Abstract
Inclusive fitness theory and kin selection theory are among the most recognizable theories associated with evolutionary biology and psychology—they are also among the most widely misunderstood. The problem begins early, in undergraduate psychology textbooks. Here, ten social psychology textbooks were reviewed, and they were all found to contain at least one form of misunderstanding. Because these misunderstandings appear to result partly from people's intuitions about kinship and adaptive behavior (which are not necessarily in line with the scientific theories), writers must be especially vigilant in order to combat the misunderstandings.
Introduction
Inclusive fitness theory and the closely associated kin selection theory (Hamilton, 1964; Maynard Smith, 1964) are among the most important ideas in evolutionary biology and psychology. They are also among the most widely misunderstood ideas, generating several pieces of corrective text over the years (e.g., Daly, Salmon, and Wilson, 1997; Dawkins, 1979; Mealey, 1985; Tooby and Cosmides, 1989). Despite these corrective attempts, many misunderstandings persist. In many cases, they result from conflating “coefficient of relatedness” and “proportion of shared genes,” which is a short step from the intuitively appealing—but incorrect—interpretation that “animals tend to be altruistic toward those with whom they share a lot of genes.” These misunderstandings don't just crop up occasionally; they are repeated in many writings, including undergraduate psychology textbooks—most of them in the field of social psychology, within sections describing evolutionary approaches to altruism.
This article has the following objectives: (a) reiterate the key aspects of inclusive fitness theory and kin selection theory, (b) describe some of the common misunderstandings of the theories, (c) review passages from several undergraduate social psychology textbooks and identify the specific misunderstandings, and (d) point to some possible reasons why these theories are so often misunderstood. Given the apparent failure of previous corrective attempts in stamping out the misunderstandings, it's unclear whether this article will have any impact on psychology textbook writers. But, assuming that these writers were not being deliberately erroneous, perhaps bringing the misunderstandings to attention might induce at least some writers to be more vigilant in the future. (In all quoted passages below, all emphases are original; spelling and formatting has been modified to conform to this journal's house style.)
Inclusive Fitness and Kin Selection
Inclusive fitness theory pertains to the evolutionary emergence of genes, and it pertains principally to genes underlying behaviors that influence other individuals. Although it may be handy to assume that individual organisms generally act in ways that maximize their inclusive fitness, inclusive fitness is not a property of individuals—it represents the cumulative effects of genes that underlie specific behaviors (see Tooby and Cosmides, 1989). Nor does inclusive fitness theory imply that all genes under all circumstances are driven to maximize copies of themselves at the expense of non-copies.
As a thought experiment, imagine a population of organisms in which no single gene in these organisms' bodies codes for behavior that influences other organisms (a scenario that must have existed at some point in the past). In such a state, the mere fact that two closely related individuals happen to “share genes” isn't enough to engender altruistic behavior. Any two genes, replica or not, are “selfish” competitors for limited resources (Dawkins, 1976). In such a population, no tendency toward kin altruism—or any preferential treatment of others, for that matter—would be observed. Imagine further that a mutant gene emerged in a parent organism making it confer benefits to its offspring, even at costs to itself. Now, here is the reason—the only reason—that genetic relatedness matters: Assuming diploid sexual reproduction, there would have been 50% probability that each of the parent organism's offspring would inherit this particular mutant gene. Therefore, as long as the benefits conferred to the offspring (multiplied by the probability of inheritance) outweighed the costs incurred by the parent (with benefits and costs measured in terms of reproductive success), this mutant gene would have been selected over its alleles—and this would be kin selection. Observation of parental care in animals today shows that such selection processes indeed occurred in the past, resulting in a species-typical tendency to invest in offspring.
The same reasoning applies to altruistic behavior between other genetic relatives. In Hamilton's (1964) own words,
A gene causing its possessor to give parental care will then leave more replica genes in the next generation than an allele having the opposite tendency. The selective advantage may be seen to lie through benefits conferred indifferently on a set of relatives each of which has a half chance of carrying the gene in question. From this point of view it is also seen, however, that there is nothing special about the parent — offspring relationship except its close degree and a certain fundamental asymmetry. The full-sib relationship is just as close. If an individual carries a certain gene the expectation that a random sib will carry a replica of it is again one-half (pp. 1–2).
For a gene to receive positive selection, it is not necessarily enough that it should increase the fitness of its bearer above the average if this tends to be done at the heavy expense of related individuals, because relatives, on account of their common ancestry, tend to carry replicas of the same gene. (p. 17)
Hamilton couldn't have been clearer: Inclusive fitness theory—as applied to altruistic behavior—pertains only to the genes that underlie altruistic behavior. All of the remaining genes in organisms' bodies are completely irrelevant to the discussion. You and I (and most other humans, and even some nonhuman animals) may possess identical genes that give rise to, say, the liver. But this doesn't mean that I (or my liver genes) will necessarily care about your (or your liver genes') welfare.
Hamilton's simple ideas were quickly and widely misconstrued, prompting Dawkins (1979) to write a paper titled “Twelve misunderstandings of kin selection.” And several writers since then have attempted to emphasize the key points of Hamilton's theory. For instance, Krebs (1987) wrote,
The reason why relatedness is important in Hamilton's formula is because the coefficient of relatedness between two individuals is equivalent to the probability that they share a gene for altruism, not because they share a high proportion of other, nonaltruistic genes. By some measures, all humans share more than 99% of their genes, and, indeed, there is 98% genetic overlap between chimpanzees and humans. (p. 93)
Similarly, Mealey (1985) wrote,
It is not the proportion of genes shared with another which is relevant for altruistic behavior; it is the probability that the two individuals share the “altruism gene”. … That altruism can evolve is by virtue of this 0.5 probability of sharing the altruism allele and is totally independent of the fact that genes at other loci are also shared. Altruistic behavior, therefore, is contingent solely on the likelihood that another shares this particular allele at a particular locus, not on overall genotypic or phenotypic similarity. (pp. 572–573)
As Krebs (1987) and Mealey (1985) have stressed, the relatedness coefficients for different classes of kin (.50 for offspring and siblings, .25 for grandchildren, etc.) specify only the probability of sharing a particular allele by common descent, a value that allows one to model the selection of genes underlying specific forms of kin altruism. Applying Hamilton's rule (rB > C), one can see that genes underlying altruism toward siblings (which can evolve if B > 2C) have a very good chance of evolving by kin selection, whereas genes underlying altruism toward cousins (which can evolve if B > 8C) are far less likely to evolve (contrary to common belief, Hamilton's theory does not imply that a person will give his or her life for nine cousins—it states merely that a gene underlying such behavior could be selected). Genes for altruism toward even more distant kin simply have no realistic chance of evolving strictly by kin selection. For example, with respect to a second cousin, the benefits to the recipient must outweigh the costs to the altruist by at least thirty-two-fold (using the example of sacrificing one's life, it's difficult to imagine a situation in which one would have a chance to give one's life to save the lives of thirtythree second cousins). A proper account of altruism by kin selection thus demands that we consider such probabilities for each class of kin, in conjunction with other important considerations, such as generation asymmetries in investment and reproductive value.
For now, the most important points are that (a) the relatedness coefficients matter principally “in the beginning,” when genes underlying kin altruism first emerge and become selected, and (b) Hamilton's rule provides only the formal constraints on what can evolve—it is not a descriptive theory of altruistic behavior. Once the genes underlying kin altruism did evolve and propagate, they would have gone on to reside in most individuals within a species. In other words, kin altruism would have become a species-typical adaptation (in the parlance of game theory, kin altruism would have become an evolutionarily stable strategy). This has some counterintuitive implications that contribute to the misunderstandings. Dawkins (1979) wrote,
The logical outcome of the statement that, say, sibling altruism is favored by natural selection, is that the relevant genes will spread to fixation. Virtually all individuals in the population will be sibling altruists. Therefore, if they did but know it, they would benefit the gene for sibling altruism just as much by caring for a random member of the species as by caring for a sibling! … To put it this way is to expect animals, even genes, to play God. Natural selection is more mechanical than that. The kin altruism gene does not program individuals to take intelligent action on its behalf; it specifies a simple behavioral rule of thumb such as “feed squawking gapes in the nest in which you live.” It is this unconscious rule that will become universal when the gene becomes universal. (p. 192)
The fact that kin altruism—and the genes that give rise to it—is universal doesn't imply that it would no longer be adaptive to selectively allocate resources to kin; it continues to be an evolutionarily stable strategy that would out compete indiscriminate altruism (see Dawkins, 1979).
In short, when we observe present-day animals behaving altruistically toward kin, we are not observing an inherent tendency to respond altruistically to absolute degrees of “shared genes” detected online; we are observing animals that are executing—mechanically—evolved programs for kin altruism (or, more accurately, programs for altruism toward animals who frequently enough happen to be kin). These evolved programs are not omniscient; most of the available research indicates that they are gene-blind algorithms, operating according to heuristics such as “be altruistic toward those who are familiar or those who look and smell like you” (Hauber and Sherman, 2001; Rendall, 2004).
Persistent Misunderstandings and Their Appearance in Social Psychology Textbooks
In identifying misunderstandings in textbooks, it's useful to specify exactly what they are. Described below are three of the most commonly recurring misunderstandings.
Presented below are passages from ten recent undergraduate social psychology textbooks describing the role of kinship (and evolution) in human altruism. Social psychology textbooks were reviewed in particular, because nearly all of them mention inclusive fitness and/or kin selection within chapters on altruism (or “prosocial behavior”). Of the 10 books reviewed here, the majority of them (or their alternate edition) were listed on the Web site of the Social Psychology Network (www.socialpsychology.org/texts.htm). Thus, at the time of this writing, these books likely represented the most commonly used social psychology textbooks. Following each passage, the specific misunderstanding(s) conveyed by the passage are identified.
(1) Aronson, Wilson, Akert, and Fehr (2004):
One way that evolutionary psychologists attempt to resolve this dilemma [of altruism] is with the notion of
This passage contains misunderstanding 2.
(2) Baron, Byrne, and Branscombe (2006):
Studies of various species indicate that the greater the genetic similarity between two individual organisms, the more likely it is that one will help the other when help is needed (Ridley and Dawkins, 1981). Evolutionary theorists have coined the term selfish gene to describe this phenomenon. That is, the more similar individual A is to individual B, the more genes they probably have in common. If so, when A helps B, some portion of A's genes will be more likely to be represented in future generations because of the genetic overlap of the two individuals (Rushton, Russell, and Wells, 1984). From this perspective, altruism doesn't necessarily benefit the individual who helps, but it is adaptive because adaptation is not limited to the individual and his or her reproductive fitness, but also to inclusive fitness—natural selection that favors behaviors that benefit whoever shares our genes (Hamilton, 1964; McAndrew, 2002). … Even though risking one's life to save the life of another person doesn't seem adaptive, it is adaptive if the person being saved is genetically similar to the rescuer (Burnstein, Crandall, and Kitayama, 1994). (p. 409)
This passage contains misunderstanding 2. (As an aside, these authors refer to the evolutionary approach to altruism as the “genetic determinism model,” which is unfortunate.)
(3) Brehm, Kassin, and Fein (2005):
Shouldn't any genetically based propensities for helping have dropped out of the gene pool long ago? No. There is an alternative to individual survival. You can also preserve your genes by promoting the survival of those who share your genetic make-up, even if you perish in the effort to help them. By means of this indirect route to genetic survival, the tendency to help genetic relatives, called
This passage contains misunderstanding 2, and it introduces a new term—“kinship” selection.
(4) Brown (2006):
In the 1960s, several scientists offered resolutions to the apparent contradiction between survival and self-sacrificing behavior (for reviews, see Hoffman, 1981; Wilson, 1975). Three mechanisms were identified. The first, known as
This passage contains misunderstandings 1 and 3. Immediately following this passage, Brown (2006) goes on to describe reciprocal altruism and group selection, and then describes how researchers test “the evolutionary model” of helping:
Evolutionary models of helping hinge on two testable propositions: (1) People can identify those who are genetically similar to them, and (2) people are more willing to help those who are genetically similar to them than those who are genetically dissimilar. … The evidence that humans can also detect genetic similarity is less direct, but there is reason to believe they can (for reviews, see Porter, 1987; Rushton, 1989). … Later in life, people tend to form closer bonds with those who are genetically similar to them. For example, friends are more genetically similar to one another than are acquaintances or nonfriends, and married couples are more genetically similar to one another than are romantically involved but unmarried couples. … The evidence supporting the proposition that people help those who are genetically similar to them is fairly plentiful. Anthropological studies show that in countries around the world, people are more apt to help close family members and kin than those who are less genetically similar to them (Essock-Vatale [sic] and McGuire, 1985). Moreover, identical twins (who share 100 percent of their genes) are more apt to help each other than fraternal twins (who share 50 percent of their genes) are (Segal, 1984). These findings lend credence to the maxim “Blood is thicker than water” (Neyer and Lang, 2003; Webster, 2003). (pp. 448–449)
This second passage contains misunderstandings 1 and 2, and conflates kinship with genetic similarity more than once.
(5) Franzoi (2006):
Evolutionary theorists contend that it is not individual survival that is important, but rather, it is gene survival that promotes reproductive fitness (Archer, 1991). Because your blood relatives share many of your same genes, by promoting their survival you can also preserve your genes even if you don't survive the helpful act. This principle of
This passage contains misunderstanding 2.
(6) Gilovich, Keltner, and Nisbett (2006):
One evolutionary explanation for altruism is based on the concept of
This passage contains misunderstanding 1 and 2.
(7) Kenrick, Cialdini, and Neuberg (2005):
This distinction between personal survival and genetic survival is incorporated in Hamilton's concept of
This passage contains misunderstanding 2.
(8) Michener, DeLamater, and Myers (2004):
Evolutionary psychology and a related theoretical perspective called
This passage contains misunderstandings 1 and 2.
You share one-half of your genes with your brothers and sisters, one-eighth with your cousins.
This passage contains misunderstandings 1 and 2.
(10) Olson, Breckler, and Wiggins (2008):
One explanation [for altruism] is an evolutionary one, based on the principle of
This passage contains misunderstanding 2, and it presents the unexamined—and implausible—idea that altruism toward “any member of the band” would be sufficient to drive kin selection.
In sum, every textbook reviewed above contained at least one misunderstanding. A recurring theme was that altruism toward kin or genetically similar others preserves one's genes (not a single textbook passage specified that it is genes underlying altruism toward kin that matter for kin selection); another recurring theme was that natural selection favors altruism toward kin or genetically similar others. Of course, natural selection favors no such thing; only when genes for kin altruism emerge, they may—under specific circumstances—outcompete their alleles. Rather than presenting purely scientific theories of evolution and kin selection, many textbooks seemed to be presenting a mixture of theory and intuition (discussed further below). Perhaps not surprisingly, writers of evolutionary psychology textbooks have taken care not to repeat these misunderstandings—indeed, they explicitly caution readers against them. For instance, Barrett, Dunbar, and Lycett (2002) wrote,
Hamilton's solution to the problem of altruism, therefore, was to argue that a gene for altruism could evolve under Darwinian selection if the altruist's behavior allowed a genetic relative that shared the same gene to reproduce more than it would otherwise have done. … The degree of relatedness, r, measures the probability that any two individuals share the same gene because they inherited it from the same common ancestor. (Note that even in the best textbooks [for example, Wilson, 1975] it has sometimes been defined—incorrectly—as the proportion of all genes held in common. Defining it this way can give rise to misleading results.). (pp. 26–27)
Likewise, Buss (2008) wrote,
The key point to remember is not that people's behavior will necessarily conform to the logic of inclusive fitness. Hamilton's rule is not a psychological theory. Instead, the key is that Hamilton's rule defines the conditions under which adaptations for aid to kin can evolve. It defines the selection pressure to which genes for altruism—indeed any genes—are subject. Any traits that happen to enter the population through mutation and violate Hamilton's rule will be ruthlessly selected against. Only those genes that code for traits that fulfill Hamilton's rule can spread throughout the population and hence evolve to become part of the species-typical repertoire. This is sometimes called an evolvability constraint because only genes that meet the conditions of Hamilton's rule can evolve. (p. 232)
Unfortunately, given the relative rarity of proper courses on evolutionary psychology, the students most likely to acquire the misunderstandings are probably also the least likely to have them corrected.
Why the Misunderstandings Persist
The pesky persistence of these misunderstandings suggests that they might not be due simply to writers' carelessness—there may be psychological biases that inflict lay people and textbook writers alike. One possibility is that the misunderstandings are intuitively appealing to our essentialist minds: People believe that biologically related organisms share some underlying essence—blood, for example (e.g., Waxman, Medin, and Ross, 2007)—and genes are an appealing substitute for that essence. Another possibility is that they are intuitively appealing to our teleological minds: People tend to perceive purpose and goal-directedness everywhere (e.g., Keleman, 2004), and the idea that biological organisms have been “designed to serve the goal” of increasing inclusive fitness may all too easily be interpreted literally (see also Shtulman, 2006, for broader differences between naïve and scientific theories of evolution).
Along these lines, it's particularly illuminating that when the textbooks mentioned kin-recognition mechanisms at all, they emphasized phenotype-matching mechanisms (e.g., identifying kin by smell) and ignored association-based mechanisms (e.g., using proximity as a kinship cue), despite the fact that association-based mechanisms lie at the heart of kin recognition (Lieberman, Tooby, and Cosmides, 2007; Rendall, 2004). This probably isn't coincidental: Kin-detection-at-first-sight flows from our intuition that kin share some underlying essence to be detected. Association-based mechanisms, strictly speaking, have nothing to do with true “recognition” of kin, and they are more famous for misfiring (e.g., warblers feeding cuckoo chicks), which doesn't click with our intuition that kin share essence.
Natural biases aside, sometimes the misunderstandings may simply reflect carelessness: Heuristics such as “organisms should behave in ways that maximize their inclusive fitness” or “siblings share 50% of their genes” might serve the purpose for psychology textbook writers, who invoke inclusive fitness and kin selection mostly as a rhetorical device when describing evolutionary approaches to human altruism (particularly as an alternative to social and cultural approaches). In at least one instance, these misunderstandings were a part of explicit theorizing (genetic similarity theory; Rushton et al., 1984), which was widely discredited precisely for propounding these misunderstandings (e.g., Daly et al., 1997; Mealey, 1985; Tooby and Cosmides, 1989). Apparently, many textbook writers missed this discussion, as they allude to genetic similarity theory in describing kin selection theory. (Perhaps some textbook writers place all “evolutionary” explanations in the same corner to ease comparisons with “non-evolutionary” explanations; but one can only speculate—the psychology of textbook writing is beyond the scope of this article.)
Conclusions
As shown above, it's easy to slip into an intuitively appealing but incorrect way of conceptualizing inclusive fitness and kin selection—thinking of organisms as bundles of self-replicating essence inherently driven to boost its concentration in the world. To properly educate our students, we need to more rigorously explain and distinguish the concepts of inclusive fitness (the cumulative effects of a gene on its possessor, as well as kin who have inherited the same gene), kin selection (the natural selection of genes underlying kin-helping tendencies), kin altruism (the kin-helping tendencies, comprising the proximate psychological motives), and kin recognition (the mechanical process that mediates the kin-helping tendencies).
Footnotes
Acknowledgements
Many thanks to Aliye Kurt and David Herring for their altruism.
