Abstract
Nanoparticles are particles with lengths that range from 1 to 100 nm. They are increasingly being manufactured and used for commercial purpose because of their novel and unique physicochemical properties. Although nanotechnology-based products are generally thought to be at a pre-competitive stage, an increasing number of products and materials are becoming commercially available. Human exposure to nanoparticles is therefore inevitable as they become more widely used and, as a result, nanotoxicology research is now gaining attention. However, there are many uncertainties as to whether the unique properties of nanoparticles also pose occupational health risks. These uncertainties arise because of gaps in knowledge about the factors that are essential for predicting health risks such as routes of exposure, distribution, accumulation, excretion and dose-response relationship of the nanoparticles. In particular, uncertainty remains with regard to the nature of the dose-response curve at low level exposures below the toxic threshold. In fact, in the literature, some studies that investigated the biological effects of nanoparticles, observed a hormetic dose-response. However, currently available data regarding this topic are extremely limited and fragmentary. It therefore seems clear that future studies need to focus on this issue by studying the potential adverse health effects caused by low-level exposures to nanoparticles.
INTRODUCTION
Nanotechnology is an emerging multidisciplinary science that involves applications based upon the synthesis of molecules in the nanoscale (10−9 m) size range. This technology has the ability to manipulate matter on a near-atomic scale to produce new structures, materials and devices with unique physical and chemical properties (NIOSH 2009). These characteristics enhance versatility and efficacy in product development, resulting in more effective industrial and medical applications, concomitant with the production of more versatile and efficacious products (Colvin 2003). Consequently, nanotechnology has the potential to dramatically improve the effectiveness of a number of existing consumer and industrial products and could have a substantial impact on the development of new products in all sectors, ranging from disease diagnosis and treatment to environmental remediation (NIOSH 2009). In fact, research in nanoscale technologies is growing rapidly worldwide and the National Science Foundation (NSF 2001) estimates that, by 2015, nanotechnology will have a $1 trillion impact on the global economy and will employ 2 million workers, 1 million of whom may be in the United States while Lux Research (2007) predicts that new emerging nanotechnology applications will affect nearly every type of manufactured product through the middle of the next decade, becoming incorporated into 15 % of global manufacturing output and totalling $2.6 trillion in 2014.
According to ISO/TS 27687 (ISO 2008), a nano-object is defined as material with one, two, or three external dimensions in the size range from approximately 1–100 nm. Subcategories of nano-objects are nanoplate, a nano-object with one external dimension at the nanoscale, nanofiber, a nano-object with two external dimensions at the nanoscale with a nanotube defined as a hollow nanofiber and a nanorod as a solid nanofiber and nanoparticle, a nano-object with all three external dimensions at the nanoscale. Nano-objects are commonly incorporated in a larger matrix or substrate referred to as a nanomaterial.
Reducing particle size increases surface area and modifies unique physicochemical properties such as high conductivity, strength, durability, and chemical reactivity (Nel et al. 2006). For these reasons, the industrial applications of nanomaterials are very wide-ranging and include those that may lead to more efficient water purification, stronger and lighter building materials, increased computing power and speed, improved generation and conservation of energy and new tools for the diagnosis and treatment of diseases (Card et al. 2008). The latest update of the nanotechnology consumer product inventory, maintained by the Project on Emerging Nanotechnologies (PEN), includes over 1,000 products, and has grown nearly 4-fold since it was established in March 2006 (PEN 2009). However, the PEN database does not evaluate whether a product truly contains nanoparticles, it simply reports manufacturer claims, hence the number of nanoenabled products is probably lower. Nonetheless, new nanotechnology consumer products are coming on the market at the rate of three to four per week (PEN 2008). In fact, silica (SiO2) nanoparticles are used as biomarkers for leukaemia cell identification (Santra et al. 2001), cancer therapy (Hirsch et al. 2003), drug delivery (Venkatesan et al. 2005) and they also find extensive applications in chemical mechanical polishing and as additives to drugs, cosmetics, printer toners, varnishes and food (Lin et al. 2006). Metal nanoparticles such as cerium oxide nanoparticles have wide-ranging applications for solar and fuel cells, gas sensors, abrasives for chemical mechanical planarizations, oxygen pumps, metallurgic, glass and ceramic applications (Zheng et al. 2005; Gao et al. 2006); titanium dioxide, in nanoparticle form, is one of the most important materials for photocatalysts, paints, sterilization, bio-medical ceramic and implanted biomaterials, cosmetics and pharmaceuticals (Gelis et al. 2003; Sun et al. 2004); silver nanoparticles are used in bedding, washers, water purification, toothpaste, shampoo and rinse, infant nipples and nursing bottles, fabrics, deodorants, filters, kitchen utensils, toys and humidifiers (Maynard 2006). Finally, carbon nanotubes (CNTs) are currently of interest for a variety of applications in electronics, reinforced rods, micro-fabricating conjugated polymer activators, biosensors and enhanced electron/scanning microscopy imaging techniques (Shvedova et al. 2009).
The increase in nanoparticle applications has led to an increase in concern about their potential human toxicity and their environmental impact. Indeed, as a result of their small size and unique physicochemical properties, the toxicological profiles of nanoparticles may differ considerably from those of larger particles composed of the same materials (Borm et al. 2006; Nel et al. 2006). Consequently, in the last few years, nanotoxicology has emerged in order to clarify the relationship between the physical and chemical properties (eg. size, shape, surface chemistry, composition, aggregation and surface area) of nanomaterials and the induction of toxic biological responses (Lynch et al. 2006). In the literature, most of the studies, that have addressed this topic have focused their attention on the adverse effects of nanoparticles on the respiratory system (Mitchell et al. 2007; Park et al. 2008, 2009; Wang et al. 2008; Sung et al. 2009). However, when inhaled nanoparticles are deposited in lung cells and translocated through epithelial and endothelial cells into the blood and lymph circulation, they may reach potentially sensitive target sites including bone marrow, lymph nodes, spleen, heart and central nervous system. Several studies have also investigated the toxic effects of nanoparticles on other organs and systems (Lai et al. 2008; Belyanskaya et al. 2009; Legramante et al. 2009; Murray et al. 2009; Sharma et al. 2009; Simeonova and Erdely 2009). Nevertheless, there is a general lack of information concerning the effects of manufactured nanomaterials on human health and the environment and, in particular, uncertainty remains with regard to the nature of the dose-response curve for low level exposures. Furthermore, since these studies investigated the toxic effects of different nanoparticles of the same compound, the results reported for a particular type of nanomaterial cannot be considered representative of the whole class. In fact, nanoparticles of the same compound can have different toxicological profiles because of differences in the chemical composition, in the aggregation and surface area, in the shape or size. All of these factors can affect the dose-response relationship.
Hormesis is a dose-response relationship characterized by a low-dose stimulation and a high-dose inhibition (Eaton and Klaassen 2001). The hormetic dose response has been typically represented in graphs as an inverted U- or J-shaped dose response, depending on the endpoint measured. For example, in the cases of growth, cell proliferation, memory and longevity, hormetic responses have typically been graphed as an inverted U-shaped dose response. In the case of endpoints such as disease incidence (e.g., tumour formation, cardiovascular disease, genotoxicity, birth defects), hormetic effects are typically graphed as a J-shaped dose response. However, this broad range of inverted U- and J-shaped dose response relationships are all considered examples of hormesis (Calabrese 2009).
In this review we have explored the possible presence of hormesis in the studies that have investigated the adverse health effects of nanoparticles.
IN VITRO STUDIES
In the literature there are some
The molecular mechanisms underlying the pathological behaviour of carbon nanotubes (CNTs) were investigated and observed in several
The same author (Pulskamp et al. 2007b) studied, in the rat alveolar macrophage cell line NR8383, the cytotoxic effects caused by exposure to different types of commercially available CNTs. Viability of the cells treated with 5, 10, 50 and 100 μg/ml of nanoparticles was evaluated using the 3-[4, 5-dimethyl-2-thiazolyl]-2, 5-diphenyl −2H-tetrazolium bromide (MTT) test and the 2-(4-iodophenyl)-3-(4-nitrophenyl)-5-(2,4-disulfophenyl)-2
Jan et al. (2008) explored the possibility of building a high-content, high-throughput cytotoxicity assay platform based on high-content screening technology to meet the demands for nanotoxicity studies. In this attempt they carried out several experiments using differentiated and undifferentiated NG108-15 murine neuroblastoma cells and HepG2 human hepatocyte carcinoma cells exposed to cadmium telluride quantum dots (CdTe QDs) and to gold nanoparticles, respectively. In particular, NG108-15 murine neuroblastoma cells were exposed to thioglycolic acid (TGA)-capped CdTe QDs (TGA-QD) and to a TGA-capped CdTe QD produced in the presence of gelatin (Gelatin-QD). Both of these QDs had a diameter of 3 nm. To investigate the different toxicological effects of TGA-QD and of Gelatin-QD, a neurite outgrowth assay was used. The results showed that a 6-hour treatment with 25 nM of TGA-QDs prior to neuronal differentiation reduced the total neurite length by approximately 50 %. However, treatment with 25 nM of Gelatin QDs led to a slight increase in total neurite length. This difference was most evident at the 50 nM dose of exposure, where all TGA-QD treated cells were killed while Gelatin-QD treated cells still exhibited some viability and a moderate level of neurite outgrowth. The authors suggested that this contradictory effect at low dose could be a hormetic response, as hormesis is frequently observed as a result of low-dose stimulation in toxicological studies. In fact, the mechanisms involved in countering the cytotoxic effect of a short, non lethal low-dose treatment might have stimulated the formation of neurites.
Stern et al. (2008) studied the toxic effects of another type of QDs, with a core material of indium gallium phosphide (InGaP-QDs), on porcine renal proximal tubule cell line (LLC-PK1) treated for 24 and 48 h with concentrations of InGaP-QDs in the range of 4 – 1000 nM. Cytotoxicity of this nanomaterial was determined by the MTT assay and, in the 24h experiment, the results showed an important loss of cell viability at concentrations exceeding 100 nM. Surprisingly, exposure of LLC-PK1 to doses of InGaP-QDs in the range of 30 – 80 nM caused a significant increase in cell viability. Therefore, these results showed the presence of a hormetic dose-response.
In 2005, Braydich-Stolle et al. (2005) assessed the toxicity of metal nanoparticles in the male germ line. The authors exposed the spermatogonial stem cell line C18-4 to silver (Ag-NPs, 15 nm in diameter), molybdenum (Mo-NPs, 30 nm in diameter) and aluminium nanoparticles (30 nm in diameter), dispersed in phosphate buffered saline, at concentrations in the range of 5 – 100 μg/ml. The evaluation of the germline stem cell mitochondrial function and viability, after treatment with Mo-NPs, showed the presence of a hormetic-like biphasic dose response. In fact, the results of this study indicated that, in the C18-4 cell line, Mo-NPs exert toxic effects on cellular metabolic activity at concentrations of 50 μg/ml and above whereas, at low doses (5 – 25 μg/ml), they stimulate the mitochondrial function.
Another example of hormesis was observed in a subsequent study that investigated the potential cytotoxicity, the effects on the production of cytokines by and on the proliferation of peripheral blood mononuclear cells (PBMCs) exposed for 72 h to 1, 3, 5, 10, 20 and 30 ppm of Ag-NPs (Shin et al. 2007). The cytotoxic effects of these nanoparticles were evaluated using an aqueous cell proliferation assay and a 5-chloromethylfluorescein diacetate (CMFDA) assay. Results showed a dose-response relationship characterized by a low-dose stimulation and a high-dose inhibition. In fact, cell proliferation was found to be significantly decreased at Ag-NPs concentrations exceeding 15 ppm whereas, at lower doses an important stimulatory effect was observed.
Spherical silver nanoparticles of 7 – 20 nm in diameter were also used, as colloidal aqueous suspension, by Arora et al. (2008) to study the cellular responses of the cell lines A431 (human skin carcinoma) and HT-1080 (human fibrosarcoma) exposed to different concentrations of Ag-NPs. Particularly interesting was the effect of these nanoparticles on caspase-3 activity. In fact, in A431 cells, Ag-NPs induce caspase-3 production at concentrations in the range of 1.56 – 6.25 μg/ml but, at concentrations ≤ 0.78 and ≥ 12.5 μg/ml, data showed a lack of caspase-3 activity. Similar results were obtained in HT-1080 cells where Ag-NPs induce caspase-3 production at concentrations in the range of 0.78 – 6.25 μg/ml whereas, at concentrations ≤ 0.39 and ≥ 12.5 μg/ml caspase-3 activity was not detected. Therefore, these findings could be explained by the presence of a hormetic response.
Similar results were obtained by investigating the toxic effects of low exposure levels of Ag-NPs (7 – 10 nm in diameter), stabilized with polyethylenimine, in human hepatoma derived cell line HepG2 (Kawata et al. 2009). To evaluate the cytotoxicity of Ag-NPs, cells were exposed for 24 hours to 0.1, 0.2, 0.5, 1.0, 1.5, 2.0, 2.5 and 3.0 mg/l of the nanoparticles. At high exposure levels, the tested material exhibited a marked cytotoxicity. In fact, the cell viability of the HepG2 cells drastically decreased for Ag-NP concentrations > 1 mg/l. Surprisingly, non-cytotoxic doses (0.1 – 0.5 mg/l) of the nanoparticles significantly increased the viability of HepG2 cells. Hence, the low-dose stimulation and the high-dose inhibition of cell viability showed by the results of this study was interpreted by the authors as being due to hormesis.
A study carried out in human bronchial epithelial BEAS 2B cells to evaluate the cytotoxicity and genotoxicity of graphite nanofibers obtained similar results (Lindberg et al. 2009). The nanomaterials were dispersed in bronchial epithelial growth medium cell culture and subjected to ultrasonication for 20 min prior to addition to the cell cultures. The viability of cells, exposed for 24, 48 and 72 h to eight doses (1, 5, 10, 20, 40, 60, 80 and 100 μg/cm2) of nanofibers was determined using the Trypan blue dye exclusion technique by counting the number of living cells under phase-contrast microscopy. In general, the number of viable cells decreased with the incubation time, dropping to 50 % of the respective control value at about 10 – 40 μg/cm2 in the 24-h treatment and 40 – 60 μg/cm2 in the 48-h and 72-h treatment. However, interestingly, in the 24-h treatment a significant increase in the number of living cells was observed at the lowest dose (1 μg/cm2). However, in the evaluation of viability of cell cultures exposed to CNTs or to carbon nanofibers, it is important to note that these nanoparticles may show unexpected behaviour, such as aggregation or interference with optical measurements, when routine
Finally, in a study performed to assess the efficacy of paclitaxel-loaded in sterically stabilized, biocompatible and biodegradable sterically stabilized mixed phospholipid nanomicelles (P-SSMM) and of paclitaxel dissolved in dimethyl sulfoxide (P-DMSO) in circumventing the P-glycoprotein-mediated paclitaxel resistance in the human breast cancer cell line BC19/3 revealed also the presence of a biphasic dose - response (Önyüksel et al. 2009). In fact, exposure of BC19/3 to P-SSMM and to P-DMSO at concentrations in the range of 0.128 – 2000 ng/ml showed a slight increase in cell survival at the lower doses and a significant inhibition of viability at concentrations exceeding 15 ng/ml.
IN VIVO STUDIES
A hormetic-like response has been also observed in diverse
To evaluate the toxicity of nanosized titanium dioxide (TiO2), Drobne et al. (2009) performed a laboratory single-species toxicity test with the terrestrial arthropod (
TiO2 nanoparticles of different sizes (10 and 30) were also used to assess ecotoxicity to the freshwater green alga
Recently, a study by Mortimer et al. (2010), conducted on the ciliated protozoa
The assessment of the phytotoxicity of Zn-NPs (35 nm in diameter) and zinc oxide nanoparticles (ZnO-NPs, 20 ± 5 nm in diameter) on seed germination and root growth of radish, rape and ryegrass showed a hormetic dose-response (Lin and Xing 2007). No significant root growth inhibition was observed under low concentrations (less than 10 mg/L for rape and ryegrass and 20 mg/L for radish). In particular, the exposure of radish and rape to lower doses of ZnO-NPs and the exposure of ryegrass to lower doses of Zn-NPs caused a slight increase in root length whereas, root growth of these plant species was clearly restricted with increasing concentration and was almost terminated at 200 mg/L.
Recently, a similar study, carried out by Ma et al. (2010), showed the ability of other types of nanoparticles to induce a biphasic dose-response relationship. As in the previous study, the phytotoxicity of cerium (CeO2-NPs), lanthanum (La2O3-NPs), gadolinium (Gd2O3-NPs) and ytterbium (Yb2O3-NPs) oxide nanoparticles was evaluated in several higher plant species by means of root elongation experiments. The effects of exposure to different concentrations (0.2 – 2000 mg/L) of rare earth oxide NPs on root elongation of rape were particularly interesting. In fact, after exposure to La2O3-NPs and Yb2O3-NPs, root elongation in this plant was enhanced at less than 0.8 mg/L but, as the concentration increased, root growth was restricted and almost halted at 200 and 2000 mg/L. Therefore, La2O3-NPs and Yb2O3-NPs had positive effects on root elongation at low concentrations (< 0.8 mg/L), but negative effects at higher concentrations. The authors suggested that these findings could be explained by “hormesis effects”.
DISCUSSION AND CONCLUSION
The hormetic dose-response may be reliably described by a stimulation in the low dose zone and an inhibitory response at higher doses (Calabrese 2009) The last three decades have witnessed growing interdisciplinary evidence of hormetic - biphasic dose-responses that are characterized by remarkably similar quantitative features of the dose-response and similar underlying mechanistic explanatory strategies. It is the emergence and integration of these findings from diverse biomedical fields that has led to consolidation of the hormesis dose-response concept (Calabrese 2008a).
According to Stebbing's theory, the key factor in the hormesis concept is not the chemical but, rather, the organism. In fact, the examples gathered from the literature reviewed by Stebbing led him to suggest that hormesis is not a specific effect of the agent that induces it, since it can be induced by such a wide variety of agents of different kinds. Furthermore, the ubiquity of hormesis that follows a similar pattern (beta curve) in many taxa, suggests a common explanation. Therefore the hypothesis tested was that hormesis is a consequence of an adaptive response common to biological systems to the inhibitory effect that different agents have in common at higher concentrations (Stebbing, 1998). In other words, the hormetic response is found in the organism's over-compensation to a disruption in homeostasis (Stebbing 1987, 1998). If this is the case, then any agent - even in nanoparticle form - that can disrupt homeostasis (i.e. cause toxicity) would be expected to induce a hormetic response to the damage induced. The Stebbing theory does not infer that all chemicals will be hormetic for all endpoints. It does, however, imply that biological systems respond in a hormetic manner to signals that indicate stress, toxicity or disruptions in homeostasis (Calabrese 2008b).
In fact, the occurrence of hormetic dose-response in the toxicological literature is extremely high and, to date, approximately 8000 dose-responses have been reported in the hormesis database (Calabrese and Blain 2005). Nevertheless, to our knowledge, this review represents the first attempt to summarize current data regarding the possible induction of hormesis by nanoparticles.
In recent years, the number of studies that have investigated the adverse health effects of nanoparticles has increased significantly because the massive development of nanotechnologies has led to considerable concern regarding the potential biological effects and human toxicity of these materials. However, the toxicity of nanoparticles has not been fully evaluated and, at present, there are many uncertainties as to whether the unique properties of engineered nanoparticles also pose a health risk for humans. These uncertainties arise because of gaps in knowledge about the factors that are essential for predicting health risks such as the nature of the dose-response curve at low level exposures below the toxic threshold. In fact, most of the
Although, the Stebbing theory suggests that all chemicals have the capacity to induce a hormetic response in some experimental settings, a clear structural specificity exists in the induction of hormetic-like biphasic dose responses for specific endpoints and experimental conditions (Calabrese 2008b). If this is true, then the contribution of the chemical structure and composition of nanoparticles to the induction of hormesis must be addressed very carefully since these materials are manipulated on a near-atomic scale and their toxicological profiles may be quite different from those of larger particles with the same chemical composition (NIOSH 2009). Furthermore, the toxicity of nanoparticles is not only related to their chemical composition but there are several other parameters that must be taken into account. In fact, current evidence suggests that the biological impact and the biokinetics of nanoparticles are dependent on their small size (surface area and size distribution), chemical composition (purity, crystallinity, electronic properties, etc.), surface structure (surface reactivity, surface groups, inorganic or organic coatings, etc.), solubility, shape, and aggregation (Nel et al. 2006). Hence, a correct evaluation of the induction of a hormetic response by nanoparticles is not possible without a preliminary, accurate and precise characterization of these materials.
The hormetic dose-response must also be seen within a temporal context, that is, as a dose - time - response relationship. The reason for incorporating a temporal feature in hormesis is that it may also be described as a modest overcompensation response following an initial disruption in homeostasis, i.e. a type of rebound effect. The hormetic dose response therefore represents the effects of a repair process that slightly or modestly overshoots the original homeostatic set point, resulting in the low-dose stimulatory response (Calabrese 1999, 2001). The assessment of the dose response is therefore a dynamic process. Whereas harmful agents may induce toxicity in affected biological systems, the organism or biological system is not a passive entity but will respond to damage signals with a coordinated series of temporally-mediated repair processes. This dynamic aspect of toxicological assessment requires the inclusion of not only a broad range of doses but also a series of temporal evaluations (i.e. repeated measurements). Only by assessing the dose-response process over time can an accurate assessment of the dose-response relationship be determined, within which the hormetic dose response is best revealed (Calabrese 2008b). Unfortunately, also in the studies that we have reported in this review the presence of a hormetic response was not evaluated over time, therefore it would be of great interest to repeat these experiments using a series of temporal evaluations to better define the occurrence of hormesis.
In conclusion, the results of some studies that have investigated the toxicological effects of the nanoparticles suggest that these chemicals may be able to induce, in some experimental settings, a hormetic response for specific endpoints. Nevertheless, the data currently available on this topic are extremely limited and fragmentary and for this reason, at the present time, it is not possible to reach comprehensive conclusions or a broad consensus. Consequently, more research is needed on the occurrence of the hormetic dose-response elicited by exposure to nanoparticles. However, to be able to detect the real presence of hormesis, future studies should focus on deep and accurate characterization of nanoparticles, they should use a broad range of exposure doses and also include a series of temporal evaluations.
