Abstract
The purpose of this work is to present a buckling analysis of functionally graded (FG) microplates by combining nonlocal strain gradient theory (NSGT) with the higher-order shear deformation plate theories (HSDPTs). The microplate is assumed to be composed of a combination of ceramic and metal materials, and the material properties are assumed to vary continuously in the thickness direction based on a simple power law. The equilibrium equations and the boundary conditions are derived using the principle of minimum potential energy. Analytical solutions are determined for the critical buckling loads of the rectangular FG microplates with different boundary conditions. The results obtained have been verified by comparison with existing findings in the literature. Furthermore, some numerical illustrations are provided to investigate the effects of nonlocal parameters, the material length scale parameter, shear deformation, aspect ratios, the power-law index, and the surface energy on the buckling response of the rectangular FG microplates.
Keywords
Introduction
Currently, scientists and engineers acknowledge the significance of using innovative materials to meet both economic and environmental goals. Functionally graded materials (FGMs) are advanced engineering materials that are specifically designed to exhibit certain performance characteristics or functionalities. These materials have a spatial gradation in their structure and/or composition that allows their properties to be customized according to specific requirements. This is achieved through the provision of comprehensively graded compositions, microstructures, and material properties. FGMs were initially introduced in Japan in 1984 to be developed and applied as thermal barrier materials. 1 With their subsequent widespread application in many different fields, FGMs have attracted the attention of many scientists, particularly materials and structural scientists. Numerous works have been published on the mechanical behavior of FG structures over the last 30 years.2–4
With the rapid ongoing development of science and technology, micro/nanostructures, which include micro/nanobeams, micro/nanorods, micro/nanowires, micro/nanoplates, and micro/nanoshells, are being applied increasingly widely in various microelectronic devices, including micro/nano-electromechanical systems (MEMS/NEMS). Accurate comprehension of the mechanical performances of these small-sized structures is highly important because they are the fundamental elements in MEMS and NEMS devices. In contrast to macro-sized structures, several experimental studies have concluded that the mechanical behavior of these small-sized structures is strongly size-dependent.5–7 Classical elasticity theory, because of its lack of length scale parameters, can no longer be used to describe the mechanical behavior of these small-sized structures. To overcome this issue, several nonclassical elasticity theories that integrate the required length scale parameters have been proposed to describe the mechanical responses of these small structures more fully, including nonlocal elasticity theory (NET),8,9 strain gradient theory (SGT),10,11 and modified couple stress theory (MCST). 12 With the integration of additional nonlocal parameters, NET can capture the softening-stiffness effect in nanostructures, while the hardening-stiffness effect can be observed through SGT and MCST because of the introduction of the material length scale parameters. These nonclassical elasticity theories have been used very effectively to describe the mechanical behavior of micro/nanostructures.13–17
Recently, by integrating NET8,9 and SGT10,11 into a generalized nonclassical elasticity theory, Lim et al. 18 proposed the nonlocal strain gradient theory (NSGT). By integrating the nonlocal parameters and the material length scale parameters into a single elasticity theory, both the softening-stiffness effect and the hardening-stiffness effect can be captured through NSGT. 18 Many works related to analysis of the mechanical behavior of micro/nanostructures using this theory have been published in the literature. The size-dependent nonlinear bending and free vibration behavior of Euler-Bernoulli and Timoshenko FG beams were examined by Li and Hu. 19 Using Euler-Bernoulli beam theory and NSGT, Şimşek 20 investigated the size-dependent nonlinear vibration characteristics of an FG nanobeam by considering the position of the neutral surface. Dang et al. 21 also used NSGT and Euler-Bernoulli beam theory to study the size-dependent nonlinear vibration behavior of a nanobeam when subjected to electrostatic loading. The size-dependent nonlinear vibration and stability behaviors of an FG porous electrostatically actuated microbeam were reported by Dang and Do 22 , who also combined Euler-Bernoulli beam theory with NSGT. Anh and Hieu 23 examined the size-dependent nonlinear vibration characteristics of an FG nanobeam that had been subjected to random excitation.
Because of the high surface area-to-bulk volume ratio in micro/nanostructures, the energy associated with the surface atoms becomes very important when compared with that of the bulk part of these small-sized structures. The surface energy effects can be observed based on the surface elasticity theory (SET) proposed by Gurtin and Murdoch,24,25 in which a solid is assumed to be composed of a bulk component and surface layers of negligible thickness that are perfectly bonded to the bulk part. Accordingly, constitutive equations for the bulk part and the surface layers have been established separately. Hosseini et al. 26 studied the surface energy effect on the biaxial buckling and free vibration behavior of FG nonlocal nanoplates when resting on an elastic foundation based on Kirchhoff plate theory. They concluded that the damped natural frequency of the nanoplate is increased significantly by increasing the number of higher modes, whereas the buckling force ratio is reduced significantly by increasing the number of higher modes when the surface energy effects are considered. 26 The free linear vibration behavior of Kirchhoff and Mindlin plates was investigated by incorporating the surface energy effect and NSGT by Lu et al. 27 . They found that the surface energy effects have an important influence on the vibration behavior of nanoplates with higher length-to-thickness ratios. 27 The isogeometric analysis (IGA) technique was used by Yin et al. 28 to examine the size-dependent static bending and free vibration problems of nonclassical Bernoulli-Euler beams by considering the surface energy effects. The authors found that the influence of the microstructure on the structure’s natural frequency is more significant than the surface energy effect on the nanoscale. 28 The surface energy effect on the thermoelastic vibration behavior of NEMS was investigated by Kumar and Mukhopadhyay, 29 who combined NET and Moore–Gibson–Thompson thermoelasticity theory. The authors concluded that the effects of the surface residual tension and the surface elastic modulus on the deflection and temperature responses of NEMS are insignificant for short time intervals during vibration, but they are considerable for longer time intervals. 29 Based on MCST and Kirchhoff plate theory, the dynamic instability responses of thin nanoplates with consideration of the surface energy effects were investigated by Nguyen and Phan 30 using the IGA method. The results obtained showed that the influence of the surface energy becomes dominant in the case of ultra-thin nanoplates. 30
It should be noted that because it ignores the effects of shear deformation, Kirchhoff plate theory is only suitable for modeling of thin plates. To overcome this limitation of Kirchhoff plate theory, many alternative shear deformation plate theories that incorporate the influence of the transverse shear deformation effect have been developed, including the Mindlin plate theory, 31 in which a shear correction factor is required to correct unrealistic variations in the transverse shear stresses and shear strains through the thickness of the plate. To avoid the requirement for the shear correction factor, several higher-order shear deformation plate theories (HSDPTs) have been proposed, such as the third-order shear deformation plate theory, 32 the sinusoidal shear deformation plate theory, 33 the hyperbolic shear deformation plate theory, 34 and the exponential shear deformation plate theory. 35 The variation behavior of FG nanoplates when resting on an elastic foundation was studied by Bounouara et al. 36 by using NET and the zeroth-order shear deformation plate theory. Chaht et al. 37 investigated the static bending and buckling characteristics of nonlocal FG nanoplates, including the thickness stretching effect, based on a sinusoidal variation of all displacements through the plate thickness without using a shear correction factor. Using exponential shear deformation plate theory, Khorshidi and Fallah 38 examined the size-dependent buckling behavior of nonlocal FG rectangular nanoplates. More recently, a unified size-dependent plate model was developed by Lu et al. 39 to examine the buckling behavior of nanoplates while including the surface effects. The governing equations for their model were established based on NSGT and the HSDPTs.
Because the governing equations of structures are typically composed of a system of complex partial differential equations (PDEs), finding solutions to these governing equations often presents certain challenges. The finite element method (FEM) 35 and various other numerical methods28–30 provide effective tools to address these problems. To avoid using classical discretization methods such as the FEM entirely, and to realize extremely fast solutions after network training, deep neural networks (DNNs)40–42 can be used to approximate the solutions to PDEs. The applicability of DNNs to solution of PDEs is broad and is not restricted to specific boundary conditions. Recently, based on the variational principle, a numerical method called the nonlocal operator method was developed to solve systems of PDEs.43,44 The nonlocal operator can be regarded as an integral form that is ‘equivalent’ to the differential form in the context of a nonlocal interaction model that can be used to solve for the unknown field.43,44 In addition to the FEM and numerical methods, analytical methods also have limitations because of their dependence on specific types of boundary conditions. However, they allow explicit solutions to be obtained, which is why analytical methods have been used widely by many researchers.18–23,26,27,37–39
To the best of the authors’ knowledge, the mechanical behavior of FG microplates based on NSGT when used in conjunction with SET has not been studied to date. The purpose of this work is to develop a unified size-dependent plate model based on NSGT and the HSDPTs that can be used to examine the buckling responses of FG microplates while considering the surface energy effect and using an analytical approach for the first time. An FG microplate is considered in which the material properties are assumed to vary continuously in the microplate’s thickness direction based on a simple power law. The principle of minimum potential energy is used to derive both the equilibrium equations and the boundary conditions. Analytical solutions for the buckling problem are developed with various boundary conditions. The accuracy of the analytical results obtained has been verified via comparison with existing results in the literature. Additionally, several numerical illustrations are provided to investigate the influence of the nonlocal parameters, the material length scale parameter, shear deformation, aspect ratios, the power-law index, and the surface energy on the buckling responses of rectangular FG microplates.
Theoretical formulations
Functionally graded microplate
A rectangular FG microplate with length a, width b, and thickness h is considered, as illustrated in Figure 1. The FG microplate is subjected to the axially compressive loads
where the subscripts “c” and “m” represent the ceramic and metal phases, respectively; the exponent k (

Configuration of a rectangular functionally graded (FG) microplate under in-plane axially compressive loading.
Nonlocal strain gradient theory
According to the NSGT, as proposed by Lim et al.,
18
the total stress (
where
where
in which
For simplicity, it is assumed that
The nonlocal strain gradient constitutive equation (10) proposed by Lim et al. 18 has been used extensively to investigate the mechanical responses of small-scale structures while considering the combined effects of the nonlocal stress and the strain gradient. It should be noted that by setting l = 0 in equation (10), the constitutive equation based on NET8,9 can be recovered, while setting ea = 0 in equation (10) recovers the constitutive equation based on SGT.10,11
Surface elasticity theory
The effect of the cohesive forces acting between the atoms on the surfaces of micro/nanostructures can be captured using SET, which was proposed by Gurtin and Murdoch.24,25 A surface is described as a flexible membrane with zero mathematical thickness that adheres completely to the underlying bulk material. Based on SET24,25, the constitutive equations for the two surface layers that are underlying the bulk part of the FG microplate can be expressed as:
where
In classical elasticity theory, the normal stress component (
Combining equations (16), (17), and (18) leads to:
Inclusion of
where
Higher-order shear deformation plate theory
In this work, a unified higher-order shear deformation plate theory that contains various existing plate theories is applied. According to this theory, the displacement field (
where
Using the displacement field given in equations (23)–(25), the strain components of the FG microplate can be expressed as follows:
The governing equation
Expressions for the stress components of the bulk part in terms of the displacement components can be obtained by substituting the strain components in equations (32)–(36) into the equations for the stress components given in equations (20)–(22); then, by using the relation given in equation (10), the constitutive equations for the bulk part of the FG microplate based on NSGT can be obtained as follows:
In addition, the constitutive equations for the surface layers based on NSGT can be obtained by inserting equations (32)–(36) into equations (12)–(17) and then using equation (10), as shown below:
To derive both the equilibrium equations and the boundary conditions, the principle of the minimum total potential energy is used, and this principle can be stated as:
where
where the following stress resultants are defined as:
in which
Using equations (49) and (60), equation (48) leads to:
and the corresponding boundary conditions:
where
The expressions given for the stress resultants in terms of the displacement components can be obtained by substituting equations (37)–(47) into equations (50)–(59), as shown below:
where:
To obtain the governing equations in terms of the displacements for the FG microplate based on NSGT, the expressions for the stress resultants given in equations (69)–(78) are substituted into Equations (61)–(63), as shown below:
In this work, the rectangular FG microplate has several boundary conditions to be considered, including fully simply supported (SSSS), fully clamped (CCCC), or clamped at x = 0 and a but simply supported at y = 0 and b (CCSS). The mathematical representations of the boundary conditions are thus given as follows:
For the SSSS FG microplate:
For the CCCC FG microplate:
For the CCSS FG microplate:
Analytical solutions
In this section, the analytical solutions for the buckling analysis of the FG microplate with several boundary conditions will be determined. For the purposes of the in-plane biaxial buckling analysis, it is assumed that
where
For the SSSS FG microplate:
For the CCCC FG microplate:
For the CCSS FG microplate:
Substitution of the chosen solutions given in equations (98)–(100) into the governing equations (92)–(94), multiplying each equation by its corresponding eigenfunction, and then integrating the resulting equations over the domain leads to the algebraic equation below:
where:
The critical buckling force
Numerical results
In this section, several numerical illustrations are provided to verify the reliability of the results obtained and evaluate the influence of the important parameters on the buckling responses of the FG microplates based on NSGT and the HSDPTs. The constituents of the FG microplate are selected as follows:
38
ceramic (Al2O3:
Comparison study
The first comparison is performed for the nonlocal SSSS FG nanoplate when it is subjected to in-plane biaxial compression without surface energy effects. The dimensionless critical buckling forces (
Comparison of dimensionless buckling forces (
The second comparison is presented for the nonlocal strain gradient square nanoplates when subjected to in-plane biaxial compression and with consideration of the surface effects. Several plate theories and three types of boundary conditions are considered in this comparison. The dimensionless buckling forces (
Comparison of dimensionless buckling forces (
Comparison of dimensionless buckling forces (
Comparison of dimensionless buckling forces (
KPT: Kirchhoff plate theory; MPT: Mindlin plate theory; TSDPT: Third-order shear deformation plate theory; SSDPT: Sinusoidal shear deformable plate theory; HSDPT: Hyperbolic shear deformable plate theory; ESDPT: Exponential shear deformable plate theory.
4.2. Parametric study
In this subsection, the effects of some important parameters on the buckling behavior of the FG microplates will be examined. For this purpose, the selected FG microplate thickness is
The mechanical behavior of micro/nanostructures is strongly influenced by size-dependent effects. Numerous experimental and theoretical studies have been reported that have focused on the development of techniques to quantify the nonlocal parameters and the material length scale parameters across the different materials, along with various nonclassical elasticity theories9,11,45–49. Lam et al.
11
determined the material length scale parameter experimentally for a homogeneous epoxy microbeam in MCST to be 17.6 μm. However, based on SGT, Kahrobaiyan et al.
45
inferred the material length scale parameter for an epoxy microbeam to be 11.01 μm. Using experimental results, Lei et al.
46
reported values of the material length scale parameter for a nickel cantilever microbeam of 0.843 μm and 1.553 μm corresponding to MCST and SGT, respectively. The material length scale parameter for a polymer SU-8 microbeam in SGT was reported by Liebold and Müller,
47
based on an atomic force microscopy experiment, to be 2.5 μm. Through matching of the dispersion curves for plane waves in NET and the Born-Karman model of lattice dynamics in a phonon analysis, the value of e0 computed by Eringen
9
was
The effects of the nonlocal parameter and the material length scale parameter on the buckling behavior of FG microplates with consideration of the surface layers are illustrated by the results presented in Table 5, and in Figures 2 and 3. The dimensionless buckling force (
Dimensionless critical buckling force (

Variations in the dimensionless critical buckling force

Variations in the dimensionless critical buckling force

Variation in the dimensionless critical buckling force
The influence of the power-law index k on the buckling behavior of the FG microplate is illustrated in Figure 5 and Table 6. Figure 5 shows the variation in the dimensionless critical buckling force

Variation in the dimensionless critical buckling force
Dimensionless critical buckling forces (
The effect of the length-to-thickness ratio (

Variation in the dimensionless critical buckling force
Dimensionless critical buckling force (

Variation in the dimensionless critical buckling force
Finally, the effect of the surface layers on the buckling behavior of the FG microplates was also investigated and the results are shown in Table 7. The dimensionless critical buckling force
Concluding remarks
A size-dependent buckling analysis of FG microplates is performed in this work by using NSGT with incorporation of surface effects and higher-order shear deformation plate theory. The governing equations for the FG microplates are derived by using the principle of minimum total potential energy. The analytical solutions are used to perform buckling analyses of the FG microplates with three types of boundary conditions, including SSSS, CCCC, and CCSS. Comparisons of the results obtained with the existing results in the literature are performed for different elasticity theories. The effects of some important parameters on the buckling responses of the FG microplates are also considered. From the results obtained in this work, the following conclusions can be drawn:
The buckling forces obtained for the higher-order shear deformation plate theories are always lower than those obtained for both KPT and MPT because they consider the shear deformation effect.
The critical buckling forces of the FG microplates can be increased by increasing the material length scale parameter (l) or by reducing the nonlocal parameter (ea). The FG microplates demonstrate the hardening-stiffness effect when the material length scale parameter is higher than the nonlocal parameter but demonstrate the softening-stiffness effect when the opposite is true. The results for the classical FG microplates can be obtained from the nonlocal strain gradient FG microplates by setting
The power-law index has an important influence on the buckling behavior of the FG microplates. The critical buckling forces decrease as the power-law index (k) increases, especially at smaller values of the power-law index. The critical buckling forces for the full metal and full ceramic microplates can be acquired by setting the value of k to approach infinity and to be equal to zero, respectively.
The critical buckling forces decrease when the length-to-thickness ratio (a/h) and the width-to-length ratio (b/a) increase. Additionally, the thickness (h) does have an effect on the buckling response of the FG microplates but it is minimal.
The effect of the surface layers on the buckling behavior of the FG microplates is dependent on the value of the length-to-thickness ratio (a/h).
Footnotes
Handling Editor: Sharmili Pandian
Author contributions
Conceptualization: Dang Van Hieu, Bui Gia Phi; Methodology: Dang Van Hieu, Bui Gia Phi; Formal Analysis: Dang Van Hieu, Bui Gia Phi; Investigation: Dang Van Hieu, Bui Gia Phi; Writing – Original Draft Preparation: Dang Van Hieu, Bui Gia Phi; Writing – Review & Editing: Dang Van Hieu, Bui Gia Phi.
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work is supported by Phenikaa University.
Data availability
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