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Abstract

Claudins (CLDNs) are a family of major membrane proteins that form components of tight junctions. In normal tissues, CLDNs seal the intercellular space in the epithelial sheets to regulate tissue permeability, paracellular transport, and signal transduction. Claudin18.2 (CLDN18.2), a member of the CLDN family, is expressed specifically in gastric mucosal cells in normal tissue, and its expression is often retained in gastric cancer cells. CLDN18.2 is ectopically expressed in many cancers other than gastric cancer such as esophageal cancer, pancreatic cancer, biliary tract cancer, non-small-cell lung cancer, and ovarian cancer. Structurally, CLDN18.2 is localized on the apical side of the cell membrane and has extracellular loops capable of binding monoclonal antibodies. Upon malignant transformation, CLDN18.2 is exposed to the cell surface of the whole membrane, which enables the binding of monoclonal antibodies. Based on these characteristics, CLDN18.2 was considered to be optimal for target therapy, and zolbetuximab was developed which is a first-in-class chimeric immunoglobulin G1 monoclonal antibody highly specific for CLDN18.2. It binds to CLDN18.2 on the tumor cell surface and stimulates cellular and soluble immune effectors that activate antibody-dependent cytotoxicity and complement-dependent cytotoxicity. Recently, zolbetuximab combined with chemotherapy demonstrated a survival benefit in patients with CLDN18.2-positive and HER-2-negative gastric or gastroesophageal junction cancers in the global phase III SPOTLIGHT and GLOW trials. From these clinically meaningful results, CLDN18.2-targeting therapy including zolbetuximab has attracted a lot of attention. In this review, we summarize the clinical implications of CLDN18.2-positive gastric or GEJ cancer, and CLDN18.2-targeting therapy, mainly for zolbetuximab.

Keywords

Claudin18.2 gastric cancer gastroesophageal junction cancer Zolbetuximab

Introduction

Gastric cancer, including gastroesophageal junction (GEJ) cancer, is the fifth most common type of cancer and the fourth leading cause of cancer-related deaths globally with more than 1 million new cases and an estimated 769,000 deaths in 2020.¹ Platinum-fluoropyrimidine chemotherapy has been a standard first-line treatment for patients with locally advanced unresectable or metastatic gastric or GEJ cancer.^2–4 For approximately 15% of patients with human epidermal growth factor receptor 2 (HER2)-positive tumors, trastuzumab can be used in addition to platinum-fluoropyrimidine as first-line treatment.⁵ Recently, checkpoint inhibitors such as nivolumab combined with platinum-fluoropyrimidine have been approved as a first-line treatment for HER2-negative patients in some countries.^6–8 However, approximately 40% of patients with a programmed death-ligand 1 (PD-L1) combined positive score (CPS) of less than five cannot receive a survival benefit from additional checkpoint inhibitors.⁹ While the survival benefit of checkpoint inhibitors is significantly enhanced in patients with microsatellite instability-high (MSI-H) tumors, this subgroup constitutes only about 5% of the population.⁷ Therefore, there are still many patients who do not derive benefits from molecular-targeted therapy such as trastuzumab or immunotherapy such as checkpoint inhibitors. Furthermore, despite recent treatment developments, the prognosis remains poor (median overall survival of <18 months), which warrants new molecular-targeted therapy.

Claudin (CLDN) 18.2 is one of the CLDN family of major membrane proteins that form the components of the tight cell junctions. CLDN18.2 is highly expressed specifically in normal gastric mucosa cells and is often retained in gastric cancer cells. Recently, zolbetuximab, a first-in-class chimeric immunoglobulin G1 monoclonal antibody highly specific for CLDN18.2, has been developed. Zolbetuximab combined with chemotherapy improved overall survival (OS) compared with chemotherapy alone in patients with CLDN18.2-positive and HER2-negative gastric or GEJ cancer in global phase III SPOTLIGHT and GLOW trials, which has attracted much attention for CLDN18.2-targeting therapy.^10,11 In this review, we delve into the clinical implications of CLDN18.2-positive gastric or GEJ cancer and explore CLDN18.2-targeting therapy mainly for zolbetuximab.

Claudins

CLDNs are a family of major membrane proteins that form the components of tight junctions and were first reported by Tukita et al. in 1998.^12,13 CLDNs close and seal the intercellular space in epithelial sheets and regulate tissue permeability, paracellular transport, and signal transduction¹⁴ [Figure1(a) and (b)]. Their name, ‘claudin’ derives from the Latin word ‘claudere’, meaning ‘close’, reflecting their characteristic function in sealing intercellular spaces. CLDNs are 20- to 27-kDa transmembrane proteins characterized by four transmembrane domains and two extracellular loops^13,15,16 [Figure1(c)]. Since their initial discovery, as many as 27 isoforms have been identified. Notably, CLDN expression is tissue specific, and most normal tissues express multiple CLDNs.^17,18 For example, normal gastric mucosa expresses CLDN1-5, CLDN7-12, CLDN16, and CLDN18.2.¹⁹

Figure 1.

Main characteristics of claudins: (a) Claudins in epithelial cells, (b) Claudins in tight junctions, (C) Structure of claudins in cell menbrane.

The expression of CLDNs in malignant tissues is altered in several cancer types.²⁰ For example, the expression pattern of CLDN1, typically observed in breast duct cells, undergoes notable changes. It is nearly lost in invasive ductal carcinoma, whereas partial retention is seen in ductal carcinoma in situ, suggesting a potential association between CLDN1 and cancer invasion and metastasis.²¹ Similarly, in breast cancer, CLDN7 expression exhibits a reduction, and lower levels of CLDN7 expression are associated with worse histological grade.²² In colorectal cancer, some cases also display a decrease in CLDN1 expression, and lower CLDN1 levels are associated with poor survival.²³ These findings indicate that reduced CLDN expression might correlate with worse pathological grade or disease progression, thereby contributing to a worse prognosis. Conversely, there are some reports of CLDN overexpression in several cancer types. For instance, CLDN3 and CLDN4 exhibit marked overexpression in cancers such as ovarian cancer, breast cancer, prostate cancer, and pancreatic cancer.^24–27 In preclinical study, knockdown of CLDN3 and CLDN4 expression in ovarian cancer cell lines reduced invasion, while constitutive expression of CLDN3 and CLDN4 in human ovarian cancer cells increased invasion and motility. This suggests that CLDN overexpression may also play a role in promoting invasion or metastasis.²⁸ Although the precise impact of aberrant expression of each CLDN remains still unclear, it is generally considered that aberrant expression of CLDNs in cancer might lead to the weakening of tight junctions. Consequently, this could contribute to the cancer progression including invasion and metastasis.

Claudin18.2

The main features of CLDN18.2 are summarized in Figure 2. Claudin18, one of the claudin family, is divided into two variants, isoforms 1 and 2 due to alternative splicing; CLDN18 isoform 1 (CLDN18.1) and CLDN18 isoform 2 (CLDN18.2) are expressed specifically in lung cells and gastric mucosal cells, respectively.²⁹ CLDN18.2 is expressed only in the gastric mucosa in normal tissues. In gastric cancer, its expression is often decreased but is retained. The pattern of CLDN18.2 expression in gastric cancer exhibits a distinctive distribution: the proportion of moderate-to-strong CLDN18.2 expression in cancer cells tends to skew toward higher rate (about 70–100%) or lower rate (about 0–10%), with a relatively sparse middle range.^30,31 CLDN18.2 is expressed also in metastatic lesions such as lymph nodes and liver metastases of gastric cancer.^32–34 In addition to gastric cancer, CLDN18.2 is ectopically expressed in various cancer types including esophageal cancer, pancreatic cancer, biliary tract cancer, non-small-cell lung cancer, and ovarian cancer.^16,35

Figure 2.

Main characteristics of claudin18.2 and zolbetuximab.

Structurally, CLDN18.2 has extracellular loops with the capacity to bind monoclonal antibodies. In normal gastric tissue, CLDN18.2 is located in the apical side of tight junctions of differentiated epithelial cells, while it is absent from the gastric stem cell zone.¹⁶ CLDN18.2 in normal tissue is strictly confined, which makes it difficult for zolbetuximab to bind. By contrast, in the context of gastric cancer, CLDN18.2 is considered to be exposed to the cell surface due to perturbations in cell polarity resulting from malignant transformation. In addition, CLDN18.2 tends to be located on the basolateral side, potentially rendering it more accessible for zolbetuximab to bind.^19,26

Functionally, CLDN18.2 has been associated with anion permeability and barrier function. The loss of CLDN18.2 has been implicated in conditions such as atrophic gastritis and tumor development.^36–39 A preclinical study conducted on CLDN18-knockout mice revealed the onset of atrophic gastritis, coinciding with paracellular H (+) leak, upregulation of proinflammatory cytokines including IL-1β and recrement of neutrophils. This evidence suggests that CLDN18 normally plays a crucial role in forming a paracellular barrier against H (+).³⁷ Furthermore, another preclinical study demonstrated that Helicobacter pylori (H. pylori) infection in mice led to a decrease in CLDN18 expression early in gastric cancer progression. In addition, CLDN18-knockout mice demonstrated low levels of inflammation, increased cell proliferation, and downregulation of signal transduction pathways such as p53 and STAT signaling, and subsequently developed dysplastic polypoid tumors without H. pylori infection.³⁸ Similarly, it was observed that CLDN18-knockout mice developed chronic active gastritis, and a notable subset (20–30%) of these mice developed gastric tumors without H. pylori infection.³⁹ Based on these findings, the downregulation of CLDN18, whether triggered by H. pylori infection or other factors, appears to play a pivotal role in initiating atrophic gastritis, which might cause tumor development. After gastric cancer development, downregulation of CLDN18.2 also might be associated with cancer progression. In a clinical study of early-stage gastric cancer resected by endoscopy, CLDN18 expression at the invasive front was inversely associated with the Ki-67 index which is an indicator of cancer proliferation, and downregulation of CLDN18 was associated with proliferation. This correlation suggested that the downregulation of CLDN18 might play a role in cancer proliferation of gastric cancer.⁴⁰ Conversely, the behavior of CLDN18 appears to differ when it is ectopically expressed in cancers. For instance, in bile duct cancer cell lines, downregulation of CLDN18 led to suppression of cell growth, invasiveness, and tumorigenicity in vivo. These findings suggest that ectopic CLDN18 expression might play a role in promoting cancer progression.⁴¹ However, it is important to note that these preclinical insights are preliminary and have not been clinically substantiated, which warrants further investigations.

At the transcriptional level, CLDN18 expression is known to be regulated by multiple pathways including the methylation of CpG islands, the protein kinase C (PKC) pathway, the extracellular signal-related kinase (ERK)/mitogen-activated protein kinase (MAPK) pathway, the HER2/HER3 signaling pathway, and microRNA.^41–48 Intriguingly, activator protein (AP)-1, an intracellular transcriptional activator, plays a pivotal role in this network. AP-1 binds to the cis-regulatory elements (CREs) of the CLDN18.2 promotor and induces the transcription of CLDN18.2. The PKC and ERK/MAPK pathway regulate AP-1, subsequently influencing CLDN18.2 expression.⁴² In addition, the HER2/HER3 signaling pathway has been associated with CLDN18 expression in preclinical studies of acute respiratory distress syndrome (ARDS), although this pertains CLDN18.1.^47,48 In these studies, IL-1β, identified as a core gene of ARDS, downregulated CLDN18 through the activation of HER2/HER3 signaling, which promoted lung barrier dysfunction and induced ARDS in vitro and animal models. Notably, HER2 blocker lapatinib was observed to block the effect of IL-1β on CLDN18 downregulation.⁴⁷ Furthermore, regarding other signaling pathways, ectopic CLDN18 expression was found to induce growth and invasiveness in bile duct cancer cells via activation of epidermal growth factor receptor (EGFR)/ERK signaling.⁴¹ These researches exploring the signaling pathways regarding CLDN18 might provide new insights into CLDN18.2-targeting therapy, which warrants further examination.

CLDN18-ARHGAP fusion

Genetic alteration of CLDN18 is a rare event in gastric cancer and the main alteration is gene fusion with ARHGAP.⁴⁹ ARHGAP is a member of the Rho-GAP family, which encodes a Rho GTPase-activating protein that switches RHOA inactive. The key roles of RHOA are the reorganization of the actin cytoskeleton and the regulation of cell shape, attachment, and motility.⁵⁰ The CLDN18-ARHGAP fusion was first detected by the Cancer Genome Atlas (TCGA) group in 2014.⁵¹ CLDN18-ARHGAP fusion was most frequent (15%) in the genomic stable type, and mutually exclusive with alterations related to the diffuse type such as RHOA and CDH1 mutations. The CLDN18-ARHGAP fusion lacks the PDZ-domain binding motif in CLDN18 which is required to maintain epithelial integrity but retains Rho-GAP in ARHGAP which inhibits RHOA activity. Both of these result in the loss of epithelial integrity and an increase in invasiveness, which was demonstrated in a preclinical study.⁵² In a cohort study, gastric cancer with CLDN18-ARHGAP fusion retained CLDN18 expression compared with fusion-negative gastric cancer. In addition, CLDN18-ARHGAP fusion was associated with diffuse type and a higher incidence of distant metastasis.⁵³ Other studies have demonstrated that CLDN18-ARHGAP fusion was associated with younger age at diagnosis, lymph node metastases, signet-ring cell content, female sex, advanced stage, and worse prognosis.^54,55 These data suggest that gastric cancer with CLDN18-ARHGAP fusion retains CLDN18.2 expression but the functionality is compromised, potentially contributing to disease progression, metastasis, and a poor prognosis. However, data on gastric cancer harboring the CLDN18-ARHGAP fusion are limited, and further investigations are needed.

Clinicopathological features and clinical impact of CLDN18.2-positive gastric or GEJ cancer

The prevalence of CLDN18.2 positive assessed by immunohistochemistry (IHC) in gastric or GEJ cancer has been reported as ranging from 24.0% to 33.4% in recent cohort studies,^34,56 and it was found to be 38.4% in screening examinations of the phase III SPOTLIGHT and GLOW trials which demonstrated a survival benefit of zolbetuximab combined with chemotherapy^10,11,31 (Table 1). In recent cohort studies, CLDN18.2 positivity was not associated with HER2 or PD-L1 CPS status.^34,57 However, in the screening evaluation in the SPOTLIGHT and GLOW, CLDN18.2 positivity was numerically higher in HER2-negative patients compared with HER2-positive patients (20.2% in HER2-negative and 42.3% in HER2-positive patients). In addition, only 17.4% exhibited a PD-L1 CPS ⩾ 5 among CLDN18.2-positive patients with available PD-L1 CPS status in the screening examinations of SPOTLIGHT and GLOW, although the incidence might be affected by the retrospective nature of the exploratory analysis. In summary, there appears to be a relatively limited overlap between HER2 positive and CLDN18.2 positive, or between PD-L1 CPS ⩾ 5 and CLDN18.2 positive, which warrants further examination.

Table 1.

Prevalence of CLDN18.2-positive gastric or GEJ cancer and the clinicopathological features.

Design/cohort	Screening test in SPOTLIGHT and GLOW				Kubota et al.⁵⁷				Pellino et al.³⁴
Design	Screening test				Retrospective study				Retrospective study
Race (country)	Various				Asian (Japan)				Caucasian (Italy)
Stage	IV				IV				I–IV
N	4507				408				350
Feature/biomarker		CLDN18.2+	CLDN18.2−	p		CLDN18.2+	CLDN18.2−	p		CLDN18.2+	CLDN18.2−	p
Overall		1730 (38.4%)	2777 (61.6%)			98 (24.0%)	310 (76.0%)			117 (33.4%)	223 (66.6%)
Male		1093 (36.2%)	1924 (63.8%)	<0.0001		66 (23.5%)	215 (76.5%)	0.709		80 (25.2%)	238 (74.8%)	0.1214
Female		637 (42.8%)	853 (57.2%)			32 (25.2%)	95 (74.8%)			37 (28.0%)	95 (72.0%)
Age	⩽65	1136 (40.9%)	1639 (59.1%)	<0.0001	<65	45 (26.6%)	124 (73.4%)	0.347	<70	83 (39.7%)	126 (60.3%)	0.0035
	>65	594 (34.3%)	1138 (34.3%)		⩾65	53 (22.2%)	186 (77.8%)		>70	34 (24.1%)	107 (75.9%)
Gastric		1341 (39.9%)	2016 (60.1%)	0.1846		85 (23.4%)	278 (76.6%)	0.459		90 (32.1%)	190 (67.9%)	0.3799
GEJ		338 (37.5%)	563 (62.5%)			13 (28.9%)	32 (71.1%)			27 (38.6%)	43 (61.4%)
Lauren classification
Diffuse		553 (48.3%)	592 (51.7%)	0.0002		47 (25.5%)	137 (74.5%)	0.561		47 (40.2%)	70 (59.8%)	0.076
Intestinal		308 (38.8%)	486 (61.2%)			51 (22.8%)	173 (77.2%)			54 (29.0%)	132 (71.0%)	0.0813
Mixed		134 (42.9%)	178 (57.1%)							14 (35.9%)	25 (64.1%)	0.8676
Other		252 (37.2%)	425 (62.8%)
Unknown		412 (35.0%)	765 (65.0%)
Macroscopic classification								0.019
Type4		NA	NA	NA		28 (34.6%)	53 (65.4%)	0.019		NA	NA
Non-Type4		NA	NA			70 (21.4%)	257 (78.6%)			NA	NA
HER2+		162 (20.2%)	640 (79.8%)	NE		15 (25.9%)	43 (74.1%)	0.741		17 (32.7%)	35 (67.3%)	1
HER2−		1568 (42.3%)	2137 (57.7%)			83 (23.7%)	267 (76.3%)			100 (33.6%)	198 (66.4%)
dMMR/MSI-H		NA	NA	NA		5 (20.8%)	19 (79.2%)	0.81		15 (23.1%)	50 (76.9%)	0.2424
EBV+		NA	NA	NA		4 (26.7%)	11 (73.3%)	0.763		7 (87.5%)	1 (12.5%)	0.0024
CPS < 5		495/599 (82.6%*)	NA	NA		54/93 (58.1%*)	142/293 (48.5%*)	0.122		21 (10.3%*)	183 (89.7%*)	0.529
CPS ⩾ 5		104/599 (17.4%*)				39/93 (41.9%*)	151/293 (51.5%*)			96 (65.8%*)	50 (34.2%*)
Clinical features of CLDN18.2+ GC/GEJC	Female, younger age, diffuse type				Type 4				Younger age, higher stage (III–IV), peritoneal meta, fewer liver meta
Survival impact on CLDN18.2+	NA				Not associated				Not associated
Reference	Shitara et al.³¹				Kubota et al.⁵⁷				Pellino et al.³⁴

Percentage in CLDN18.2 positive or CLDN18.2-negative group.

Abbreviations: meta, metastasis; GC, gastric cancer; GEJC, Gastro-Esophageal Junction Cancer ; NA, not available; NE, not evaluated.

In previous cohort studies of patients with gastric or GEJ cancer including those with resectable stage, CLDN18.2 expression was associated with some clinical features such as diffuse type, Epstein-Barr virus (EBV) positive.^32,57–61 However, a meta-analysis including these studies revealed that CLDN18.2 expression was not significantly associated with TNM stage, Lauren classification, HER2, or overall survival.⁶² It is important to note that these studies had limitations including differences in the definitions of CLDN18.2-positive assessed by IHC which was moderate-to-strong staining in ⩾40% or ⩾50% of tumor cells, and inclusion of resectable stage disease. Thus, the clinicopathological features and clinical implications including overall survival of CLDN18.2-positive gastric or GEJ cancer using the recent definition (moderate-to-strong expression in ⩾75% of tumor cells) remained unclear.

In a cohort study using the recent definition, CLDN18.2 positive was identified in 33.4% of patients diagnosed with stage I–IV gastric cancer.³⁴ CLDN18.2 positive was significantly associated with age younger than 70 years, EBV positive, higher-stage disease (stages III and IV) at diagnosis, peritoneal involvement, and lower incidence of liver metastases. However, CLDN18.2 positive did not show significant associations with overall survival and molecular markers such as HER2 status, MMR status, or PD-L1 CPS. While these findings are clinically important, this cohort study also had limitations including the inclusion of patients with earlier-stage gastric cancer and a lack of associations with treatment outcomes or genomic information. Therefore, we conducted a cohort study to analyze comprehensive clinical and molecular characteristics of CLDN18.2-positive gastric or GEJ cancer.⁵⁶ We analyzed 408 Japanese patients with advanced gastric or GEJ cancer who received systemic chemotherapy. Among the 408 patients, CLDN18.2 positive was identified in 98 patients, accounting for 24.0% of the cohort. Remarkably, CLDN18.2-positive patients were almost equally distributed among the four molecular subtypes of mismatch repair-deficient (MMR-D), EBV positive, HER2 positive, and all negative. CLDN18.2 positive was significantly associated with Borrmann type4, KRAS amplification. Progression-free survival and objective response rates of standard first-line (platinum-fluoropyrimidine), second-line chemotherapy (taxane with or without ramucirumab), and anti-PD-1 therapy showed no significant differences according to CLDN18.2 status. Furthermore, overall survival with standard first-line chemotherapy was not significantly different between CLDN18.2-positive and -negative groups with the median OS of 18.4 months versus 20.1 months [HR (hazard ratio) 1.26; 95% CI (confidence interval) 0.89–1.78; p = 0.191].

In this study, we also evaluated tumor microenvironment (TME) in patients who received anti-PD1 antibodies. Notably, the CLDN18.2-positive group exhibits a significantly lower number of CD16-positive cells (NK cells; p = 0.028), while the number of CD68-positive cells was significantly higher. Our study showed no significant difference in the number of CD8-positive cells between CLDN18.2 positive and CLDN18.2 negative. However, another study using multiplex IHC demonstrated that the proportion of CD8-positive cells lacking checkpoint markers such as PD-1, LAG3, or TIM3 was significantly higher in CLDN18.2-positive tumors.⁶³ These observations, including the reduced level of NK cells and the downregulation of checkpoint markers in CD8-positive cells in CLDN18.2-positive tumors, might potentially impact the efficacy of checkpoint inhibitors, which warrants further examination.

Zolbetuximab

Zolbetuximab, previously known as IMAB362 or claudiximab, is a first-in-class chimeric immunoglobulin G1 monoclonal antibody highly specific for CLDN18.2. This agent is derived from a mouse monoclonal antibody and has been chimerized to present the human IgG1 constant region for clinical application.^64,65 Zolbetuximab binds to CLDN18.2 exposed on the tumor cell surface and stimulates immune effectors to induce antibody-dependent cytotoxicity (ADCC) and complement-dependent cytotoxicity (CDC). Zolbetuximab is also considered to induce apoptosis and inhibit cell proliferation.⁶⁴ In a preclinical study, zolbetuximab was highly selective for CLDN18.2 both in vivo and in vitro. Zolbetuximab not only stimulated target-selective ADCC against gastric cancer cell lines expressing CLDN18.2 but also induced CDC-mediated lysis of tumor cells expressing CLDN18.2. Importantly, the presence of CLDN18.2-negative cancer cells did not diminish these effects.⁶⁶ When used in combination with cytotoxic agents, zolbetuximab enhanced ADCC and CDC by upregulating CLDN18.2 expression, leading to enhanced antitumor activity observed in xenografted mice treated with zolbetuximab + chemotherapy compared to those treated with chemotherapy alone. Moreover, in another preclinical study using pancreatic cancer models, zolbetuximab demonstrated the ability to induce ADCC and CDC against human pancreatic cancer cells expressing CLDN18.2, and the magnitude of ADCC and CDC correlated with cell surface CLDN18.2 levels.⁶⁷ Notably, gemcitabine upregulated CLDN18.2 expression and enhanced zolbetuximab-induced ADCC in cultured human pancreatic cancer cells. These preclinical findings are consistent with the clinical improvements observed when cytotoxic agents are combined with zolbetuximab. Furthermore, zolbetuximab combined with chemotherapy is considered to activate T-cell infiltration and stimulate the production of pro-inflammatory cytokines.⁶⁶ While this combination therapy with checkpoint inhibitors holds promise, the synergistic effect of zolbetuximab combined with checkpoint inhibitor has not been shown clinically, as shown in the ILUSTRO trial below.

Clinical trials of zolbetuximab

Clinical trials of zolbetuximab are summarized in Table 2. In a phase I study of zolbetuximab in patients with advanced gastric and GEJ cancer, 15 patients were enrolled into five sequential single dose-escalation cohorts (33, 100, 300, 600, and 1000 mg/m²) following 3 + 3 design.⁶⁵ The most common treatment-related adverse events (TRAEs) were gastrointestinal toxicities. However, zolbetuximab was generally well tolerated, and no dose-limiting toxicity was observed in any of the cohorts. The pharmacokinetic (PK) profile of zolbetuximab was dose-proportional with a mean half-life (t1/2) of 17.2 days. Based on PK data and estimation of biological activity through preclinical pharmacology, a dose range of 300–600 mg/m² every 2 weeks was determined to be appropriate for further exploration in clinical trials.

Table 2.

Summary of phase II/III trials of zolbetuximab.

Design/result	MONO		FAST*		ILUSTRO			SPOTLIGHT	GLOW
Trial design	Single arm phase IIa		Randomized phase IIb		Multi-cohort single phase II			Randomized, double-blinded phase III	Randomized, double-blinded phase III
Primary endpoint	ORR		PFS		ORR (Cohort1A)			PFS	PFS
Cohort	Main	Subgroup	Main	Subgroup	1A	2	3A	–	–
CLDN IHC 2+/3+**	⩾50%^a	⩾70%^a	⩾40%^b	⩾70%^b	⩾75%^c	⩾75%^c	⩾50%^c	⩾ 75%^c	⩾ 75%^c
Treatment line	⩾2nd	⩾2nd	1st	1st	⩾3rd	1st	⩾3rd	1st	1st
Asian/non-Asian	–	–	–	–	–	–	–	31.3%/68.7%	62.1%/37.9%
Experimental arm (versus control arm)	Zmab	Zmab	EOX + Zmabvs EOX	EOX + Zmabversus EOX	Zmab	FOLFOX + Zmab	Zmab + Pembro	FOLFOX + Zmab vs FOLFOX	CAPOX + Zmab vs CapeOX
N	N = 43	N = 29	N = 161	N = 116	N = 30	N = 21	N = 3	N = 565	N = 507
ORR	9%	14%	39.0% vs 25.0%+14.0%	NA	0%	71.4%	0%	60.7% vs 62.1%−1.4%	53.8% vs 48.8%+5.0%
DCR	23%	31%	83.1% vs 76.2%+7.9%	NA	44.4%	100%	66.7%	82.0% vs 86.7%−4.7%	77.5% vs 76.6%+0.9%
Median PFS	3.2m	NA	7.5 m vs 5.3 m+2.2 mHR 0.44p < 0.0005	9.0 m vs 5.7 m+3.3 mHR 0.38p < 0.0005	1.54 m	17.8 m	2.96 m	10.61 m vs 8.67 m+1.94 mHR 0.751p = 0.0066	8.21 m vs 6.80 m+1.41 mHR 0.687p = 0.0007
Median OS	NA	NA	13.0 m vs 8.3 m+5.7 mHR 0.55p < 0.0005	16.5 m vs 8.9 m+7.6 mHR 0.50p < 0.0005	5.62 m	NA	NA	18.23 m vs 15.54 m+2.69 mHR 0.750p = 0.0053	14.39 m vs 12.16 m+2.23 mHR 0.771p = 0.0118
Reference	Türeci et al.⁶⁸		Sahin et al.⁶⁹		Klempner et al.⁷⁰			Shitara et al.¹⁰	Shah et al.¹¹

CAPOX, Capecitabine + Oxaliplatin; CLDN, Claudins; DCR, disease control rate; EOX, Epirubicin + Oxaliplatin + Capecitabine; FOLFOX, Fluoropyrimidine + Oxaliplatin; m, months; HR, Hazard Ratio; NA, not available; ORR, objective response rate; OS, overall survival; Pembro, Pembrolizumab; PFS, progression-free survival; vs, versus; Zmab, zolbetuximab.

Data of exploratory arm is omitted in this table.

CLDN assay is different among the trials: a. InvitrogenTM , b.CLAUDETECT TM 18.2, c. VENTANA CLDN18 (43-14A).

The MONO study, a phase IIa study, evaluated the efficacy and safety of zolbetuximab monotherapy in patients with CLDN18.2-positive advanced gastric, EGJ, and esophageal cancer.⁶⁸ CLDN18.2 positive was defined as moderate-to-strong staining of CLDN18.2 in ⩾50% of tumor cells in the Invitrogen™ IHC assay (Thermo Fisher Scientific; Waltham, MA, USA). A total of 268 patients were screened, and 54 patients were enrolled in this study. Initially, four patients received a safety lead-in dose of 300 mg/m² (every 2 weeks), followed by 50 patients who received the targeted dose of 600 mg/m² (every 2 weeks). Among the 43 patients with available antitumor activity data, 4 patients achieved a partial response (PR), resulting in an objective response rate (ORR) of 9%, and 6 patients exhibited stable disease (SD), resulting in a disease control rate (DCR) of 23%. Notably, the antitumor activity was enhanced in patients with moderate-to-strong staining of CLDN18.2 in greater than equal to 70% of tumor cells with an ORR of 14%. The most frequent TRAEs of grade ⩾3 were vomiting (22%) and nausea (15%). Based on the PK data, it was deemed appropriate to administer doses every 3 weeks.

The FAST study, a randomized phase II study, examined the clinical outcomes of zolbetuximab plus EOX (Epirubicin + Oxaliplatin + Capecitabine) versus EOX alone in patients with CLDN18.2-positive advanced gastric, EGJ, and esophageal cancer.⁶⁹ CLDN18.2 positive was defined as moderate-to-strong staining of CLDN18.2 in ⩾ 40% of tumor cells in the CLAUDETECT™ 18.2 IHC assay (Ganymed Pharmaceuticals; Mainz, Germany). A total of 730 patients were screened, and 252 patients were randomized to three arms: control arm (arm1) receiving EOX (every 3 weeks), experimental arm (arm2) receiving EOX plus zolbetuximab (loading dose of 800 mg/m² followed by 600 mg/m², every 3 weeks), and exploratory arm (arm3) receiving EOX plus zolbetuximab (1000 mg/m², every 3 weeks). EOX plus zolbetuximab (arm2) significantly improved both progression-free survival (PFS) and OS compared to EOX alone (arm1): The median PFS were 7.5 months and 5.3 months (HR 0.44; 95% CI, 0.29–0.67, p < 0.0005), and the median OS were13.0 months and 8.3 months (HR 0.55; 95% CI, 0.39–0.77; p < 0.0005), respectively. In the subgroup analysis stratified by CLDN18.2 status, the clinical benefits of PFS and OS were observed exclusively in patients with moderate-to-strong staining of CLDN18.2 in ⩾70% of tumor cells, while no such benefits were noted in patients with that in 40–69% of tumor cells. EOX plus zolbetuximab (arm3) also showed significant improvement in PFS compared to EOX alone (arm1) in the overall population but it was not seen in the subgroup with CLDN18.2 expression in ⩾70% of tumor cells. Furthermore, significant OS benefit was not observed in arm3, neither the overall population nor the subgroup of patients with CLDN18.2 expression in greater than or equal to 70% of tumors. The most common TRAEs of grade ⩾3 in arm2 and arm1 were neutropenia (32.5% versus 21.4%), anemia (11.7% versus 7.1%), weight loss (11.7% versus 3.6%), vomiting (10.4% versus 3.6%), and nausea (6.5% versus 4.8%). Importantly, patient-reported outcomes demonstrated that EOX plus zolbetuximab maintained a good quality of life and low symptom burden for an extended duration compared to EOX alone.⁷¹ In summary, the addition of zolbetuximab, administered as a loading dose of 800 mg/m² followed by 600 mg/m² every 3 weeks, demonstrated improvements in both PFS and OS compared to EOX alone in patients with CLDN18.2 positive, especially CLDN18.2 expression in greater than or equal to 70% tumor cells, advanced gastric, EGJ, and esophageal cancer while maintaining a manageable safety profile. These findings led to the following phase III studies.

The SPOTLIGHT trial is a global, randomized, placebo-controlled, double-blind, phase III trial designed to evaluate the efficacy and safety of first-line zolbetuximab plus mFOLFOX6 (modified folinic acid or levofolinate, fluorouracil, and oxaliplatin) in patients with CLDN18.2-positive, HER2-negative, untreated, advanced gastric, or GEJ adenocarcinoma.¹⁰ CLDN18.2 positive was defined as moderate-to-strong staining of CLDN18.2 in greater than or equal to 75% of tumor cells by central IHC using the VENTANA CLDN18 [43-14A] RxDx Assay (Roche Diagnostic Solutions; Tucson, AZ, USA). This automatic CLDN18.2 IHC assay was changed from the manual CLAUDETECT™ assay used in FAST, which led to the adjustment of CLDN18.2 positivity cutoff from greater than or equal to 70% in FAST to greater than or equal to 75% in SPOTLIGHT to identify a similar patient population. Of the 2403 patients who were successfully assessed for CLDN18.2 status, 922 patients (38.4%) were found to be CLDN18.2 positive. Among these, 565 patients were randomly assigned to either receive zolbetuximab plus mFOLFOX6 or placebo plus mFOLFOX6. The combination of zolbetuximab plus mFOLFOX6 demonstrated a significant improvement in both PFS and OS with 25% risk reduction compared to placebo plus mFOLFOX6: The median PFS was 10.61 months and 8.67 months (HR 0.75, 95% CI 0.60–0.94, p = 0.0066), and the median OS was 18.23 months and 15.54 months (HR 0.75, 95% CI 0.60–0.94, p = 0.0053). The most frequent TRAEs of grade greater than or equal to 3 were neutropenia (28% versus 23%), nausea (16% versus 6%), and vomiting (16% versus 6%). Importantly, this trial met the primary endpoint of PFS assessed by an independent review committee for all randomly assigned patients and also demonstrated a significant benefit in terms of OS.

The GLOW trial is a global, randomized, placebo-controlled, double-blind, phase III trial that was conducted to evaluate the efficacy and safety of first-line zolbetuximab plus CAPOX (capecitabine and oxaliplatin) in patients with CLDN18.2-positive, HER2-negative, untreated, advanced gastric, or GEJ adenocarcinoma.¹¹ The assessment method of CLDN18.2 IHC and the definition of CLDN18.2 positive were the same as those in the SPOTLIGHT trial. Notably, more patients were enrolled from China than SPOTLIGHT study. Of the 2104 patients successfully assessed for CLDN18.2 status, 808 patients (38.4%) were identified as CLDN18.2 positive. Among these, 507 patients were randomized to receive either zolbetuximab plus CAPOX or placebo plus CAPOX. Zolbetuximab plus CAPOX achieved a significant improvement in both PFS and OS compared with placebo plus CAPOX: The median PFS were 8.21 months and 6.80 months (HR 0.687, 95% CI 0.544–0.866, p = 0.0007), and the median OS were 14.39 months and 12.16 months (HR 0.771, 95% CI 0.615–0.965, p = 0.0118). The most frequent TRAEs of grade greater than or equal to 3 were nausea (8.7% versus 2.4%), vomiting (12.2% versus 3.6%), and decreased appetite (6.7% versus 1.6%), and there were no new safety signals.

The benefits of zolbetuximab on OS and PFS were consistently observed between the SPOTLIGHT and GLOW. However, it is worth noting that the median PFS and OS in the control arm were numerically longer in the SPOTLIGHT compared with those in the GLOW. It is unlikely that the difference in the backbone chemotherapy could explain these variations, considering that treatment outcomes of FOLFOX and CAPOX were generally comparable in a subgroup analysis in CheckMate649.⁷ An important distinction between the two trials is the higher number of patients enrolled from China in the GLOW than in the SPOTLIGHT. Previous studies have suggested that survival outcomes of Chinese patients were closer to those of the non-Asian population than Japanese or Korean patients.^72,73 This different distribution of regions might have resulted in different outcomes between the two trials, although the obvious reasons remain unclear.

The ILUSTRO trial is a global multi-cohort phase II trial that evaluates the efficacy and safety of zolbetuximab, alone or with mFOLFOX6 or with pembrolizumab in patients with CLDN18.2-positive, HER2-negative, advanced gastric, or GEJ adenocarcinoma.⁷⁰ The eligibility for CLDN18.2 expression was a moderate-to-strong expression in greater than or equal to 75% of tumor cells in Cohorts 1A and 2, and greater than or equal to 50% in Cohort 3A. Eligible patients received were allocated to one of three cohorts: Cohort 1A (n = 30) received zolbetuximab as monotherapy in the third- or later-line treatment, Cohort 2 (n = 21) received zolbetuximab combined with mFOLFOX6 as a first-line treatment, and Cohort 3 (n = 3) received zolbetuximab in combined with pembrolizumab in the third- or later-line treatment (Cohort 3A, n = 3). The primary endpoint of ORR in Cohort1A was 0%. The results of secondary endpoints were as follows: ORR in Cohorts 2 and 3A were 71.4% and 0%, respectively; the median PFS was 1.54 months (95% CI, 1.31–2.56) in Cohort 1A, 17.8 months (95% CI, 8.05–25.69) in Cohort 2, and 2.96 months (95% CI, 1.48–4.44) in Cohort 3A, respectively; the median OS in Cohort 1A was 5.62 months (95% CI, 2.27–11.53). The safety profile was consistent with previous trials, and zolbetuximab treatment was tolerable with no new safety signals. The results of mFOLFOX6 plus zolbetuximab were compatible with the results of the SPOTLIGHT trial. However, the efficacy of zolbetuximab alone or combined with pembrolizumab in the third line or later line was limited.

Based on the promising results obtained from the SPOTLIGHT and GLOW, the combination of zolbetuximab with chemotherapy (mFOLFOX6 or CAPOX) is expected to become a novel first-line treatment option for patients with CLDN18.2-positive, HER2-negative, untreated, advanced gastric, or GEJ adenocarcinoma. Notably, CLDN18.2 positivity was identified in 38.4% of patients in the screening tests of SPOTLIGHT and GLOW trials, which accounts for about twice as many as HER2 positive. Consequently, the landscape of first-line treatment for gastric or GEJ cancer is anticipated to change dramatically in the near future. Currently, platinum-fluoropyrimidine combined with or without checkpoint inhibition is the gold standard first-line treatment for HER2-negative gastric or GEJ cancer in many countries. With zolbetuximab as an emerging first-line treatment option, it is necessary to consider whether a checkpoint inhibitor or zolbetuximab should be combined with chemotherapy for the initial treatment of HER2-negative and CLDN 18.2-positive tumors. It is important to note that no definitive conclusion can be drawn at this stage due to the absence of direct comparisons. However, for patients with PD-L1 negative or low (i.e. CPS < 5) and CLDN18.2 positive, zolbetuximab might be preferred because the subgroup of PD-L1 CPS < 5 has limited survival benefit from additional checkpoint inhibitors.⁹ By contrast, the effect of nivolumab was markedly enriched in patients with MSI-H in CheckMate649.⁷ Therefore, nivolumab might be preferred for these patients. There is no exact answer for the choice from these two regiments in patients with overlapping CPS > 5 and CLDN 18.2 positive and either could be a reasonable treatment option. Several other aspects such as differences in enhancement of tumor response, different toxicity profiles, and availability in later-line settings should be taken into account for treatment selection. Therefore, a shared decision-making process with patients will become more important in determining the most suitable treatment approach after the approval of zolbetuximab.

Further perspectives of CLDN18.2-targeting therapy

In light of the promising results of SPOTLIHGT and GLOW, CLDN18.2-targeting therapy has attracted increasing attention. Beyond zolbetuximab, several agents targeting CLDN18.2 have been developed including monoclonal antibodies, antibody–drug conjugates (ADC), chimeric antigen receptor cells (CAR-T), and bispecific T-cell engager (BiTE). Major studies of CLDN18.2-targeting therapy are summarized in Table 3.

Table 3.

Major studies of CLDN18.2-targeting therapy.

Agent type	Trial number (NCT)	Phase	Cancer type	Agent	Experimental arm	Estimated enrollment
mAb	3505320	II	GC/EGJC	Zolbetuximab	1. Monotherapy2. +FOLFOX3. +Pembrolizumab4. +FOLFOX + nivolumab	116
	3816163	II	PC	Zolbetuximab	+Gemcitabine + nab-paclitaxel	369
	4400383	I	Solid tumor	AB011	Monotherapy	228
	4671875	I	Solid tumor	MIL93	Monotherapy	197
	4683939	I/II	Solid tumor	BNT141	1. Monotherapy2. +Gemcitabine + nab-paclitaxel	96
	5008445	I/II	Solid tumor	LM-102	1. Monotherapy2. +Standard of care	265
	5065710	I/II	Solid tumor	ZL-1211	Monotherapy	162
BsAb	5482893	I	GC/GEJC, PC	PT886	Monotherapy	58
	4900818	I	Solid tumor	TJ033721 (TJ-CD4B)	Monotherapy	102
ADC	5043987	I	GC/GEJC, PC	CPO102	Monotherapy	72
	5001516	I/II	Solid tumor	LM302	Monotherapy	142
	5161390	I/II	Solid tumor	LM302	Monotherapy	128
	5994001	I/II	BTC	LM302	+Cardonilizumab	96
	5205850	I/IIa	Solid tumor	RC118	Monotherapy	135
	5867563	I	Solid tumor	TQB2103	Monotherapy	71
	4805307	I	Solid tumor	CMG901	Monotherapy	162
CAR-T cell	4404595	Ib/II	GC/GEJC, PC	CT041	Monotherapy	110
	4581473	Ib/II	GC/GEJC, PC	CT041	Monotherapy	192
	4467853	Ib/II	GC/GEJC	LCAR-C18S	Monotherapy	64
	4966143	Ib/II	PC	LY011	Monotherapy	30
	5472857	I	GC/GEJC, PC, OC	IMC002	Monotherapy	30
	5539430	I	EC, GC/GEJC, PC	LB1908	Monotherapy	56
	5620732	NA	GC, PC	CLDN18.2CAR-T	Monotherapy	20
	5952375	I	GC	XKDCT086	Monotherapy	9
BiTE	4260191	I	GC/GEJC	AMG 910	Monotherapy	70
	4856150	I	Solid tumor	Q-1802	Monotherapy	66
	6005493	I/II	EC, GC/GEJC, PC	AZD5863	Monotherapy	200
	5365581	I	GC/GEJC, PC	ASP2138	Monotherapy	240
Other	5009966	I	Solid tumor	LB4330 (specific bifunctional molecule)	Monotherapy	66

Regarding combination therapy, the ILUSTRO trial has expanded an additional cohort to evaluate zolbetuximab combined with mFOLFOX6 and nivolumab (NCT03505320). Furthermore, several ongoing clinical trials are exploring the potential of combining anti-CLDN18.2 therapies with cytotoxic agents and/or checkpoint inhibitors in patients with several cancer types including gastric or GEJ cancer and pancreatic cancer (NCT04396821, NCT04495296, NCT04683939, and NCT05008445).

Most recently, several results of phase I/II trials of novel anti-CLDN18.2 therapies have been reported (Table 4). ASKB589, a humanized IgG1 monoclonal antibody-targeting CLDN18.2, achieved favorable antitumor activity in patients with gastric cancer. ASKB589 achieved an ORR of 9.5% as a monotherapy, and combination therapy with CAPOX (capecitabine plus oxaliplatin) resulted in an impressive ORR of 75%.⁷⁴ Osemitamab (TST001), the second most advanced CLDN18.2-targeting antibody, exhibits high affinity, leading to enhanced ADCC and CDC. Osemitamab combined with CAPOX demonstrated favorable anti-tumor activity with an ORR of 66.7% and a median PFS of 9.5 months.^75,76 SYSA1801 and CMG901, two other ADCs targeting CLDN18.2, demonstrated promising efficacy in patients with gastric cancer, achieving ORRs of 47.1% and 75.0%, respectively.^77,78 In addition, CT041, a claudin18.2-specific CAR-T therapy, achieved hopeful efficacy in patients with several cancer types including gastric cancer, with an ORR of 57.1% in gastric cancer and an ORR of 22.2% in other cancer types.⁷⁹ In these trials, nausea and vomiting, which were common adverse events of zolbetuximab, are also observed. However, overall, these novel therapies generally showed acceptable and manageable safety profiles. In addition, results of the ongoing phase I trials exploring LB1908, an autologous CAR-T cell therapy of LB1908, and a native IgG-like BiTE-targeting CD47 and CLDN18.2 of PT886, are awaited.^80,81

Table 4.

Summary of phase I/II trials of CLDN18.2-targeting therapy.

Design/result/adverse event	NCT04632108		TranStar102 trial(NCT04495296)	NCT05009966		NCT04805307	NCT03874897(Interim results)
Phase	I/II		I/IIa	I		I	I
Treatment	ASKB589	CAPOX+ASKB589	CAPOX + Osemitamab (TST001)	SYSA1801		CMG901	CT041
Agent type	mAb		mAb	ADC		ADC	CAR-T cells
Cancer type (cohort)	GC (A)	GC (B)	GC	GC	PC	GC/PC	GC	Others
N (all)	N = 40	N = 45	N = 64	N = 26	N = 7	N = 27	N = 28	N = 9
N (efficacy analyzed)	N = 21	N = 24	N = 42 (ORR)N = 64 (PFS)	N = 17	N = 4	N = 8(CLDN18.2-positive GC)	N = 28	N = 9
ORR	9.5%	75%	66.7%	47.1%	0%	75.0%	57.1%	22.2%
DCR	47.6%	100%	97.6%	64.7%	25%	100%	75.0%	66.7%
mPFS	Not released	Not released	9.5 m	Not released		Not reached	4.2 m	2.6 m
OS	Not released	Not released	Not released	Not released		Not reached	6 m OS: 81.2%	6 m OS: 77.8%
TRAEs ⩾ Gr1	80%	81%	100.0%	75.8%		96.3%	100.0%
Nausea ⩾ Gr1	53%	76%	70.3%	42.4%		40.7%	48.6%
Vomiting ⩾ Gr1	43%	66%	53.1%	36.4%		70.4%	35.1%
Other commonTRAEs ⩾ Gr1	Hypoalbuminemia (40%)Loss of appetite (30%)	Hypoalbuminemia (52%) Granulocytopenia (38%)	Anemia (82.8%)Hypoalbuminemia (65.4%)	Dry eye syndrome (21.2%) Anemia (21.2%)		Decreased appetite (59.3%) Hypoalbuminemia (44.4%)	CRS Gr1, 2: 94.6%(CRS Gr⩾3 CRS: 0%)
TRAEs ⩾ Gr3	10%	38%	65.6%	24.2%		11.1%	100% (almost hematology)
DLT	None	None	None	Two DLTs at the 3 mg/kg dose(Gr3 nausea and vomiting)		One DLT at 2.2 mg/kg	None
MTD	Not reached	Not reached	Not reached	Reached		Not reached	Not reached
TRD	None	None	None	None		1 (3.7%)	None
Reference	Zhang et al.⁷⁴		Shen et al.,⁷⁵ Guo et al.⁷⁶	Wang et al.⁷⁷		Xu et al.⁷⁸	Qi et al.⁷⁹

ADC, Antibody-Drug Conjugate; CAPOX, Capecitabine + Oxaliplatin; CAR-T, Chimeric Antigen Receptor-T cell; CRS, Cytokine Release Syndrome; DCR, Disease Control Rate; DLT, Dose-Limiting Toxicity; GC, Gastric Cancer; Gr, Grade; m, months; mAb, Monoclonal Antibody; mPFS, median Progression-Free Survival; MTD, Maximum Tolerated Dose; ORR, Objective Response Rate; OS, Overall Survival; PC, Pancreatic Cancer; TRAEs, Treatment Related Adverse Events; TRD, Treatment Related Death.

Summary

CLDN18.2 has emerged as a new target molecule not only for gastric or GEJ cancer but also for various other cancer types. Zolbetuximab stands out as a pioneering agent directed against CLDN18.2, and it has demonstrated a significant improvement of OS in patients with gastric or GEJ cancer. In the near future, the combination of zolbetuximab and platinum-fluoropyrimidine may become a new standard treatment option for patients with CLDN18.2-positive and HER2-negative gastric or GEJ cancer. Moreover, there is a wave of new agents targeting CLDN18.2, including monoclonal antibodies, ADC, CAR-T cells, and BiTE, which are currently under development. The results from ongoing trials exploring these agents are anticipated.

Footnotes

Acknowledgements

None.

Declarations

ORCID iD

Yohei Kubota

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Zolbetuximab for Claudin18.2-positive gastric or gastroesophageal junction cancer

Abstract

Keywords

Introduction

Claudins

Claudin18.2

CLDN18-ARHGAP fusion

Clinicopathological features and clinical impact of CLDN18.2-positive gastric or GEJ cancer

Zolbetuximab

Clinical trials of zolbetuximab

Further perspectives of CLDN18.2-targeting therapy

Summary

Footnotes

Acknowledgements

Declarations

ORCID iD

References