9–12, while severe injuries score <9. Additionally, traditional neuroimaging techniques such as magnetic resonance imaging and computed tomography are employed to detect the presence of gross lesions, allowing a broad differentiation between focal and diffuse damage. 8 Patients diagnosed with moderate or severe TBIs are often grouped together, as they exhibit gross structural damage on neuroimages. Overt abnormalities are typically focal in nature and can include cerebral contusions, extra or subdural hematomas, subarachnoid hemorrhage, intracranial or intraventricular bleeding, or skull fractures. 9 On the other hand, patients diagnosed with a mTBI exhibit normal neuroimaging 10 ; however, it is important to note that microscopic damage such as diffuse axonal injury (DAI) is undetectable using traditional neuroimaging techniques. 6 As such, a diagnosis of mTBI is determined on clinical observation or self-reported symptoms; the term concussion is generally used interchangeably to define the clinical syndrome. 11 Hereafter, mTBI will be used to describe these injuries.
Mild and Repeated mTBI
Epidemiological research indicates that 70–90% of all TBIs are mild, with incidence likely to be substantially underestimated. 12 Mild head trauma is common among professional athletes engaged in contact and collision sports 2 and military personnel 13 ; this review will focus on models of mTBI more relevant to sports-related injury. The primary cause of mTBI in sports is the application of both linear and rotational acceleration and impact deceleration forces to the brain, inducing non-penetrating diffuse rather than focal damage. 14 –16 Typically, mTBI is characterized by a transient disturbance in brain function, with short-lived neurological symptoms including headache, dizziness, and confusion. 17 Symptoms for most patients generally subside within 10 d of injury 18 ; however, they can persist with 10–40% developing postconcussion syndrome, 19 –21 associated with long-term cognitive deficits and white matter changes. 22 While a single mTBI may not always result in behavioral impairments, clinical research suggests that further injuries induce cumulative effects, by both increasing the susceptibility for further mTBI and progressing to long-term functional deficits 23,24 and underscoring the importance of “return to play” guidelines in sports. In particular, retired American football athletes with a history of repeated mTBI show elevated rates of cognitive impairment, 25 long-term psychiatric illness, and an increased incidence of chronic traumatic encephalopathy (CTE), a progressive tauopathy. 26 –28 This review focuses on potential mechanisms of damage underlying the cumulative and chronic effects of repeated “closed-head” mTBI, referring to single mTBI in the context of studies exploring subsequent injuries. For more detailed discussion of single mTBI, the reader is referred to Dewitt et al. 29 for review. The importance of using clinically relevant experimental models of mTBI is receiving increasing attention and will be touched upon here (see Xiong et al., 30 Angoa-Pérez et al., 31 Laplaca et al., 32 Namjoshi et al., 33 and Zhang et al. 34 for further insights).
Experimental Models of TBI: Toward Clinical Relevance
In order to develop therapeutic strategies to prevent or ameliorate long-term damage and deficits following repeated mTBI, an understanding of the pathophysiological cascade of events and the mechanistic link between acute and chronic mTBI pathology needs to be elucidated. This can only be achieved using experimental models that suitably approximate the forces behind the primary injury, producing structural and functional deficits akin to human mTBI. Further, there is a threshold for the generation of injury and its potential exacerbation by repeated traumatic insults, with implications for long-term outcome measures. As such, additional considerations in experimental design include severity and number of impacts as well as inter-injury interval. As the majority of studies exploring repeated mTBI have used young adult rats of 2–3 mo of age, this review will focus on studies using adult rodents.
The majority of mechanistic TBI studies have used models incorporating stereotaxic head restraint, anesthesia, a craniotomy, and direct impact onto the brain to induce focal injuries and marked acute behavioral deficits. However, human mTBI features head movement in the absence of dural penetration and structural and functional deficits are subtle. Craniotomies 35 and anesthesia 36 in rodent models of mTBI likely confound damage, particularly if repeated, and do not reflect the human injury. While there are no universally accepted criteria for validity in mTBI models, non-penetrating mechanical input, without acute focal damage and incorporating linear and rotational forces, is intuitively desirable. Indeed, confirming the absence of skull fracture, hemorrhage and acute cell death, and/or neuronal degeneration following mTBI is becoming commonplace. 29 An absent or mild acute behavioral phenotype and the capacity for repeated injury are further useful attributes of a suitable model of repeated mTBI.
However, given the heterogeneity of TBIs in humans, and inherent lack of face validity of animal models, no single experimental model can mimic the entire complexity of TBI-induced pathology. While closed-head models incorporating both linear and rotational forces are more appropriate to model single and repeated mTBI, it is nevertheless important to consider “open-head” models causing moderate and severe injuries for what they can tell us about mechanisms of pathology.
Open-head Models of TBI
Open-head experimental models, namely, lateral fluid percussion (LFP) 37 and controlled cortical impact (CCI), 38 have been extensively utilized to explore moderate–severe TBI. Within experiments, direct force onto the brain imparts highly reproducible focal damage, though changes in craniotomy position translate to variable outcomes between laboratories. 39 In the LFP model, a pendulum strikes a fluid-filled reservoir, and pressure from a fluid-filled bolus is forced into the epidural space, 37,40 The LFP model typically induces focal damage such as hemorrhage and edema at the site of impact, with progressive subcortical cell death, 41 –43 thereby replicating many structural, pathological, and neurobehavioral features of moderate–severe human TBIs. LFP has been used to model single 44 and repeated mTBI, 45 –47 by lowering the pendulum height to reduce the pressure pulse and therefore injury severity. However, focal cell loss in control animals receiving a single “mild” TBI may still remain.
In the CCI model, an electromagnetic or pneumatically driven piston directly penetrates the underlying cortex from a known distance and velocity. 38 Deformation of the underlying cortex induces cortical cell loss and subdural hematoma 37 and leads to more diffuse axonal injuries than the LFP model. 48,49 CCI simulates many pathological and behavioral outcomes characteristic of moderate–severe TBI in humans, and injury severity can be graded by adjusting impact depth and velocity. 30 Indeed, CCI is extensively employed to model repeated mTBI, 50 –52 including closed-head variations without focal damage 53 –57 and incorporating acceleration–deceleration forces. 58,59 However, care must be taken when interpreting findings referred to in publications as mild or repeated mild CCI, as head movement upon impact is still predominantly restricted.
Closed-Head Models of TBI
In addition to closed-head mild CCIs, weight-drop (WD) models are capable of delivering a diffuse injury through the intact skull. While the first WD models mainly induced focal damage, with 60 or without a craniotomy, 61,62 subsequent closed-head models were developed to produce more diffuse damage. 63,64 In Marmarou’s WD impact-acceleration model, a free-falling weight is guided down a tube, striking a steel disk placed on the rodent’s exposed skull, preventing skull fracture. 63 As the rat rests on a piece of foam, slight movement of the head is allowed, thereby transmitting some acceleration forces. The result is widespread damage of neurons and axons alongside severe compression of the cranial vault, suitably modeling non-penetrating moderate–severe TBI.
In recent years, the heaviness of the weight and the drop height have been modified and titrated to eliminate focal cortical injury as an acute feature. 65 –69 Increasing amounts of head movement have also been incorporated, 70 –72 to more closely approximate human head kinematics following mTBI. 73 As such, WD models are increasingly utilized to model repeated mTBI. To incorporate rapid translational and angular acceleration forces, the animal is rested on a Kimwipe, 72 aluminum foil 70,71 or traversable “trap door” 74 suspended on a hole in the center of the apparatus stage. The impact results in unrestricted movement of the head and body as the animal readily penetrates the material upon impact and free falls onto a padded cushion below.
Various other models have been developed to increase rotational acceleration 75 and employ momentum-exchange principles in a frontal impact model 76,77 through the use of a pendulum striker 78,79 as well as projectiles. 80,81 Mechanical input parameters and subsequent outcomes can be more variable in closed-head models incorporating rotational head movement. 33 However, resulting tissue strains are greater than those produced by the pure translational forces that define open-head models 16,82 and are more reflective of human head movement following impact-related mTBI.
Mechanisms of Pathology Following TBI
TBI is traditionally characterized by primary and secondary injury phases, both contributing to the extent of damage. 83 The primary injury represents acute disturbances and/or damage induced at the moment of impact, while secondary injury mechanisms, collectively known as secondary degeneration, involve a cascade of downstream interacting pathophysiological mechanisms. 15 In mild and repeated mTBI, however, there is no clear spatial separation between primary and secondary injury, and mechanisms of pathology remain insufficiently characterized. In a single mTBI, a dynamic restorative process likely underpins the transient alteration in brain function. 84 In contrast, the long-term sequelae of repeated mTBI are more reminiscent of moderate–severe injuries, suggesting that similar underlying cellular and metabolic events are occurring in repeated mTBI, albeit to a reduced degree and in a starkly different temporal progression. 85,86 It remains to be elucidated whether this worsening of long-term outcome is due to a cumulative effect of subsequent mTBIs or the independent or synergistic action of secondary processes exacerbating outcome. Herein, mechanisms of damage known to occur in moderate–severe TBI are described, with specific reference to evidence from repeated mTBI literature where available. Table 1 provides further study-specific information of known pathology in the various repeated mTBI models.
Summary of outcome measures in repeated mTBI studies in adult rodents.
Note: Key outcome measures and findings in repeated mTBI studies using adult rodents. Study descriptors are included where available; interval refers to inter-injury interval. Time analyzed is defined as: <7 d = acute, ≥7d to <1 mo = subacute, ≥28 d to <3 mo = long-term, and ≥3 mo = chronic. Aβ, amyloid beta; ADP, adenosine diphosphate; ApoE, apolipoprotein E; APP, amyloid precursor protein; ASPA, acetylaspartate acylase; ATP, adenosine triphosphate; BBB, blood-brain barrier breach; CC, corpus callosum; CCI, controlled cortical impact; d, days; CREB, cAMP response element binding protein; DAI, diffuse axonal injury; DTI, diffusion tensor imaging; h, hours; IL-1β, interleukin 1β; mo, months; m/s, meters per second; MAP2, microtubule-associated protein-2; MRI, magnetic resonance imaging; MWM, Morris water maze; NAA, N-acetylaspartate; NAAG, N-acetylaspartyl glutamate; NAD, nicotinamide adenine dinucleotide; NS, neuroscore; ON, optic nerve; P-NFH, heavy neurofilament; RGC, retinal ganglion cell; TNF-α, tumour necrosis factor-α; WT, wild type; WM, white matter; mTBI, mild traumatic brain injury.
Excitotoxicity and Cerebral Blood Flow-Metabolism Uncoupling
In moderate–severe TBI, the initial impact mechanically disrupts axolemma and neuronal plasmalemma protein channels, causing immediate depolarization and dysregulated ionic homeostasis. 87 Indiscriminate release of excitatory amino acids, particularly glutamate, exacerbates potassium (K+) efflux in a severity-dependent fashion. 88 Overactivation of glutamate receptors and voltage-gated calcium (Ca2+) channels facilitates Ca2+ influx, triggering mitochondrial Ca2+ sequestration, Ca2+-dependent Ca2+ release from intracellular stores, and dramatically elevated cytosolic Ca2+. 89 Further, excessive Ca2+ influx can initiate cell death pathways 90 and lead to compaction of neurofilaments, microtubule disassembly, and impaired axonal transport, coupled with eventual swelling and axotomy. 91 In moderate–severe TBI, Ca2+ accumulation as measured by isotope-labeled Ca2+ can persist for up to 1 wk, concomitant with memory deficits in the Morris water maze (MWM). 92 Additionally, Ca2+-induced depolarization of the mitochondrial membrane allows electron leakage to oxygen in the electron transport chain, uncoupling oxidative phosphorylation, and suppressing adenosine triphosphate (ATP) synthesis in a CCI model. 93 ATP-dependent pumps are engaged to restore TBI-induced ionic imbalances, resulting in a transient increase in cerebral glucose uptake. 94 In a closed-head model of diffuse TBI, mitochondrial dysfunction, as measured by ATP and n-acetyl aspartate reductions, positively correlates with injury severity. 95,96 Concomitant with hyperglycolysis, acute decreases in cerebral blood flow (CBF) have been well-documented in experimental models, 97,98 and this failure to meet increased energy demands induces a severity-dependent metabolic crisis. 99 A subsequent period of hypoglycolosis can ensue. 90,97,100 While complete recovery typically occurs within 10 d, 101 the precise longevity correlates with severity, 102 behavioral deficits, 103 and progressive white matter damage above a certain threshold. 90 Interestingly, effects of applying a secondary insult such as ischemia or bilateral carotid occlusion following CCI 99,104,105 and WD 106 suggest that the critical temporal CBF-metabolic uncoupling period reflects a window of vulnerability of increased susceptibility. In a repeated moderate TBI WD study, an inter-injury interval of 1–3 d induces maximal damage in a range of metabolic outcome measures. 107 The state of metabolic depression reflects an altered cerebral state that is associated with functional deficits and has been proposed to reflect a “window of vulnerability” or vulnerable cerebral state. 107
CBF-Metabolism Uncoupling Following Repeated mTBI
Aligning with the acute temporal profile of ionic fluxes and metabolic events characterizing moderate TBIs, 91 it has been suggested that acute ionic imbalances and energy dysregulation following a single mTBI also represent a temporal window of vulnerability that is associated with acute behavioral deficits 107,108 and increased susceptibility to damage with further insults. 54,69,71 Indeed, while acute cerebral hypometabolism, mitochondrial dysregulation, and cognitive deficits resolve within 1 wk following a single WD mTBI, a second injury delivered after a 3 but not 20 d interval, resulted in exacerbated metabolic dysregulation concomitant with cumulative cognitive deficits. 68 While the implications of these findings on long-term outcome remain unexplored, it is possible that these earlier chemical vulnerabilities may be the impetus for longer-lasting metabolic cascades.
Oxidative Stress
There is a highly interactive relationship between glutamate excitotoxicity, intracellular Ca2+ accumulation, metabolic depression, and reactive oxygen species (ROS) production, 109 –111 and the latter is thought to mediate neurotrauma-induced secondary degeneration. 112 TBI is characterized by increases in both ROS and reactive nitrogen species production as a consequence of excessive 113 intracellular Ca2+ as well as decreases in enzymatic or nonenzymatic antioxidants such as manganese superoxide dismutase glutathione peroxidase, ascorbic acid, and glutathione. 114 –116 When excess ROS and reactive nitrogen species overcome endogenous antioxidant capacities, the state of metabolism is referred to as oxidative stress. 117 Subsequent oxidation of lipids, proteins, and DNA to toxic metabolites causes cellular dysfunction 118 ; ROS-mediated tissue damage has been positively correlated with TBI severity. 119,120
Oxidative stress after TBI predominantly manifests as lipid peroxidation, likely attributable to the brain’s high polyunsaturated fatty acid (PUFA) content. 121 In a rat focal contusion model, a progressive increase in lipid hydroperoxides is observed following an immediate post-traumatic burst in hydroxyl radical formation. 122 ROS-mediated lipid peroxidation, measured by 4-hydroxynonenal 123 and malondialdehyde concentrations, 124 respectively, is similarly increased following moderate CCI and WD TBI. Additionally, lipid peroxidation has been associated with blood-brain barrier (BBB) damage following CCI TBI. 122 Acute increases in protein nitration 125 and DNA damage 123 can also occur following TBI, while excessive ROS may also trigger caspase-dependent 126 and -independent cell death pathways. 127
In a repeated moderate WD study, increases in reduced glutathione/oxidized glutathione, and nitrate and nitrite stressors, together with decreases in the antioxidant ascorbic acid were observed 48 h after final injury, when 2 moderate TBIs were given 1–3, but not 5 d apart. 119 While studies are limited, these findings provide further support for an acute temporal period of compromised cellular defenses in the brain, with modulation of oxidative and nitrosative stressors by injury interval and a cumulative effect of increased ROS production following repeated moderate TBI implicating oxidative stress in the proposed window of vulnerability. Beyond this, oxidative stress following moderate–severe TBI feeds back to and propagates Ca2+-induced glutamate excitotoxicity and mitochondrial dysfunction. Further, long-term oxidative stress plays a pivotal role in neurodegeneration 128,129 and potentially in the pathogenesis of neurodegenerative diseases. 130,131
Oxidative Stress Following Repeated mTBI
Given the progressive nature of pathology and long-term negative outcomes following repeated mTBI, oxidative stress is implicated as a driver of damage. However, studies exploring oxidative stress in the context of repeated mTBI are scarce. A transgenic mouse model of Alzheimer’s disease-like amyloidosis has been used to explore the relationship between repeated mTBI and neurodegenerative disease. 132,133 A transient increase in isoprostanes, a product of free radical peroxidation of PUFAs, is reported following a single mild CCI, and a subsequent injury given after 24 h results in exacerbated lipid peroxidation that persists to 4 mo. Increased isoprostanes is associated with greater cognitive impairment and accelerated brain amyloid beta (Aβ) protein accumulation and deposition 132 ; similar findings have been reported elsewhere. 133
Cell Death
Injury-induced neuronal and glial cell death likely occurs along a continuum of necrotic (passive) and/or apoptotic (programmed) mechanisms, 134,135 resulting in removal of injured and dysfunctional cells, but also progressive neuronal degeneration and exacerbated functional deficits. 136,137 Necrotic cell death occurs under conditions of excitotoxicity and metabolic failure particularly prevalent at the site of impact immediately following focal TBI, while surviving cells spatially separated from the primary necrotic injury can undergo delayed and programmed cell death. 3 Caspase-3 triggers cell death in CCI 138 and LFP 139 TBI models, while in a moderate–severe rat CCI study, protein unfolding following endoplasmic reticulum stress activates capase-12 140 and elevated capsase-12 messenger RNA in a severity-dependent manner. 141 In a severe CCI model, conditions of impaired mitochondrial respiration and oxidative/nitrosative stress are associated with apoptosis-inducing factor mediating cell death via poly(adenosine diphosphate ribose) polymerase-1-induced apoptosis, 6 h post-injury in the hippocampus. 142 The maintenance of intact mitochondrial membrane potential is a critical factor in determining propensity toward apoptotic instead of necrotic mechanisms. 143,144 It follows that the type, extent, and temporospatial distribution of cell death is closely related to injury type and severity. 145 Further, significant reductions in mature oligodendrocytes in white matter tracts are observed acutely, 44 subacutely, 146,147 and persisting to 1 mo 148,149 following moderate LFP and CCI TBI. Concomitant temporal and spatial association with increased caspase-3 expression 146,148 indicates oligodendrocyte vulnerability to TBI-induced apoptosis in subcortical white matter that may underlie dysmyelination and contribute to secondary axonal injury.
Cell Death Following Repeated mTBI
Histological stains such as cresyl violet, hematoxylin and eosin, and fluorojade are used to assess cell death as an acute outcome following mTBI, with cell death is typically absent following single mTBI. 54,56,65,70 One repeated mTBI study reported significant acute neuronal death in the entorhinal cortex and around hemorrhagic lesions, following 5 CCI mTBI given at 24 h intervals. 150 Findings were deemed an outcome of both injury number and inter-injury interval, as a 48-h interval prevented neurodegeneration 150 ; however, a study using similar injury parameters and experimental design did not report neurodegenerative changes. 151 While a threshold for injury severity exists, the typical absence of overt neuronal cell death at both acute and chronic time points suggests that neuronal dysfunction and diffuse axonal injury are greater contributors to the progressive nature and chronic sequelae of mTBI and repeated mTBI than death of neurons; little is known regarding the death of glial cells following repeated mTBI.
Blood-Brain Barrier (BBB) Dysfunction
The BBB is a highly dynamic system comprising a network of non-fenestrated endothelial cells connected by tight junctions surrounded by astrocytic end feet and pericytes that physically separate the intra- and extravascular central nervous system (CNS) content. 152 In response to perturbations in the neurochemical microenvironment, BBB tight junctions, transporters, and enzymes are regulated to protect the brain from noxious circulating stimuli while ensuring nutrient supply. 153,154 Following focal moderate–severe TBI, the BBB is breached, resulting in immediate infiltration of peripherally circulating leukocytes into the brain parenchyma. Together with the initiation of transcriptional changes in the neurovascular network, infiltrating cells aggravate the resident neuroinflammatory response, 155,156 culminating in neuronal dysfunction and neurodegeneration and a feed forward loop of further neuroinflammation. 157 Excessive excitatory amino acids, ROS, nitric oxide (NO) production, 158 and upregulated proinflammatory cytokines 159 contribute to and exacerbate BBB dysfunction and subsequent developing pathology. 160,161
Primary mechanical injury may also damage endothelial cells, leading to capillary albumin extravasation and an increase in small vessel permeability. 157,162 Temporal progression varies between animal models; BBB permeability increases immediately at the site of LFP injury with a hasty resolve, 163 while an acute biphasic response is observed in a CCI model. 164 Further, increased cerebral vascular permeability is reported 4–6 h following focal closed-head WD injury, with concomitant widespread protein leakage 61,165 persisting for up for 4 166 and 7 d. 61 Such an extended opening of the BBB can exacerbate posttraumatic invasion of leukocytes 167 and neutrophils. 159 Detachment of vascular pericytes and migration into the parenchyma also occurs within 24 h following a moderate WD injury. 168 While there are a multitude of factors contributing to the probability, severity, and longevity of negative long-term TBI-induced sequelae, 169 there is increasing evidence of chronic inflammatory states in animal models of diffuse TBI, characterized by less pronounced leukocyte recruitment, 3 and persisting microgliosis in white matter tracts, 170,171 implicating dysfunction of the BBB in continuing pathology.
BBB Dysfunction Following Repeated mTBI
There are few reports of BBB dysfunction following repeated impact-related mTBI. Assessment of BBB integrity via permeability to immunohistochemically detected intracerebral mouse immunoglobulin G (IgG) and has indicated limited BBB breach. Specifically, following a single mild CCI, a small focal BBB breach was observed up to 48 h after injury, while a second injury given 24 h later resulted in increased cortical and white matter IgG immunoreactivity, with associated intraparenchymal serum extravasation that spread to white matter tracts. 54 Although not measuring BBB disruption directly, 5 mild CCI TBIs delivered at either 24- or 48-h intervals revealed major histocompatibility complex class II-associated antigen-labeled macrophages in hemorrhagic lesions. 150 Other repeated mTBI studies revealed no BBB compromise in CCI, 59 WD, 65 or Kimwipe/aluminum foil models, 71,72 although all analyses were conducted at acute time points.
Astrocyte Reactivity
Astrocytes are critical early responders to TBI-induced extracellular changes, becoming reactive in a process known as astrogliosis and exerting complex heterogeneous responses including altered gene expression, hypertrophy, and proliferation. 172 Astrocytes regulate the inflammatory response and can subdue the spread of damage. Through membrane protein channels and engagement of ATP-dependent pumps, astrocytes recycle excitatory amino acids to reduce glutamate excitotoxicity and restore K+, Ca2+, and Na+ ionic homeostasis. 173 Buffering excess extracellular K+, glutamate and ATP levels allow for provision of substrates for ATP synthesis and/or neuronal consumption to counter ROS-induced mitochondrial dysfunction and scavenge free radicals. 174 However, astrocytes can also release free radicals and proinflammatory cytokines and exacerbate ATP-induced ATP release, triggering microglial activation and propagation of Ca2+ waves via the astrocytic syncytium. 175,176 These dual neuroprotective and neurotoxic responses have been observed following LFP and CCI TBI and the balance between responses depends on the nature and severity of the injury. 177 –179 However, how astrocytes interact with surrounding cells to influence the progression of response to repeated mTBI is yet to be fully elucidated.
Astrocyte Reactivity Following Repeated mTBI
While astrocyte responses typically increase with mTBI severity, number, and decreased inter-injury interval, 150,151 there is variability in reported time courses of response. A single mTBI can lead to a rapidly resolving 151 or mildly progressive 53,150 astrogliosis in a closed-head CCI model. When 4 mTBIs at 24-h intervals are delivered in both WD rotational and CCI models, the astrocytic response is exacerbated at 1, 53,150 7, 72 and 14 d, 57 persisting to 6 mo, with concomitant cognitive deficits. 70 Increasing the inter-injury interval to 1 wk results in no observable response, 70 indicating that longer inter-injury intervals may be protective. Intermediate inter-injury intervals of 48 h yield variable outcomes. 150,180 Intriguingly, however, there is relative consistency in the progressive spread of the astroglial response from cortical to hippocampal to white matter domains in repeated mTBI.
Microglial Activation
Microglia are spread throughout the brain parenchyma in their quiescent state and are the primary immune effector cells of the CNS. 181 TBI-induced release of astrocyte-derived ATP triggers microglial recruitment. 175 Microglia proliferate and infiltrate toward the injury site, phagocytosing necrotic tissue, cellular debris, and toxic substances, 182 with the time course dependent upon the nature of injury. 183 Also depending on the nature of the TBI, microglia upregulate cell surface marker expression, enhance pro-inflammatary cytokines (interleukin [IL]-1β, IL-6, and TNF-α) and oxidative metabolites (NO, ROS) release and increase protease secretion, thereby exacerbating oxidative stress, neuroinflammation, and axonal pathology. 184 Sustained microglial activation and chronic inflammatory states contribute significantly to the spread of secondary degeneration, 185 playing a pivotal role in long-term and progressive axonal injury, neurodegeneration and neurological impairments 155,180,182,186,187 via mechanisms that include lipid peroxidation and apoptosis. 185,188 Indeed, there is increasing evidence of chronic microglial activation in the cortex, corpus callosum (CC), and thalamus up to 1 y after injury following moderate–severe TBI. 182 Alternatively, microglia can assume a reparative role by releasing anti-inflammatory cytokines such as IL-10 that inhibit proinflammatory functions. 189 Numbers of microglia along the cell death (M1) and repair promoting (M2) phenotypic spectrum depend on TBI severity and kinetics of regulation. 188,190
The “immunoexcitotoxicity” theory suggests an alternative to the traditional and functionally distinct M1-M2 phenotypic polarization. Microglia are said to move from their resting and ramified state to one, where they swell with proinflammatory cytokines, remaining “primed” for action in the absence of inflammatory resolution. 191 With further triggers, microglia become increasingly aggressive in their pro-inflammatory cytokine and free radical release, propagating downstream cascades that exacerbate damage and deficits, resulting in increased vulnerability to subsequent stimuli. 191 The immunoexcitotoxicity theory may therefore provide a potential mechanistic link between the progression of acute to chronic pathology following repeated mTBI.
Microglial Activation Following Repeated mTBI
Microgliosis has been observed predominantly in the CC in closed-head models of single and repeated mTBI. Mild microgliosis in the CC is seen in the first 2 wk following a single mTBI 53,57,75 ; longer-term outcomes were not assessed. However, 2 injuries delivered at 24-h intervals result in prominent acute microglial responses that persist in white matter until 7 wk. 56 Interestingly, when 4 mTBIs are given, exacerbated microglial hypertrophy and increased immunoreactivity are observed at acute 150 and subacute, 57 but not chronic 70 time points. No acute or subacute microglial inflammation is observed when inter-injury interval is increased to 48 h in both CCI 150 and WD aluminum foil models. 72 In contrast, persisting microglial responses are described in more severe, albeit still mTBI. 53,180
Diffuse Axonal Injury (DAI)
DAI is a hallmark of TBI of all severities, in part due to anisotropically arranged axonal projections in white matter tracts being particularly susceptible to compression, tension, and torsion forces during rapid acceleration/deceleration. 109,192 –194 The degree of axonal injury is dependent on injury severity 195 and correlated with the plane of mechanical loading and decelerating force. 192 Diffuse axonal injury is typically characterized by axonal stretching, mitochondrial swelling, and transport dysfunction. 193 In moderate–severe TBI, the mechanical loading induces focal perturbations in the axolemma 196 that can disrupt voltage-gated sodium (Na+) channels, reverse the Na+/Ca2+ exchanger, open voltage-gated Ca2+ channels, and facilitate excessive Ca2+ influx. 197 Secondary messenger cascades activate protein kinases, phospholipases, and proteases, which within 6 h leads to either neurofilament instability via phosphorylation or neurofilament collapse via calpain-mediated proteolysis of side-arms. 198 Ca2+-mediated microtubule disassembly ensues, 199 and cytoskeletal disorganization often persists, 200 with silver staining used to visualize the punctate structures and argyrophilic fibers that are observed. Proteins accumulate, leading to multifocal axonal swellings that hinder axonal transport, 201 often detected as accumulations of amyloid precursor protein (APP). 202 Protein accumulation can initiate downstream cascades associated with secondary disconnection of the axon cylinder. 197 While the detached distal segment undergoes Wallerian degeneration, the proximal axonal segment and associated neuronal soma of origin swells, but does not necessarily die. 203 In contrast, ionic restoration can lead to axonal recovery, 204 while a host of secondary injury mechanisms likely contribute to progressive axonal degeneration. 200,205 Hyperphosphorylation of tau also occurs in TBI, 206 resulting in reduced microtubule binding, 207 which causes disassembly of microtubules and thus impaired axonal transport, leading to compromised neuronal and synaptic function. 208 Increased tau aggregation into insoluble fibrils and larger aggregates in the form of insoluble fibrils, tangles, and neuropil threads are also observed 209 and have been associated with subsequent neurodegenerative disease. 27
Diffuse Axonal Injury Following Repeated mTBI
DAI is considered to be a key feature of pathology following mTBI 210 and is typically exacerbated with repeated injury. 54,211 Repeated mTBI in adult mice worsens diffuse axonal injury and cognitive function with inter-injury intervals of 1–5, but not 7 d. 150,151,212 Reducing the inter-injury interval to hours rather than days results in axonal injury, providing the injury severity is not sub-threshold. 211 Similarly, motor function and spatial learning deficits, as well as increases in cytoskeletal damage and axonal injury indicated by increased APP, are more prominent in animals with repeated mTBI separated by 3 d than following single mTBI or a 7 d inter-injury interval. 212 Following 2 CCI mTBIs given 24 h apart, increases in APP develop subacutely, subsiding by 56 d. 54 Further, 5 repeated CCI mTBIs, with a 48-h inter-injury interval, also result in increased APP-immunoreactive axonal profiles in the CC 53 that persist chronically. 180 Increases in microtubule-associated protein-2 are observed following 2 mTBIs with a 24-h inter-injury interval, persisting chronically. 151 However, no chronic axonal pathology is observed following 5 closed-head mTBIs delivered using the Kimwipe model at 24-h or 1-wk intervals, despite persisting cognitive deficits. 70,71
Axonal degeneration detected by silver staining has been observed following 4 CCI mTBIs given at 24-h intervals, acutely 213 and subacutely. 57 Further, acute cytoskeletal abnormalities and intra-axonal organelle compaction detected by ultrastructural analysis, that persist long-term in white matter tracts, is temporospatially coincident with a prominent microglial response following 2 CCI mTBIs, 56 with similar outcomes in a model featuring rotational acceleration. 75 Activated microglia form extended cytoplasmic processes in direct contact with injured axons to form a potential barrier between the healthy and injured tissue, suggesting that microglial activation is a response to the axonal damage. 56,175
Phosphorylated tau and Aβ have been explored in repeated mTBI studies, 54,72,151 particularly using transgenic animal models, 132,214,215 given their associations with CTE. 26,216 Although repeated mTBI is thought to exacerbate secondary injury mechanisms that accelerate the development of chronic neurodegenerative diseases, the mechanistic link between repeated mTBI and CTE pathobiology is yet to be elucidated, and further prospective and longitudinal studies are required. 28 Indeed, cognitive deficits after repeated mTBI can occur in the absence of increased tau phosphorylation or Aβ, 70 and transgenic studies of specific tau isoforms indicate further complexities. 217 Table 1 provides further information on studies assessing CTE-like pathology in repeated mTBI.
Dysmyelination
While axons and myelin forming fiber tracts are consanguineous, it is suggested that their pathologies following TBI are distinct, 147,218 although studies exploring TBI-induced myelin pathology are relatively limited. Demyelination can occur as a result of several mechanisms, including primary axonal damage and subsequent Wallerian degeneration, or death of myelinating cells. Subacute loss of myelinated axons 171,219 and myelin decompaction and redundancy 218 have been reported following moderate TBI in rats. In contrast, transient subacute axonal dysfunction has been observed in the absence of myelin abnormalities, following moderate TBI (referred to as mild in the literature). 220 –222
Oligodendrocytes produce large amounts of ROS 223,224 and have low antioxidant capacity. 225 Indeed, oligodendrocytes, oligodendrocyte progenitor cells (OPCs), and myelin are particularly sensitive to glutamate excitotoxicity, Ca2+ overload, oxidative stress, and altered metabolism that occur following neurotrauma, 226 –228 with sensitivity thought to be maturation dependent. 229 Extensive and sustained calpain-mediated degradation of myelin basic protein was reported in a moderate CCI TBI model, with intact proteins returning to baseline levels 3–5 d after injury. 171 Additionally, myelin debris can stimulate inflammatory cells, and activated microglia and astrocytes can likewise promote myelin phagocytosis via ROS release 230 and activate OPC recruitment. 231 OPCs can rapidly respond to white matter injury and produce matrix metallopeptidase 9 that appears to open the BBB and trigger secondary cascades of cerebrovascular injury and demyelination. 159,169 Indeed, perturbations in the BBB are known to be a critical part of white matter pathology in a wide range of CNS disorders. 232 However, transient upregulation of mature oligodendrocyte genes by OPCs 147 as well as localization of OPCs to brain regions exhibiting neuronal damage 170 suggests an acute regenerative response. Nevertheless, dysmyelination and demyelination persist and progress up to 1 y following injury, 233 occurring simultaneously with prolonged reactive microgliosis and astrogliosis, 147,234 indicating ongoing stimulation by myelin debris.
Dysmyelination Following Repeated mTBI
Studies exploring myelin abnormalities in animal models of repeated mTBI are scant. Subcortical white matter tract damage is seen in single mTBI 54,212,221,235,236 and a long-term experimental study of mTBI using both single and repeated injuries reported CC thinning accompanied by neurological deficits 1 y following injury. 180 Progressive myelin pathology has been indicated by decreased radial diffusivity 55 and double concentric myelin sheaths 56 following 2 CCI mTBIs delivered at a 24-h interval. More persistent and severe myelin pathology with evidence of remyelination was observed with a repeated “mild” TBI; however, acute focal lesions and blood deposition suggest the injury was of moderate severity. 51 These findings likely reflect cognitive and behavioral dysfunction following mTBI 237,238 ; however, behavioral assessments in these studies were lacking. Further studies assessing the effects of injury interval, number and severity on chronic myelin pathology together with behavior are warranted.
Behavioral Deficits Following Repeated mTBI
The most commonly used assessments to determine long-term behavioral outcome in TBIs include neurological severity tests to assess gross motor deficits; beam walking and rotarod performance which assess sensory, motor, and sensorimotor domains; and various MWM paradigms to assess learning and memory as a correlate to cognitive function. 239 Tests assessing psychological sequelae have also been employed to detect anxiety- and depressive-like behavior. Behavioral impairments have been consistently revealed in closed-head animal models of repeated mTBI, incorporating various degrees of head movement and inter-injury intervals. Mice sustaining 2 mTBIs at 24-h intervals had acute learning and memory deficits in MWM 56 and Barnes maze performance 75 that persisted to subacute time points. However, variability exists between studies of similar design, with some animals exhibiting longer-term balance deficits in the absence of persisting cognitive impairments. 54 When total injury numbers are increased to 5, transient balance and motor coordination deficits in the rotarod test are described, while locomotor hyperactivity persists to 1 mo. 72 In similar studies, measurable cognitive deficits persist beyond 3 mo. 57,71,151 As such, when repeated mTBIs are delivered within the “window of vulnerability” (described in Mechanisms of Pathology section), cumulative cognitive deficits persist and may be permanent. 54,65,71 Interestingly, longer inter-injury intervals up to 1 mo produce no deficits, 68,71 suggesting that longer time intervals may confer protection against subacute 212 and long-term functional sequelae. 70 Additionally, studies titrating mechanical input have revealed a threshold of injury severity required to elicit deficits. 56,65 Thus, it appears that behavioral deficits significantly associate with the number of mTBIs, inter-injury interval, and severity of impact.
Toward Clinical Management of Repeated mTBI
Pharmacological therapies for TBI in humans are lacking. 83 Therapeutic strategies in development are targeted toward secondary injury pathways that are potentially modifiable and therefore amenable to treatment 43 and are generally focused on facilitating neuroprotection or inhibiting neurotoxicity. Given the subtle acute pathology following mTBI, treatment options for repeated mTBIs hinge on decreasing the progression of secondary damage and improving long-term functional outcomes. As described above, the first injury appears to place the brain in a vulnerable metabolic state. Therefore, appropriate immediate treatment following a single mTBI may facilitate acute physiological recovery and reduce the potential for cumulative damage with further injury. Further, treatments administered beyond the acute time point may be useful for targeting specific elements of secondary degeneration. However, a greater understanding of the mechanisms of damage following repeated mTBI is likely to be required to facilitate effective development of therapeutics as well as inform return to play guidelines.
Therapeutic Strategies for Repeated mTBI
Preclinical studies assessing efficacy of therapeutics for repeated mTBI have been reported, and current targets focus specifically on reducing inflammation, oxidative stress, axonal injury, and associated neurodegenerative-like pathology. Targeting microglial activation via anti-CD11d, 47 progesterone, 240 and Valganciclovir 213 to ameliorate the inflammatory response following repeated mTBI has shown some promise. Rats given 3 mild LFP injuries at a 5 d inter-injury interval, and treated with anti-CD11d antibody, exhibit reduced neutrophil and macrophage infiltration, lipid peroxidation, astrocyte activation, APP accumulation and neuronal loss, concomitant with improved performance on cognitive, sensorimotor, and anxiety tasks, relative to controls. 47 Using a similar study design, the steroid hormone progesterone decreases lipid peroxidation and microglial and astrocytic markers of neuroinflammation, while long-term cognitive and sensorimotor outcomes are improved. 240 For both of these studies however, acute damage and deficits were potentially dampened given the 5 d inter-injury interval. Valganciclovir-induced macrophage depletion decreases the microglial population in the CC and external capsule, as expected, but doesn’t alter the extent of acute axonal injury after 2 CCI mTBIs at 24-h intervals. 213
Rosemary extract (20% carnosic acid) administered following 3 mTBIs at a 24-h inter-injury interval reduces astrocytosis, oxidative stress, inflammatory cytokines, and degenerating neurons in the hippocampus and restores cognitive deficits. 78 However, significant numbers of degenerating neurons in the hippocampus following the repeated mTBI suggest that a more severe injury was induced. The immunosuppressant FK506 (Tacrolimus) or moderate hypothermia (32–33°C for 1 h) following 2 impact-acceleration mTBIs at a 3-h inter-injury interval significantly attenuates axonal and cerebral microvascular changes by inhibiting calcineurin, free-radical and metabolically mediated cascades. 241 Following 2 closed-head mTBIs incorporating rotational acceleration, given on consecutive days, the liver X receptor agonist GW3965 improves cognition, axonal integrity, and Aβ clearance in an Apolipoprotein E (ApoE)-dependent manner. 67
Preventing tauopathy or decreasing the risk of developing neurodegenerative disease has been attempted using various models and treatment targets. Vitamin E, a potent exogenous antioxidant, was administered for 12 wk to aged transgenic mice, exhibiting Alzheimer’s disease-like amyloidosis. Prevention of Aβ peptide accumulation and reduction in brain lipid peroxidation and behavioral deficits following 2 CCI mTBIs 133 suggest antioxidants may reduce the putative risk of repeated mTBI-associated Alzheimer’s disease. Following 3 closed-head CCI mTBIs given at 24-h intervals, inhibition of monoacylglycerol lipase, an endocannabinoid 2-arachidonoylglycerol metabolizing enzyme, significantly reduces CTE-like neuropathological changes, proinflammatory cytokines, astroglial reactivity, and cognitive deficits. 242 Additionally, using transgenic and knockout tau mice in a Kimwipe mTBI model, cis p-tau antibody treatment prevents the temporospatial progression of tauopathy and cognitive decline by blocking axonal microtubule and mitochondrial disruptions. 243 Finally, sodium selenate treatment of 3 LFP mTBIs at a 5 d inter-injury interval results in tau dephosphorylation and ameliorates cognitive decline via protein phosphatase 2A 55 kDa regulatory B subunit upregulation. 244
Effects of pre-treatment of repeated mTBIs using fish oil 245 and androgenic steroids 246 have also been explored. Rat chow enhanced with 6% omega-3 fatty acids was provided for 4 wk prior and 2 wk following 2 LFP mTBIs at a 24-h inter-injury interval; recovery of body weight was improved, with a trend toward increases in hippocampal neurons and cognitive performance. 245 Interestingly, a combination of testosterone, nandrolone, and 17α-methyl testosterone increases axonal injury and microgliosis, 246 suggesting athletes who use these agents may suffer from detrimental effects following mTBI.
Barriers to Clinical Translation
While swine 247,248 and cell culture approaches 249,250 have recently been used to model repeated mTBI, the majority of studies use rodents. There are, however, inherent structural and behavioral differences in rodents that challenge the emulation of human mTBI, in terms of mechanical input, and structural and behavioral output. Mass, white to gray matter proportions, cerebral convolutions, presence of cerebrospinal fluid and craniospinal angle influence the nature of TBI-induced tissue strain. 201 Choosing the intervals between injuries in experimental models is confounded by difficulties relating rat age to humans, 251 which is important when determining return to play time frames following sports-related mTBI. Additionally, strain-dependent behavioral and histological responses have been revealed in rodents. 252 Further, studies using non-transgenic female rodents are lacking. While acute neuroprotective effects of oestrogen have been suggested in a rodent WD impact-acceleration model, 253 exacerbated outcomes following repeated mTBIs in female soccer players indicate complexities. 254 Finally, pediatric populations exhibit different responses to adults experiencing a similar head trauma, 255 and limited studies have been conducted assessing younger populations. 235,236,256,257
Conclusions
Long-term cognitive impairments following CNS injury and in neurodegenerative diseases have been associated with prolonged oxidative stress conditions
131,258
and impaired signal conduction along dysmyelinated axons.
259
Further, persisting behavioral deficits after TBI have been associated with progressive activation of astrocytes
260
and microglia.
261
While mild and repeated mTBI can impair long-term function,
262
studies are yet to simultaneously measure behavioral, oxidative, neuroinflammatory, and myelin integrity outcomes at acute and chronic phases. As such, key mechanistic insights needed to design therapies tailored to limit chronic deficits following repeated mTBI are lacking. Therapies designed to stabilize and improve metabolic status in the acute time period after injury may protect neurons and glia, translating to significant improvements in long-term functional outcome. As more is learned about BBB regulation following repeated mTBI, further opportunities may emerge to target the brain endothelium to maintain health and facilitate recovery. Diffuse axonal injury and white-matter damage is increasingly understood to underlie progression of cognitive impairments and better understanding of myelin pathology using both advanced imaging and ultrastructural analyses following repeated mTBI will also likely contribute to improved therapeutic opportunities. While elucidating the mechanisms of damage underlying cell dysfunction following repeated mTBI is crucial to develop therapeutic strategies, it is also important to appreciate cell regenerative processes known to occur in moderate–severe TBI.
263
The hippocampus is implicated in persisting memory deficits following repeated mTBI and complex forms of hippocampal-mediated learning require adult-born neurons.
264
Following repeated LFP mTBI, long-term potentiation deficits and failed N-methyl-
Footnotes
Authors’ Contribution
Brooke Fehily researched and wrote the manuscript. Melinda Fitzgerald edited and critically evaluated the manuscript. Both authors read and approved the final manuscript.
Statement of Informed Consent
There are no human subjects in this article, and informed consent is not applicable.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research and/or authorship of this article: Melinda Fitzgerald is supported by an NHMRC Career Development Fellowship (APP1087114).
