Every major technology has been exploited for military purposes.
Will biotechnology be any different?
Thomas Dudley Cabot Professor of the Natural Sciences at Harvard University, Matthew
Meselson is a geneticist and molecular biologist whose work was critical in discovering
how DNA replicates, recombines, and is repaired in cells. He has also been one of the
leading scientists involved in chemical defense and arms control for more than four
decades. He has served as an adviser to many U.S. government agencies and codirects the
Harvard Sussex Program, which promotes informed public policy toward chemical and
biological weapons (CBW). Managing Editor John Rezek spoke with Meselson to map the
current CBW terrain.
BAS:What were the reasons the United States chose to unilaterally end its biological
weapons program in 1969? And in retrospect, were all of the reasons valid, and do
they still hold sway now?
MESELSON: Once the matter was put before President Richard Nixon, he had
little hesitation in making the decisions he did–to terminate the U.S.
offensive biological weapons program, to renounce biological weapons unilaterally, to
seek Senate approval of the 1925 Geneva Protocol prohibiting the use of chemical and
biological weapons, and to support the British initiative for a treaty prohibiting even
the development and acquisition of biological and toxin weapons. As regards biological
weapons specifically, the underlying logic in the extensive memorandum prepared for the
president and coordinated by the National Security Council under Henry Kissinger was,
first, that the United States already had other, more reliable capabilities for meeting
all of its major military requirements, and second, that U.S. continuation of an
offensive biological weapons program would be incompatible with any effective U.S.
effort to pursue its national security interest in preventing the proliferation of such
weapons, especially to those who would not otherwise possess mass-destructive
capability. It was also recognized that the introduction of biological weapons into
warfare could have inimical and uncontrollable long-term consequences. This was
reflected in the statement Nixon made upon announcing his decision in November 1969:
“Mankind already has in its hands too many of the seeds of its own
destruction.”
I do not think that any state will use biological weapons. But over the longer
term, there is a serious danger. The United States is no longer doing enough to
preserve and strengthen the norm against biological and chemical weapons.
We are fortunate that the issue of biological weapons came up for full interagency review
and presidential decision when it did. If the United States had not renounced biological
weapons decades ago and had continued to research, develop, test, produce, and consider
uses for biological weapons up to the present time, any effort to establish an enduring
norm against their use and to prevent their proliferation would have been undermined,
and the threat they pose to U.S. and international security would be much greater.
BAS:The U.S. government has launched a defensive bioweapons program developing
lethal agents with the intent of studying countermeasures. Do you endorse the intent
or the practice?
MESELSON: One would need to know just what work is being undertaken in order
to reach specific judgments about any particular project. But except for specific
vulnerability analyses, such as how a particular water supply system could be poisoned,
secrecy in U.S. biological programs is likely to be counterproductive. This conclusion
was reflected in President Nixon's State of the World Message in February
1970 in which he declared, “The United States will not engage in the
development, procurement, or stockpiling of biological weapons. We shall restrict our
biological program to research for defensive purposes, strictly defined–such
as techniques of immunization, safety measures, and the control and prevention of the
spread of disease.”
The lack of transparency in U.S. biodefense work is fostering a widespread perception
that we are secretly developing novel threat agents and exploring novel bioweapons
concepts. This constitutes a kind of psychological proliferation that risks eroding the
constraints against military and paramilitary use of biological weapons. And aside from
security considerations, secrecy in biological research will impede rather than foster
the discovery and development of practical methods of prophylaxis and therapy of
infective disease.
BAS:Discuss the utility of chemical and biological weapons.
MESELSON: Without going into lengthy detail, one can give only broad
generalizations. Considering chemical weapons first, they have usually been designed to
be delivered by the same kinds of artillery and air-delivered weapons that deliver
high-explosive munitions. Chemical munitions containing, for example, nerve agent, are
competitive with modern high-explosive weapons for casualty production among people
without gas masks or protective shelters. But modern gas masks and other equipment can
provide a fairly high degree of protection. This means that in combat between
well-equipped and well-trained forces, chemical weapons would generally not be as
effective in causing casualties as modern conventional weapons. After gas masks were
introduced, chemical weapons were not decisive in World War I, except in isolated
engagements. They were not used in World War II but were apparently quite effective
against unprotected and poorly trained Iranian troops in the latter part of the
Iraq-Iran war.
Biological weapons are unsuited to a modern war of maneuver in which rapid and
predictable casualty effects and matériel losses are sought and in which
troops can be significantly protected with masks and other equipment. But certain
biological weapons have the potential of killing or causing casualties to unprotected
populations over large areas, while the weight of chemical weapons required to do so
would be prohibitive. This is because the amount of a pathogen that can cause infection
can be only a small fraction of the amount of a chemical warfare agent that is
incapacitating or lethal.
But you asked about “utility,” which is not the same as
effectiveness. In the past, a state lacking any other strategic weapon might have seen
utility in biological weapons as its strategic deterrent, although none did. But today,
with biological weapons categorically prohibited by the Biological and Toxin Weapons
Convention (BWC) and regarded with particular abhorrence worldwide, any state using or
even admitting to the possession of such weapons would risk drastic international action
against it. So while biological weapons could be effective in causing mass casualties,
their possession would not presently have much utility in meeting the political and
military interests of a state and instead could undermine rather than increase its
security.
So over the near term, I do not think that any state will use biological weapons. But
over the longer term, there is a serious danger. We need to be concerned about any
erosion of the prevailing norm that bioweapons are not to be used. Notwithstanding the
wise decisions of the Nixon years, the United States is no longer doing enough to
preserve and strengthen the norm against biological and chemical weapons.
One way in which the restraints may break down over time is through the military use of
what are called “nonlethal” chemical or biological weapons. The
claimed utility of such weapons in those particular combat situations where their use is
proposed by their advocates is generally illusory. But beyond that, our larger interest
is to nurture the prohibitions against all chemical and biological weapons without
exception so as to maintain a wide firebreak between them and conventional weapons.
BAS:In this era of asymmetrical warfare, which type, if any, of biological weapons
would be attractive to terrorists? Do you think that small groups or even
individuals will ever be able to create and deliver a biological or chemical agent
that would be lethal on a massive scale?
MESELSON: Here we should first review the history. The basic technology of
aerosolized biological weapons was made available as a result of a governmental decision
shortly after the end of World War II to allow scientists who had worked in the U.S.
biological weapons program to publish in the open literature. During that time, detailed
papers were published on the choice of particular agents, how to prepare them, how to
disseminate them, dose response, target calculations, and so forth. It is a fairly
simple technology. Nevertheless, since that time, the criminal or terrorist use of
biological agents has been very rare and only small-scale. Five years after the anthrax
letters episode of 2001, we have not seen any repeats, not even failed ones. It is
important in arriving at wise policy to recognize that terrorist attacks with biological
weapons have been exceedingly rare or nonexistent and to try to understand why this is
so.
We might ask if any terrorist group is known to be engaged in a sustained and informed
effort to acquire chemical or biological weapons. Even among those who have access to
relevant classified information, there are differing opinions on this point. And some
analysts with such access may not know enough about the technology of CBW to distinguish
a really threatening activity from one that is amateurish. I don't mean to
discourage thoughtful analysis and effective planning, quite the contrary. But hyperbole
about our vulnerability to terrorist biological or chemical attack repeated as often as
it is in the media and by some in the biodefense community could be self-defeating.
BAS:Every major technology has been exploited for military purposes as they come on
line. Will this inevitably be the case for biotechnology?
MESELSON: That is a great challenge. The challenge of chemical and
biological weapons lies not only in their potential for mass destruction but, over the
long run, in an entirely different dimension, that of manipulating life processes for
coercion, domination, and other hostile purposes. As science advances, we will learn how
to manipulate all of the life processes: metabolism, perception, cognition, development,
heredity, everything. The default state should be that chemical and biological weapons
are prohibited, with no exceptions for any military purpose. At present, the so-called
nonlethal chemical weapons present a particular danger because their false allure could
endanger the norm against CBW generally. Police may use tear gas, for example, for law
enforcement on their own territory. In that case, there are generally checks that can be
invoked to prevent and redress misuse. But the use even of tear gas for military
purposes is another matter. The possibility of escalation and venturing into areas that
are harmful for everybody is much greater.
BAS:Could genetic engineering yield an inadvertent discovery that could affect the
human genetics of a large population of people who are not voluntarily seeking
genetic change?
MESELSON: For a long time I thought that was not possible. But now,
I'm not so sure. There is no practical way to do it at present. But there are
some possible ways that I can now think of that might evolve into an ability to
manipulate the genome in the way that you suggest.
BAS:Care to describe some of those?
MESELSON: No.
BAS:Has the scientific community's influence on such military and policy
issues been diminished?
MESELSON: The influence of scientists on major policy decisions depends
greatly on the relation of particular scientists with the particular president or senior
cabinet official. Presidents Dwight Eisenhower and John F. Kennedy, as examples, had
strong science advisers with whom they had close working relationships. That has not
always been the case and is not the case at present.
BAS:Let's imagine a president or head of state who chooses to violate
international bioweapon codes. What loopholes are currently available to escape
sanction?
MESELSON: First of all, the government of such a leader may well face
international economic and other sanctions, possibly even military sanctions, by the
U.N. Security Council or by particular states or alliances. But I take it that you mean
legal sanction under some criminal code or statute. A person while acting as head of
state would not generally be subject to criminal jurisdiction under international law. A
former head of state, however, depending on the alleged offense and the applicable
domestic and international criminal law, could be detained in the country where he or
she is found and tried there or extradited for trial to another state. The late Augusto
Pinochet provides a case in point. After having been head of state in Chile, he was
detained in Britain for possible extradition to Spain for trial on a charge, brought by
a Spanish court, of having violated the 1984 international Convention Against Torture.
He lost his appeal before the Law Lords and would have been extradited for trial in
Spain if the British government had not interceded and allowed him to return to Chile,
saying that he was too ill to enter a competent defense. The Pinochet case represents an
important precedent–even a former head of state can be subject to criminal
prosecution if there is appropriate international criminal law established by treaty. In
addition to the international treaty against torture, there are similar international
treaties in force, to which many states including the United States are party, covering
the crimes of airline sabotage, airline hijacking, hostage taking, theft of nuclear
materials, and a few other crimes. But there is as yet no such treaty explicitly dealing
with biological weapons.
The International Criminal Court (ICC) in The Hague operates under a statute that
criminalizes the use of chemical weapons, as they are defined in the 1925 Geneva
Protocol, but the explicit prohibition in the protocol against the use of biological
(bacteriological) weapons was, for complicated reasons, not included in the statute of
the ICC. Still, such use might come under the competence of the ICC if deemed to violate
its more general provisions regarding international humanitarian law.
What is needed to close some of the existing loopholes is a new international treaty,
modeled largely on the international laws that cover torture, hostage taking, and
airline sabotage. Such a treaty would provide the national courts of its state parties
with jurisdiction over the crimes of using or ordering the use of chemical or biological
weapons and of knowingly providing substantial assistance to such use. It would include
uniform provisions for jurisdiction, for extradition, for legal cooperation between
states, and for protection of the rights of the accused and would apply even to
government officials, except acting heads of state. A draft treaty of this sort has been
prepared by the Harvard Sussex Program and has received encouraging support from
officials in a number of European countries and from Britain's Foreign and
Commonwealth Office.
BAS:When you overlay nanotechnology onto biological or chemical agents, what sorts
of things should we be worried about?
MESELSON: I don't know much about nanotechnology. What I do know
about it makes me think that it is still a long way off in terms of an ability to poison
people or make them sick in any really threatening way. If we ever come to that kind of
nanotechnology, it seems to me that there are two ways it could be done. One is you
design tiny things that act like toxins. That is, they bind very tightly to some
vulnerable sites in the living system, say to a particular enzyme or to a particular
receptor on cells. For that purpose, you wouldn't need many of them to bind
where they're doing their damage. That's essentially what we mean
by a toxin. Those could be captured by the BWC in terms of prohibitions and also by the
Chemical Weapons Convention. They both speak of toxins. The language is pretty broad,
but we might make more explicit that the hostile development or use of anything that
binds very tightly to a specific biological site–bioregulator or toxin or
nanoparticle–is prohibited. The existing wording of the two treaties allows
that interpretation.
You could also develop a tiny machine that just increases in number. They
don't bind to anything, but you end up clogged with them. They operate simply
by mass. Being infective, they could be considered to be biological agents, and
therefore prohibited by the BWC. Well, that's a stretch. But if it should
ever happen, it would be good to outlaw such things.
BAS:Share with us your worst fear.
MESELSON: My worst fear is that things we do now without adequate foresight
might open the way for the unrestrained application of advanced biotechnology for
hostile purposes or to control or to repress people. And that would be inimical to
everything to which civilization has aspired for centuries with so much suffering,
sacrifice, and hope.
BAS:But don't we have the ability now to weaponize certain nonprohibited
drugs to calm, sedate, and neutralize populations? Is that something you would be
worried about?
MESELSON: Not much. But if we learned how to replasticize the brain, for
example, to reprogram it, we could manipulate thinking. The fact that you believe
certain things and not others; the fact that you're willing to think certain
thoughts but not others; that you have some allegiances and loyalties but not
others–all of that is in molecular form in your head. States should never get
into that business.
BAS:How would we know?
MESELSON: Well, I think something like that in our country could never
happen the way things are now. But say we decided that we wanted to engage in a
different kind of warfare, a “war without blood.” The idea would
be to find an agent that would make the enemy think differently. It's hard to
predict the future. What we can do now is try to maintain a culture of openness and a
culture where we don't fool around at the edges of this taboo. The future is
long, and we need to keep the firebreak big and broad.