Abstract
Blood-brain barrier (BBB) disruption can be achieved with ultrasound (US) and circulating microbubble (MB) contrast agent. Using dorsal US sonication and Definity, an MB contrast agent, responses of the cortical cerebral vasculature to BBB opening were observed with varying acoustic peak negative pressure (0.071 to 0.25 MPa) under two-photon microscope. Wistar rats with a craniotomy were sonicated with a single piezoelectric transducer following the intravenous injection of Texas Red for visualization of vasculature and leakage from BBB opening. Based on time-dependent intensity change in the extravascular area, the leakage was classified into three types: fast, sustained, and slow. Fast leakage was characterized by a rapid increase to peak intensity during sonication, but a decrease afterwards, occurring at all pressures and vessels sizes analyzed in our study. Sustained leakage was indicated by a similar, immediate increase to peak intensity but one that remained elevated for the duration of imaging, occurring at low-to-intermediate pressures. Slow leakage began 5 to 15 minutes after sonication, dominating at low pressures, and was more prevalent among smaller vessels than fast and sustained leakage. Our study showed the possibility of controlling leakage type and vessel size in US-induced BBB opening through varying acoustic pressure.
Introduction
Cerebral capillaries have specific properties that contribute to the formation of the blood-brain barrier (BBB). In the brain, the endothelial cells (ECs) have continuous tight junctions that differ from systemic ECs (Toole, 1990). In addition, brain ECs have a high number of mitochondria (Oldendorf et al, 1977), a lack of fenestrations (Fenstermacher and Kaye, 1988), and reduced pinocytosis (Sedlakova et al, 1999). Membrane proteins, astrocytes, and pericytes act together with the brain ECs to form a BBB that limits molecular diffusion across the capillary wall. This BBB selectively allows substances of certain sizes and polarity, < 400 to 500 Da and highly soluble in lipid, to cross between the tissue and the lumen of cerebral blood vessels. Due to this restriction at the cerebral capillary bed, the delivery of currently available drugs and antibody therapies has been limited, posing difficulties in treating central nervous system pathology (Pardridge, 2005). A number of studies have found that ultrasound (US) sonication in combination with microbubble (MB) contrast agents can modify the permeability of the BBB (Hynynen et al, 2001, 2005, 2006; McDannold et al, 2007, 2008; Yang et al, 2007; Raymond et al, 2007; Reinhard et al, 2006; Choi et al, 2007). Electron microscopy analysis of BBB disruption with MB/US treatment has confirmed increased molecular passages across the capillary bed (Sheikov et al, 2004). The BBB can be transiently and selectively disrupted at the US focus without acute (Hynynen et al, 2001) or chronic neuronal damage (Hynynen et al, 2006) or impact on the animal behavior (Howles et al, 2010). Transient changes in the BBB permeability open up new windows for noninvasive, targeted drug delivery in the central nervous system (Kinoshita et al, 2006a, b ; Raymond et al, 2008; Jordao et al, 2010).
Magnetic resonance imaging has been prevalently used in the studies referenced above on the BBB disruption. As a result of large time delays between sequential images, which are in the order of minutes on average for quality images, there are still shortcomings in our understanding of the biophysical mechanism of BBB opening with magnetic resonance imaging studies alone. In addition to analyzing BBB disruption with magnetic resonance imaging, real-time monitoring of the BBB disruption at the level of individual vessels needs further analysis. As opposed to limited spatial resolution of magnetic resonance imaging, two-photon microscopy allows
A previous study on multiphoton imaging of BBB opening assessed cerebrovascular dynamics and the kinetics of dye leakage after US sonication from the ventral side of the brain (Raymond et al, 2007). Three leakage processes were identified in this study: hemorrhage, focal disruption, and transcytosis. Frequent vasoconstriction accompanying BBB disruption was also noted. Certain findings from this study that warrant further investigation include constriction duration and its repeatability as well as differences in arterial versus venous leakage. By extending the two-photon analysis of US-induced BBB opening to rats instead of mice, we aimed to confirm the repeatability and robustness of the three leakage mechanisms as well as estimate the timing parameters of these processes. We used dorsal rather than ventral US sonication to minimize tissue attenuation and variations in the US exposure level. We specifically wanted to study effects of different acoustic pressures on BBB disruptions and of vessels of varying sizes. Our aim was to investigate any vessel caliber dependence of the leakage and characterize the kinetics of this process.
Materials and methods
Animal Preparation
A total of 20 male Wistar rats (120 to 200 g) were used in this study. Animals were placed in an induction box and allowed to breathe oxygen-enriched air containing 5% isoflurane. Once fully relaxed, isoflurane was reduced to 2% during the rest of the procedures. Medical air was ventilated to maintain the minimum oxygen saturation of 98%. After tracheotomy, the animal was restrained in a sterotaxic frame using ear bars and a bite bar. Intramuscular injection of glycopyrrolate (20 µg/kg) was also administered every hour to reduce secretion and help with breathing. The animals were connected to a ventilator and were constantly monitored by a pulse oximeter. The body temperature was controlled using electrical heating pad set at 37.5°C. The tail vein was cannulated with a catheter made with a 23-G needle attached to polyethylene tubing and secured with cyanoacrylate glue. A cranial window (5 mm × 5 mm) was prepared on the right side of the skull about 3 mm lateral from the midline by locating the primary somatosensory cortex, about 3 mm posterolateral to bregma. In cases where there was bleeding from removal of the dura, a second window was prepared contralaterally. The cranial window was closed using 1% agarose and a coverslip, secured using dental acrylic cement (K-Dental, Toronto, ON, Canada) and cyanoacrylate glue (Figure 1A). Then, anesthesia was switched to a cocktail of ketamine (100 mg/kg) and xylazine (10 mg/kg) administered through intramuscular injection for US application and imaging. The exposed brain within the cranial window was marked with tissue dye (Sigma-Aldrich, Oakville, ON, Canada) before removal to help identify the sonicated region. After euthanasia, brains were postfixed in 10% neutral buffered formalin followed by routine processing for paraffin wax embedding. Fourmicron-thick coronal sections were cut every 150 µm throughout the sonicated region. Sections were subsequently stained with hematoxylin and eosin to identify extravasated red blood cells and other tissue damage. All the procedures have been approved by our institutional Animal Care Committee.

The experimental setup. (
Ultrasound Application
A single-element, ring-shaped piezoelectric transducer (thickness: 1.4 mm, height: 1.19 mm, outer diameter: 10 mm) was manufactured in-house and driven by a function generator (Agilent, Santa Clara, CA, USA) and a 53-dB RF Power Amplifier (NP Technologies Inc, Newbury Park, CA, USA). The applied forward and reflected RF power was monitored during the sonication by a computer via an in-house constructed detector circuit. The computer system controlled the entire sonication process. A 15-mm cover glass was attached to the transducer with cyanoacrylate glue for direct attachment to the rat skull (Figure 1B). The frequency of our transducers varied from 1.15 to 1.2 MHz. Average input electrical powers were in the range of 0.26 to 1.45 W in order to produce varying acoustic pressures. A vibrometer (PSV-400-M2-20 20 MHz; Polytec, Tustin, CA, USA) was used to measure acoustic peak pressure amplitudes at various input electrical powers and gave results in the range of 0.071 to 0.25 MPa in an
Two-Photon Imaging
After the craniotomy was complete, the stereotaxic frame was moved to the microscope stage (FV1000MPE, Olympus, Tokyo, Japan) (Figure 1C). Dextran-conjugated Texas Red (10 kDa MW; Invitrogen, Burlington, ON, Canada) was injected through the tail vein catheter for visualization of the vessels and dye leakage following the disruption of BBB. Ultrasound exposure and two-photon imaging were performed simultaneously. The blood vessels in the brain were illuminated with a mode-locked Ti: Sapphire laser unit set at 810 nm (Mai-Tai, Spectra-Physics, Irvine, CA, USA), which produced pulses with a repetition rate of 80 MHz. A × 25 water-immersion objective lens (1.05 NA, Olympus) was used. A stack of 10 images spanning 100 to 300 µm below cortical surface was acquired every 15 to 30 seconds.
Image Processing and Statistical Analysis
Images were processed with Olympus FluoView (FV 1000, Olympus, 2009), ImageJ (Bethesda, MA, USA), and Matlab (The Mathworks, Natick, MA, USA). All images were converted to eight-bit grayscale before analysis. Regions of interest were demarcated along the vascular wall outside of the lumen to explore leakage of the dye by analyzing the intensity change over time. Peak time was recorded for each leaky vessel, which we arbitrarily set as time it took to reach 80% of maximum intensity. The reason for choosing 80% instead of maximum intensity was due to the nature of sustained leakage, which reaches plateau, making it hard for consistent measurement of peak time as we are trying to show the difference in all three types. By choosing 80% instead of 100% of maximum intensity, we were able to differentiate the three leakage types not only graphically, but also numerically, especially between sustained and slow. The intraluminal diameters of the vessels were estimated by taking the full width at half maximum of the signal profile taken perpendicular to the local tangent to the vessels of interest. Statistical differences among the different leakage mechanisms were evaluated with one-way ANOVA followed by Newman-Keuls Multiple Comparison Test. A value of
Results
In the controls, we observed no change in extravascular signal intensity with either MB injection or US exposure alone. The treated animals had distinct responses to MB/US treatment by displaying dye leakage compared with no leakage observed in the controls (

Size distribution of the vessels where leakage was observed. Vessel diameters were estimated by taking full width at half maximum of the signal intensity profile perpendicular to the local tangent.
Based on peak time for start of dye leakage, three types of leakage responses were identified (Figure 3A). The peak time for leakage significantly increased for slow leakage (

Three leakage types represented in plots. (

Three types of leakage represented in images acquired over time. The numbers in the bottom right corner indicate time (in seconds) from the start of ultrasound (US) sonication. US sonication ran from 0 to 120 seconds and microbubbles (MBs) were injected at 10 seconds. The regions of interest (ROIs) were indicated where signal intensity was measured over time. The arrow points to a vessel where vessel caliber change was observed. (
Summary of peak time from three leakage types in seconds
There was a correlation between leakage category and the observed vascular diameter (Figure 2). The fast leakage was observed from a wide range of vascular sizes, including the smallest to largest vessel size within our analyses. The sustained leakage included vessels of varying sizes similar to the fast leakage, but within a much smaller range of diameters. The sustained leakage comprised the highest median vessel diameter, but the upper limit on these vessel diameters was smaller than that of the vessels exhibiting fast leakage. It also had the smallest interquartile range. The slow leakage was observed mostly from smaller vessels under 25 µm in diameter, with the lowest median diameter of 15.2 µm among the three leakage types. Within the same animal, there were multiple leakages in a given FOV, most of which included capillary leakages on top of a few arterial and/or venous leakages. Capillaries responded immediately to MB/US treatment, constituting 37% of fast leakage.
Changes in acoustic pressures resulted in different leakage types. The higher the acoustic pressure, the more likely dye leakage started without delay upon the initiation of MB/US treatment (Figures 3B and 3C). The average negative acoustic pressure was lowest in the slow leakage type (
Vessel caliber changes were not prevalent in most of the vessels we analyzed. About 25% (13/52) of the vessels constricted and 10% (5/52) dilated upon MB/US treatment, while the remaining 65% (34/52) showed no change in vessel diameter with leakage. Vasoconstriction and vasodilation were evident only in fast and sustained leakages, leaving the slow leakage free of changes in vessel diameter. Furthermore, there was an inverse correlation between the vessel size and the extent of constriction observed, with the percentage constriction decreasing with increasing vessel diameter (Figure 5A). The smallest vessel that constricted with the highest percentage of constriction in our data was 11.2 µm in diameter, excluding capillaries in vasoconstriction. As well, vasoconstriction occurred almost simultaneously with leakage in a number of cases. The combined plot of normalized intensity against the diameter of the vessel reveals that the increase in intensity correlates with the decrease in the size of intraluminal space (Figure 5B).

(
Brain tissues of those animals that displayed only one type of leakage were selected for histological analysis, two per each type (Figures 6A–6L). One of the two samples that were sonicated at low pressure (0.085 MPa) had small extravasations in the tissue, but not as extensive as the larger extravasations observed in the high-powered samples (Figures 6C and 6D). The petechiae were observed ∼400 µm away from the cortical surface of the animal. The other sample also sonicated at 0.085 MPa did not have any sign of extravasation. There was no apparent damage from the samples sonicated at 0.13 MPa (Figures 6E–6H). One of the samples sonicated at the high pressure (0.17 MPa) that displayed fast leakage from all leaky vessels had signs of extravasations of red blood cells near the site of sonication (Figures 6I and 6J).

Histology evaluation of the brain tissues sonicated at varying acoustic pressures. The first and third rows of images are at × 5 magnification and the second and the last rows are close-up images of the boxed regions at × 10 magnification. Images (
Discussion
Vascular Size and Blood-Brain Barrier Disruption
Over 67% of the leaky vessels we analyzed were < 25 µm in diameter, the size that includes capillaries and smallest arterioles and venules (Burton, 1954). The high variability in the size of intraluminal space from 10's of µm to 100's µm across the vascular bed would have influenced MB-EC interactions inside the vessels. A much greater number of vessels underwent fast leakage (34/52) than sustained and slow leakages combined (18/52), because of the number of capillaries that were compromised immediately upon sonication. Since there is only a single layer of ECs that make up the capillary walls, capillaries would be more prone to fast disruption than bigger vessels, which have multiple cellular layers. The mean size of Definity MB is 1.1 to 3.3 µm in diameter and can expand up to 20 µm (Lantheus Medical Imaging). However, since the MBs are injected intravenously, the capillary bed in the lungs will filter out all of the larger bubbles. In cases where these MBs were sonicated while circulating in the capillaries, the tight junctions of the capillaries would have been disrupted by the expanding and contracting MBs that stretch the vessel wall. It is possible that this would disrupt the integrity of the tight junctions of the BBB as has been observed with electron microscopy (Sheikov et al, 2008). Additional mechanisms for transendothelial transport of molecules identified by electron microscopy analyses of US-induced BBB modulation include transcytosis, cytoplasmic opening of EC, and injured endothelial lining (Sheikov et al, 2004, 2008).
Vessel Diameter Change
An increase in intraluminal stress is known to cause vasoconstriction (Bayliss, 1902). The MB/US treatment would have imposed such stresses along the walls, initiating cascade effects that ultimately cause vasoconstriction. It is also possible that vasoconstriction occurred as a homeostatic mechanism in response to the hemorrhagic damages observed in fast leakage. The effects of vessel spasm and hemorrhage in US-induced BBB opening have been discussed in one of the earlier studies with the aim of avoiding adverse effects of US sonication on the blood vessels (Hynynen et al, 1996). Unlike the previous study by Raymond et al (2007) in which vasospasm was observed in 14 out of 16 locations, only 25% (13/52) of the vessels we analyzed experienced vasoconstriction with leakage. The lack of vasoconstriction in our animals might be the product of differences between the physiology of rats and mice. Rats are known to have a diminished vasomotor excitability that would cause them to be less responsive to the same mechanical stress from MB/US treatment than mice (Ayata et al, 2004). The exposure system used by Raymond et al (2007) also exposed the whole depth of the brain to similar pressures, thus potentially resulting in remote vascular effects, whereas our system induced the highest acoustic pressures in the tissue volume close to the brain surface.
We also observed vascular dilation, although this accounted for only 10% (5/52) of the total number of vessels. The relationship between vasodilation and the permeability of the BBB has been analyzed previously with alternative approaches to opening of the BBB. Stimulation of the parasympathetic sphenopalatine ganglion causes vasodilation of the cerebral vessels in rats (Suzuki et al, 1990). Using this finding as the basis of their work, Yarnitsky's group stimulated the parasympathetic sphenopalatine ganglion and found temporary increase in the permeability of the BBB, confirmed by the entry of various macromolecules into the brain (Yarnitsky et al, 2004). Another group has made a connection between disintegration of tight junctions of the BBB and matrix metalloproteinases, inflammatory agents that are released by various stimuli in the brain (Gurney et al, 2006), which cause vasodilation of the vessels at the site of incipient inflammation (Pober and Cotran, 1990). Although we did not observe enough number of vasodilation to make it significant to altering the BBB permeability, it is possible that vasodilation and the BBB disruption are interrelated in the cerebral vasculature.
Vessel diameter changes that we observed in few cases could be further explained by the results of an
Venous Leakage
Another interesting observation noted from our study was leakage from the veins, which was not noted in previous studies of the BBB disruption. Veins are larger in diameter and have thinner and less rigid walls than arteries. In addition, the venous vasculature has a lower blood flow rate and fewer tight junctions that make the postcapillary venules the primary site of increased permeability during inflammation and prone to leukocyte trafficking (dela Paz and D'Amore, 2009). Thus, in addition to capillaries, which seemed to be the primary source of leakage in our data, the venules could also contribute to leakage.
Microbubble Injection Time
There was no significant difference among the results obtained from different MB injection times. Since there would have been more time for a thorough circulation of the MBs when injected before sonication, we anticipated more extensive leakage, especially from the capillaries. A study on Definity kinetics under therapeutic US conditions suggests that optimization of MB/US treatment requires a close monitoring on the kinetics of the MBs (Goertz et al, 2010). According to the study, efficiency of the MB/US treatment decreases if sonication burst occurs before the MBs fill up the target area. We also expected that arteries would be more prone to leakage when MBs were injected after the start of the sonication since a bolus of MBs would be present only in the arteries for a brief time before circulating through the entire vasculature. Despite these speculations, we did not observe any notable change in the frequency or extent of leakage between the two MB injection trials. During the process of identifying vessel types through dye injection under continuous two-photon imaging, we observed that it took about up to 5 seconds for the dye to circulate throughout the cerebral vasculature. The half-life of Definity in blood is estimated to be 1.9 minutes (Lantheus Medical Imaging), which leaves more than a minute for MBs to be sonicated even if injected after US sonication has begun. Considering such fast circulation transit time, we speculate that there was not much difference resulting from MB injection time as long as MBs were under US exposure before they get eliminated in the circulation system. Previous studies on the BBB had a sonication period of less than a minute (Raymond et al, 2007; Hynynen et al, 2001, 2006). With our 120 seconds sonication period, the difference of 20 seconds in the duration of US sonication between the two different injection schemes did not result in distinguishable change.
Negative Acoustic Pressure Amplitudes
Variations in the interquartile, median, and mean negative peak pressure amplitudes among the three types of leakage reveal that peak negative acoustic pressures have influence over the leakage type (Figure 3C). Higher acoustic pressures would have caused bubble oscillation in greater amplitudes, transferring a strong mechanical stress on the tight junctions of the cells. On the other hand, MBs sonicated at lower pressures would not have imposed enough local force to immediately rupture the barrier. Although MBs vibrate in response to US pulses, they do not always make enough contact with the ECs to cause changes in the barrier integrity and permeability (Van Wamel et al, 2006). Our results can also be compared with the permeability study on the chorioallantoic membrane model with low-frequency contrast material-enhanced US (Stieger et al, 2007). Their study shows difference in the extent of enodothelial gaps and the mean velocity of extravasation flow of dextran between high mechanical stress and low-stress groups. Similar to our results where fast leakage had the highest mean negative acoustic pressure and slow leakage had the lowest mean (Figure 3C), both mean velocity and spatial gap were greater in high-stress group.
Leakage Types
For slow leakage, the response time varied in the range of 5 to 15 minutes until the intensity of the signal within the extravascular regions of interest started to change significantly. This time period is close to the duration of transcytosis of low-density lipoproteins taken across the ECs of the blood vessels, which was found to be about 15 minutes (Dehouck et al, 1997). We speculate that the mechanism responsible for initiating slow leakage is transcytosis, which does not occur in a normal BBB, but further investigation on the transcytotic activity across the ECs is necessary. The MB/US treatment increases both transjunctional and transcellular transfer of molecules from the lumen of the cerebral vessels into the interstitial space (Sheikov et al, 2004, 2006; Hynynen et al, 2005). The detailed analysis of the tight-junctional components after US sonication revealed the redistribution and diminished immunosignal detection of the proteins that maintain the barrier integrity, lasting up to 4 hours postsonication (Sheikov et al, 2008). Once disintegrated, molecular transfer would happen more prominently through transjunctional passage than transcellularly since transjunctional passage does not require energy expenditure. This is a possible explanation for the intensity curve for slow leakage, where initial increase in intensity corresponds to transcytotic transfer of dye followed by paracellular movement (Figure 3A).
One possibility for the cause of fast leakage comes from a puncture of the vessel wall that heals quickly. The signal intensity reduction is then caused by the diffusion of the dye into the surrounding tissues reducing the concentration in the regions of interest. It may be that the speed of the vessel wall repair is the major difference between the sustained and fast leakage. A study on cell sonoporation with MB/US treatment has shown temporary pore formation followed by quick resealing of cell membrane after sonication (Deng et al, 2004). The real-time measurement of the membrane potential shows that the transmembrane recovers to its original state following the US exposure, indication for resealing of the pores. With the pressure amplitude of < 1 MPa and duration of 1 second of US sonication, the recovery time of sonoporation is found to be 4 to 10 seconds. Although the sonication parameters of that investigation are different from our experimental setup, the study reveals the possibility that pores are forming and instantly resealing, which would match the rapid increase to peak intensity and sharp decrease in intensity observed in fast leakage. Another explanation for reduction in intensity observed in fast leakage can be attributed to extravasations. A study on the millimolar absportivities of human hemoglobin in the visible and near-infrared spectra range reveals that their absorption peaks between 450 and 600 nm with the maximum near 554 nm (Zijlstra et al, 1991). The intensity curve could have decreased rapidly upon reaching the peak value due to the red blood cells leaking out of vessels. Extravasations have been also observed in previous studies on US-induced BBB opening (Hynynen et al, 2003; Liu et al, 2008). Although we observed in only one out of the two samples that displayed fast leakage (Figures 6I and 6J), there has been evidence that results of inertial cavitation cause vessel rupture and provide passages for erythrocytes observed in the minor vascular damage (McDannold et al, 2007).
Understanding these different leakage types can have important roles to therapeutic studies using US/MB. The kinetics of the dye leakage can be further studied in pharmacokinetics. Applying knowledge of the intensity curve of the dye from our study, one could predict how therapeutic agents would be deposited in a targeted area over time. We have only used 10 kDa dextran-conjugated Texas Red for visualizing the vasculature and leakage from the BBB opening. In the previous two-photon study of the BBB opening 70 kDa Texas Red was used instead (Raymond et al, 2007), but they also observed different leakage mechanisms and their intensity curve showed rapid increase to peak during US sonication, similar to our fast and sustained leakage types. There could be fine differences in leakage mechanism arising from the difference in molecular weight of the fluorescent dye, but further study is needed to test the influence of the molecular weight in leakiness of the blood vessels.
Conclusions
In conclusion, we have found that different types of leakage can be attained by controlling peak negative pressure amplitude of sonication. The low powers seem to elicit transcytosis initially followed by formation of a transcellular gap that allows transport of materials from the lumen of the blood vessels into the intercellular space. The intermediate and high powers result in immediate response to MB/US treatment via multiple leakage patterns, resulting from a number of possible mechanisms, such as local puncture on the vascular wall and widening of the tight junctions. Vasoconstriction did not occur as frequently as we anticipated based on the previous multiphoton study of US-induced BBB opening. We observed some vasodilation in a small number of cases as well. The size of a blood vessel also influenced its response in terms of diameter changes and frequency of leakage: the smaller vessels are easier to disrupt even with low acoustic pressures. Our results show that US-induced BBB opening may potentially be more selective in vascular sizes and leakage mechanisms by controlling sonication pressure.
Footnotes
Acknowledgements
The authors thank Kun Zhang and Jianfei He for their technical assistance with animal care and the members of Focused Ultrasound Laboratory for their help in reviewing the manuscript.
The authors declare no conflict of interest.
