Abstract
With the rapid development of aero-engine manufacturing technology, the dual-rotor system has been employed in part of turbofan engine in order to improve the working performance of aircraft more efficiently. In this study, taking the counter-rotation dual-rotor as the research object, the dynamic model of dual rotor-casing coupling system is established by the aid of MATLAB. The dynamic frequency curves are in good agreement with the results in references and calculated by FEM method, that shows the validity and feasibility of the model. The local rub-impact dynamic model of dual rotor-casing coupling system is established, and rubbing analysis is carried out using Newmark-
Introduction
The dual rotor system is widely used in aeroengine. In order to reduce vibration amplitudes and improve the performance of the whole machine, such as reliability, stability, and so on, the research of dual rotor structure is deeply studied. In the dual rotor system, a special intershaft-bearing structure connects the inner rotor and outer rotor, that causes the coupling of the vibration behavior of the inner and outer rotors. 1 The dynamic characteristics of the dual rotor system become more complex compared with single rotor system.
With less variables and equations, the transfer matrix method is more efficient to solve rotor dynamic problems. Considering the gyroscopic moment, shear deformation, and bearing characteristics, Bansal et al. 2 established the analytical structure matrix of the dual rotor system by the transfer matrix method. Using the Muller quadratic interpolation method, they obtained the complex eigenvalues and corresponding modes and analyzed the stability of the dual rotor bearing system. Adopting the transfer matrix method to establish the motion equation of the multiaxial rotating machinery, Hibner et al.3–5 calculated the critical speed and nonlinear damping response of the system and discussed the stability of the squeeze film damper bearing through theoretical and experimental analyses.
The modal synthesis method is widely used in calculating the eigenvalue of the system by computing the eigenvalues of multiple substructures. By the aid of the modal synthesis method, Glasgow et al. 6 established the motion differential equation of the dual rotor system and calculated the critical speed and mode shape of the system. They found that the modal truncation number had a great influence on the accuracy of the positive and negative precession frequency of the system. Without considering the damping of the system, Li and Gunter7,8 analyzed the application of the substructure mode synthesis method in the calculation of the natural characteristics of the dual rotor system. Through discussing the influence of the modal truncation error on the dynamic characteristics of the system, they depicted the reasonable range of the modal truncation number.
Considering the gyroscopic effect and bearing damping, Childs 9 established a typical dynamic model of the dual rotor system and analyzed the inherent characteristics on the basis of research of the traditional Jeffcott rotor. Considering the gyroscopic moment, bending, and shear deformation of rotating shafts, Chiang et al.10,11 adopted finite element method to study the dynamic characteristics of single axis- and dual axis-bearing turbomachinery systems. They analyzed the inherent characteristics of the system and discussed the influence of speed ratio of high- to low-pressure rotor on the critical speed.
Some scholars had carried out the experimental research on the dual rotor system. Gupta et al.12,13 calculated the critical speed, mode shape, and unbalanced response of the dual rotor system through the transfer matrix method. The accuracy of the results was validated through comparing with the test results obtained by a set of dual rotor test equipment. The influence of the coupling support between the inner and outer rotors was studied by the numerical simulation and the experimental method. In addition, Shafei, 14 Rajan, 15 Hu, 16 and Shiau 17 had also conducted relevant research on dual rotor systems.
In aeroengine field, rotor–stator rubbing is one of the most frequent faults. 18 Many scholars had studied the single rotor-casing rub-impact and achieved abundant results.19–26 Considering the influence of coating deposited on the outer surface of disc and the inner surface of casing on rub-impact, Yang et al.27,28 established a dynamic model of aeroengine in the case of the coupling fault of mass unbalance and local rub-impact. Based on Lankarani–Nikravesh model and Runge–Kutta numerical algorithm, they deduced a new rubbing force model and solved the dynamic rubbing response of system. Finally, the validity of the dynamic model was verified by comparing with the experimental results.
Considering the influence of gyroscopic effect, Sun et al.29,30 adopted multiharmonic balance combined with the alternating frequency/time-domain technique (MHB-AFT) to obtain the nonlinear dynamic equation of an 8-DOF dual rotor with rub-impact fault. The complex nonlinear phenomena caused by rub impact, such as combined harmonic vibration, hysteresis, and resonance peak shift, were solved by the aid of arc-length continuation method. The stability of numerical solution was discussed using Floquet theory. In order to further understand the steady-state response characteristics of the dual rotor system under blade-casing rubbing, they discussed the effects of different control parameters such as mass eccentricity, intershaft bearing stiffness, and rotating speed on the dynamic characteristics of the system.
Regarding the rub-impact plate as an elastic diaphragm, Xu et al. 31 proposed a new finite element rubbing model. Considering the elastic deformation, contact penetration, and nonlinear spring damping support, the transient response of the system under rubbing condition was solved based on the wheel rim-elastic diaphragm rubbing force model. The rub-impact experiments were carried out on the dual rotor test-bed, and the experimental results were very consistent with those of the theoretical simulation.
Considering the coupling effect of the high- and low-pressure rotor through the intershaft bearing and the disc deflection caused by gyroscopic effect, Jia et al. 32 established a new axial–radial coupling dynamic rubbing model for the counter-rotation dual rotor system. The detailed expressions of the bearing coupling forces were given according to the two different forms of intershaft bearing.
Based on the rigid-flexible coupling multibody model, Han et al. 33 established the local rub-impact model of the dual rotor system using MSC. By using ADAMS software, they analyzed the nonlinear dynamic characteristics of the system. Considering the flexibility of the casing, Wang et al. 34 established a collision force model between a disk and a fixed stopper using the Lankarani–Nikravesh model. Using numerical integration method, they discussed the influence of speed ratio, initial clearance, the mass eccentricity, and the bearing stiffness between the shafts on the nonlinear characteristics of the system under rubbing condition.
Lu et al. 35 presented a review of proper orthogonal decomposition (POD) techniques applied to order reduction in a variety of research areas. The applications of POD method in high-dimensional nonlinear dynamic systems were prospected in detail in order to provide direct guidance for researchers in various fields of engineering. Taking into account the nonlinearities of all of the supporting rolling element bearings, Jin et al. 36 established a dynamic model of a complex dual rotor-bearing system of an aero-engine based on the finite element method with rigid disc, cylindrical beam element, and conical beam elements. The nonlinear vibration responses of the dual rotor-bearing system were studied in the case of different clearances of the intershaft bearing. Lu et al. 37 applied the POD method to the dimension reduction of dual rotor-bearing experiment rig for the first time. The dynamical characteristics of the reduced-order model were compared with the full order system and experimental results, which verified that the POD method presented higher computational efficiency and accuracy.
On the basis of above research studies, this study establishes the coupling dynamic model of dual rotor-bearing-casing system, and the inherent characteristics of the system are analyzed, the accuracy of which is validated by comparing with the results in references. Using this model, the effect of rotating speed, speed ratio, and mass unbalance on the rubbing responses is studied. The evolution rules of the axis trajectory, the periodic motion, and bifurcation behavior of the system along with the variation of speed ratio are studied. The difference of dynamic responses between considering the rub impact or not is analyzed, and the influences of rub impact on axis trajectory, time-domain response, and amplitude spectrum are pointed out.
Dual rotor-casing system
Modeling
Figure 1 is a schematic diagram of the dual rotor-casing coupling system of the aeroengine, which consists of a high-pressure rotor (outer rotor), a low-pressure rotor (inner rotor), a casing coupled with the high- and low-pressure rotor, and some supports. Only the transverse and bending vibrations of the rotors are considered, while the translation along and torsional vibration around Schematic of a dual rotor-casing coupling system.
Timoshenko beams with constant cross-section are adopted to establish the model of the two rotors and the casing. The linear spring-damping model is used to simulate the casing-foundation, the inner rotor-casing, and outer rotor-casing supports.
The element data of dual-rotor and casing system.
The equations of motions
Dual rotor-casing matrix
Based on the idea of finite element method, the dual rotor-casing coupling system is modeled using MATLAB software. The two nodes spatial beam element is adopted to establish the model of the rotating shafts. For ordinary spatial beam element, each node has six degrees of freedom, which are translation along and rotation around the Finite element model of shaft unit.
Without considering the translation along and rotation around the
The formula of element mass matrix
The formula of element gyroscopic matrix
The linear spring-damping model is chosen for describing the dynamic behavior of the bearing. The element stiffness matrix and damping matrix of rotor-casing and casing-foundation supports are denoted by
The lumped mass model is used for the disk. The specific expressions of the element mass matrix
Matrix assembling of dual rotor-casing system
The general differential equations of motion for dual rotor-casing system are given by
39
The assembling of stiffness matrix of the dual rotor-casing coupling system Schematic diagram of assembled stiffness matrix for dual rotor-casing coupling system.
Assuming that the intershaft bearing is located at the 

Model verification
Natural frequencies using MATLAB and ANSYS (
Figures 4(a),(b) are Campbell diagrams of the dual rotor-casing system under the co-rotation and counter-rotation conditions. It can be found that: (1) The dynamic frequency lines calculated by MATLAB are basically consistent with those computed by ANSYS, and the first three order forward and backward whirl frequencies are in good agreement, which shows the validity and feasibility of the model established in this article. (2) With the increase of the rotating speed, the counter-rotation weakens the influence of the gyroscope torque more significantly. In Figure 4(b), the distinctions of the forward and backward precession frequencies for each order under counter-rotation condition are obviously smaller than those under co-rotation, that is the reason why the counter-rotation dual rotor system is more widely used in the aeroengine. Campbell diagram of dual rotor-casing system:

The critical speed diagram of the dual rotor under co-rotation is shown in Figure 5. The solid line and dotted line in the diagram represent the critical speeds under the excitation applied on the low-pressure rotor and on the high-pressure rotor, respectively. The intersection points of the curves with the dash-dotted line, implying the condition that Critical speed diagram using the model of Ref.
1
Critical speed distribution and error.
In order to further validate the accuracy of the present model, the transient displacements of the center of Disk 4 are studied and compared with those in Ref.
1
under the exponential law Transient displacements of the center of Disk 4 using the model of Ref.
1
under the linear law 
Rubbing analysis of dual rotor-casing system
Newmark-
By substituting equation (15) into equation (10), we can get
Equation (16) can be simplified as
When the Newmark integral parameters meet the following conditions, the result of the equation will be unconditionally stable
Local rubbing force model
Figure 7 is a simplified local-rubbing schematic of dual rotor-casing system. When the system is in a static state, the rotor center is located at Local-rubbing schematic of dual rotor-casing system.

In the actual working process, due to the existence of installation error, rub impact, and other fault factors, the rotor center and casing center deviate from the original position, located at
When
Normal and tangential rubbing forces can be written as
Effect of rotating speed on rubbing response
Node 3 on the inner rotor (at the location of left disk) and the node 25 on the casing are set as the rub-impact points. The specific simulation parameters are as follows: the unbalance magnitude of four disks
Figure 8 is a three-dimensional spectrum of rub-impact response of the center of disk 1 at different speeds. Here, the operating speed range is 800∼5800 r/min. While the rotating speed range is 800∼2000 r/min, the number of times that rubbing occurs is relatively fewer. The spectrum mainly shows the corresponding rotating frequency of inner and outer rotors, denoted by Three-dimensional spectrum of inner rotor rubbing under different rotating speeds.
Effect of speed ratio on rubbing response
Figure 9 is a three-dimensional spectrum of rub-impact response under different speed ratios. It can be seen from the figure that the spectrum lines present a capital “ Three-dimensional spectrum of inner rotor rubbing under different speed ratios.
The influence of unbalanced force on the response of dual rotor system can be intuitively reflected by axis orbit diagram under co-rotation and counter-rotation conditions. The rotating speed is set as Rotor orbit of counter-rotation dual-rotor under different speed ratios. Rotor orbit of co-rotation dual-rotor under different speed ratios.

In addition, the axis orbits at the condition that 10
Figure 12 is a bifurcation diagram of the displacement of the inner rotor under different speed ratios with rubbing fault. The region (−2, −1) is selected as the speed ratio range, and the interval is set as −0.02. The rotating speed is Bifurcation diagram of inner rotor under different speed ratios.
The two characteristic speed ratios System rubbing responses with 
Figure 14 shows the rub-impact response of the inner rotor and the casing ( System rubbing responses with 
Figure 15 shows the normal rubbing forces under different speed ratios. The response presents period-2 motion, period-10 motion, and period-10 motion at the condition that Normal rubbing force of casing node 25 under different speed ratios: 
Effect of mass unbalance on rubbing response
The impact of mass unbalance magnitudes on the rubbing response is discussed in this section. The specific simulation parameters are as follows: the rotating speed
Figures 16, 17 show the rubbing response of node 3 on the inner rotor under the condition that mass unbalance magnitude System rubbing responses with System rubbing responses with 

Figure 18 shows the response of node 3 on the inner rotor under the condition that mass unbalance magnitude System responses with 
Conclusion
The model of dual rotor-casing coupling system is established, and then the local rubbing response is analyzed in this article. The effects of rotating speed and speed ratio on rub-impact response are studied. Some detailed conclusions are listed as follows: (1) The dynamic frequency curves computed by the model in this article are in good agreement with the results in references and calculated by FEM method, that shows the validity and feasibility of the model established in this article. (2) The counter-rotation weakens the influence of the gyroscope torque, that is the reason why the counter-rotation dual rotor system is more widely used in the aeroengine. (3) As the rotating speed increases, the rubbing between the rotor and the casing becomes more vigorous, and some high frequency components and combined frequency appear. Meanwhile, the frequency multiplication components are more significant. (4) Speed ratio has a great influence on the periodic motion of the system. In addition, with the increase of the absolute value of the speed ratio, the whirl radius of the outer rotor and the normal rubbing force increase dramatically.
Footnotes
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This project is supported by the National defense basic scientific research funding project (Grant No. JCKY2018414C015, Mr Honggen Zhou) and the National Natural Science Foundation of China (Grant No. 51605204, Mr Honggen Zhou).
Data availability statement
The data used to support the findings of this study are available from the corresponding author upon request.
