Abstract
Axial spondyloarthritis (axSpA) is a chronic inflammatory condition that encompasses ankylosing spondylitis (AS) as well as non-radiographic axial disease (nr-axSpA) and can lead to chronic pain, structural damage and disability. The introduction of tumour necrosis factor inhibitor (TNFi) drugs for AS heralded a new era of drug therapeutics for what was previously a largely untreatable disease. This has now been expanded with the licensing of secukinumab, an interleukin 17A (IL-17A) inhibitor for the treatment of AS. Although biologic disease modifying antirheumatic drugs (bDMARDs) are not a first line treatment option in AS or axSpA, they are highly effective following incomplete or no response to physiotherapy and non-steroidal anti-inflammatory drugs (NSAIDs). Current research strategies aim to test whether the desired treatment goal of disease remission may now be achievable with early and stratified use of bDMARDs in both AS and nr-axSpA. This review summarizes the current literature on axSpA including pathophysiology, treatment indications, radiographic progression and the evidence for new developments in the treatment of both AS and nr-axSpA.
Keywords
Introduction
Axial spondyloarthritis (axSpA) has a broad phenotype which includes both ankylosing spondylitis (AS), the prototype spondyloarthropathy also known as radiographic axSpA, and the non-radiographic spectrum of the disease (nr-axSpA) that may represent either early or mild forms of disease with the potential to progress into AS. The term spondyloarthritis (SpA) refers to a group of heterogeneous conditions which share common aetiopathogenic and clinical manifestations underpinned by a complex genotype. Chronic inflammation affects musculoskeletal sites of synovium, entheses, and extra-articular targets such as the uvea and the aortic valve root. The all-inclusive clinical entity is axial spondyloarthritis (axSpA), of which AS is the extreme phenotypic manifestation characterized by sacroiliac joint and spinal damage which may range from mild erosive disease to new bone formation and joint fusion. Other subgroups are largely characterized by peripheral joint involvement and include psoriatic arthritis (PsA), arthritis related to inflammatory bowel disease and reactive arthritis, where the use of therapy in those with axial disease is extrapolated from AS. It is this diversity in clinical phenotype that has hindered research in SpA and led to the somehow artificial divide of axial
AxSpA can therefore be defined as a chronic inflammatory disease with a varied clinical phenotype which in its severe, advanced stage is identified by a combination of clinical symptoms and established radiographic changes which can be graded according to the definitions given in the 1984 modified New York criteria. 2 This stage is called AS.
It is now understood, however that a large number of affected individuals may not be readily identifiable by the modified New York criteria, yet they can suffer the same burden of symptoms and disability as those who do. Although it was initially thought that the non-radiographic stage may represent an early phase of disease (early AS) for a subset of individuals; this will not be the case for all, as radiographic progression is not universal. The recent classification criteria for axSpA developed by the Assessment of Spondyloarthritis International Society (ASAS) incorporates both radiographic and non-radiographic disease stages, provided they include a combination of features such as sacroiliitis on either radiography or magnetic resonance imaging (MRI), HLA-B27, C-reactive protein (CRP), and other associated clinical characteristics.2,3 These criteria capture the broad spectrum of features accountable towards confirming a diagnosis of axSpA (Figure 1).

ASAS classification criteria for axial SpA in patients with back pain for at least 3 months and under 45 years of age.
Epidemiology
Axial SpA commonly starts in the second to third decade of life with a male to female ratio of approximately 2–3:1. Disease onset is about 5 years sooner in HLA-B27 positive individuals compared with those who are HLA-B27 negative. 5 The majority of epidemiological studies performed to date have been in AS, which has an estimated prevalence of 0.5–1%. 6 The overall prevalence of axSpA is variable with estimates between 0.32% and 1.4% depending upon geographical region and ethnicity. 5 The average age of symptom onset in axSpA is slightly later in women than men with a lower prevalence of HLA-B27 in women which may account for slightly longer diagnostic delay. 7
Pathophysiology of axSpA
AxSpA is characterized by a polyenthesitis which at the molecular level leads to an osteitis and secondary synovitis. 8 The common denominator between enthesitis and subchondral osteitis that characterizes early sacroiliac joint disease, is disease localization to sub-fibrocartilaginous bone that is a site of high physical stress. 9 Our current understanding is that bone repair leads to excessive bone formation by syndesmophyte formation and subsequent ankylosis typical of AS, but which can mark the evolution of the disease process from axSpA into AS. There are several mechanisms implicated in the pathogenesis of disease including HLA-B27, a class I surface antigen encoded by the B locus of the major histocompatibility complex (MHC). The basis for the association between HLA-B27 and AS remains unexplained but there are two major theories. Firstly, the fact that AS has, at the population level been associated with other MHC class-1 antigens and is genetically linked to single nucleotide polymorphisms involved in peptide loading to T-cells, invokes a CD8 T-cell driven disease, although a putative antigen has not been defined. 10 The second theory holds that there is abnormal function of antigen presenting cells and a tendency of HLA-B27 to misfold, triggering the production of interleukins, IL-17 and IL-23. 11 T-cell mediated mechanisms have been described for CD4+ and CD8+ T-cells resulting in further release of cytokines including tumour necrosis factor α (TNF-α), IL-22, IL 17 associated with bony destruction, osteoproliferation, and synovitis. Structural bony damage causes stimulation of repair mechanisms that involve osteoproliferation which is associated with the development of syndesmophyte formation and leads to bony ankylosis, the hallmark of AS and main cause for loss of functional ability.
The two major non-HLA-B27 loci specifically associated with AS are the endoplasmic reticulum aminopeptidase (ERAP) and the IL-23 receptor. The ERAP gene is specific to HLA-B27 positive patients and is involved in the processing of proteins, including those presented by HLA-B27, for the MHC class I presentation to immune effector cells. 10 The IL-23 receptor activates proinflammatory cells including the T-helper cells leading to the secretion of IL-17.
The intestinal microbiome is also thought to play a pertinent role in the pathogenesis of disease that is not yet fully understood. Dysbiosis in the gut flora may drive proinflammatory cytokines resulting in intestinal inflammation.
11
Barrier dysfunction in axSpA is associated with exposure of the immune system to microorganisms.
What are the indications for treatment in AS and axSpA?
Up to recently, the lack of understanding about the aetiopathogenic mechanisms in SpA translated into an absence of efficacious therapies. Exercise, however has always been understood to alleviate symptoms and perhaps ameliorate disease progression. Robust evidence behind the role of self-exercise or structured physiotherapy in axSpA is however lacking.16,17 The same applies to the use of non-steroidal anti-inflammatory drugs (NSAIDs) which remain the mainstay of initial therapy in AS and axial SpA. 18 NSAIDs can alleviate symptoms very effectively but also have associated risks with long-term administration and may lead to gastrointestinal, cardiovascular and renal complications. However, there is the recognition that up to 40% of affected individuals may never require treatment above NSAIDs and physiotherapy. An estimated two-thirds, may have active disease suitable for biologic disease modifying anti-rheumatic drugs (bDMARDs) as defined by a Bath Ankylosing Spondylitis Disease activity Index (BASDAI) questionnaire score of greater than 4 and spinal visual analogue scale greater than 4, or an AS disease activity score (ASDAS) of 2.1 or above.19,20 The current ASAS-European League Against Rheumatism (ASAS-EULAR) guidelines recommend treating patients with bDMARDs when elevated CRP or radiological or MRI evidence of sacroiliitis is present, and there is a failure of at least two different NSAIDs each for 4 weeks in conjunction with the treating rheumatologist’s opinion. 21 The American College of Rheumatology and the Spondyloarthritis Research and Treatment Network (SPARTAN) have published complementary treatment recommendations. 22
The evidence for treatment with conventional disease modifying antirheumatic drugs (cDMARDs) is lacking but physicians may use these, especially for associated peripheral synovitis. The bDMARDs are the only proven efficacious therapies for the treatment of axSpA. Studies looking into the efficacy of TNF inhibitors identified that the best predictors of achieving a good response are: raised CRP, short symptom duration or young age, and active inflammation on MRI. 5 On the other hand, the main indicator of poor response is smoking as shown by data from the German Spondyloarthritis Inception Cohort (GESPIC) demonstrating that smokers suffer a dose-dependent deterioration on their structural damage over 2 years shown by changes to the modified Stoke Ankylosing Spondylitis Spine Score (mSASSS), a composite index score characterizing AS radiologic features in the spine used to determine radiographic structural progression in AS over time.
What precautions should be considered prior to bDMARD initiation?
It is recommended that prior to immunosuppression with bDMARDs, patients should undergo relevant screening to identify potential contraindications, comorbidities and risks. This process is the same for axSpA as it is for other rheumatic diseases such as rheumatoid arthritis (RA) and PsA and specifically includes checking for prior history of contraindications to anti-TNF, such as history of demyelinating disease, malignancy, moderate-to-severe congestive heart failure using the New York Heart Association grade III or IV, and case history risk assessment for tuberculosis (TB).23,24 It is routine practice for all patients to undergo a pretreatment chest radiograph, TB testing for latent and active disease with either interferon gamma release assay or tuberculin skin test or both, serology for hepatitis B and C, human immunodeficiency virus, varicella zoster virus (VZV), and antinuclear antibody. There is paucity of data in axSpA for infection risks with bDMARDs but the risk appears to be lower in AS compared with RA and PsA. In a meta-analysis of 71 clinical trials with adalimumab, 4 in AS, the serious infection risk was 1.4/100 patient-years (pys) compared with 4.6/100 pys for RA and 2.8/100 pys for PsA. 25 An increased serious infection risk was also observed with etanercept at 3.01/100 pys in patients with AS compared with 3.75/100 pys for RA. 26 There was an overall increased risk of any infection observed in 440 axSpA patients treated with TNFis at 15/100 pys, and for serious infections 1.3/100 pys. 27 It is therefore strongly recommended that patients are administered vaccinations against inactivated influenza and pneumococcus to protect from infection whilst on bDMARDs. 28 On the contrary, live attenuated vaccines such as measles mumps and rubella, live attenuated influenza, VZV, yellow fever, Ty21a oral typhoid, Bacillus Calmette–Guerin (BCG), and rotavirus should be avoided due to the increased risks of uninhibited bacterial or viral replication in patients on bDMARDs and in light of reports of severe complications. 29 The risks and benefits of initiating a bDMARD should always be fully considered and patient education for shared decision making between the clinician and patient is key in the treatment discussion. 30
Anti-TNF therapy and IL-17A inhibition in AS and axSpA
There are currently five TNFi bDMARDs available for the treatment of AS: adalimumab, certolizumab pegol, etanercept, golimumab, and infliximab. Most of the evidence for these drugs comes from phase III randomized double-blind placebo-controlled clinical trials which included patients with confirmed AS that were treated with anti-TNF

ASAS40 and 20 responses to biologic DMARDs (bDMARDs) in ankylosing spondylitis (AS) and nonradiographic axial spondyloarthritis (nr-axSpA) in phase III clinical trials.
Although this review cannot go into detail on safety, we recommend continuing safe prescribing by the usual pre-bDMARD screen prior to TNFi or anti-IL17 therapies given the potential adverse effects. The safety profile of secukinumab in AS appears to be comparable with that seen in the trials for skin psoriasis.34,35 Despite the concerns over suicide rates that halted the brodalumab trials (an IL-17A receptor antagonist which also inhibits IL-17F, IL-17A/F heterodimer and IL-17E), none occurred in the treatment group for secukinumab, although one suicide was recorded in the placebo group (MEASURE 1). 36 Exacerbations of Crohn’s disease and uveitis were adverse events reported in the clinical trials (MEASURE 1 and 2) which suggests TNFi, excluding etanercept, may have been more suitable treatment for those patients. 34 The adverse gut effect in rare cases has been attributed to the protective role of IL-17 on enterocyte tight junction formation. 37 Another IL-17A antagonist, ixekizumab, has demonstrated efficacy in phase III clinical trials for the treatment of skin psoriasis and PsA but there are none to date in axSpA or AS.38–40
Other bDMARDs
IL-12 and IL-23 blockade
Ustekinumab is a monoclonal antibody that inhibits the p40 subunit of IL-12, and IL-23. It is licensed for the treatment of skin psoriasis, PsA, and more recently for Crohn’s disease. 41 Over expression of IL-23 has been linked to the development of enthesitis in animal models which resembles human SpA which suggests ustekinumab may be effective in AS. A proof-of-concept, prospective, open-label trial in AS reported a clinically efficacious response against placebo at 24 weeks with 65% of participants achieving an ASAS40 response. 42 Secondary outcome measures at week 24 were achieved with an ASAS20 of 75%, ASAS5/6 of 60%, 30% achieved ASAS partial remission, 55% achieved a 50% response in BASDAI (BASDAI50), and 50% demonstrated a change in ASDAS ⩾ 1.1 as compared with baseline (clinically important improvement), 20% achieved a response in ASDAS ⩾ 2.0 (major improvement), and 35% achieved inactive disease defined by ASDAS < 1.3. 42 Exploratory studies with IL-23 anti-p19 monoclonal antibodies have been performed but not reported as yet. 43
IL-1 blockade
Interleukin-1 (IL-1) is a highly active proinflammatory cytokine that may play a role in certain patients particularly those with a high inflammatory burden of disease defined biochemically by a high CRP level. We already know from the treatment of patients with autoinflammatory syndromes, where there are typically high levels of inflammation, that the blockade of IL-1 alone results in rapid and sustained disease remission. 44 There are limited data from open-label studies for the use of anakinra in AS, an antagonist to the IL-1 receptor. An early study from Leeds demonstrated efficacy to anakinra by clinical and MRI features in 20 patients with AS, however another study reported no significant effect as compared with placebo.45,46 The latter study had low CRP levels compared with the former and since CRP is a predictor of response, it would be premature to suggest that blockade of the IL-1 pathway has no role.
IL-6 blockade
The clinical trials using tocilizumab for the treatment of AS (BUILDER-1 and 2), failed to achieve their desired endpoint for demonstrating efficacy. 47 Sarilumab is similar in its action except that it is the first fully human monoclonal IL-6α antagonist. It was tested in a phase II randomized controlled trial (ALIGN study) which demonstrated no statistical difference between ASAS20 response over placebo despite the use of multiple dosing regimens. 48 A recent report has described refractory spondyloarthritis with peripheral synovitis treated successfully in some patients with tocilizumab, an IL-6 receptor blocker, which was used in patients with high CRP and demonstrated an impressive treatment response by clinical symptoms and CRP normalization. 49 These patients were all TNFi nonresponders with the additional burden of aggressive peripheral arthritis and consisted of an AS-resistant disease phenotype. Interestingly, a TNF-independent and IL-6 dependent model where disease starts at the synovio-entheseal complex has been recently described suggesting that a subgroup of SpA cases may be IL-6 dependent. 50 However, an anti-IL-6 strategy is an unlicensed use of these agents and further research is needed to define rare phenotypes.
Anti-T-cell co-stimulation and anti-B-cell targeted therapy
Abatacept is an inhibitor of T-cell co-stimulation and has also been used to treat AS in a prospective open-label study but without any significant difference as compared with placebo. 51 B-cell inhibition has also been tested using rituximab, an anti-CD-20 monoclonal antibody. The trial was small with only 10 patients in each of the anti-TNF naïve and anti-TNF experienced patients. Interestingly, a higher response was achieved in the rituximab-treated group in the anti-TNF naïve patients as compared with placebo with the achievement of an ASAS40 response of 40% at week 24, despite no clinical efficacy seen in the anti-TNF experienced patients. 52 We are not aware of this anti-CD20 strategy being developed in AS.
Targeted synthetic DMARDs
Targeted synthetic DMARDs are non-biologic smaller molecules and an emerging group of drugs within rheumatology. Apremilast inhibits phosphodiesterase 4, suppresses the activation of proinflammatory cytokines and activates anti-inflammatory mediators. It is effective for the treatment of psoriasis and PsA. 53 It has been tried in AS patients in a small proof-of-concept trial with 36 patients who were treated for 12 weeks with either apremilast or placebo. A moderate reduction in the BASDAI was reported but did not achieve statistical significance. 54 However results are still awaited from a larger phase III placebo-controlled trial. 55
Tofacitinib is an oral Janus kinase (JAK) inhibitor and also a small molecule. It inhibits cell signaling through JAK3 and JAK1 receptors and to a lesser extent JAK2. In the United States, it is licensed for the treatment of RA, but is yet to be approved in Europe. A small placebo-controlled trial in AS patients was conducted without any significant benefit at 12 weeks. 56 Given that this drug appears to work in PsA, including enthesitis, the basis for these findings is slightly unexpected.
Radiographic progression
True disease modification in terms of inhibition of radiographic disease remains an important consideration with regards to long-term treatment with immunomodulatory therapies. Studies that involve established AS patients followed up over 2–4 years showed no evidence to support the inhibitory effect of TNFi drugs on radiographic progression. 57 However, there is some evidence that early treatment for more than 4 years may retard the radiographic progression if treatment with TNFi is given early. 58 By comparison, NSAIDs have an inhibitory effect on osteoclast activity, and this translates to clinical trial evidence of inhibition of radiographic progression in AS over 2 years of continuous use, as compared with on demand use which was shown to have a lesser effect. 59 Continuous NSAID use also slowed radiogtraphic progression in patients with raised acute phase reactants. 60 In contrast with NSAIDs, TNFi has been shown to normalize the erthyrocyte sedimentation rate confirming its efficacy and potency in clearing the symptoms in AS. 18 We are yet to fully understand axSpA, including which individuals will or will not progress to radiographic disease. We do know that individuals who are HLA-B27 positive, have elevated CRP levels, inflammation of the sacroiliac joints on MRI, and are smokers have been identified as the most likely to develop radiographic progression.61,62 It is estimated that 5–12% of nr-axSpA will progress to develop radiographic disease over a 2 year period and this increases to 20% in nr-axSpA patients with active spinal inflammation on MRI.61,62 An estimated 15–20% will never develop radiographic sacroiliitis. 62 Further data has emerged indicating that MRI positive patients with axSpA predicts radiographic sacroiliac changes by 5–8 years through data from both the DESIR and Leeds cohorts respectively.63,64
However, our knowledge from recent animal models has provided a greater insight into the pathogenic link between IL-23, IL-22, IL-17 and early entheseal disease including periosteal bone formation. At the enthesis, specific types of IL-23 receptor-positive T-cells have been identified (retinoic acid receptor-related orphan nuclear receptor γt positive CD3+CD4-CD8-) that produce IL-22 and IL-17 in response to IL-23.
65
Following the
Discussion
AxSpA is the accepted term for all the individuals with AS, including those with non-radiographic disease that may represent milder or earlier disease. The advent of bDMARDs in the last two decades has changed the lives of many affected individuals and given clinicians effective options above NSAIDs and physiotherapy. There are five TNFi bDMARDs licensed for the treatment of AS, of which four can also be used in nr-axSpA. Although for many patients TNFi treatment has been highly successful, there remains an unmet need for those who do not respond or cannot tolerate them. Further understanding of axSpA disease phenotypes may unlock potential opportunities to identify and treat early with tailored therapy without having a ‘one size fits all’ sequence to follow before a response is obtained. The more recent availability of IL-17 blockade has brought an era of choice in mode of action of targeted immunotherapy beyond TNFi and although the clinical trial data are almost comparable to that for TNFi, we await the experience from real world clinical practice. Interestingly, secukinumab has also shown efficacy for treating skin psoriasis and PsA, including at the higher 300 mg monthly maintenance dose which has not yet been reported in AS studies. 33 But conversely, the available evidence suggests that it is not suitable for individuals with Crohn’s disease due to increased adverse events including the triggering of exacerbations.67,68 This highlights that clinicians should be mindful of the paradoxical responses to treatment in diseases of the SpA family. The reverse has been reported following treatment for inflammatory bowel disease with a humanized immunoglobulin G1 (IgG1) monoclonal antibody to α4β7 integrin that resulted in the induction of sacroiliitis or arthritic flare. 69 Despite limited responses with other biologics and targeted DMARDs, we tentatively await the potential for new therapies including those that have been licensed for the use in other conditions; namely the JAK inhibitors, which are already licensed for the treatment of RA in the United States (tofacitinib) and Europe (baricitinib), and ustekinumab which is licensed for use in psoriasis and Crohn’s disease in Europe.
Conclusion
The possibility of diagnosing axSpA early, together with the advent of new therapeutic options for the treatment of nr-axSpA and AS, have significantly improved the care of affected individuals. The introduction of IL-17A blockade increasing the choice of cytokine target in AS beyond TNF, marks a step forward in the management of AS, and may be suitable for the whole spectrum of axSpA. However, up to now only limited data exist on their effect on radiographic progression as possible disease modifiers. Defining what should be the most effective sequence of therapy with bDMARDs following non-response is an area of unmet need and together with the search for biomarkers of treatment response and the careful study of longitudinal axSpA cohorts, remain key domains to research for the coming decade.
Footnotes
Acknowledgements
The views expressed are those of the authors and not necessarily those of the National Health Service, UK, the National Institute for Health Research, UK or the Department of Health, UK.
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research is supported by the National Institute for Health Research, Leeds Biomedical Research Centre, UK.
Conflict of interest statement
The authors declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: The authors Professor Dennis McGonagle and Dr Helena Marzo-Ortega have received grants and/or honoraria from Abbvie, Celgene, Janssen, Elli-Lilly, MSD, Novartis, Pfizer and UCB.
