Abstract
Introduction
As Alzheimer’s disease (AD) progresses, eating behavior disorders begin to appear, such as difficulty in starting to eat, becoming distracted while eating, inability to use chopsticks and spoons properly, eating with the hands, grabbing other people’s food, and taking too long to eat (Ahmed et al., 2014; Ikeda et al., 2002; Shinagawa et al., 2009). For such patients, assistance with eating is necessary. Edahiro et al. (2012) has noted that this loss of independence in eating results in decreased food intake, potentially leading to complications such as malnutrition, dehydration, decreased immune functions, aspiration pneumonia, and increased mortality (Easterling & Robbins, 2008). They conducted logistic regression analyses to identify factors related to the loss of independence in eating in 150 AD patients, which identified difficulty in starting to eat (OR = 14.498), signs of dysphagia (OR = 5.214), and severity of dementia (OR = 4.538) as factors that were significantly related to the loss of independence in eating (Edahiro et al., 2012). Based on these findings, Edahiro et al. (2012) emphasized the need for eliminating environmental factors that interfere with starting of a meal and for providing assistance to encourage the patients to start a meal in order to promote independence of eating in AD patients.
Individuals with AD lose their sense of self, which is the subject of consciousness and actions. As a result, they become more susceptible to extraneous influences, that is, become more dependent on environmental cues. Therefore, to promote independence of eating in AD patients, it is necessary to focus on the environment surrounding AD patients, as proposed by Edahiro et al. (2012).
Environmental interventional studies have been conducted, aimed at improving the food and fluid intake behaviors of AD patients with disorders of eating behavior (Charras & Frémontier, 2010; Dunne et al., 2004; McDaniel et al., 2001). Based on a search of previous literature to the best of our ability, we could identify no studies that were focused on identifying the environments that interfered with the start of eating behavior or environments that encouraged self-eating behavior in AD subjects, for the purpose of maintaining independence in the eating behaviors of these subjects.
The ecological psychologist Gibson (2015) who studied behaviors from the interactions between the human beings and the environment, coined the term, “affordance,” on the basis of the verb “afford,” which means to provide, in order to describe what the environment prepares for and provides to human beings, whether it is good or bad. According to Gibson (2015), the environment includes, among its contents, things that human beings can do. Unlike other animals, humans are biological, psychological, and social beings. For humans, eating is an individual behavior. Therefore, to identify the types of environments that prepare a human to exhibit eating behavior, it is necessary to observe the eating situations of individuals.
The objective of this study was to organize the meanings of the environments that influenced the eating behaviors of five participants with severe AD and identify the environments that interfered with/encouraged the eating behaviors. Toward this objective, from the records of observation of the eating situations of the participants, the author extracted the situations in which the participants exhibited self-eating behavior and situations in which they were distracted from eating. The findings are expected to help in identifying what considerations need to be given to individual patients by their caregivers to elicit appropriate eating behaviors and maintain independence in eating behaviors in participants with severe AD.
Participants
The study participants were five patients with severe AD with loss of language skills who were living in the same nursing facility. The sense of self is a linguistic product (Maruyama, 1984). Therefore, patients who have lost their language skills also lose their sense of self, which is the subject of consciousness and actions. As a result, they become more susceptible to extraneous influences, that is, become more dependent on environmental cues. To clearly show the meaning of the environment, which is the objective of this study, we selected patients with severe AD with loss of language skills as the study participants. The participants were regularly examined by physicians, and did not have consciousness disorders associated with delirium, infectious diseases, electrolyte abnormalities, etc.
Methods
To find something special in routine things of everyday lives of study participants, participant observation, with the researcher going into the field of study in order to organize events in the field from both internal and external perspectives, is said to be effective (Flick, 2018). Aiming to find the meanings that have hitherto remained unnoticed in the daily living environment of severe AD patients, the study representative, a certified care worker, was involved in the care of AD patients twice weekly from 9 am to 7 pm for 5 months as a participant-observer, and assisted them with the overall aspects of their daily lives, such as eating, dressing, bed bathing, toileting, and bathing. During the first 2 months, no records were kept, so as to allow a rapport to be established with the subjects and staff members. From the third month, the author started to keep various records covering the daily lives of the five subjects in field notes.
The cognitive function was assessed using the Clinical Dementia Rating (CDR) scale (Morris, 1993), and the ability to perform ADL was assessed using the Barthel Index (BI; Mahoney & Barthel, 1965). The CDR and BI were assessed by the person responsible for the care of the five participants in the third month from the start of the behavior recording by the study representative. Their daily living conditions and language skills were assessed based on the observation records made by the study representative.
Table 1 shows the demographic characteristic, dementia severity, daily living conditions, abilities for ADL, and language skills of the five participants. Not only their eating situations, from which the results were to be obtained, but also the daily living conditions and language skills of the participants are described, focusing on concrete events and situations extracted from records of the overall aspects of the daily lives of the participants, so that persons who were not there, that is, the readers, can also understand the conditions of the participants.
Daily Living Conditions, Ability for ADLs, and Language Skills of the five Participants.
Note. BI = Barthel Index.
Analytical Methods
From the situations in which the participants exhibited self-eating behavior and situations in which they were distracted from eating, which were extracted from the records of the eating situations of the participants, the author organized the meanings of these environments.
Ethical Approval
The study plan was explained orally and in writing to the family of each participant and the facility director, and their written consent was obtained. This study was conducted with the approval of the Research Ethics Committee of University of Kochi and also by the Social Welfare Research Ethics Committee of University of Kochi (Approval number: 19-50).
Results
Ms. A’s Eating Situations
On one occasion, when the caregiver got the participant to hold a spoon with the right hand and a bowl of rice porridge with some side dishes placed on top of it in her left hand, she started eating with a spoon. She was eating at a table near the nurse station. When a staff member at the nurse station picked up her ringing phone and started talking, she also started speaking, saying “Yes, Yes, I see. . .,” and stopped eating. When the staff member finished the phone conversation, the caregiver again had her hold the spoon with her right hand and the bowl in her left hand. However, this time, she was not willing to eat, and was mixing the rice porridge in the bowl with the spoon. At this moment, two staff members near her started talking to each other. Then, she put the spoon in the bowl, placed the bowl on the table, and sat facing the two staff members. She spoke slightly rhythmically, saying “Oh, I see. Then, the person. . ..,” while clapping her hands. Then, the caregiver tried to get her to hold the spoon and bowl with her hands, but she refused to hold them. On another occasion, when the caregiver tried to feed her, she was about to touch the tip of the spoon. Therefore, the caregiver stopped her from doing that in order to get her to eat her meal. When the caregiver held her hand so as to get her to hold the spoon, she angrily retorted in a sneering voice, “Oh, you should take it,” and shook off the hand of the caregiver.
Ms. B’s Eating Situations
On one occasion, when the caregiver got the participant to hold a spoon with her right hand and plate in her left hand, she started eating the food on the plate with a spoon. She was eating at the same table near the nurse station where Ms. A was sitting. When two staff members standing in the nurse station started talking, she started to clap her hands while still holding the spoon in her right hand, and thereafter she switched, unnoticed, the spoon to her left hand. Although the conversation between the two staff members standing nearby ended in a few minutes, she kept holding the spoon in her left hand, and would not resume eating. After a while, the caregiver got her to hold the spoon with her right hand and plate in her left hand, and she started eating again. Then, Ms. A, who was sitting in front of her, pulled her apron. As a result, she stopped eating again and pulled off her apron toward herself. With the apron, she began to wrap the plate and spoon that she was holding in her hands.
Ms. C’s Eating Situations
On one occasion, the caregiver put a spoon in a cup containing jelly and placed the cup in front of her. The spoon was on the left side of the cup for her. She reached out to the spoon with her left hand, grasped it, tried to scoop the jelly without success, and brought the empty spoon into her mouth several times. Then, she put the spoon back into the cup, grasped the handle of the cup with her left hand and tried to drink. At that moment, the spoon fell onto the apron. Then, as she began to touch the apron with her right hand, the spoon fell to the floor. She did not try to pick up the spoon, but kept touching the apron. Even during this time, her left hand kept holding the cup. On another occasion, when the caregiver got her to hold a spoon in her right hand and to grasp the handle of the cup with her left hand, she began to eat the jelly by scooping it out with the spoon.
Ms. D’s Eating Situations
On an occasion, she stood up and started wiping the image of light reflected on the table with both her hands. When the caregiver brought her a meal on a tray, she pushed the tray away and continued to wipe the table. Nearby, two residents were having a conversation about having to go home while walking, and the caregiver was in a hurry to guide these two residents to the dining room. At this time, another caregiver came to her and got her to hold her chopsticks; she ate two or three bites of the food, and then she began to exchange the plates with the side dishes. Then, she took a wet hand towel lying in front of her and wrapped the pasta served as dinner with the towel. After a while, another caregiver wiped her hands and got her to hold her chopsticks in her right hand and bowl in her left. Then, she began to eat slowly.
Ms. E’s Eating Situations
On one occasion, she was trying to pick the image of light reflected on the table with her right hand and transfer it to the palm of her left hand. When the caregiver placed her meal on a tray in front of her, she tried to grab the food by hand. The caregiver moved the tray out of her reach, hung an apron around her neck and pulled the apron under the tray, in order to make her ready to eat. She stopped picking up the image of the light reflection with her hand, but then started touching her apron continuously. Although the caregiver tried to feed her, she would not open her mouth. After a while, another caregiver came to her and pulled the apron from underneath the tray and let it hang over her lap. Then, the caregiver got her to hold her chopsticks with her right hand and bowl in her left hand, and she started eating herself. On another occasion, she grasped the body (not the handle) of the cup containing tea with her left hand, covered the top of the cup using the entire palm of her right hand, and started to turn the palm as if she were opening a screw-top lid of a bottle. Some of the tea spilled. At that moment, the caregiver came and got her to grasp the handle of the cup with her left hand. Then, she put her mouth close to the cup and drank the tea.
Eating Situations That Were Favorable and Unfavorable for Self-Eating Behavior of Individual Participants, and the Meaning of the Environment for Each Participant
Based on the eating situations described above, for the situations in which the participants exhibited self-eating behavior and situations in which they were distracted from eating, the author organized the environments in which each participant exhibited a particular eating behavior, as well as the meanings of these environments (table 2).
Eating Situations that were Favorable and Unfavorable for Self-Eating Behavior of Individual Participants, and the Meaning of the Environment for each Participant.
Ms. A.
Ms. B.
Ms. C.
Ms. D.
Ms. E.
Discussion
In this study, to identify the environments that interfered with/encouraged the eating behaviors in five patients with severe AD with loss of language skills, the author extracted the situations in which the participants exhibited self-eating behavior and situations in which they were distracted from eating, from the records of observations of the eating situations of individuals, and organized the meanings of the environments.
In all the five participants of this study, holding a spoon or chopsticks in the right hand and a bowl, plate, or cup in the left hand prepared them for showing self-eating behavior. In Ms. C, the handling of the cup in front of her prepared her for the action of drinking the food item in the cup by grasping the handle of the cup. In Ms. E, grasping the handle of the cup with her left hand prepared her for the action of drinking the liquid in the cup. In other words, these environments were conducive to the participants exhibiting eating behavior.
On the other hand, in Ms. A, the phone ringing and conversations on the phone prepared her for disruptive speech, discontinuation of eating, and the disruptive action of mixing the rice porridge and soup in the bowl, the conversations of others nearby prepared her for discontinuation of eating behavior and disruptive speech with hand clapping, and getting her to eat by stopping her behavior prepared her for the feeling of anger and refusal of nursing care. In Ms. B, the conversations of others nearby prepared her for discontinuation of eating behavior, avoidance of resumption of eating behavior and the disruptive action of hand clapping, and her action of taking off the apron when it was pulled by another person prepared her for the disruptive action of wrapping the plate and spoon with the apron. In Ms. C, the spoon placed on the left side in the cup prepared her for the action of scooping the food in the cup without success but bringing the empty spoon into her mouth, and the apron hung from her neck falling within her visual field prepared her for the action of continuously touching the apron. In Ms. D, the image of the light reflection on the table prepared her for the action of wiping the reflection image with hands, the busy surroundings and multiple plates prepared her for the disruptive action of exchanging the plates of the side dishes, and the busy surroundings and the wet hand towel prepared her for the disruptive action of wrapping the food with the hand towel. In Ms. E, the image of the light reflection on the table prepared her for the action of picking up the reflection with her fingers, the food placed in front of her prepared her for the action of picking up the food with the hand, the apron hung from her neck falling within her visual field prepared her for the action of continuously touching the apron, and viewing of the body (other than the handle) of the cup prepared her for the action of covering the cup with the palm of the hand and turning the palm as if she were opening a screw-top lid of a bottle. In other words, these environments interfered with the eating behavior of the participants.
Motivation is a concept used to explain the situation in which a certain action, including eating behavior, takes place and continues, as well as the direction of the action (Akai & Ando, 2013). The behaviorism psychologist, Hull (1952) who constructed a motivation model from precise experimental data showed that the reaction potential is the product of drive, habit, and incentive (reaction potential = drive × habit × incentive), and that drive is undirected energy, incentive is external stimuli, and habit strength is correlated with the frequency of past behavior. In other words, if any of drive, habit, and incentive is 0, no action will occur. Since human beings are not machines, while actions resulting from drive × habit × incentive are likely, they may not necessarily occur. In our study, incentive corresponded to the environment in which the behavior of the participant in an eating situation was prepared. It is said that Hull's motivation model does not fit neatly for intellectual curiosity, that is, intrinsic motivation induced by cognitive function, but fits neatly for the behavior related to regular maintenance functions of the body, such as eating, drinking, and sleeping (Akai & Ando, 2013).If the behavior is the product of drive, habit, and incentive, the behavior orients in some direction in the presence of an incentive as long as the drive is not 0. Also, the behavior exhibited after a subject becomes distracted from eating is modified by the participant’s habitual behavior. The environment that interfered with eating behavior led Ms. A to make a disruptive speech with hand clapping, Ms. B to start wrapping the plate and spoon with the apron, Ms. C to continually touch her apron, Ms. D to start wrapping the food with the hand towel, and Ms. E to try and pick the reflection of the light on the table with her hand and transfer it somewhere else.
Stating that the environment contains what animals can do, either for good or bad, Gibson (2015) explains what the environment prepares (affordance) as follows. A surface knee-high above the ground affords an individual to sit on it. A long and narrow object of an adequate size and weight affords an individual to swing it around. A hard object of adequate size and weight that can be grasped affords an individual to throw it. In other words, a surface at a level as high as the chest would not afford an individual to sit on it. A spherical object would not afford an individual to swing it around, even if it is of adequate size and weight. A large object that cannot be grasped would not afford an individual to throw it, even if it is of adequate weight and hardness. To sum up, we cannot perform actions that the environment does not prepare us for. The start and interruption of the eating behavior of the study subjects, and the actions that led them in a different direction, away from exhibiting eating behavior, were actually behaviors the environment prepared them for.
The study subjects were severe AD patients with loss of language skills. People who have lost their language skills cannot use conceptual representations. In other words, both the behavior of starting self-eating by holding a spoon or chopsticks in the right hand and a bowl, cup, or plate in the left hand and the behavior of becoming distracted from eating by wrapping the plate and spoon with the apron took place in the absence of representation of the concepts of the right hand, spoon, chopsticks, left hand, bowl, plate, cup, eating, apron, wrapping, etc. This implies that the behavior of the participants used procedural memory, which is non-declarative memory and does not use conceptual representation. Procedural memory can be retrieved by actions, without words (Squire, 1987). All the five participants started self-eating behavior, when they were made to hold a spoon or chopsticks in the right hand and a bowl, plate, or cup in the left hand. Since procedural memory is the memory of actions stored in chronological order (Cohen & Squire, 1980), the subjects were able to start self-eating behavior by being prepared for starting self-eating behavior. In AD, episodic memory, which is retrieved in consciousness, mediated by words, is impaired from the early stage, but procedural memory, which does not use conceptual representation, is spared, even in severe AD patients who have lost their language skills, as shown by the present results. Recent systematic reviews and meta-analyses have suggested that procedural memory, which is the memory of perceptual-motor skills that can be evaluated based on rotary pursuit tasks and other methods, can be acquired even in patients with Alzheimer’s disease (De Wit et al., 2021).
Procedural memory is associated with habitual actions. In other words, if we focus on habitual actions, it is possible that even patients with severe AD with no concept representation skills, can start self-eating behavior, as long as the drive, that is, the energy for taking actions is maintained. Hull (1952) reported that habit strength was correlated with the frequency of past behaviors. For example, assuming that an AD patient aged 85 years old showed the eating behavior of using chopsticks or a spoon for three meals a day (bringing chopsticks or a spoon to the mouth 100 times per meal) for 365 days for 80 years, starting from 2 years of age until 82 years, the patient would have used chopsticks or a spoon properly about 3 × 100 × 365 × 80 = 8,760,000 times. In other words, the patient ate rice and side dishes with chopsticks and a spoon about 9 million times. This frequency of past behavior reflects the strong memory that the eating behavior of using chopsticks or a spoon has created.
Conclusion
The eating behavior is habitual, and is based on strong procedural memory, which can be retrieved even in severe AD patients. In order to retrieve this memory, it is necessary to organize the meanings of the environment, including the relationship between the patient and the caregiver. This approach would inevitably lead us to identify what considerations would need to be given to individual patients by their caregivers to elicit self-eating behavior.
Application of This Study
In order to find meanings in the daily living environment that have hitherto remained unnoticed, it is absolutely necessary to have both internal and external perspectives. If a caregiver routinely involved in the care of dementia people organizes the meanings of the environments that prepare the behaviors of the users of the facility from the external perspectives, it will be possible to identify conducive/non-conducive environments that have hitherto remained unnoticed, that is, environments that interfere with or encourage actions for even other ADLs than eating, such as the sit-to-stand movement, transfer, dressing, grooming, toileting, and bathing. The behavioral patterns of individuals with severe AD who have become more dependent on the environment are limited. Therefore, it is not difficult to organize the meanings of the environments that prepare the behaviors of the participants in performing their ADLs.
Footnotes
Acknowledgements
We would like to express our deep gratitude to the five participants who cooperated with us in this study, their families, and the staff members of the facility.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was funded by JSPS KAKENHI (Grant Number JP16K12284).
Ethical Approval
This study was conducted with the approval of the Research Ethics Committee of University of Kochi and also by the Social Welfare Research Ethics Committee of University of Kochi (Approval No.: 19-50).
