Abstract
Background
To evaluate the prognostic value of chemotherapy-induced neutropenia (CIN) in epithelial ovarian carcinoma (EOC) treated with primary surgery followed by platinum-based chemotherapy.
Methods
The records of primary EOC treated between Jan 1st 2002 and Dec 31st 2016 were reviewed according to the including and excluding criteria. CIN was defined as absolute neutrophil count (ANC) after chemotherapy <2.0 × 109/L. Patients with CIN were further divided into mild and severe CIN (ANC <1.0 × 109/L), early-onset and late-onset (>3 cycles) CIN. Clinical characteristic was compared by chi-square test. Overall survival (OS) and progression-free survival (PFS) were compared using Kaplan–Meier analysis, univariate and multivariate Cox regression models.
Results
Among 735 EOC patients enrolled, no significant differences of the prognosis were found between patients with and without CIN, early and late CIN, mild and severe CIN. However, Kaplan–Meier curve (65 vs 42 months for CIN vs non-CIN, P = .007) and Cox regression analysis (HR 1.499, 95% CI 1.142-1.966; P = .004) both revealed that CIN was significantly related with better OS in advanced EOC patients, but not for PFS. So, subgroup analysis was further conducted and date suggested that CIN was an independent predictor of better survival in advanced EOC with suboptimal surgery (PFS: 18 vs 14 months, P = .013, HR 1.526, 95% CI 1.072-2.171, P = .019; OS: 37 vs 27 months, P = .013, HR 1.455, 95% CI 1.004-2.108; P = .048).
Conclusions
CIN might be used as an independent prognostic indicator of advanced EOC, especially for those patients with suboptimal surgery.
Keywords
Introduction
Epithelial ovarian carcinoma (EOC) is the most lethal of the gynecologic malignancies.1,2 Comprehensive staging surgery or cytoreductive surgery followed by platinum-based chemotherapy remains the standard treatment for patients with EOC.3,4 Despite the improvements in chemotherapeutic regimens, the 5-year survival rate for EOC is still only 30-39%. 5 In addition, chemotherapy is always accompanied by various side effects. Among them, neutropenia is the most common adverse effect following chemotherapy.6,7 Previous studies have reported that chemotherapy-induced neutropenia (CIN) may be used for prediction of favorable prognosis in various cancers.8-17 For instance, Jang et al. reported that the onset timing of CIN was an independent prognostic factor for progression-free survival and overall survival in patients with stage IV non-small cell lung cancer. 18 However, the significance of CIN in the prognosis of EOC is still controversial. Tewari and Rocconi et al. reported severe CIN had better prognoses compared with non-severe CIN in patients with primary advanced ovarian and peritoneal cancer.7,19 In contrast, Kim et al. demonstrated that CIN and the prognosis of EOC had no relevance. 20 Therefore, the aim of the present study was to evaluate the prognostic value of CIN in EOC treated with primary surgery followed by platinum-based chemotherapy.
Materials and Methods
Study Design
This was a retrospective cohort study, and the study has de-identified all patient details to protect patient data confidentiality. The reporting of this study conforms to REMARK guidelines. 21 The flow diagram was shown in supplementary figure S1. EOC patients at Women’s hospital, Zhejiang University School of Medicine, who met the following including criteria, were enrolled: 1) histological confirmed EOC; 2) patients underwent primary surgery including comprehensive staging surgery and cytoreductive surgery, followed by platinum-based chemotherapy (≥3 cycles); 3) available follow-up data of blood routine test, recurrence and death; 4) absolute neutrophil count (ANC) over 2.0 ×109/L before first chemotherapy; 5) normal bone marrow function; 6) normally functioning liver and kidney; 7) Karnofsky performance status (KPS) ≥70 before treatment; 8) without targeted therapy or bio-therapy; and 9) without chemotherapy or radiotherapy within 1 year before treatment. The exclusion criteria were 1) lost follow-up; 2) second malignancies or multiple primary malignancies; and 3) colony stimulating factor (CSF) was used before CIN first appearance. The study was approved by the Ethical Committee of women’s hospital, Zhejiang University School of Medicine (IRB-20200236-R) on Aug 22st 2020. Owing to the retrospective character and the difficulty of recalling all enrolled patients, informed consent was specifically waived by the ethics committee. FIGO stage I and II EOC was defined as early stage, while FIGO stage III and IV EOC was defined as advanced stage. Early stage EOC received comprehensive staging surgery, and advanced stage EOC underwent cytoreductive surgery. Type I EOC includes low-grade serous carcinoma, mucinous carcinoma, endometrioid carcinoma, malignant Brenner tumor, and clear cell carcinoma. Type II EOC includes high-grade serous carcinoma (moderately and poorly differentiated), malignant mixed mesodermal tumors (carcinosarcomas), and undifferentiated carcinoma. 22 Optimal and suboptimal surgery are defined as postoperative residual tumor after primary surgery <1 cm and ≥1 cm. Carboplatin (AUC = 5-6)/cisplatin (75 mg/m2)/nedaplatin (100 mg/m2) and paclitaxel (175 mg/m2) were administered intravenously at least 3 times with a gap of 3 weeks.
Data Collection
The records of EOC received primary surgery and chemotherapy between Jan 1st 2002 and Dec 31st 2016 were retrieved. The variables were acquired by electronic medical record system and telephone interview, including age, ascites, pathological stage, tumor residual, tumor classification (type I and type II), pathological type, CA125 level, time to start chemotherapy, chemotherapy resistance, blood tests, recurrence and survival information. Progression-free survival (PFS) and overall survival (OS) were defined as the primary study endpoints. PFS was defined as the time from the first surgery to disease progression, and OS represented the time duration between primary surgery and death or the date of latest follow-up. The latest follow-up date was December 31, 2019.
Assessment of CIN
Routine blood counts were taken routinely at the day before chemotherapy and every 3 days after chemotherapy during each cycle of chemotherapy. CIN grading based on absolute neutrophil count (ANC) were classified into 4 levels according to ruling of the National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE, version 5.0). Grade 1: 1.5 × 109 ≤ ANC <2.0 × 109/L, Grade 2: 1.0 × 109 ≤ ANC <1.5 × 109/L, Grade 3: .5 × 109 ≤ ANC <1.0 × 109/L and Grade 4: ANC <.5 × 109/L, ANC ≥2.0 × 109/L represents CIN absent. Grade 1 and 2 were defined as mild CIN, while grade 3 and 4 were severe CIN. Depending on the onset timing of CIN, patients were further divided into early-onset (≤3 cycles) and late-onset (>3 cycles) groups. Besides, mild CIN was further divided into early-onset mild CIN and late-onset mild CIN according to the onset time of CIN and severe CIN was classified in the same way as mild CIN.
Statistical Analysis
Clinical features were compared by chi-square test and Fisher’s exact test. PFS and OS were calculated by the Kaplan–Meier curves and compared by means of the log-rank test. Univariate and multivariate Cox proportional hazards regression models were applied for analyzing the prognostic factors of EOC. SPSS 26.0 statistical software was used for all the statistical analyses and an alpha level <.05 was considered statistically significant.
Results
The Clinical-Pathological Characteristics and Prognosis in EOC Patients
The Relationship Between Clinical-Pathological Characteristics and Prognosis of all EOC Patients (n = 735).
Prognostic Role of the CIN in Subgroup Analysis
Due to the significantly different prognosis between early and advanced stage EOC, we further performed subgroup analysis according to tumor stage. As shown in Figure 1, in advanced EOC, Kaplan–Meier analysis confirmed that the OS in the CIN group and the early-onset mild group were significantly longer than non-CIN group (65 vs 42 months, P = .007) and late-onset mild group (68 vs 47 months, P = .039) separately, but not for PFS. Univariate analysis demonstrated similar results in advanced EOC. But there was no characteristic other than age associated with PFS and OS in early stage EOC (Table 2). Further multivariate analysis verified that CIN was an independent prognostic factor for better OS in advanced EOC (HR 1.499, 95% CI 1.142-1.966; P = .004). In addition, multivariate analysis also demonstrated that ascites and suboptimal surgery were independent prognostic factors for poorer survival in patients with advanced EOC, except ascites for PFS (Table 3). CIN onset and early-onset mild CIN are associated with better OS in patients of advanced EOC. (A) Kaplan–Meier curves for PFS depending on CIN occurrence. (B) Kaplan–Meier curves for OS depending on CIN occurrence. (C) Kaplan–Meier curves for PFS depending on timing of mild CIN. (D) Kaplan–Meier curves for OS depending on timing of mild CIN. Univariate Cox Regression Analysis of Factors Related to Survival in Early and Advanced of all EOC Patients (n = 735). Multivariate Cox Regression Analysis of Factors Related to Survival in Advanced of all EOC Patients (n = 735).
Next, we compared the prognosis between optimal surgery subgroup and suboptimal surgery group in advanced EOC. Kaplan–Meier curves revealed that the CIN group was related with better PFS (18 vs 14 months, P = .013) and OS (37 vs 27 months, P < .001) in suboptimal surgery EOC (Figure 2). Univariate Cox regression analysis also demonstrated that CIN group had a better prognosis in suboptimal surgery EOC. But no prognostic factor except ascites was associated with PFS and OS in optimal surgery EOC (Table 4). Further multivariate analyses showed that age <51 years (PFS: HR 1.526, 95% CI 1.072-2.171; P = .019; OS: HR 1.455, 95% CI 1.004-2.108; P = .048) and CIN (PFS: HR 1.669, 95% CI 1.139-2.447; P = .009; OS: HR 1.974, 95% CI 1.320-2.951; P = .001) were independent prognostic factors in patients of suboptimal surgery EOC (Table 5). CIN onset is associated with better PFS (A) and OS (B) in patients of suboptimal EOC. Univariate Cox Regression Analysis of Factors Related to Survival in Optimal and Suboptimal of all EOC Patients (n = 735). Multivariate Cox Regression Analysis of Factors Related to Survival in Suboptimal of all EOC Patients (n = 735).
The similar results were obtained in 661 EOC patients treated with carboplatin, except that the OS of early-onset mild vs late-onset mild CIN was not statistically significant in patients with advanced ovarian cancer (Supplementary Table S2-S5 and Supplementary Figure S2-S3).
Discussion
Although our study showed no significant difference for the prognosis between EOC patients with and without CIN, early and late CIN, mild and severe CIN, further subgroup analysis revealed that the CIN group was significantly related with better PFS and OS in suboptimal surgery advanced EOC.
CIN is a common side effect caused by chemotherapy, which is manifested in the reduction of neutrophiles in peripheral blood. 5 The prognostic role of CIN in multiple malignancies has been validated.7-17,19 However, the association between CIN and the prognosis of EOC was conflicting in previous reports.20,23 Therefore, we further evaluated the prognostic value of CIN in EOC in present study. Kim et al. found that CIN was not a predictor of improved PFS and OS among EOC patients treated with paclitaxel/carboplatin as first-line chemotherapy. 20 He et al. also reported that there was no correlation between severity of CIN and prognosis. 23 Consistent with previous results, our study also suggested that the prognosis has no significant differences between EOC patients with and without CIN, early and late CIN, mild and severe CIN. But He et al. found that patients with early-onset CIN showed improved median PFS (23 vs 9 months; P < .001) and OS (55 vs 24 months; P < .001) than non-early onset in 255 serous EOC patients. 23 The contradiction for the prognostic role of CIN onset time might contribute to the different pathological types and different sample size.
Considering the prognosis was varied in different status of EOC, further subgroup analysis would provide more precise results. Rocconi et al. validated that neutropenic patient showed improvement prognosis (PFS: 14 vs 6 months, P = .01, OS: 45 vs 29 months, P = .03) and chemotherapy sensitivity rates (69% vs 44%, P = .001) compared to non-neutropenic patients with primary EOC (stage II-IV). 19 Additionally, when stratified by debulking status, neutropenia conferred a survival advantage in suboptimally debulked patients, but only demonstrated marginal improvements in optimally debulked patients. 19 Tewari et al. performed a pooled analysis including 3447 patients with advanced (stage III/IV) ovarian and peritoneal carcinoma, and found that patients developed neutropenia survived significantly longer than patients who did not (OS: 47 vs 38 months; P = .04). 7 Unfortunately, the chemotherapy in this study adopted multiple experimental triple regimens, which might affect the prognosis outcome. Similar to previous result, our study also revealed that CIN was an independent predictor of better PFS and OS in advanced EOC after suboptimal surgery, and OS in CIN group and early-onset mild group were significantly longer than non-CIN and late-onset mild group for advanced EOC. There was still no relevance between CIN and prognosis in early stage or optimal surgery EOC, which might due to their good prognosis.
Tumor cells and neutrophil in same patient was usually considered sharing similar pharmacokinetics to the chemotherapy, so CIN might reflect the drug sensitivity of tumor cells. 16 The effect of chemotherapy depends on drug dose because of the narrow therapeutic window of cytotoxic drugs. 24 Insufficient dose leads to poor curative effect, and excessive dose leads to severe side effects including death. 25 But it is too expensive and unrealistic to measure drug plasma concentration in each patient. Therefore, compared with traditional dosing strategies, CIN might be one simple and reliable indicator for adjusting chemotherapy drug dose according to our findings. Moreover, previous studies have recognized that inflammation in tumor microenvironment plays crucial roles in tumor cell survival, proliferation, and migration.26-29 Neutrophils enhance tumor angiogenesis by releasing proinflammatory cytokines and matrix metalloproteinase9 (MMP9). In addition, neutrophils restrain antitumor immune by releasing argininase 1 to inhibit T cell function.30-34 Therefore, we deduced that CIN might improve survival through promoting anti-tumor immunological response and disrupting angiogenesis, although the intrinsic mechanisms are still needed to be further clarified.
In addition, previous research had showed that ascites plays an important role in the invasion and metastasis of tumor by producing cytokines and growth factors. 35 Colozza et al. also found that ascites was the only significant prognostic factor in patients with advanced EOC. 36 Consistent with previous results, our study also validated the prognostic role of ascites in advanced EOC. Furthermore, we found that age was an independent prognosis factor in suboptimal surgery EOC patients. Tewari et al. also validated that age (<50 years) was an independent favorable prognostic predictor in advanced EOC. 7 We speculate that the favorable prognosis in younger patients may be due to the fewer complications and better chemotherapy tolerance. 37
Our study has several limitations. First, the sample size used in present study lacked calculation and justification due to the retrospective character. Second, platinum-based chemotherapy was used, so further study stratified by certain chemotherapy regimen would be needed. Nevertheless, present study was a relatively large sample reports to evaluate independently the relationship between CIN and the prognosis of EOC treated with platinum-based chemotherapy.
Conclusion
Taken all together, CIN was strongly associated with better prognosis in advanced EOC and suboptimal EOC, even though CIN showed no correlation with prognosis in all EOC patients. We believe that CIN might be potentially used as an easy and reliable indicator for favorable prognosis and adjusting chemotherapy dose in advanced EOC, especially with suboptimal surgery. Further large-scale prospective studies are warranted for confirming the role of CIN in EOC prognosis and clarifying its intrinsic regulatory mechanism.
Supplemental Material
Supplemental Material - Chemotherapy-Induced Neutropenia as a Prognostic Factor in Patients With Advanced Epithelial Ovarian Carcinoma
Supplemental Material for Chemotherapy-Induced Neutropenia as a Prognostic Factor in Patients With Advanced Epithelial Ovarian Carcinoma by Yaping Xu, MM, Mingjing Wei, BM, Xiaodong Cheng, MD, and Xiao Li, MD in Cancer Control.
Footnotes
Author Contributions
Yaping Xu and Mingjing Wei contributed to data curation and project administration. Yaping Xu contributed to formal analysis and methodology. Xiao Li contributed to conception and original draft. Xiao Li and Xiaodong Cheng contributed to supervision and reviewing the final manuscript.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research was supported by Key research and development program of Zhejiang province (2019C03010) and Hangzhou Medical and health science and Technology Project (0020190447).
Ethics Approval
The study was approved by the Ethical Committee of women’s hospital, Zhejiang University School of Medicine (IRB-20200236-R).
Informed Consent
We have obtained the waiver of informed consent for our study.
Supplemental Material
Supplemental material for this article is available online.
References
Supplementary Material
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