Abstract
Background:
Major atrial fibrillation (AF) guidelines recommend non-vitamin K antagonist oral anticoagulants (NOACs) over warfarin, except in rare clinical circumstances based on 4 randomized controlled trials comparing each NOAC with warfarin. We aimed to investigate the current NOAC prescription behaviors in alignment with the recent clinical evidence available.
Method:
We conducted a cross-sectional analysis of NOAC-using patients with non-valvular atrial fibrillation (NVAF) who were aged ≥65 years on the index date (July 1, 2018) based on nationwide claims data. The types of NOACs being taken were analyzed using chi-squared tests, and factors influencing NOAC selection were identified using multinomial logistic regression analysis.
Results:
A total of 6,061 patients were included. Among the 4 NOACs, rivaroxaban was the most used NOAC. Patients aged ≥75 years (odds ratio [OR] = 1.270, confidence interval [CI] = 1.089-1.450) and women (OR = 1.148, CI = 1.011-1.284) were more likely to use apixaban relative to rivaroxaban. Patients with prior stroke/transient ischemic attack/thromboembolism had higher odds of using dabigatran (OR = 1.508, CI = 1.312-1.704) and apixaban (OR = 1.186, CI = 1.026-1.346). Patients with renal disease had higher odds of using apixaban (OR = 1.466, 95% CI = 1.238-1.693). These findings are consistent with the efficacy and safety profiles reported in pivotal trials and observational studies comparing individual NOACs.
Conclusion:
Among the 4 NOACs, rivaroxaban was the most commonly used NOAC. Apixaban was preferred for patients aged ≥75 years, females, and patients with renal disease.
Keywords
Introduction
The era of non-vitamin K antagonist oral anticoagulants (NOACs) began with the advent of dabigatran, the first oral direct thrombin inhibitor. 1 Initially, the European Medicines Agency granted marketing authorization for dabigatran for the prevention of venous thromboembolism in patients who underwent total hip- or knee-replacement surgery in March 2008. 2,3 Then, its indication was extended to the preventive therapy of stroke in patients with non-valvular atrial fibrillation (NVAF) based on the results of the Randomized Evaluation of Long-Term Anticoagulant Therapy (RE-LY) trial. 3,4 In October 2010, the Food and Drug Administration and Health Canada approved dabigatran for stroke prevention in patients with NVAF. 5
Since then, factor Xa inhibitors (rivaroxaban, apixaban, and edoxaban) have been subsequently approved, and currently, 4 NOACs are being used. 6 -8 They have become a preferred treatment option, leading to a new chapter in the world of oral anticoagulants, where previously only vitamin K antagonists (VKAs) existed.
The risk of stroke in patients with atrial fibrillation (AF) is increased by up to 5 times, 9 -11 which is effectively prevented by anticoagulant therapy, 12 and VKAs have been responsible for this prevention for a long time. 13 However, VKAs have several limitations such as delayed onset and offset of action, narrow therapeutic range demanding regular monitoring of the international normalized ratio, and many interactions with food and drugs. 14 These limitations have been the cause of poor utilization despite the importance of anticoagulant therapy. 15 With the introduction of NOACs, these shortcomings have been circumvented, and the anticoagulant utilization rate has been gradually increasing. 15,16
Currently, NOACs are favored over VKAs in patients with AF because they have non-inferior or superior efficacy and a lower risk of serious bleeding. 17 -21 Although there are differences in NOAC prescription patterns with respect to each country, 16,22 -24 it is now a global trend that significantly more NOACs are prescribed than VKAs for stroke prevention in patients with AF. 16,22 -25
Major AF guidelines recommend NOACs over warfarin, except in rare clinical circumstances (i.e., valvular AF) based on 4 randomized controlled trials comparing each NOAC with warfarin. 4,26 -30 Choosing one NOAC over another is a somewhat challenging next step for several reasons. First, direct comparisons of efficacy and safety between NOACs are not feasible because head-to-head trials are not available. In addition, there are significant differences in the eligibility criteria and other study protocols between the NOAC trials. 4,26 -28 Therefore, the relative efficacy and safety of NOACs can only be assessed through either indirect comparisons 31,32 or observational studies. 33,34 In the absence of direct comparison of NOACs, the individual evidence from each NOAC trial should be assessed and applied to a patient under specific circumstances. In addition, pharmacokinetic properties, dosing schedule, potential drug-drug interactions, cost, and local availability of each NOAC should also be considered before the final decision is made. To date, most studies regarding oral anticoagulant choice in patients with AF have focused on the selection of NOACs vs. warfarin, rather than NOAC vs. NOAC. 25,35 -37 Therefore, we aimed to investigate clinicians’ prescription behaviors and the factors influencing the choice between NOACs in alignment with the current clinical evidence. We wanted to see how patient-related clinical factors, such as age, sex, and comorbidities, have been incorporated in the process of NOAC selection in a real-world setting.
Methods
Study Data
The Aged Population Sample (APS) data of approximately 700,000 individuals (10% extraction rate) aged ≥65 years in Korea collected by the Health Insurance Review and Assessment service (HIRA) in 2018 (HIRA-APS-2018-0039) were used. 38
The Korean Classification of Diseases-7 codes (KCD-7 codes; the Korean version of International Classification of Disease, Tenth Revision [ICD-10]) were used to verify patients with particular diseases or conditions. Ingredient codes were used to verify 4 NOACs (dabigatran, rivaroxaban, apixaban, and edoxaban) and warfarin (Online Appendix A).
The social health insurance system of Korea is composed of 3 different insurance types: National Health Insurance (NHI), Medical Aid (MedAid), and Patriots & Veterans Insurance (PVI). All of them are combined into a single payer system, and all citizens are required to subscribe to the system. 39 Any type of social insurance is subject to the same benefit criteria and differs only in the patients’ pay rate for copayments, ranging from 0% to 30%, depending on the type of insurance. 39 The NHI covers approximately 97% of the population and charges a duty on income, while the MedAid is a guaranteed system for the low-income group and the PVI is for national veterans. 39
The Institutional Review Board (IRB) of Pusan National University approved this study (PNU IRB/2020_93_HR). Written consent was waived by the IRB because the data used in this study were secondary data provided by the HIRA and did not contain any personal identification information.
Study Subjects
Patients who were diagnosed with AF or atrial flutter as a primary diagnosis from January 1, 2018, to June 30, 2018 were identified. Among those patients, patients with valvular heart disease were excluded. We classified patients with valve replacement or valvular disease based on KCD-7 codes as “patients with valvular heart disease.” Patients with NVAF whose CHA2DS2-VASc (congestive heart failure, hypertension, age ≥75 years [2 points], diabetes mellitus, prior stroke or transient ischemic attack [TIA] [2 points], vascular disease, age 65-74 years, and sex) score ≥2 were considered appropriate candidates for anticoagulant therapy in this study. Patients taking NOACs on the index date (July 1, 2018) were selected as study subjects. NOACs taken on the index date were estimated by considering the prescription date and the number of days of administration since the last prescription of each patient before the index date.
The following factors influencing NOAC selection were investigated: age, sex, insurance type, presence of comorbid diseases, ATRIA bleeding risk score, AF type, antiplatelet use, and medical institution type and region. Insurance types were divided into NHI and MedAid/PVI. Comorbid diseases included congestive heart failure, hypertension, diabetes mellitus, prior stroke/TIA/thromboembolism, vascular disease, renal disease, and cancer. The medical institution types were divided into tertiary hospitals, general hospitals, and primary medical institutions/others. The region was divided into the capital city, 6 metropolitan cities, and other regions.
Statistical Analysis
Demographic and clinical characteristics of the study subjects are presented as numbers and percentages using frequency analysis since all of them are categorical variables. The P-values for the association of each patient characteristic with NOAC selection were determined using chi-square tests. We performed multinomial logistic regression analysis to identify factors influencing NOAC selection and reported the odds ratios (ORs) and 95% confidence intervals (CIs). The likelihood-ratio test (presented as chi-square) and pseudo-R2 (by McFadden method) were used to measure the goodness-of-fit for the models. All data manipulation and statistical analyses were conducted using R Statistical Software (version 4.0.3; R Foundation for Statistical Computing, Vienna, Austria), and the significance level was set at P < .05.
Results
Subject Characteristics
A total of 6,061 patients with NVAF using NOACs on the index date were included in the analysis (Figure 1). Table 1 summarizes the demographic and clinical characteristics of the study subjects. Patients aged ≥75 years comprised 56.6% of the study population, and the proportion of male patients was slightly higher than that of female patients (50.8% vs. 49.2%). Hypertension was the most common comorbidity (89.5%), followed by congestive heart failure (48.7%).

Selection of study subjects. AF indicates atrial fibrillation; AFL, atrial flutter; CHA2DS2-VASc, congestive heart failure, hypertension, age ≥75 years [2 points], diabetes mellitus, prior stroke or transient ischemic attack [TIA] [2 points], vascular disease, age 65-74 years, and sex; HIRA-APS, Health Insurance Review & Assessment Service-Aged Population Sample; NOAC, non-vitamin K antagonist oral anticoagulant; NVAF, non-valvular atrial fibrillation; OAC, oral anticoagulant.
Demographic Characteristics and Non-Vitamin K Antagonist Oral Anticoagulants Utilization.
Abbreviations: AF, atrial fibrillation; AFL, atrial flutter; ATRIA, anticoagulation and risk factors in AF; CHF, congestive heart failure; MedAid, Medical Aid; NHI, National Health Insurance; NOAC, non-vitamin K antagonist oral anticoagulants; PVI, Patriots & Veterans Insurance; TE, thromboembolism; TIA, transient ischemic attack.
NOAC Selection
Rivaroxaban was the most commonly used NOAC (32.9%), followed by edoxaban (27.9%), apixaban (26.8%), and dabigatran (12.5%) on the index date. The distribution of the use of the 3 NOACs (as dabigatran was infrequently used) is as follows: in the ≥75-year age group, rivaroxaban, apixaban, and edoxaban were used in that order. The same order was observed regarding NOAC use among women and patients with prior stroke/TIA/TE. In patients with renal disease and in tertiary hospitals, the order of frequency of use was apixaban, rivaroxaban, and edoxaban. Depending on regions, the distributions were different, namely apixaban, edoxaban, and rivaroxaban in the capital city; rivaroxaban, apixaban, and edoxaban in metropolitan cities; and rivaroxaban, edoxaban, and apixaban in other regions (Table 1).
Factors Influencing NOAC Selection
Table 2 presents the results of the multinomial logistic regression analysis using rivaroxaban as a reference. Analysis according to the age group of the patients showed that compared with the 65-69-year age group, the ≥75-year age group was more likely to use apixaban (OR = 1.270, 95% CI = 1.089-1.450) relative to rivaroxaban. Women had lower odds of using dabigatran (OR = 0.821, 95% CI = 0.647-0.995) and higher odds of using apixaban (OR = 1.148, 95% CI = 1.011-1.284). In terms of comorbidities, patients with prior stroke/TIA/TE were more likely to use dabigatran (OR = 1.508, 95% CI = 1.312-1.704) and apixaban (OR = 1.186, 95% CI = 1.026-1.346) and less likely to use edoxaban (OR = 0.793, 95% CI = 0.627-0.960) relative to rivaroxaban. Patients with the renal disease had higher odds of using apixaban (OR = 1.466, 95% CI = 1.238-1.693). Rivaroxaban was generally preferred over dabigatran, apixaban, or edoxaban in medical institutions, excluding tertiary hospitals, and in regions, excluding the capital city. For example, compared with tertiary hospitals, primary medical institutions were less likely to use dabigatran (OR = 0.506, 95% CI = 0.163-0.849), apixaban (OR = 0.441, 95% CI = 0.181-0.701), or edoxaban (OR = 0.574, 95% CI = 0.325-0.824) relative to rivaroxaban. Metropolitan residents had lower odds of using dabigatran (OR = 0.736, 95% CI = 0.510-0.962), apixaban (OR = 0.779, 95% CI = 0.599-0.959), or edoxaban (OR = 0.582, 95% CI = 0.393-0.770) relative to rivaroxaban, compared with capital residents. Patients with persistent AF were less likely to use dabigatran (OR = 0.683, 95% CI = 0.423-0.943) in comparison with rivaroxaban. The P value of likelihood ratio test of this multinomial logistic regression model was <0.001, and the McFadden R2 was 0.022.
Adjusted Odds Ratios and 95% Confidence Intervals From Multinomial Logistic Regression Analysis of Non-Vitamin K Antagonist Oral Anticoagulants Utilization.
Abbreviations: Adj. OR, adjusted odds ratio; AF, atrial fibrillation; AFL, atrial flutter; ATRIA, anticoagulation and risk factors in AF; CHF, congestive heart failure; CI, confidence interval; LR, likelihood ratio; MedAid, Medical Aid; NHI, National Health Insurance; PVI, Patriots & Veterans Insurance; (R), reference; TE, thromboembolism; TIA, transient ischemic attack.
*P < 0.05.
**P < 0.01.
Discussion
In this retrospective study of patients with NVAF taking OACs on the index date, we found that NOACs accounted for the majority of OAC use (87.7%). Among NOACs, rivaroxaban was the most commonly used NOAC, followed by edoxaban, apixaban, and dabigatran. The most commonly used NOAC varies with respect to country or period; however, the domination of NOACs in anticoagulant therapy is observed as a global trend. According to the results of studies conducted in the UK, US, and Denmark, the use of NOACs increased significantly from 2012 to 2015 22 -24,40 ; moreover, the most used NOACs were rivaroxaban in the UK and apixaban in the US and Denmark. 22 -24
In Korea, the change in health insurance coverage policy significantly influenced NOAC prescription. 41,42 On July 1, 2015, the reimbursement criteria were expanded to allow NOACs as the first-line therapy regardless of whether warfarin was tried. The ratios of NOACs prescribed to total OACs for patients with AF were 5.1%, 36.2%, and 60.8% in 2014, 2015, and 2016, respectively. 41
Our finding that patients with AF who were older than 75 years were more likely to take apixaban vs. rivaroxaban is consistent with that of previous studies. 23,24 This is concordant with the recently published OAC recommendations of apixaban as the first choice for patients older than 75 years. 43 -45 According to the results of a study evaluating the efficacy and safety of apixaban vs. warfarin with respect to age in patients with AF, the absolute benefits of apixaban were greater with increasing age. 46 The increased use of apixaban vs. rivaroxaban in women is also consistent with that reported in a previous study. 24 This could perhaps be associated with apixaban having a weight-related dose-reduction criterion. Apixaban is recommended to be reduced to 2.5 mg twice a day if ≥1 of the following additional criteria are present: age ≥80 years, body weight ≤60 kg, and serum creatinine ≥1.5 mg/dL. 43,44 Considering that women had lower body weights and higher bleeding risk than men, it is presumed that women may have preferred the drug that could maintain its effect with a lower dose.
With respect to comorbidities, significant differences were observed in patients with prior stroke/TIA/TE or renal disease. In our study, in patients with prior stroke/TIA/TE, the use of dabigatran and apixaban increased, and the use of edoxaban decreased compared to rivaroxaban. These results might reflect the relative efficacy between NOACs, manifested as the number of strokes and systemic embolic events in the pivotal NOAC studies compared to warfarin. 4,26 -28 While dabigatran 150 mg and apixaban 5 mg induced significantly lower risks of stroke and systemic embolic events than warfarin (RR = 0.66, 95% CI = 0.53-0.82; HR = 0.79, 95% CI = 0.66-0.95, respectively) 4,27 ; other agents showed similar 28 or opposite tendencies, 26 which were not statistically significant. In contrast, in a recent NOAC comparative study of Asians using real-world data, apixaban and edoxaban showed lower rates of ischemic stroke than rivaroxaban and dabigatran. 33 Although no specific NOAC has yet been recommended for secondary stroke prevention, 43,44 preference may change as more research results accumulate in the future.
Increased use of apixaban and decreased use of dabigatran in the presence of renal disease are consistent with reports on renal elimination rates. The renal elimination rates for each NOAC are as follows: 80% for dabigatran, 50% for edoxaban, 33% for rivaroxaban, and 27% for apixaban, 43,47 and according to recent guidelines, apixaban can be used with relatively no dose adjustment for a wide range of renal functions. 29
The trends of NOAC usage according to the type of medical institution and region are that the use of apixaban surpasses rivaroxaban only in tertiary hospitals and in the capital city. This is presumed to be due to the more rapid adoption of new treatment trends. Several studies have shown a recent trend of apixaban usage overtaking rivaroxaban usage. According to the previously mentioned study that analyzed variation in OAC choice in patients with AF from 2010 to 2017 using the US claims data, dabigatran prescription peaked in 2011 and then decreased sharply, while rivaroxaban prescription peaked in 2014, after which apixaban surpassed all of them and became the most prescribed OAC for patients with AF since 2015. 24 Although edoxaban was not included in that study, the prescription of a newly developed drug can be seen to gradually increase and replace existing drugs. Likewise, in each study conducted in Denmark and England, the results showed high usage of apixaban, rivaroxaban, and dabigatran in that order at the end of the study period. 23,40 This pattern is consistent with the result of a recent meta-analysis that apixaban provided the most favorable efficacy and safety profile. 48 Meanwhile, according to a study comparing the prescription ratio of NOACs to OACs according to regions of Korea in the latter half of 2016, the ratio of NOACs to OACs in most areas was approximately 60% but was less than 40% in Jeju-do, which is the region farthest from the capital. 41 This result may be in line with that of our study, reflecting the phenomenon of regional variations in the use of new drugs in Korea.
Several observational studies have been conducted to explore the comparative safety of NOACs. A French study involving claims data reported that apixaban had a lower risk of major bleeding than rivaroxaban (HR = 0.67, 95% CI = 0.63-0.72) and comparable risks of major bleeding with dabigatran (HR = 0.93, 95% CI = 0.81-1.08). 49 Lip et al reported similar results in a propensity score-matched cohort study using US claims data. Rivaroxaban showed a significantly higher risk of major bleeding (HR = 1.82, 95% CI = 1.36-2.43) than apixaban. 50 In another cohort study using nationwide registries in Norway, dabigatran and apixaban showed a significantly lower risk of major bleeding than rivaroxaban. 34 However, we did not find any statistically significant differences in NOAC utilization between high-risk bleeding (ATRIA bleeding score > 4) and low-risk bleeding (ATRIA bleeding score ≤ 4) groups.
The results of this study indicated that patients with persistent AF had lower odds of using dabigatran, relative to rivaroxaban, than patients with paroxysmal AF. Although anticoagulant therapy is recommended regardless of AF type, the current guidelines do not recommend one NOAC over another.
Currently all 4 NOACs are listed in the Korean national formulary with the same levels of copayments and we do not have a Preferred Drug List (PDL) for NOACs. Therefore, we have not considered this as an influencing factor.
For South Korean patients who were covered by NHI, the cost of warfarin was approximately $0.6 per month; whereas, that of NOACs was approximately $20 per month, which was quite different. However, between NOACs, the cost differences were insignificant; moreover, the insurance coverage criteria were the same as those approved when administered to high-risk (CHA2DS2-VASc score ≥ 2) NVAF patients, including the first-line therapy. Therefore, it was unlikely that cost influenced NOAC selection; thus, it was excluded from analysis. The results of this study may not be applicable to healthcare systems in which patient out-of-pocket costs are higher or different between NOACs.
This study had some limitations. First, since the claims data we used were collected for reimbursement, the diagnosis information could be susceptible to up-coding by providers for the purpose of increasing the reimbursement rate. 51 Second, these data did not involve clinical data such as laboratory data or disease severity. 38 Third, socioeconomic factors such as education and household net worth were not reflected. Fourth, as the analysis was conducted with several factor and outcome variables, the model fit was poor as demonstrated by the very low pseudo R2. Fifth, the study drugs identified on the index date were not necessarily the initial therapeutic choice, because the study period was short due to the limitation of the 1-year data. Finally, the factors influencing NOAC selection observed in our study do not suggest that the selected NOACs are more beneficial to patients with such characteristics. Even if the results were comparable to those of other observational studies, this may be due to consistent confounding variables.
Despite these limitations, this study had several important implications. Since most of the Korean population is covered by the national insurance, the research results can be generalized, 38 and our analysis of NOAC selection among HIRA-APS may represent treatment decisions for all elderly patients with AF in Korea. We conducted the analysis very recently, at a time when NOACs, including edoxaban, became more widely used as OACs. We analyzed factors influencing NOAC selection, not against warfarin use, but in comparison to each other. This is a study of the recent trends in factors influencing NOAC selection in a real-world setting, and it confirms how consistent these are with recent recommendations. We hope that this study will be helpful in looking back at the NOAC prescription patterns and identifying areas for improvement in selecting NOACs for patients with AF.
Conclusion
This study found that one-third of NOAC users with NVAF were taking rivaroxaban on the index date, while in tertiary hospitals and the capital city, apixaban took the lead. Among NOAC users, the OR of apixaban prescription increased in patients aged 75 years or older, females, and patients with renal disease. These results generally fit well with recent recommendations.
Supplemental Material
Supplemental Material, sj-docx-1-cpt-10.1177_10742484211049919 - Factors Influencing the Selection of Non-Vitamin K Antagonist Oral Anticoagulants for Stroke Prevention in Patients With Non-Valvular Atrial Fibrillation
Supplemental Material, sj-docx-1-cpt-10.1177_10742484211049919 for Factors Influencing the Selection of Non-Vitamin K Antagonist Oral Anticoagulants for Stroke Prevention in Patients With Non-Valvular Atrial Fibrillation by Susin Park and Nam Kyung Je in Journal of Cardiovascular Pharmacology and Therapeutics
Footnotes
Authors' Note
We used the Aged Population Sample data that were collected by the Korea Health Insurance Review and Assessment Service (HIRA-APS-2018-0039); however, the results were not related to the Ministry of Health and Welfare or HIRA.
Author Contributions
SP and NKJ contributed to the conception and design of the study, data analysis and interpretation of the data. Both authors participated in the writing of the manuscript.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
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References
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