Abstract
Background:
Preparedness regarding prognosis and treatment options enables patients to cope with uncertainties, make value-based treatment decisions, and set treatment goals. Yet, little is known about the expectedness of end-stage kidney disease (ESKD) patients’ treatment experiences beyond their desire for better treatment education.
Objective:
To describe unexpected adverse treatment experiences among ESKD patients.
Method:
The authors conducted 7 focus groups with 55 dialysis patients and living-donor kidney transplantation recipients receiving medical care in Baltimore, Maryland. Data were analyzed thematically. Themes present in different treatment groups were highlighted to provide insight into common experiences.
Results:
The authors identified 5 themes: (1) psychological reactions, (2) constrained freedom of choice, (3) treatment delivery and logistics, (4) morbidity, and (5) finances.
Conclusion:
Patients were unprepared for nonclinical, logistical, and clinical aspects of ESKD treatment. The need for providers’ use of tailored preparatory techniques and the development of pretreatment interventions to help patients know what to expect from and feel psychologically prepared for treatment, particularly with respect to nonclinical implications, is critical. These efforts have great potential to improve patients’ treatment experiences.
Introduction
Patients who are approaching end-stage kidney disease (ESKD) face a difficult and complex treatment decision-making process (1). There are several treatment options to choose from, each of which has different advantages, limitations, and implications for patients’ survival, quality of life, psychological well-being, physical health, and engagement in usual activities (2 –6). This complicated process is often further complicated by insufficient treatment-related support and information provision to patients before the onset of ESKD (7).
Consequently, patients’ lived experiences with and perspectives on ESKD treatment have been the subjects of a growing number of qualitative studies to gain insight that may inform person-centered practice, policy, and research (8). These studies have advanced understanding of patients’ day-to-day experiences, needs, concerns, challenges or difficulties, responsibilities, beliefs, attitudes, values, priorities, and coping strategies related to ESKD treatment (9 –13).
Still, very little remains known about the expectedness of patients’ experiences with ESKD treatment. Yet, patients express a desire for better education about what to expect from this treatment, and their perceived preparedness regarding prognosis and treatment options enables them to cope with uncertainties, make value-based treatment decisions, and set treatment goals (14,15). Further, studies in other illness populations have shown that feeling prepared for or knowledgeable about what to expect from treatment may empower patients; reduce uncertainty and unmet information and support needs; improve coping ability, quality of life, physical and psychological outcomes, and treatment compliance; support self-management; increase self-efficacy and satisfaction with care; and lower risk of 30-day hospital readmission and poor survivorship outcomes (16 –21). Prior research also suggests that patients’ preparedness for and expectations of treatment may be more influential for their satisfaction with treatment outcomes than objective therapeutic success (22). The authors therefore examined unexpected adverse treatment experiences among dialysis patients and transplant recipients to understand how providers and pretreatment interventions can better prepare patients for ESKD treatment.
Methods
Design
This study formed part of the intervention development phase of the Providing Resources to Enhance African American Patients’ Readiness to Make Decisions about Kidney Disease (PREPARED) trial, which developed and tested culturally sensitive interventions to enhance patients’ shared and informed treatment decision making (23 –28). In this phase, we conducted 7 focus groups stratified by patients’ treatment (hemodialysis, home hemodialysis, peritoneal dialysis, or living-donor kidney transplantation) and self-reported race (African American or non-African American) to examine their treatment experiences. There were 2 groups per treatment experience with the exception of the home hemodialysis group;there were too few non-African American home hemodialysis patients to form race-stratified groups. The study was approved by the Johns Hopkins Institutional Review Board (#00022055) and follows the consolidated criteria for reporting qualitative research checklist (29).
Sampling and Recruitment
Trained research staff recruited patients in person from purposively selected community-based and academic nephrology practices affiliated with dialysis facilities and an academic kidney transplant center in Baltimore, Maryland, to provide an ethnically and socioeconomically diverse population. Staff did not know patients prior to approaching them about the study. Eligible patients spoke English, were at least 18 years old, and had been undergoing dialysis or had undergone living-donor kidney transplantation (posttransplant) in the year before study recruitment. Recruitment sites provided lists of potentially eligible patients. Staff obtained informed consent using an oral consent protocol. Reasons for dropout included inconvenient meeting times, lack of time, and no-shows.
Data Collection
Focus groups met between October 2008 and March 2009 at the same venues where patients received their medical care. Two female researchers trained in the conduct of focus groups led the 90-minute meetings. They had no relationship with patients prior to study commencement. Only moderators and patients were present during meetings. Prior to discussions, patients completed a brief survey assessing their sociodemographic characteristics. Moderators then assigned each patient a unique numeric identifier to preserve confidentiality when speaking.
Moderators initiated discussions using a scripted interview guide based on the aims of the PREPARED trial and its guiding conceptual framework, the PRECEDE-PROCEED model; focus groups addressed predisposing factors in the model (30). The guide included introduction, discussion, and conclusion stages. In the introduction stage, moderators provided brief information about their respective research positions and reiterated the rationale for the meeting. During the discussion stage (Supplementary Material), moderators asked, “After you started dialysis/received your transplant, were there negative things about dialysis/transplantation that you did not expect?” In the conclusion stage, patients could provide additional comments and received US$50 for participating. Moderators also wrote field notes regarding their impressions of group discussions. Discussions were audio-recorded and transcribed by an outside company.
Analysis
Microsoft Excel 2016 was used to manage the data. In accordance with inductive thematic analysis procedures (31), N.D. and A.C. individually read the same transcript line-by-line, manually coded the data for themes and subthemes, and developed a preliminary coding scheme. They compared their codes and established consensus. They repeated this iterative, systematic process for each transcript. Coding saturation was achieved after N.D. and A.C. agreed additional coding modifications were unnecessary. N.D. selected exemplar quotations to illustrate themes. To provide insight into common experiences, the authors present themes relevant to discussions from different treatment groups.
Results
Patient Characteristics
The 7 focus groups comprised 55 patients ranging in age from 18 to 80, with an average age of 55. Most patients were African American, female, married or living with a partner, high school graduates, and medically insured. Four to 11 patients participated in each group (Table 1).
Patient Characteristics Overall and by Treatment-Based Focus Group Assignment.a
a Percentages are shown unless otherwise noted. Focus groups were stratified by patients’ treatment experiences in the past year (hemodialysis, home hemodialysis, peritoneal dialysis, and posttransplant) and self-reported race (African American or non-African American), thereby resulting in 2 groups per treatment experience with the exception of the home hemodialysis group. The home hemodialysis group was only stratified by patients’ treatment experiences given that all but one patient identified as Caucasian; therefore, there was one focus group meeting for all 5 home hemodialysis patients. This stratification approach resulted in 7 focus groups.
bMissing patient data for age (n=2, posttransplant), gender (n = 1, home hemodialysis), race (n = 1, peritoneal dialysis), and health insurance (n = 1, hemodialysis).
Unexpected Adverse Experiences With ESKD Treatment
Five themes underpinned patients’ unexpected adverse experiences with ESKD treatment: (1) psychological reactions, (2) constrained freedom of choice, (3) treatment delivery and logistics, (4) morbidity, and (5) finances (Table 2).
Unexpected Adverse Treatment Experiences Among Dialysis Patients and Living-Donor Kidney Transplantation Recipients.
Abbreviations: HD, hemodialysis; HHD, home hemodialysis; PD, peritoneal dialysis; T, posttransplant.
• Bullets symbolize the themes or theme-subtheme combinations relevant for each group.
Theme 1: Psychological Reactions
All treatment groups discussed unexpected psychological treatment reactions. The most intense reactions included depression and suicidal ideation: It was devastating. I wanted to die…In my mind I was so down and depressed and I…I’m going to kill myself. I didn’t think I was going to get through this. (Hemodialysis patient 6) I want to be like everybody else who’s not on dialysis and I’m not. (Home hemodialysis patient 3)
Theme 2: Constrained Freedom of Choice
All treatment groups talked about unexpected losses or limitations in freedom of choice. Undergoing treatment precluded patients from partaking in recreational activities. They experienced difficulties adjusting to these changes: I was very active in sports and things like that and being independent, doing what I want, go when I want…I can’t do those things anymore because I have to be here…it was a big bummer…whole life changing kind of. (Hemodialysis patient 6) I had to give up my work. I’d been used to working for 30 some, 40 years, and all of a sudden, you’re not working. And when you’re…putting in 45, 55, 60 hours and all of a sudden, you’re down to nothing that just blows your mind. (Hemodialysis patient 7)
Theme 3: Treatment Delivery and Logistics
The treatment delivery and logistics theme characterized patients’ perceptions of unexpected situations they considered challenging, painful, problematic, and inconvenient.
Self-management difficulties
All treatment groups discussed unanticipated difficulties with self-management behaviors. They particularly struggled with adhering to dietary recommendations: I didn’t expect things like the diet and the diet plan…it was hard for me to keep focused on it. (Peritoneal dialysis patient 5) I didn’t know it was going to be that much medications…sometimes I feel like, what if I skip? Will something happen to me? So, sometimes I don’t have it. (Posttransplant patient 2) As I started to feel better, I still continued to do things I had no business doing until I lost control of my legs because of my phosphorus and no potassium…me and the floor kissed each other and the ambulance had to come and get me…they said you lucky you didn’t die. (Hemodialysis patient 3) I hate setting up the machine. I hate breaking it down. I don’t like checking for the chloramines. I don’t like the fact that… when you’re making a batch, you’ve got to make sure you’re timing it so you can get all three of your treatments in that day…that’s the part I liked when I was going to the center. I just came, washed my arm, sat in a chair, and walked out…The onus was not on me. Everything that has to do with that machine, everything supposed to have been dialyzed falls on me…it’s a commitment because your care is essentially in your hands…the patient has to realize this is serious because you really can kill yourself. (Home hemodialysis patient 3)
Needle-related complaints
Dialysis patients expressed their dislike for needlesticks. They considered the pain, blood loss, and bruising that accompanied needle insertions to be particularly unpleasant experiences: I dislike sticking the needles in my arm…it’s painful. That’s the part that kind of turns me off…I thank God when it’s over. (Home hemodialysis patient 2)
Insufficient treatment information
Dialysis patients discussed how insufficient treatment information from providers prompted unexpected experiences. Whereas some patients unintentionally discovered valuable information their provider had not shared with them, others experienced panic due to a lack of forewarning: One thing that frightened me was…that I had a little blood in my bag…after having intercourse…That scared me to death. I wish someone had told me that could happen so I wouldn’t have been so panicked. (Peritoneal dialysis patient 9) There needs to be more general information given out to people, period. Because unless you are aware of somebody that is on dialysis you know nothing about it. (Hemodialysis patient 6)
Logistical inconveniences
Dialysis patients discussed 3 unanticipated logistical inconveniences. One inconvenience was time constraints imposed by treatment: This is time consuming…I wanted it to be convenient…it’s not always convenient to dialyze five days a week. (Home hemodialysis patient 3) My apartment looks like a clinic. It’s got boxes, it’s got the machine, and the boxes coming every two weeks. I’m looking at the different people coming in and you have to call and put your order in before you know it and it's just madness. (Peritoneal dialysis patient 3) This machine is noisier than the other one. And in the middle of the night, in the dark—and I’m by myself—I hear this groaning. (Peritoneal dialysis patient 8)
Poor quality care
Dialysis patients reported receiving poor quality care, which contradicted their expectations. These experiences prompted patients to question providers’ competence, compassion, and communication skills: When I first started on dialysis I very quickly changed my nephrologist because I didn’t like the way he told me that I was at end-stage renal disease…I said, oh no, he doesn’t know how to talk to people…you would think he would be a little bit more sympathetic…they do need to learn how to talk to people, have a little bit more care. (Home hemodialysis patient 3) Well, they don’t read your report and if you tell them, they get like…you’re hurting their feelings, but I’m the one that’s sick. They’re not sitting in that chair. I am. And there is a technician who I don’t really care to touch me…that’s why I am going to go on home dialysis…I trust my husband more than the technicians. They’re more interested in going outside smoking than staying inside and watching their patients. (Hemodialysis patient 9) I just felt like I was a number in the center…they didn’t give me the impression that they really cared…it was just all about numbers and money at the center. I think that doctor there…was one of the worst physicians I’ve ever encountered…I felt that if I stayed at that center that I was going to perish. (Home hemodialysis patient 2) I have a permacath right now…I didn’t know what to expect from it…And I kept asking why it was constantly draining and they just kept changing the dressing and wondering about it, but never did anything about it…It was infected. So now I’ll watch it to make sure there isn’t any drainage because I don’t want them cutting me to put another one in there for foolishness…I feel like these are professionals, they’re supposed to know. I didn’t know. (Hemodialysis patient 8)
Theme 4: Morbidity
The morbidity theme described patients’ unexpected experiences with treatment complications and comorbidities.
Treatment complications
All treatment groups referenced unanticipated treatment complications. Some patients encountered problems with fistulas and catheters that required clinical intervention: Well, I’ve had five catheters put in and three fistulas…They just fail me…I’ve had a lot of operations. (Home hemodialysis patient 4) I wasn’t expecting, after my second transplant, all the infections that I got. I didn’t have that after my first transplant but after my second one I seemed to have been hit with just infection after infection. (Posttransplant patient 7)
Comorbidities
Dialysis patients discussed how treatment unexpectedly exacerbated or complicated comorbid conditions, specifically asthma and high blood pressure. For example: I’ve had two slight asthma attacks since I’ve been coming [to the dialysis center] and I haven’t had an asthma attack in 55 years…one of them began during the treatment. (Hemodialysis patient 6)
Theme 5: Finances
Dialysis patients discussed unexpected treatment expenses. Some patients expressed frustration with paying for ineffective procedures (eg, fistula operations). Others described the financial strain that resulted from being too ill to work. Patients also talked about the cost of hiring caregivers to assist with treatment delivery at home: It’s very difficult to do your home dialysis with just yourself…so I’ve got to pay somebody else to do it…But I’m an [redacted] and I’ve done fairly well…but to the other people, it’s tough for them. (Home hemodialysis patient 4)
Discussion
Dialysis and posttransplant patients described a broad range of unexpected adverse experiences with ESKD treatment. The majority of experiences, however, reflected nonclinical aspects of treatment, including how treatment induced negative emotions, restricted autonomy, created practical challenges and inconveniences, and caused financial strain. These experiences may result from a mismatch between treatment aspects prioritized by providers and those prioritized by patients (32). Prior research suggests that providers tend to emphasize clinical factors (eg, mortality) whereas patients strike more of a balance between clinical and nonclinical factors, at times prioritizing quality of life over mortality (27, 32 –34). Providers who disseminate treatment information primarily about clinical factors may leave patients unprepared for treatment experiences that are meaningful to them. These findings underscore the importance of providers minimizing the mismatch between their own and patients’ treatment information priorities.
Notably, some patients attributed unexpected treatment experiences to a lack of forewarning from providers, and others called for providers to supply more treatment information. Still, not all patients want preparatory information despite its benefits (21,35,36). Individual variation in patients’ preferences for preparatory information highlights the need for providers to use person-centered preparatory techniques (37). In light of time constraints that may preclude providers from engaging in sustained, personalized conversations with patients (22), the experiences described here may serve as a starting point for informing preparatory discussions. Further, providers can improve patients’ access to preparatory information by recommending educational materials that may help them formulate questions and feel more knowledgeable about treatment. Given that patients’ preferences for preparatory information may change over time, providers should evaluate their preferences throughout the treatment trajectory.
Additionally, our findings highlight the necessity of helping patients psychologically prepare for ESKD treatment. While other studies have similarly observed adverse psychological treatment reactions among patients (38), this study shows that these reactions are not always expected. If patients do not foresee their own reactions, they are likely unprepared to cope with them. This notion is concerning, as psychological problems are linked to poorer clinical outcomes, lower quality of life, and increased risk of mortality in ESKD patients (39 –41). Pretreatment psychological preparation interventions should equip patients at risk of developing ESKD with behavioral coping strategies, emotional coping strategies, and coping appraisal skills, as these techniques have been helpful in reducing treatment-related distress for other chronic disease patients (42). Once patients develop ESKD, proactive psychosocial care is pivotal. Findings lend support for providers’ use of brief screening tools to assess patients’ psychological well-being; these tools can help providers identify patients who would benefit from further evaluation by mental health professionals (43). Moreover, providers should consider the potential for psychological health to affect self-management behavior (44). Acknowledgment that noncompliant patients may be experiencing difficulty accepting or adjusting to treatment could facilitate detection and subsequent management of psychological problems.
Limitations
Limitations of this study warrant mention. First, data collection occurred several years ago. However, ESKD treatment has not significantly changed since the study was conducted. Second, the sample comprised patients receiving medical care in one geographic area, which could limit the generalizability of the results to patients from different geographic areas. Third, some patients experienced multiple treatment modalities; familiarity with different treatment modalities could have altered recollections of experiences specific to one modality. Notwithstanding these limitations, this study constitutes an initial step toward filling an important gap in the literature by describing patients’ unexpected experiences with ESKD treatment. The findings reported here lay the groundwork for future research on ESKD treatment preparedness and provide insight that may improve providers’ delivery of person-centered care.
Conclusion
Dialysis and posttransplant patients described various unexpected adverse experiences with ESKD treatment. The need for providers’ use of person-centered preparatory techniques and the development of pretreatment interventions to help patients know what to expect from and feel psychologically prepared for treatment cannot be understated. These efforts have great potential to improve patients’ appraisals of and satisfaction with treatment experiences.
Supplemental Material
Supplemental Material, Supplementary_Material_JPE - “I Wish Someone Had Told Me That Could Happen”: A Thematic Analysis of Patients’ Unexpected Experiences With End-Stage Kidney Disease Treatment
Supplemental Material, Supplementary_Material_JPE for “I Wish Someone Had Told Me That Could Happen”: A Thematic Analysis of Patients’ Unexpected Experiences With End-Stage Kidney Disease Treatment by Nicole DePasquale, Ashley Cabacungan, Patti L Ephraim, LaPricia Lewis-Boyér, Clarissa J Diamantidis, Neil R Powe and L Ebony Boulware in Journal of Patient Experience
Footnotes
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: Support came from Grant #R01 DK079682 from the National Institute of Diabetes and Digestive and Kidney Diseases (Drs Neil R. Powe and L. Ebony Boulware).
Supplemental Material
Supplemental material for this article is available online.
References
Supplementary Material
Please find the following supplemental material available below.
For Open Access articles published under a Creative Commons License, all supplemental material carries the same license as the article it is associated with.
For non-Open Access articles published, all supplemental material carries a non-exclusive license, and permission requests for re-use of supplemental material or any part of supplemental material shall be sent directly to the copyright owner as specified in the copyright notice associated with the article.
