Closing the Loop: Optimizing Diabetes Care in the Hospital by Addressing Dispersed Information in Electronic Health Records and Using Clinical Decision Support

Abstract

Multiple factors hinder the management of diabetes in hospitals. Amid the demands of practice, health care providers must collect, collate, and analyze multiple data points to optimally interpret glucose control and manage insulin dosing. Such data points are commonly dispersed in different sections of electronic health records (EHR), and the system for data display and physician interaction with the EHR are often poorly conducive to seamless clinical decision making. In this perspective article, we examine challenges in the process of EHR data retrieval, interpretation and decision making, using glucose management as an exemplar. We propose a conceptual, systems-based design for closing the loop between data gathering, analysis and decision making in the management of inpatient diabetes. This concept capitalizes on attributes of the EHR that can enable automated recognition of cases and provision of clinical recommendations.

There is an increasing demand to improve quality of care, patient safety, and patient satisfaction while reducing health care costs. ¹ However, using diabetes as an example, gaps in decision making and clinical management often hinder achieving these goals. In diabetes, glycemic control for hospitalized patients is often suboptimal, there are knowledge gaps, and providers are under significant cognitive load and often focused on the primary clinical problem that is before them.^2-5 Even when providers proactively attend to glucose management, the complexity of the task is increased by data that are dispersed, residing in various different locations in electronic health records (EHRs), and requiring significant effort to collate, analyze, and integrate into clinical decisions. Such data include test results, capillary glucose measurements, medication (mostly insulin) administration, clinical status, and nutritional orders. When this information is not appropriately assimilated, it can be assumed that the process can result in suboptimal decision making and poorer outcomes.

In this article, we articulate how bringing together dispersed information in the EHR can support providers’ clinical decision making. We use a clinical scenario to illustrate the “discordance” between data influx and clinical decision making that is fueled by dispersed data elements in the EHR. We propose a conceptual method for designing clinical decision support systems to help address the problem of dispersed data in diabetes management and to optimize glycemic control, and suggest that this method can be applied to a variety of medical issues across disciplines.

The Pursuit of Glucose Control in the Hospital and the Evolving Landscape of Systems of Practice

Inpatient providers across disciplines are in need to care for patients with diabetes at a growing rate and in the midst of increasingly complex and demanding clinical practices. Poor outcomes associated with dysglycemia among hospitalized patients, the growing prevalence of diabetes, and the disproportionate demand versus supply of endocrinologists, including limited availability of diabetes teams in hospitals nationwide, place an increasing demand on primary inpatient teams to effectively provide glucose management in hospitals. As teams address the clinical condition(s) that results in their patients’ hospitalization, inpatient diabetes management is often flawed by multiple barriers including knowledge and attitudinal gaps, complex workflows, and deficient systems.^2-4,6,7

Hyperglycemia and hypoglycemia are common scenarios among hospitalized patients with diabetes. While cause-effect association has not been clearly established, both conditions, regardless of an existing diagnosis of diabetes, seem to confer greater risk for poor clinical outcomes such as morbidity, mortality, use of resources, and hospital costs.^8,9 Many barriers hinder achieving adequate glucose control in the hospital. The failure to proactively address dysglycemia among hospitalized patients has been coined as “clinical inertia.” ¹⁰ The practice of using sliding scales as monotherapy in patients with hyperglycemia is ubiquitous and departs from clinical practice recommendations endorsed by professional societies.^9,11-13 Stress hyperglycemia is a common scenario that portrays poor outcomes, yet its clinical impact is often overlooked.^14,15

Systems of practice are evolving to accelerate the utilization of clinical informatics for health care delivery. The use of EHRs is rapidly advancing motivated by concerns for the “Quality Chasm” in the US health care system. ¹⁶ The relevance and need for support of better information technology became more apparent following reports by the Institute of Medicine of harm, errors, and deficiencies resulting in poor quality of care.^17-19

Evidence of the evolving value of health information technology has been summarized in systematic reviews. This evidence relates to reduction in medical errors, and adherence to clinical guidelines, improvement in surveillance and monitoring, reduction in laboratory redundancy, shortening in hospitals length of stay, and improvement in patient safety. ²⁰ EHR adoption and demonstration of benefits are steadily increasing since the inception of the Health Information Technology for Economic and Clinical Health (HITECH) Act in 2010, as part of the American Recovery and Reinvestment Act (ARRA). Ultimate goals related to the use of EHR are to attain better clinical outcomes, increase transparency and efficiency, strengthen population health outcomes, empower individuals, and create robust research data on health systems. These advances related to “meaningful use” of the EHR are tied to financial incentives through the Centers for Medicare & Medicaid Services (CMS). ²¹

Dispersed Data and the Complexity of Managing of Dysglycemia in the Hospital

Consider the following clinical scenario, in which a hospitalist team is committed to optimal glucose management, through daily assessment of glycemic control and adequate insulin dosing and adjustment for the patients it serves. For any given patient receiving subcutaneous insulin, interpretation of glucose control in relation to the type of insulin administered (basal, prandial, and/or correction), as well as assessment of nutritional status, is required at a minimum of four different time points within 24 hours. Caution in reducing or withholding insulin doses will be particularly important in patients with type 1 diabetes, due to the risk for diabetic ketoacidosis. Patients who demonstrate frequent hyperglycemia and occasional hypoglycemia (both common occurrences) will require careful review of insulin doses in relationship to glucose patterns on a daily basis. The team will need to pay attention to special situations such as hyperglycemia associated with steroids, stress hyperglycemia, enteral and parenteral nutrition, transfer between hospital units, and changes in clinical status. Such conditions may occur in multiple patients under the care of the team.

Now, to manage such a panel, the team will need to gather, collate, and analyze data, and will need to make decisions and order appropriate management, all through the EHR. Figures 1a, 1b, and 1c provide examples of how this would be done through a typical EHR. Capillary glucose results in the EHR do not display in a way that facilitates either glucose pattern recognition nor insulin dosage adjustments. For example, glucose control prior to lunch for the patient in this example is in part determined by the dose of insulin administered prior to breakfast. However, decisions regarding increasing the prebreakfast insulin dosage require the clinicians to recognize a pattern of hyperglycemia at lunch time “today” and “yesterday.” Once this is accomplished, information about administered insulin doses needs to be accessed from a completely different screen and section of the EHR. Insulin administration information, glucose results, and the medication list and order menu options appear in separate sections in the EHR making the process of data retrieval and interpretation more cumbersome and nonintuitive.

Figure 1.

Example of an EHR glucose and insulin data display and provider interaction.

As evident in this scenario, data influx through the EHR and the challenges of its access and interpretation can result in a disjointed loop of clinical decisions and suboptimal management outcomes for diabetes care. Paradoxically, it may be assumed the onus is on inpatient providers, regardless of their training or clinical background, to discern the intricacies of glycemic management and to provide evidence-based quality care amid sometime dysfunctional systems of practice. However, the system is designed to thwart even those who want to manage adequately. Nonetheless, there are expectations for practice performance, quality of care, patient safety, and overall accountability in care despite the existing seemingly disjointed loops. In the case discussed, some of these expectations include interpretation of glucose patterns in view of nutritional status, insulin dose selection and adjustment for control of hyperglycemia and prevention of hypoglycemia, changes in clinical status, and efforts toward adequate transitions of care among other factors. A cognitive theory was proposed by Bowen and colleagues on the process of clinicians’ interaction with computers to interpret and use inpatient glucose data. A user-centered data display prototype was coined to facilitate clinical decision making for glycemic management in the hospital. ²²

Countering Data Dispersion with Clinical Decision Support

EHRs contain rich data that needs to be leveraged to become actionable. However, converting data into useful information is challenging. ²³ As shown in our case scenario, hospital glycemic management requires frequent assessment of multiple glucose results and patterns, and response to type and time of insulin administration. This has been traditionally a responsibility of primary admitting teams, hospitalists, and endocrine consultants when available to hospitals. Some studies demonstrated benefits of using EHR glucose data reports and computed-based assessments of glycemic control.^24-27 This approach facilitated decision for consultation by endocrinologists^24,25 or for provision of virtual consultations and recommendations through the EHR by members of a diabetes team.^25,26 These studies demonstrated significant improvement in glycemic control.^24-27 The idea of remote glucose monitoring in hospitals is attractive as it offers an innovative approach to generate efficiency in the recognition and management of patients requiring better glycemic control and insulin prescription. Virtual consultations can also represent an educational tool for the providers receiving recommendations for management. ²⁶ The downside to real-time consultation is that it is time and resource intensive, and may require access to specialist consultants that hospitals may or may not have.

As hospitals continue the quest for improvements in efficiency, access to care, safety, quality and cost containment, there is a need to continue identifying innovative methods to address poor inpatient glycemic states. Data related to status of glucose control and insulin dosing recommendations can be intelligently queried in the EHR to generate patients’ specific information that can be tied to management recommendations. ²⁸ This is one example, among many, how EHRs can facilitate clinical decision support to enhance health care. ²⁹

Clinical decision support (CDS) systems refer to electronic systems designed to assist in clinical decision making by provision of specific recommendations tailored to patients’ characteristics. Benefits of CDS systems have been demonstrated in facilitating preventive care services, requesting necessary clinical studies, and prescribing treatments. ³⁰ Providing decision support to clinicians results in improved decision making leading to improved quality and efficiency in patient care. ³¹ Implementing clinical support rule(s) and monitoring compliance with the rules are among the core set of objectives to demonstrate meaningful use of EHR by clinical organizations. ³²

We propose an automated EHR method to recognize dysglycemia, to coherently align dispersed actionable glucose data, and to provide clinical recommendations through a messaging system at the point of care. We envision that such a clinical decision support approach can enable optimization of glucose management and related outcomes in hospitals and can be accessible to resource-limited institutions. In alignment with virtual diabetes consults, our proposed approach has the potential to expedite assessment and recommendations. Furthermore, it can expand on the number of cases addressed at any given point in time, reduce professional effort resulting from rounding activities, and provide education to providers in the context of practice. In contrast with remote monitoring and virtual consults, this method can further reduce labor of chart reviews and manual inclusion of recommendations. This can provide a service to hospitals without endocrine consultants or diabetes consult teams, thus potentially ameliorating the demand-supply mismatch between numbers of diabetes patients in hospital and diabetes specialists at a large scale. This model operationalizes the expert process of review of glucose data and insulin treatment, while providing prompt recommendations in real time. ²⁸

In Table 1 we present an algorithmic design of a clinical decision support system for the management of hyperglycemia in the hospital that can be used in the design of alerts or messaging system to health care providers. The design of such algorithm requires understanding of clinical indicators that are relevant in decision making and the nuances of clinical working environments. It provides an outline for key steps in designing a CDS tool, shows the application of the key steps to a clinical problem, and proposes how the design may help integrate dispersed EHR data and positively impact the care of patients with hyperglycemia in the hospital. As shown, this design does not present the technical elements to program automated messages which would be unique to electronic records programs hospitals may use. The concept of clinical decision support can be extended to other diabetes management scenarios such as hypoglycemia or inadequate use of insulin, or extrapolated to other inpatient or ambulatory scenarios beyond diabetes care.

Table 1.

Algorithmic Design to Develop an Automated Clinical Decision Support (CDS) Tool for Management of Hyperglycemia in the Hospital.

Key steps to CDS design	Identify a gap in care needed to be addressed	Define the target population	Outline EHR data elements	Codify rules in software	Deliver real time recommendations	Delineate and measure outcomes
Outlining key steps to address a clinical gap	Define the problem that can be addressed by streamlining the interaction between clinician and EHR	Define the population and how it is identified through the EHR	Identify discrete EHR data elements (that can be searched automatically) to address the clinical issue in question	Develop and program decision rules that use discrete data points to query patients experiencing the problem to be addressed, and to whom can be applied insulin adjustment recommendations	Present messages to providers at the point of care with a display of aggregated data and with predetermined recommendations that are congruent with practice recommendations or clinical guidelines from professional societies	Use the data gathering and decision system to track discrete data points to monitor processes and outcomes
Addressing our specific case scenario applying the steps above	Inadequate glycemic control or management (eg, usage of sliding scale insulin as the sole management strategy, episodes of hyperglycemia requiring insulin adjustment, etc) in hospitalized patients	Adult patients with elevated blood glucose levels (with or without diabetes) within all hospital locations	Capillary blood glucose measurements, type of insulin order, dietary status	Patients in whom insulin dose adjustment is considered appropriate based on patterns or severity of abnormal glucose, eg, two consecutive glucose readings >180 mg/dl at least 3 hours apart	CDS offers real-time alert messages to providers through the EHR that are patient-centered, and in the context of the care; messages appear when clinicians are working in the charts of patients and contain concise recommendations for glucose management	Rates of hyperglycemia or hypoglycemia, use of hospital resources (ie, length of hospital stay), practice performance (ie, insulin adjustments) can be monitored to assess the overall impact of the CDS tool

This algorithmic design does not supplant clinical intuition or routine assessment of clinical status. It does not account for nutrition changes and changes in glucose altering medications, or judgement related to insulin safety. This design can eliminate redundant data results, aggregate data for ease of interpretation, assist in identifying patterns that require action, and thus aid providers in focusing on the important cognitive exercise of decision making.

A limitation of this method includes the need to leverage technology. An automated program removes the diabetes expert from the process of individual chart review and is restricted to a virtual analysis of glucose control and insulin use. Data and management recommendations presented to the caring providers require exercising judgement and aligning recommendations in context as messages are received. Another potential limitation includes alert fatigue, which if conflicting with other priorities may result in dismissal of recommendations.

Conclusions

The need to increase value in health care drives hospitals to find innovative and efficient ways to care for patients. To attain these goals, resources in the systems of practice are much needed to support, inform, and engage health professionals to consistently recognize and act upon opportunities for improvement that can drive better outcomes. Clinical decision making collides with many barriers in practice such as information overload, dispersed medical records data, complexity of clinical practice, and gaps in practice performance which can compromise quality and safety of patient care. As systems of practice continue to adopt meaningful use of EHRs, it is necessary to recognize that glucose and insulin data displays and dispersion are common yet underestimated barriers to diabetes care in the hospital. This notion expands on an already existing myriad of barriers to diabetes care in the hospital.

Our conceptual work proposes that clinical decision support systems integrated in EHRs, informed by intelligence algorithms and offered in real time at the point of care can close an important loop to optimize diabetes care in the hospital. This approach can be an effective strategy to overcome inadequacies in hospital glycemic management resulting from dispersed glucose and insulin data. This method aims to reduce the burden of “assembling” dispersed data, avoid overlooking abnormal glucose patterns, and link support messages to clinical recommendations. Aligned with the stated need to conduct rigorously designed studies to evaluate system-level interventions including use of clinical decision aids for diabetes, ³³ we present a concept that can facilitate operationalizing the implementation and the study of an EHR support tool for diabetes care in the hospital. Testing of our program is undergoing, and we advocate that well-designed, prospective analyses be undertaken to evaluate the impact of initiatives using EHRs support tools. Important domains to adequately assess include practice behaviors, clinical workflows, alert fatigue, glycemic control, and clinical and economical outcomes. We call to diabetes societies to support the development of criteria applicable to prototype algorithms that can be operationalized across EHR systems to promote better care across organizations. We use diabetes as an example for this conceptual work. However, the notion of intelligence algorithms can be extrapolated to other clinical scenarios in hospital practice and to various medical disciplines, not only in inpatient but also in ambulatory settings. For instance, a similar approach can facilitate care of complex health conditions such as heart failure, sepsis, and HIV/AIDS, among other conditions that may require decision making tactics that consider multiple, often dispersed, data points.