Abstract
The introduction of immune checkpoint inhibitors has changed the therapeutic possibilities for various cancer types. However, despite the success in some entities, a significant fraction of patients does not respond to immune checkpoint inhibitors. A functioning cancer-immunity cycle is needed as the precondition for a clinically meaningful response to immune checkpoint inhibitors. It is assumed that only if each step of the cycle is activated and functioning properly, immune checkpoint inhibitors induce a meaningful immune response. However, an activated cancer-immunity cycle might not be present equally in each patient and cancer type. Ideally, treatment concepts should consider each single step of the cancer-immunity cycle and provide personalized treatment approaches, allowing the adaption to functioning and malfunctioning steps of the individual patient’s specific cancer-immunity cycle. In the following review, we provide an overview of the single steps of the cancer-immunity cycle as well as the impact of malfunctioning steps on the generation of an effective tumor-specific immune response.
Keywords
Introduction
The introduction of immune checkpoint inhibitors (ICIs) has revolutionized therapeutic options for cancer as in several entities durable responses could be achieved.1–5 Combinational approaches with chemotherapy or targeted therapies have further increased the fraction of patients profiting from an ICI-based treatment approach.6–10 In contrast to other systemic therapies in metastatic cancer, patients responding to ICI can present with durable responses over years.11–13 Importantly, ICI are not without side effects. Although severe side effects are only occasionally observed, immune-mediated side effects including myocarditis, hypophysitis, and colitis are potentially life threatening.14–18 Further, ICI bear a potential financial burden to the health system, considering the currently still very high treatment costs.
Therefore, ICI should be applied with an optimal cost-effectiveness profile based on reliable, robust biomarkers. Indeed, a significant fraction of patients does not respond and some entities present with primary resistance toward ICI.19–21 The so far intensively studied biomarkers include expression of programmed cell death protein ligand 1 (PD-L1), tumor mutational burden (TMB), antigen load, inflammatory blood biomarkers as well as the gut microbiome.22–25 So far, no single biomarker showed consistent results across entities, underlining the highly complex orchestra of interactions between the immune system and cancer cells.26,27 In the following review, we provide explanation on each step of the cancer-immunity cycle and potential immune escape mechanisms inhibiting a clinically effective immune response.
Overview of the activated cancer-immunity cycle
The cancer-immunity cycle involves several steps initiating a clinically effective T-cell-mediated immune response:26,28
Antigen release from the tumor cells
Antigen uptake by antigen-presenting cells (APCs)
Transport with APCs
Antigen presentation to naïve T-cells in the local lymph node
Activation of T-cells in the local lymph node
Travel of T-cells
T-cell-mediated immune response in the tumor microenvironment
It is assumed that all steps of the cancer-immunity cycle need to function properly to generate an effective immune response (Figure 1(a)). 29 In cancer patients, the cancer-immunity cycle might be impaired resulting in an ineffective sequence and in consequence in the lack of antitumor immunity allowing cancer development and progression. 30

(a) The cancer-immunity cycle displaying all pivotal steps to generate an effective tumor-specific immune response. (b) Impaired cancer-immunity cycle due to missing antigens. (c) Impaired cancer-immunity cycle due to impaired T-cell priming in the local lymph node – no matching T-cell receptors. (d) Impaired cancer-immunity cycle due to impaired T-cell priming in the local lymph node – immune checkpoint signaling. (e) Impaired cancer-immunity cycle due to systemic factors inhibiting tumor-specific T-cells in the blood stream. (f) Impaired cancer-immunity cycle due to immune checkpoint signaling in the local tumor microenvironment.
Impaired cancer-immunity cycle due to missing antigen release from the tumor
As a first step in the cancer-immunity cycle tumor-specific antigens must be released from dying tumor cells. 31 The tumor-specific antigens are released after necrosis or apoptosis of the tumor cells. Further, the antigens must be captured by APCs, primarily by dendritic cells (DCs), and transported to the local lymph node to start with antigen presentation to naïve T-cells and T-cell priming.32,33 Other types of professional APCs involve macrophages, monocytes, and B cells, whereas thymic epithelial cells and vascular endothelial cells are functioning in antigen presentation as nonprofessional APCs.34–37 An ineffective antigen release, for example, in the absence of dying tumor cells, would prevent an effective antigen presentation and further steps of the cancer-immunity cycle resulting in an ineffective recognition of tumor cells by T-cells (Figure 1(b)).26,29 In consequence, if no antigens are released from tumor cells no immune response in form of a T-cell attack can be generated. 38 In addition, a fully and properly proceeded cancer-immunity cycle inducing the killing of cancer cells would start over with the release of additional tumor-associated antigens which would further restart the cancer-immunity cycle and deepen a tumor-specific T-cell response. 29 The frequently observed correlation of high TMB and response to ICI is explained by a higher availability of tumor neoantigens in the presence of a high mutational burden.39,40 Cancers with microsatellite instability and in consequence a high TMB frequently present with high response rates to ICI-based therapy.41,42 Further, also the configuration of antigens, specifically the antigen-presenting machinery, impacts whether they are taken up by APCs, as human leucocyte antigen (HLA) binding capacity impacts this particular process.43–45 Therefore, another immune evasion pattern is constituted by splitting the antigen-presentation system by either acquired mutations in the HLA component β2 microglobulin or by the loss of the HLA alleles, leading to restricted antigen-presentation and T-cell recognition.46,47
Therapeutically, a cancer vaccination approach is a possible strategy to overcome the lack of antigen release and presentation and is currently widely under investigation.48–50 So far, vaccines have shown some clinical benefit in carcinoma
Examples of ongoing clinical trials of novel immune-modulating agents targeting steps of the cancer-immunity cycle.
BiTEs, bispecific T-cell engager; CAR, chimeric antigen receptor; CDK, cyclin-dependent kinase; DC, dendritic cell; HDAC, histone deacetylase; IL, interleukin; PARP, Poly (ADP-ribose) polymerase; TCR, T-cell receptor; TKI, tyrosine kinase inhibitor; TriKEs, trispecific T-cell engager; VEGF, vascular endothelial growth factor.
Impaired cancer-immune cycle due to impaired T-cell priming in the local lymph node
The presentation of tumor-specific antigens to naïve T-cells triggers the priming and activation of effector T-cells. Importantly, the distribution of effector T-cells and regulatory T-cells is critically influencing the effectiveness of the immune response. 29 As most tumor antigens derive from self-antigens, tumor-specific antigens could potentially not get properly recognized by APCs or T-cells as ‘foreign’ enough and could be considered as ‘self’. This would lead to the priming and activation of regulatory T-cells rather than effector T-cells. Therefore, this process must be accompanied by immunogenic signals like proinflammatory cytokines (i.e. interleukin-1, interferon α, tumor-necrosis factor α) and costimulatory factors (i.e. CD27, OX40) to promote immunity and not lead to tolerance against the specific antigens.29,66–68
Furthermore, within the local lymph node matching T-cell receptors (TCRs) for each mature T-cell have to be activated. 69 If no matches are present, that is, due to a low TCR repertoire diversity, no immune response can be generated (Figure 1(c)). Indeed, the TCR repertoire has been identified as a potential multidimensional biomarker for response assessment of immunotherapeutics as a richer diversity of the TCR repertoire was associated with beneficial outcome in metastatic melanoma patients treated with the cytotoxic T-lymphocyte antigen 4 (CTLA4) inhibitor ipilimumab.70,71 Moreover, immune checkpoint blockade has shown to impact the TCR repertoire diversity and therefore to boost the antitumor immunity at this specific step in the cancer-immunity cycle. 72 Further, the binding affinity between tumor antigen–MHC complexes and TCRs plays an important role in the activation of antitumor activity. TCRs binding to tumor-specific antigens have been described to have a significantly lower binding affinity than TCRs binding to viral antigens. 73 This observation implies an acquired tolerance to self-antigens that consequently dampens the antitumor activity of ‘native’ T-cells.
Adoptive T-cell therapy is a potential therapeutic approach to overcome the lack of insufficient effector T-cell activation by reinfusing genetically modified autologous T-cells into the patient. 29 Chimeric antigen receptor (CAR) T-cells targeting a tumor surface antigen have shown clinical benefit in hematologic malignancies for instance in forms of leukemia or lymphoma.74–76 A similar approach with targeting recombinant antigen-specific TCR α and β chains is under investigation and aims to bypass immune tolerance by molecularly engineered higher affinities for the targeted antigens. 77 This method aims to supply the immune system with large quantities of specifically tumor-antigen targeting T-cells. So far, this approach has not achieved sufficient clinical efficacy in solid tumors and is under further investigation. 78 Specifically, acquired resistance to transferred monospecific T-cells as a result of antigenic drift as well as potential severe and life-threatening side effects, that is, cytokine release storm, have to be addressed before aiming for wider clinical usage in solid tumors. 79 Cytokine release syndrome (CRS) manifests as a strong systemic immune reaction with hypotension, hyperpyrexia, and acute respiratory distress as a consequence of released cytokines by immune cells. 80 Further, bispecific and trispecific T-cell engager (BiTE, TriTE) as well as bispecific and trispecific killer cell engager (BiKE, TriKE) multispecific antibodies (msABs) are linkers between endogenous cytotoxic T/NK cells and antigens expressed by cancer cells with two or three binding domains, respectively.81,82 The consecutive binding of the cytotoxic T/NK cells and the cancer antigens leads to T-cell proliferation and potentiation of the T-cell-mediated immune response and increased tumor specificity. 82 MsABs are currently under clinical investigation in Phase I–III trials and bear the potential to overcome escape mutations and to access personalized immunotherapy approaches (NCT04631601, NCT03319940, NCT03214666; Table 1).81,83 In addition, also cytokines and costimulatory factors involved in T-cell priming and activation can be therapeutically targeted and are under clinical investigations (NCT03307746, NCT03323398, NCT02506153; Table 1). 84
Another important immune escape mechanism taking place in the local lymph node is the control of T-cell activation by additional inhibitory immune checkpoints as they can prevent the activation of T-cells in the lymph node by binding to their ligands (Figure 1(d)). 29
The CTLA4 inhibitory antibody ipilimumab blocks CTLA4 and therefore prevents the interaction with its ligands CD80 and CD86 in the local lymph node. In consequence, the negative regulation and prohibition of T-cell activation is blocked resulting in the expansion of T-cells. The disinhibited T-cell expansion also leads to development of autoreactive T-cells explaining the in comparison higher amount of immune-related toxicities associated with ipilimumab therapy. 85 Nevertheless, the clinical responses have aroused the pursuit of other targetable immune checkpoints and led to the implementation of programmed cell death protein 1 (PD-1) and PD-L1 targeting monoclonal antibodies, that is, pembrolizumab, nivolumab, and atezolizumab which are now in broad clinical practice as approved first-line monotherapies or combinational therapies in different metastatic solid cancers. 86 Immune checkpoint inhibition specifically targets the mechanism in cancers that inhibit an effective immune response rather than nonspecific activation of the immune system potentially leading to autoimmunity or unwanted severe side effects. Importantly, dual immune checkpoint blockade with the CTLA-4-targeting agent ipilimumab in combination with the PD-1-targeting agent nivolumab has shown complementary modes of action and therefore beneficial effects in clinical trials and is nowadays an approved first-line regimen in solid tumors.87,88 Noteworthy, the dual checkpoint blockade with ipilimumab and nivolumab is associated with a higher incidence of immune-related adverse events compared to ICI monotherapy, including rash, colitis, diarrhea, pneumonitis, and hepatitis and a clinical as well as laboratory–chemical observation during therapy is important. 89
Impaired cancer-immune cycle due to systemic factors inhibiting tumor-specific T-cells in the blood stream
Activated effector T-cells have to travel
The inhibition of proinflammatory cytokines might be a possible way of potentiating the antitumor immune response. Here, the inhibition of IL-6 was reported to have a beneficial effect on the efficacy of anti-PD-L1 therapy in preclinical studies and is now investigated in a phase I–II clinical trial in combination with PD-1 targeting therapy (NCT04191421).101,102 Another preclinical study showed a decline in monocyte recruitment and macrophages differentiation accompanied with a high proportion of IL-12 secreting DCs cherishing the antitumor immunity by activation of CD8+ T-cells in the tumor microenvironment in IL-1β deficient mice. 103 Therefore, the blocking of IL-1β, that is, with the anti-IL-1β antibody canakinumab is currently under investigation in clinical trials as combinational immunotherapy with anti-PD-1 therapy in NSCLC patients (NCT03631199). 96 Regarding the safety profile of canakinumab, its usage in rheumatologic diseases has already revealed its tolerable side effect profile with infections, especially of the upper respiratory tract, as most common adverse event. 104 In conclusion, many targets for systemic inflammatory molecules are under preclinical and clinical investigation and will potentially form components in the future immunotherapy.
Impaired cancer-immunity cycle due to immune checkpoint signaling in the local tumor microenvironment
Within the local tumor microenvironment, the composition of the vascular structures and the cytokine gradient impacts the efficacy of T-cell influx (‘homing’) and further the antitumor immune response. Pathologically composed and activated endothelial cells were shown to hamper the effective influx of T-cells. 105 Once arrived in the local tumor microenvironment, the tumor specific activated T-cells face several immune-suppressive factors. Tumor cells themselves or tumor-infiltrating lymphocytes can express immune checkpoints such as PD-1 and their ligands (PD-L1) inhibiting the immune response and acting as an ‘immunostat’ (Figure 1(f)).27,86 Further immune checkpoints expressed on tumor cells are lymphocyte-activation gene 3 (LAG3) or T-cell immunoglobulin and mucin-domain containing-3 (TIM3). 28 In addition, immune-modulating molecules such as indoleamine 2,3-dioxygenase (IDO) as well as cytokines (i.e. IL-6, IL-10, TGFβ) released by tumor cells can prevent effective T-cell action and even generate intratumoral T-cell exhaustion.106,107 Strategies to prevent or reverse T-cell exhaustion by a multimodal and combinational therapy approach are, therefore, needed. Further, myeloid-derived suppressor cells (MDSCs) within the tumor microenvironment as well as tumor-associated macrophages, specifically M2 macrophages, can add to the immune suppression and the evasion of tumor cells.108,109 Importantly, the composition of tumor-infiltrating lymphocyte subsets forming the local inflammatory microenvironment, including CD8+ and CD3+ effector T-cells, CD45RO+ memory T-cells and FOXP3+ regulatory T-cells, determines the capacity of either antitumor or tumor-promoting inflammatory responses.107,110 FOXP3 + regulatory T-cells function as immune-suppressive immune cells by secreting inhibitory cytokines (i.e. IL-10, TGF-β).
The application of ICI targeting the individual route of immune evasion of a given patient needs to be addressed. The combination with chemotherapy was shown to potentially increase PD-L1 expression on tumor cells and thereby improve the response potential to PD-1 axis directed ICI therapy and combinational therapies are in clinical use for different solid cancers.111–113 Besides chemotherapy, also combinational inhibition of vascular endothelial growth factor (VEGF) with antiangiogenic agents such as the antibody bevacizumab or VEGF-targeting tyrosine kinase inhibitors (TKIs) may potentially boost the antitumor immune response of anti-PD-1 blockade by facilitating T-cell infiltration into the tumor microenvironment and is under investigation (NCT03396926, NCT04879368; Table 1). Further, combinational approaches with the epidermal growth factor receptor (EGFR)-targeting antibody cetuximab with PD-1-targeting ICIs are postulated to have synergistic effects in antitumor immunity.
114
In addition, targeting the Wnt/β-catenin signaling pathway in combination with PD-1 targeting ICI has been suggested to improve T-cell priming and T-cell infiltration into the tumor microenvironment since the Wnt/β-catenin pathway was associated with modulation of dendritic cells, tumor-associated macrophages as well as regulatory T-cell infiltration and is tested in early clinical trials (NCT01351103).
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Also immune-suppressive cytokines can be specifically targeted and are under investigation in early clinical trials such as antibodies targeting IDO (i.e. NCT03854032, NCT03915405) IL-6/ IL-6R (i.e. NCT04191421, NCT04691817), IL-10 (i.e. NCT03382912, NCT02009449), and TGFβ (i.e. NCT04429542) as combinational immunotherapies in advanced solid cancers.
116
In addition, preclinical and clinical studies suggest a combinational approach of inhibiting DNA damage repair (DDR) pathways with, that is, poly (ADP-ribose) polymerase (PARP) inhibitors or cyclin-dependent kinase 4/6 (CDK4/6) inhibitors with PD-1/PD-L1-axis targeting agents since a dysfunctioning DDR has been postulated to play a role in the activation of the host’s immune system.
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PARP inhibitors, for example, have been described to enhance the antitumor immunity
Conclusion
All steps of the cancer-immunity cycle can show impaired functioning, resulting in its ineffective sequence and in consequence the reduction of the tumor-specific immune response. Indeed, immune escape and resistance mechanisms might overpower ICI monotherapy and combinational therapies targeting several steps in the cancer-immunity cycle might be needed to achieve a meaningful immune response in cancer patients. A personalized biomarker approach is warranted to identify the impairment of a given patient. Based on the biomarker analysis, targeted combinational treatments should be applied. Many promising therapeutic strategies for novel immune-modulating therapies as well as their combinations and optimal sequences are currently in clinical examinations. However, severe immune-related side effects may be the result of disinhibiting the brakes of the immune system and their management has to be contemplated. To conclude, in the future, understanding the patient’s specific configuration of immune system–cancer cell interactions as well as the specific underlying immune escape mechanism will be needed to guide personalized treatment options of immunotherapy in cancer patients.
Footnotes
Acknowledgements
This review was performed within the PhD thesis of Angelika M. Starzer with the title ‘Immune monitoring in cancer patients’ in the N790 doctoral program at the Medical University Vienna, Austria. The financial support by the Austrian Federal Ministry for Digital and Economic Affairs, the National Foundation for Research, Technology and Development and the Christian Doppler Research Association is gratefully acknowledged.
Author contribution(s)
Funding
The authors disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: The review was supported by the research budget of the Medical University of Vienna, the Austrian Federal Ministry for Digital and Economic Affairs, the National Foundation for Research, Technology, and Development, and the Christian Doppler Research Association.
Conflict of interest statement
The authors declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: AMS has received lecture honoraria from Astra Zeneca and travel support from PharmaMar. MP has received honoraria for lectures, consultation or advisory board participation from the following for-profit companies: Bayer, Bristol-Myers Squibb, Novartis, Gerson Lehrman Group (GLG), CMC Contrast, GlaxoSmithKline, Mundipharma, Roche, BMJ Journals, MedMedia, Astra Zeneca, AbbVie, Lilly, Medahead, Daiichi Sankyo, Sanofi, Merck Sharp & Dome, and Tocagen. The following for-profit companies have supported clinical trials and contracted research conducted by MP with payments made to his institution: Böhringer-Ingelheim, Bristol-Myers Squibb, Roche, Daiichi Sankyo, Merck Sharp & Dome, Novocure, GlaxoSmithKline, and AbbVie. ASB has research support from Daiichi Sankyo and Roche, honoraria for lectures, consultation, or advisory board participation from Roche Bristol-Meyers Squibb, Merck, Daiichi Sankyo, as well as travel support from Roche, Amgen, Daiichi Sankyo, and AbbVie.
