Abstract
The treatment landscape for patients with advanced non-small cell lung cancer has evolved greatly with the advent of immune checkpoint inhibitors. However, many patients do not derive benefit from checkpoint blockade, developing either primary or secondary resistance, highlighting a need for alternative approaches to modulate immune function. In this review, we highlight the absence of a common definition of primary and secondary resistance and summarize their frequency and clinical characteristics. Furthermore, we provide an overview of the biomarkers and mechanisms of resistance involving the tumor, the tumor microenvironment and the host, and suggest treatment strategies to overcome these mechanisms and improve clinical outcomes.
Introduction
Immune checkpoint inhibitors (ICIs) have altered the treatment landscape for advanced lung cancer since their initial approval in patients with pre-treated advanced non-small cell lung carcinoma (NSCLC). They are now standard of care, either in combination or as monotherapy, in advanced non-oncogene-driven NSCLC, extensive stage small cell carcinoma in combination with chemotherapy and as a consolidation therapy in unresectable stage III NSCLC. However, responses to ICI therapy are not ubiquitous, with many patients displaying primary, also known as innate, resistance to ICI monotherapy. In addition, a number of patients who derive an initial clinical benefit from ICI will subsequently experience systemic disease progression, exhibiting secondary or acquired resistance. In this paper, we review the definition and clinical characteristics of resistance, provide an overview on biomarkers of such resistance, as well as systemic treatment approaches in patients with NSCLC in the first-line setting and in patients who have progressed after prior exposure to immunotherapy. The role of treatment beyond progression for patients with slow progression and/or mixed treatment response with clinical benefit,1–3 and the use of local therapy (surgery, stereotactic body radiation therapy and radio-frequency ablation) for oligo-progression 4 are beyond the scope of this article and has been discussed in other reviews.5–7
The immune response and ICI therapy
The generation of an anti-tumor immune response relies on a cyclical process of events elegantly described as the cancer immunity cycle.
8
Initially, tumor cell death leads to the release of antigens, which are captured by dendritic cells (DCs) and antigen-presenting cells (APCs). Next, APCs present captured antigens
Negative regulators of T-cell activation exist as immune checkpoints, with programmed death 1 (PD-1) and cytotoxic T lymphocyte antigen (CTLA-4), the most studied pathways. Tumor cells exploit such inhibitory pathways to evade host immune surveillance. 9 Interruption of these pathways with antibodies targeting PD-1/PD-L1 (pembrolizumab, nivolumab, atezolizumab, durvalumab), and CTLA-4 (ipilimumab, tremelimumab) work to facilitate host immune response against the tumor. The management of patients with advanced NSCLC with immune checkpoint blockade has been reviewed elsewhere.10,11
Resistance to ICIs
Resistance can be categorized as either primary (innate) or secondary (acquired) (Figure 1).12,13 However, defining such resistance has been challenging and no single accepted definition exists. Primary resistance has been defined as disease progression by RECIST criteria on first CT evaluation or death prior to first CT evaluation 14 whereas in another paper, it was defined as those that fail to ever respond. 13 It represents a major clinical problem in patients with advanced NSCLC with a frequency of 7–27% reported with first-line ICI with or without chemotherapy and 20–44% in the pre-treated setting with ICI monotherapy, assuming we take the definition for primary resistance as progressive disease (PD) as best response (Table 1).

A spider plot representing examples of resistance to immune checkpoint inhibition with (P) primary resistance, defined as best response being disease progression; (AR1) acquired resistance, defined as initial stable disease and subsequent disease progression; and (AR2) acquired resistance, defined as initial response and subsequent disease progression.
Frequency of primary resistance (disease progression as best response) in selected studies of immune checkpoint inhibitors with or without chemotherapy.
CM, CHECKMATE; ICI, immune checkpoint inhibitor; KN, KEYNOTE; ORR, overall response rate; PD, progressive disease; TPS, tumor proportion score.
Secondary resistance has been classified as disease progression after partial response (PR) or complete response (CR)13,29 or initial clinical benefit followed by the development of resistance. 14
Defining resistance is complicated by the presence of atypical response patterns, such as pseudo-progression that has been reported with ICIs. Pseudo-progression has been defined as response to treatment after initial progression and was first observed in patients with melanoma treated with ipilimumab. The recognition of this uncommon entity, described in less than 10% of patients treated with ICIs, resulted in the development of the specific immune-related response criteria (irRC), as the original response evaluation criteria in solid tumors (RECIST) criteria was designed to assess response to conventional chemotherapy.30–33 These include immune-related RECIST (irRECIST) and, more recently, the consensus assessment guideline immunotherapy RECIST (iRECIST). Both share the need for confirmation of PD at least 4 weeks and up to 12 weeks (irRECIST) or 8 weeks (iRECIST) after an initial scan showing apparent progression. iRECIST describes initial progression as immune unconfirmed PD (iUPD), only becoming immune confirmed PD (iCPD) if there is further increase in target lesion measurement on follow up imaging studies. 34 Recognizing pseudo-progression is important for several reasons: first, to avoid premature cessation of potentially effective treatment; second, not to continue a costly, potentially toxic ineffective therapy; and, finally, not to delay administering a new line of therapy. One must remember that pseudo-progression is a rare event in NSCLC and true progression is the most likely occurrence in the event of new lesions or growth of existing target lesions. Therefore, we may suggest that for most patients classical RECIST is most relevant to assess the presence of PD and therefore resistance. In a subgroup of patients who have clinical improvement or stability with asymptomatic and relatively slow progression on initial imaging one can follow guidelines as per irRECIST/iRECIST and confirm findings with a follow-up scan at least 4 weeks later. Progression as best response would constitute primary resistance as opposed to PD on first CT assessment, thus allowing for repeat assessment in those patients with possible pseudo-progression. Secondary resistance, as suggested above should include those patients who progress after initial clinical benefit.
The importance of achieving treatment response to ICI was underlined in a recent pooled analysis of four studies of nivolumab in patients with pre-treated NSCLC where survival was influenced by treatment response category. The median survival in patients who had achieved a CR/PR, stable disease (SD), and progression of disease (PD) at 6 months was not reached, 15.5 months, and 7.3 months, respectively. Importantly, and not surprisingly, survival was worse in patients with primary resistance (progression as best response) compared with patients with secondary resistance (disease progression after SD, CR, or PR). The 3-year overall survival (OS) rate for patients who progressed after CR/PR, SD, and PD as best response was 29%, 12%, and 3%, respectively. 35 These results highlight the need to understand mechanisms of resistance and develop novel therapeutic approaches to overcome resistance.
Given the varying definitions of primary and secondary resistance, the frequencies of their occurrence and the differences in survival seen in patients displaying such resistance, efforts should be undertaken to standardize the definitions used in order to provide a consistent approach to the conduct, interpretation, and analysis of clinical studies. Analysis of trial datasets similar to Antonia
Clinical characteristics of resistance to ICIs
Published reports on the clinical features of resistance to ICIs in advanced NSCLC have been sparse. In a study of patients (
Biomarkers of resistance to ICI
Biomarkers for immune checkpoint inhibition that have been studied most are PD-L1 expression, tumor mutation burden (TMB) and T-cell infiltration. 36 Currently the only approved predictive biomarker for immune checkpoint blockade is PD-L1 expression using immunohistochemistry (IHC) with higher levels of expression associated with improved outcomes. 11 Conversely, a lower PD-L1 expression is associated with lower benefit,10,11 but despite this, advanced NSCLC patients with negative PD-L1 expression can still obtain benefit from the addition of anti-PD1 therapy over standard therapy.18,19,37 TMB, a potential predictive biomarker for ICI treatment, corresponds to somatic mutations detected by DNA sequencing. An increased number of nonsynonymous mutations results in higher neoantigen production and thus potentially increased immune recognition and response. 38 Studies have reported higher TMB is associated with improved outcomes.23,39–42 The intra-tumoral heterogeneity (ITH) can also affect immune response. Patients with high neoantigen burden and low ITH treated with immune checkpoint blockade had improved OS compared with those with a high ITH. 43 Decreased T-cell infiltration has been reported to be associated with a poorer prognosis44,45 and to be predictive of a decreased response to immune checkpoint blockade.46,47
Identifying biomarkers of ICI resistance is an emerging field and includes factors involving the tumor, the tumor microenvironment (TME), and the host (Figure 2). Examples related to ICI resistance in NSCLC are highlighted where possible, but biomarkers in other solid tumors are also discussed where applicable.

Biomarkers of primary and acquired resistance occurring in the (A) tumor microenvironment (TME), (B) in the tumor, and (C) host factors. Within the TME, factors involved in primary resistance (blue font) includes the presence of (a) immunosuppressive cells including cancer associated fibroblasts (CAFs), myeloid derived suppressor cells (MDSCs), regulatory T cells (T reg), M2 macrophages, and reduced tumor infiltrating lymphocytes (TILs), (b) immune-suppressive molecules such as indoleamine 2,3-dioxygenase (IDO), adenosine, vascular endothelial growth factor (VEGF), glucose, and (c) tumoral factors such as reduced PD-L1 expression, tumor mutation burden (TMB), intra-tumoral heterogeneity (ITH), genetic loss of HLA class I, dysregulated IFN/JAK pathway, aberrant oncologic signaling pathways (PTEN loss, mutations in WNT/b-catenin, LKB1, c-myc). Biomarkers associated with acquired resistance (red font) include (d) loss of B2m and MHC-I, neoantigen evolution with loss of neoepitopes; the IFN/JAK escape pathway with loss of function
Tumor factors
Tumor biomarkers associated with resistance can be generally classified into the following: tumor antigen presentation, IFN/JAK escape pathway, aberrant oncologic signaling pathways, immunosuppressive immune cells/molecules, and other immune checkpoints (Table 2).
Use of novel agents to overcome resistance.
ATRA, all-trans retinoic acid; B2m, β2 microglobulin; CAF, cancer-associated fibroblast; GITR, glucocorticoid-induced tumor necrosis factor receptor-related protein; HLA, human leukocyte antigen; IDO, indoleamine-pyrrole 2,3-dioxygenase; IFN, interferon; JAK, janus kinase; LAG3, lymphocyte-activation gene 3; MDSC, myeloid-derived suppressor cell; STING, stimulator of interferon genes; TIM-3, T-cell immunoglobulin and mucin-domain containing-3; Treg, regulatory T cell; VEGF, vascular endothelial growth factor; VISTA, V-domain Ig suppressor of T-cell activation.
Tumor antigen presentation
Disruptions in tumor antigen presentation such as alterations in antigen presentation pathways and neoantigen loss can contribute to both primary and acquired resistance. 12 Defects in antigen presentation pathways can be mediated through HLA I loss or β2-microglobulin (β2-m) function. The loss of HLA class I antigens is associated with reduced tumor infiltrating T-lymphocytes 48 and patients with a range of solid tumors and HLA I homozygosity treated with ICI had worse OS. 49 In contrast, there was no association between HLA class I genotype and outcomes in patients with advanced NSCLC treated with PD-1/PD-L1 inhibitors. 50 Further studies are required to elucidate the association between HLA I and outcomes with ICIs. Antigen presentation can be dysregulated in secondary resistance through HLA mutations or loss of heterozygosity.51,52
Another mechanism of acquired resistance disrupting antigen presentation is the loss of functional β2-m
53
including a truncating mutation in β2-m.
54
Acquired resistance in NSCLC has also been associated with the elimination of mutation-associated neoantigens. The loss of neoantigens can occur
IFN-γ/JAK-STAT escape pathway
IFN-γ induces anti-tumor immune response
Aberrant oncologic signaling pathways
Dysregulation in oncologic signaling pathways can impair the immune response by altering the TME, resulting in resistance to ICI. 59
Upregulation of β-catenin signaling is associated with reduced T cell infiltration
60
and a “cold” non-inflamed tumor.
61
A gain of function alteration in
Hypoxic TME
Hypoxia and acidosis from tumor glycolytic metabolism have immunosuppressive effects on the TME, 73 resulting in reduced CD8+ T-cell activity, upregulation of Treg, and macrophage switch from an inflammatory M1 phenotype to immunosuppressive M2.74–76 Studies of lung cancer cell lines have reported hypoxia-induced resistance to cytotoxic T lymphocyte mediated lysis 77 and, more recently, tumor-associated macrophages (TAMs) were reported to enhance tumor hypoxia in NSCLC and modulate the activity of immune checkpoint inhibition. 78
Immunosuppressive immune cells/molecules
Vascular endothelial growth factor (VEGF) is associated with an immunosuppressive TME and resistance to immunotherapy79–81 by inhibiting DC maturation, decreasing T-cell tumor infiltration, and increasing MDSCs and Treg.82–84 Retrospective analysis shows a high ORR achieved with the combination of docetaxel and the VEGF receptor 2 inhibitor, ramucirumab, in patients with prior exposure to nivolumab. 85 Indoleamine 2,3-dioxygenase 1 (IDO1) catabolizes tryptophan to kynurenine and has been associated with suppression of T effector cell function and induction of Treg activation and antigen-specific immune tolerance, leading to ICI resistance. 86 Increased ratio of kynurenine: tryptophan is associated with shorter survival in NSCLC and early progression on anti-PD1 therapy.86,87
Immune checkpoints
Upregulation of other immune checkpoints such as T-cell immunoglobulin and mucin domain-3 protein (TIM-3), lymphocyte-activation gene 3 (LAG-3), B and T lymphocyte attenuator (BTLA), T-cell immunoreceptor tyrosine-based inhibition motif domain (TIGIT), and/or V-domain immunoglobulin-containing suppressor of T-cell activation (VISTA) has been seen in several solid-organ malignancies. In NSCLC TIM-3 upregulation was seen in patients exhibiting secondary resistance to ICI.88–92
Host factors
A link between the gut microbiome and response to immunotherapy has been reported. Sarcomas (MCA205) in mice fed a germ-free diet failed to respond to CTLA-4 blockade and upon administration of
The importance of such diversity may explain the negative effects of antibiotics on ICI treatment response seen in patients with melanoma, RCC, and NSCLC.97–99 The mechanism by which the microbiome influences response to ICI is yet to be fully elucidated but it is possible the microbiota influences anti-tumor immunity through gut metabolites facilitating T helper response and maturation of DCs.93,96,100
Treatment approaches to overcome resistance
To reduce the rate of primary resistance, therapeutic strategies include combining ICI with chemotherapy and/or novel agents. In patients with progression after exposure to ICI, approaches include cessation of ICI and switching to chemotherapy, addition of chemotherapy to ICI, or the addition of a novel agent to ICI. Selected ongoing trials of combination treatment in patients who are immunotherapy naïve and with prior immunotherapy exposure are summarized in Table 3.
Selected studies of ICIs combined with novel agents to overcome resistance.
ACT, adoptive cell therapy; AML, acute myelogenous leukemia; CTLA-4, cytotoxic T-lymphocyte-associated protein 4; CVA21, coxsackie virus 21; GEJ, gastro-esophageal junction; GITR, glucocorticoid-induced tumor necrosis factor receptor-related protein; HCC, hepatocellular carcinoma; HDAC, histone deacetylase; HNSCC, head and neck squamous cell carcinoma; ICI, immune checkpoint inhibitor; ICOS, inducible co-stimulator; IDO, indoleamine-pyrrole 2,3-dioxygenase; IFN, interferon; JAK, janus kinase; LAG3, lymphocyte-activation gene 3; MET-4, microbial ecosystem therapeutics; MGMT, methylguanine-DNA methyltransferase; MSI-H, microsatellite instability high; MSS, microsatellite stable; NSCLC, non-small cell lung carcinoma; PI3Ki, phosphatidylinositol-3-kinase inhibitor; RCC, renal cell carcinoma; rIL-12, recombinant interleukin-12; rIL-15, recombinant interleukin 15; STING, stimulator of interferon genes; TGIT, T-cell immunoreceptor with Ig and ITIM domains; TIL, tumor-infiltrating lymphocyte; TIM-3, T-cell immunoglobulin and mucin-domain containing-3; TLR, Toll-like receptor; TNBC, triple negative breast cancer; VEGF, vascular endothelial growth factor.
Addition of chemotherapy to ICI
In the first-line setting, pembrolizumab monotherapy is superior to chemotherapy in NSCLC with a PD-L1 expression of ⩾1%, but progression as best response is seen in about 21–22% of patients (Table 1).15,16 Addition of doublet chemotherapy to pembrolizumab in this setting reduces the rate of such primary resistance to 6.9–8.8%, as reported in KEYNOTE 189 and 407.18,19 The benefit of chemotherapy in such a combination is due to induction of immunogenic cell death and modulation of immune response 8 and in the first-line advanced setting is associated with improved outcomes compared with chemotherapy alone.18,19,22
The benefit of adding chemotherapy to patients progressing on an ICI is being examined. For example, a phase II study [ClinicalTrials.gov identifier: NCT03083808] is enrolling patients with prior platinum-based chemotherapy and prior PD-1 or PD-L1 inhibitor as their most recent treatment who have had at least a 3-month PFS on this therapy. Patients will be treated with pembrolizumab combined with either gemcitabine, docetaxel, or pemetrexed.
An ECOG-ACRIN phase III study will also examine the effect of adding chemotherapy following pembrolizumab failure. Patients with advanced non-squamous NSCLC with PD-L1 expression of at least 1% will be treated with pembrolizumab and, upon progression, will switch to chemotherapy. In the second arm, patients will be treated with first-line pembrolizumab and at the time of disease progression, chemotherapy will be added to pembrolizumab, and in the third arm, acting as control, patients will receive chemotherapy and pembrolizumab [ClinicalTrials.gov identifier: NCT03793179].
Switching to chemotherapy with or without an anti-angiogenic agent
In the setting where patients have progressed on an ICI, cessation of therapy and switching to chemotherapy, either to a platinum doublet if ICI monotherapy was given in the first-line setting, or docetaxel with or without an anti-angiogenic agent if an ICI and a platinum doublet was administered previously. Retrospective studies have suggested improved response rates with cytotoxic chemotherapy in patients following progression after ICI treatment (Table 4). Schvartsman
Studies of subsequent chemotherapy with or without anti-angiogenic agent in patients with prior immune checkpoint inhibitor therapy.
m, months; NR, not reported; ORR, overall response rate; OS, overall survival; PFS, progression-free survival; TTP, time to progression.
In patients who have received a prior platinum doublet and an ICI, the ORR with docetaxel combined with nintedanib was reported to be 36.5% 106 and 58% 105 (Table 4). These results compare favorably with the docetaxel arm in CHECKMATE 057, CHECKMATE 017, and KEYNOTE 010, with an ORR of 9–12% and in studies of docetaxel combined with nintedanib (LUME-Lung 1), or ramucirumab (REVEL) with ORR of 4.4% and 23%, respectively.109,110 The biological basis to explain the efficacy of combination docetaxel with an anti-angiogenic agent is unknown but possible explanations include the inhibition of the immunosuppressive VEGF pathway which may alter the TME to an immune-permissive state, leading to leading to anti-tumor immunity. 83 However, given the retrospective nature and small sample size in the majority of these studies, prospective studies on the role of combining chemotherapy with an anti-angiogenic agent should be performed.
Addition of a novel agent to an ICI
Combining an ICI with a novel agent in the first-line or subsequent therapy setting is an area of intense research interest. Potential therapeutic strategies to overcome resistance and increase sensitivity to immunotherapy include targeting the tumor antigen presentation pathway, the IFN/JAK escape pathway, immunosuppressive immune cells/molecules, co-inhibitory or other immune checkpoints and co-stimulatory signals (Table 2). Examples for each approach will be discussed and selected ongoing studies are summarized in Table 3.
Targeting tumor antigen presentation pathway
Approaches to improve tumor antigenicity include combining an ICI with modalities such as chemotherapy, epigenetic therapies, radiotherapy (RT), cancer vaccines, or oncolytic viruses.
Cytotoxic chemotherapy increases the efficacy of ICI by inducing immunogenic cell death and modulating immune response 8 as mentioned previously. Epigenetic mechanisms play a role in immunosuppression 111 and DNA methyltransferase and histone deacetylase (HDAC) inhibitors can induce an immunostimulatory response by inhibiting Treg, MDSCs, and upregulating antigen presentation and cytokine production. 112 A phase II study of pembrolizumab plus the HDAC inhibitor entinostat, in patients with advanced NSCLC with prior progression on PD-1/PD-L1 inhibitor (ENCORE-601), reported a response rate of only 11%. 113 Although the prespecified ORR target was not reached, insight gained through biomarker studies may aid in patient selection for future studies.113,114
An alternative strategy is to combine RT with an ICI. RT induces immunogenic cell death and increases tumor antigen presentation. A phase II study (PEMBRO-RT) compared pembrolizumab with or without single-site-directed RT. 115 A non-significant improvement in outcomes was seen and further studies are required to evaluate its potential benefit. Cancer vaccines such as DC vaccines, peptide vaccines, and neoantigen vaccines, can improve antigen presentation and recognition, increase tumor antigen-specific CTLs and enhance tumor T-cell infiltration, respectively, thus restoring anti-tumor immunity. 116 A phase I study of a personalized neoantigen vaccine (NEO-PV-01) plus nivolumab in PD-1/PD-L1 naïve NSCLC reported a response rate of 25%. 117 Oncolytic viruses can selectively infect tumor cells, induce tumor cell lysis, leading to systemic anti-tumor immunity. 118 In fact, Talimogene laherparepvec (T-VEC) is the first FDA-approved virotherapeutic approach in the treatment of patients with unresectable melanoma. 119 In a phase I study (KEYNOTE-200), patients with advanced NSCLC were treated with coxsackievirus 21, an oncolytic virus, plus pembrolizumab. The overall response was 23% in ICI naïve patients. 120
Targeting the IFN/JAK escape pathway
The stimulator of interferon genes (STING) pathway plays an important role in adaptive anti-tumor response and represents an attractive immuno-therapeutic target. Pre-clinical models resistant to ICI were re-sensitized when combined with STING agonists. 121 In a phase I study where patients were treated with intra-tumoral MK-1454, a STING agonist, as monotherapy or in combination with pembrolizumab, the ORR was 0% and 25%, respectively, 122 suggesting combination therapy may be the optimal approach.
Oncologic signaling pathways
Combining a PD-1/PD-L1 inhibitor with molecular targeted agents improves anti-tumor activity in
Immunosuppressive immune cells/molecules
The combination of VEGF inhibitors and ICI can negate an immune-suppressive TME and reverse resistance to immunotherapy.82,83,130 For example, bevacizumab plus atezolizumab and chemotherapy is associated with an improvement in PFS and OS in patients with advanced NSCLC. 22 In the pre-treated setting sitravatinib (MGCD516), a tyrosine kinase inhibitor targeting VEGFR2, PDGFRA, KIT, Tyro, AXL, and MER may restore or enhance the activity of immune checkpoint blockade in NSCLC patients with immunotherapy resistance. 131 A phase II study of sitravatinib plus nivolumab in NSCLC was reported to show a response rate of 16% in patients who have progressed following prior ICI. 132 In a phase II study of patients with prior anti-PD-1/PDL1 therapy, the combination of pembrolizumab and lenvatinib, a VEGFR/FGFR/PDGFRα, RET, and KIT inhibitor, reported an ORR of 33.3%. 133 Another approach to overcome resistance is by targeting macrophages. The CD47-SIRPα axis signals the macrophage to ignore cells in which CD47 is expressed and tumors upregulate CD47 to evade immune response. 134 ALX148 is an antibody that binds and blocks CD47, resulting in enhanced macrophage phagocytosis and an increased ratio of inflammatory M1 TAMs to immunosuppressive M2 TAMs. 135 In a phase I study of patients with advanced solid tumors treated with ALX148 and pembrolizumab, the disease control rate (DCR) in NSCLC patients with or without prior ICI was 17%. 136
Increasing co-stimulatory signals
T-cell activation can be augmented by agonists stimulating targets such as OX40, 4-1BB, glucocorticoid-induced TNFR-related protein (GITR), and inducible T-cell co-stimulator (ICOS). Co-stimulation induces cytotoxic T-cell proliferation, increased survival and effector function. 137 In a phase I study of patients with solid tumors treated with single-agent TRX518, a GITR agonist, no responses were observed but subsequent pre-clinical work showed the addition of PD-1 blockade overcame anti-GITR resistance and induced tumor regression, 138 and thus providing a rationale for combining with an ICI (Table 3). Early phase studies of GITR agents such as MK-1248 and MK-4166 have reported responses when combined a PD-1 inhibitor. 139
Co-inhibitory or other immune checkpoints
The effectiveness of two ICIs in advanced NSCLC was shown in CHECKMATE 227 with ipilimumab plus nivolumab resulting in an improvement in PFS in patients with a high TMB
23
and prolonged OS in patients regardless of PD-L1 status.
140
In contrast, the combination durvalumab and tremelimumab in the MYSTIC study did not meet the primary endpoint for OS
Other checkpoints have also been studied. Inhibition of LAG-3 restores T effector cells activity and reduces the activity regulatory T cells, enhancing the anti-tumor activity of PD-1 inhibition. 141 The combination of anti-PD-1 and anti-LAG-3 therapy has been reported to increase anti-tumor activity compared with anti-PD-1 alone in melanoma patients who have progressed on anti-PD-1 therapy. 142 In a phase I/II study of pre-treated patients with advanced solid tumors treated with a LAG-3 inhibitor (LAG-525) and PD-1 inhibitor (PDR001), durable responses were observed in three out of eight patients with mesothelioma and two out of five patients with triple negative breast cancer, but no responses were seen in patients with NSCLC. 143 In a phase I study, NSCLC patients with prior anti-PD-1/PD-L1 treatment received TSR-022 (TIM-3 inhibitor) in combination with TSR-042 (PD-1 inhibitor), with a response rate of 13% reported. 144
Such ICI combinations in patients who have progressed on ICI monotherapy may help to target the changing TME seen during treatment with anti-PD1 therapy with on treatment biopsy assessment showing upregulation of related checkpoint genes PDCD1 (PD-1), CD284 (PD-L1), CTLA-4, and LAG3 among others. 145 An adaptive approach may be required with alternating combinations utilized dependent on biopsy assessment in view of these dynamic changes.
Future approaches and conclusion
ICI therapy is associated with durable responses in a minority of patients with many displaying primary resistance, while secondary resistance to therapy subsequently occurs in a significant proportion. Here we have reviewed some of the main drivers behind such resistance and potential therapeutic strategies to overcome them.
Currently, multiple studies examining the combination of immunotherapeutic agents with cytotoxic chemotherapy, radiation, or molecular targeted agents are underway, with the aim of reducing resistance and providing long-lasting disease control. In addition, combining immunotherapeutic agents with ICI is an area of intense research, with agents targeting the IFN/JAK escape pathway, immunosuppressive immune cells and molecules, co-inhibitory/immune checkpoints, and co-stimulatory signals (Table 3). With the rapid pace of immunotherapy drug development and the burgeoning number and often duplicate combination studies, 146 to increase the chances of success, rationally designed clinical trials of combination agents becomes imperative and should be based on robust pre-clinical data, together with the use of pharmacodynamic biomarkers and novel innovative endpoints. 147
It should be noted that much of our current knowledge on resistance mechanisms and its biomarkers is derived from melanoma studies, and the ability to apply this in the NSCLC setting is uncertain with further studies specific to lung cancer required. Such studies will ideally incorporate a standardized definition of primary and secondary ICI resistance as suggested in this review to allow accurate categorization of response and they will need to overcome the problem of sample accessibility to allow longitudinal tumor assessments in order to accurately depict on treatment changes underlying resistance.
To date, precision medicine has been applied successfully in oncogene-driven NSCLC. 148 To enable personalized cancer immunotherapy, advances in immune-diagnostics and biomarker development are ongoing together with major efforts to increase our understanding of the mechanisms of response and resistance to ICIs.64,80,149–151
Footnotes
Conflict of interest statement
RAS has received honoraria from Astra-Zeneca, BMS, Boehringer Ingelheim, Celgene, Lilly, Merck, Novartis, Pfizer, Roche, Taiho, Takeda, and Yuhan; and research funding from Astra-Zeneca and Boehringer Ingelheim. RJW reports no conflict of interest.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
