Abstract
The present article considers Francis Bacon’s
Outset
In the winter and spring of 1619, Northern European and confessionally Protestant states were agitated by intelligence reports of military rearmament and naval build-up in Spain. The government of King James VI and I, on the Privy Council of which Francis Bacon sat as Lord Chancellor, ordered the seizure and opening of ingoing and outgoing correspondence from Spain, opening the mail of the Spanish embassy. The King’s son-in-law by marriage, the Count and Elector Palatine Frederick V, who had been offered and had accepted the kingship of Bohemia, wrote to the members of the English Privy Council urging English military and financial support for Protestants in Bohemia. 3 Writing in French, the Lord Chancellor replied to the Elector in a manner that was martially non-committal but no less verbally supportive, addressing the Palatine Elector as “the best bulwark, after the Kings of Great Britain, of the most healthy part of Christianity.” 4
From this letter, Bacon turned to the composition of a white paper advocating war with Spain and intervention on the behalf of Protestant powers in the nascent 30 Years’ War,
A Short View I: The Forces of Britain and Holland
Five years later, in his
In
To an objector who might raise the long-reigning Edward III (regnant from 1327 to 1377), 9 a king who conquered much of France under the English sword, as a potential counter-example, Bacon breaks immediately to a defense of his opening assertion of James’s power relative to James’s predecessors. The loss of an English military presence in France, with the English forfeiture of Calais in 1558, is more than offset by the acquisition of Scotland into Britain and the reduction of Ireland “into a more absolute state of obedience.” 10 Moreover, Bacon contends that Calais was more trouble than it was worth. 11 “The footing we had in France was rather a greatness of trouble unto us than of strength,” Bacon writes. 12 A sea-walled isle is a fortress less pregnable than a lone outpost across the Channel. 13 No less, Calais “was always in division: it held us in a continual flux of treasure and blood: we never attempted it in front but it attempted us in the rear; which did both distract our armies and aggravate the charge.” 14
Bacon announces that “his Majesty hath brought another whole kingdom to England; undivided from us either in amity or seat.” The union of the kingdoms in the person of their monarch, James, is, in Bacon’s
Bacon moves from assessing the geostrategic situation of Britain to assessing the forces of its foremost ally, the United Provinces of the Low Countries. Commending the Dutch as “the powerfullest nation at the sea that now is in the world” and commending the Dutch army as “the best military school in the world,” Bacon recommends combining the Dutch and English armies, with the Dutch soldiers made officers over English infantry.
18
More than a decade prior, in 1608, writing his private diary, the
From the situation in Holland, Bacon shifts to English morale and English resources. Bacon holds English morale to fight the Spanish undiminished by local confessional divisions. When assessing Britain’s strength, Bacon is keen to note that he thinks it unlikely that English Catholics would welcome a Spanish invasion and side with the Spanish invaders over their lawful sovereign, James. Rather, Bacon implies, he holds English Catholics more likely to fight loyally for England against the pretenses of a potential Spanish invasion. “And far be it from me to think that many even of those that hold no communion with us in the Church should give other nations the cause to say that in England are the false men that take up God’s weapon against him and their own weapons against themselves, in the favour of a foreign ambition, that make the pretence of religion but a port-hole to lay his artillery out at, or his scaling ladder to assault by.” 21
Addressing the revenue question and the claim that Britain lacks the crown revenues to conduct warfare and maintain armies in the field and naval vessels at sea, Francis Bacon turns to his favored rhetorical strategy: the deployment of witness testimony. Speaking to “the second point touching the wealth of the kingdom,” imaginatively and fictively, Bacon calls the Spanish state council into the witness stand, writing that “if I did call the Council of Spain itself to give judgment in the cause, I should need no better sentence to condemn their opinions that think the King of Great Britain poor.” James VI and I had struggled mightily with Parliament from 1611 onward to pass Bills of Supply to augment crown revenues, with limited efficacy. 22 Were war to be opened between Britain and Spain, Bacon holds, the revenue question for Britain would be solved, as intercepted correspondence of Spanish ambassadors and counselors itself attested. Referring to the Spanish King and his ministers, Bacon noted that “Their master knows well enough he shall find it otherwise whensoever he shall undertake to attempt us, or we them.” Bacon here subtly but surely indicates that James’s fiscal policies of taxation have been undermined by pursuit of a pacific policy of faux-amity, marital bargaining, and détente with Spain. A reversal of James’s foreign policy toward Spain would, in Bacon’s briefly articulated view, amount to a reversal of fortune (and an attendant reversal of state revenue).
Excursus: Francis Bacon on the Spanish Match
Dwelling for a moment on Jacobean foreign policy, Bacon’s view of the Spanish Match in its various iterations and at its various stages is often left unclear, underdescribed and misreported in scholarship, with writers, among them the estimable (and rightly esteemed) Spedding, contending that Bacon favored this policy. 23 The evidence for attributing such a stance to Bacon merits a brief reconsideration.
Writing as Lord Keeper to James VI and I in the spring of 1617, as negotiations for a Spanish match between the Infanta and the Prince of Wales were underway, Bacon offered a cautionary note to James in pursuing this course while the Privy Council was divided on the matter. “I do foresee,” the Lord Keeper claimed, “in my simple judgment, much inconvenience to insue, if your Majesty proceed to this treaty with Spain, and that your Council draw not all one way.” Bacon then recurs to the ill-starred precedents of division in the Privy Council on matter of policy. “I saw the bitter fruits of a divided Council the last Parliament; I saw no very pleasant fruits thereof in the matter of the cloth.” 24
What is past in precedent is prologue in what is to come, Bacon counsels his King, in the matter of the Spanish match and a divided Privy Council: “This will be of equal, if not more inconvenience; for wheresoever the opinion of your people is material (as in many cases it is not), there, if your Council be united, they shall be able almost to give law to opinion and rumour; but if they be divided, the infusion will not be according to the strength and virtue of the votes of your council, but according to the aptness and inclination of the popular. This I leave to your Majesty in your high wisdom to remedy.” 25
Bacon’s claim is that
A Short View II: The forces of Spain
Returning from Bacon’s gentle counsels to James on the folly of marital diplomacy with enemies to Bacon’s arguments in
As Britain, by Bacon’s assertion, is stronger than it at first sight appears, Spain is correspondingly weaker than its imperial ambit in 1619 might suggest. Bacon holds Spain to be open to attack, navally vulnerable, and economically in ruins. Militarily, Bacon suggests, Spain is spread too thin. Of the Spanish King, Bacon holds that because “His dominions are so far in distance asunder” these same Spanish dominions “cannot give relief time enough one to another upon an alarum.” This means, Bacon contends, that a quick and unexpected assault upon Spain could be devastating not least because the Spanish monarch “is more powerful to assault than to defend.” 28 Putting Spain upon the defensive would diminish Spanish power. Yet, that would require an assault upon Spain or its imperial possessions or, perhaps, both at once.
Beyond its imperial expanse which makes it open to assault, Bacon holds that Spain is navally vulnerable. The Spanish crown “hath more to do with shipping than any other prince, yet hath few seamen at his devotion, but by extreme charge; and those of the worst sort.” This means that Spain is undersailored and overdrawn in its commitments: a naval assault upon Spain, Bacon reasons, has some chance of success.
Not least, Spain is in arrears to such an extent that it cannot pay its armies.
29
Bacon writes that the Spanish monarch’s “poverty heretofore hath appeared in the mutinies of the Low Countries’ armies for want of pay: which was a great cause of his ill success there.”
30
That was then: Spain’s finances, in Bacon’s
A Short View III: Designs
Seeing Spain weak in matters military, naval, and economic, both open to an assault and dependent in revenue upon its overseas empire, Bacon proposes a thought experiment, which is not merely offered as food for thought. If one wished to inquire into Spain’s “weakness or strength,” it would serve well to ask whether Spain “be able to stand upon terms of defiance and yet hold the Indies?” Bacon’s answer to his thought experiment is blunt: “I think not.” 32 The following test might be made, Bacon suggests: a two Armada blockade of both Spain and its overseas holdings might test Spain’s weaknesses to their breaking point. “His Majesty of England joining with the States of the United Provinces is of power to raise two Armadas, the one to block up Spain, the other to block up the Indies,” Bacon observes. “The least success that may be hoped for out of this enterprise, the cutting off his returns, would beggar” Spain. Bacon’s thought experiment is not merely theoretical but a policy recommendation, a design propounded for choice. 33 Indeed, Bacon is so bold as to claim of this two Armada proposition that “This is a right design and a great one: such an one as I wish we had all the treasures and all the valiant blood of our ancestors to bestow upon.” 34
To Bacon’s dual Armada proposal for the encirclement, blockade and assault upon Spain and its overseas possessions, an objector might note that “peace with a true neighbor is a condition to be embraced.” 35 To this objection, Bacon replies that there are problems with Spain’s conduct in the past and problems with Spain’s inclinations in the present foreseeably continuing into the time ahead. Spain, Bacon avers, is ultra-violent and “hath trodden more bloody steps than any state in Christendom.” 36 Bacon here brings his critique of the 1604 Treaty of London and James’s matrimonial diplomacy to the fore: “Look into the treaties and the negociations of his ministers abroad. You shall find as much falsehood in these as blood in the other.” 37 The hope of peace by matrimony in a Spanish match, too, is, in Bacon’s view, delusional, with Bacon amplifying his 1617 critique of marriage diplomacy in stronger and more direct terms. Spain, Bacon writes, “holds league with none but to have the nearer access to do harm by; and a match in kindred shall not hinder it.” 38
Even if one were so inclined as to forget the past, Bacon avows, Spain is unlikely to become an amicable neighbor in the time to come. The problem here is twofold: the Spanish retain a will to empire and the Spanish culture of the Inquisition, which, in Bacon’s view, is inimical to peace (as it is also, in his view, inimical to Bacon’s own philosophic endeavors). Spain’s “ambition to the empire, so long as he holdeth the Indies, will never die”
39
and, in Bacon’s
The Dutch, Bacon avers, would be well disposed to the design, and in concluding his brief, Bacon commends his design to James as
After this note of faith, Bacon closes by reference to Britain’s populousness, which had heretofore gone unmentioned in Bacon’s
Bacon's New Atlantis and the Politics of Empire
It is against the background of the
It is a fact universally acknowledged that Francis Bacon’s
Bacon’s quasi-utopian fable remains an enigma. Sailing from Peru for China and Japan, a set of Spanish-speaking yet English-narrating sailors find themselves stranded aboard ship without rations amidst fickle winds in the South Pacific.
43
The sailors are seemingly miraculously saved when a large island appears before them. To this island, the sailors go ashore, where, in a series of set speeches and encounters, the island of Bensalem and its scientific, political, and cultural institutions are disclosed to the sailors, the narrator, and the readers of Bacon’s fable. The fable, on its surface, offers a pacific ideal commonwealth not wholly dissimilar to that depicted within the narrative frame of Thomas More’s
The Bensalemites address the sailors as people acquainted with the works of Thomas More and with the works of Plato (the latter then central to English university education which Bacon himself had received). 44 The Bensalemites do not engage the sailors as readers of Aquinas, Vitoria, and Suarez, all writers with whom learned Spaniards of Bacon’s time (and Englishmen of Bacon’s ilk) 45 were well-acquainted. If Bacon’s sailors are Spaniards, they are Spaniards of a different sort. One way or another, the sailors who sojourn to Bensalem have moved beyond the scholastics.
The island in Bacon’s fable, Bensalem, is a place where the streets are fair 46 and the poetry is excellent. 47 The island is endowed with feasts at which “music and dance, and other recreations” are supported at public expense. 48 The people of Bensalem offer acclamations of assent. 49 The island is governed monarchically by a king, who has solved all his problems of public finance and who is otherwise never observed in the narrative. 50
As the sailors approach the island they espy the “port of a fair city,” invoking comparison with the kallipolis of Plato’s
How might we best interpret this fable? In some sense, parts of the fable are to be read autobiographically: in the descriptions of the institutions of Bensalem there are obvious correctives to late marriage and to public servants taking bribes on account of insufficient salary, both issues which troubled Bacon’s own life.
Yet, within the text of Bacon’s
To what extent can Bacon’s definition of peace, as a power’s incapacity to be harmed, 54 shed light on how we read Bacon’s utopic fable? Quite explicitly, the island of Bensalem satisfies Bacon’s definition of a power at peace. The state governor of the Strangers’ House in Bensalem stresses to the European sailors that the residents of Bensalem “know well most part of the habitable world, and are ourselves unknown.” 55 Bensalem is a power which other powers are incapable of harming militarily, in no small part because they do not even know that it is there. If knowledge is power, then it would seem to follow that ignorance is impotence, and the impotence of Bensalem’s opponents is guaranteed by their ignorance of its existence.
Beyond presenting an island utopia satisfying Bacon’s definition of peace, the narrative of the
Across his scientific and literary corpus and political career, Francis Bacon was not unconcerned with voyages to and possession of the “Indies.” In his
It is to these “West Indies” no less than to the “Lowe Countries”
59
that Bacon’s ultramarine imperial projects are directed. In his
No less, Bacon’s claims that rule of the seas entails the treasure of the Indies, East and West, are echoed in his utterances in Parliament during the debates over the naturalization of Scottish subjects in England. In the House of Commons on 17 February, 1606/7, Bacon stressed that “I hold our laws, with some reducement, worthy to govern, and it were the world.” 68 “The world” includes both the East and the West Indies, and Africa, Asia, the Pacific Ocean, and the entirety of Europe as well—with little room remaining for the laws of the Spanish empire, the Vatican, or the Ottoman Empire. Bacon did not need to say this in the 1606 Parliament: English law governing the world directly contradicted King James’s preferred policies in all matters of foreign affairs, not least, every article of the 1604 Treaty of London. Nonetheless, in arguing for Scottish naturalization, Bacon made the fitness of naturalization for empire a key component of his argument.
In his
In Bensalem, the reader may hear a potential echo of Bacon’s preferred military stratagem of dividing an opponent’s forces, via blockade or troop maneuver, in his description of the mythic military founder of Bensalem, Altabin, “a wise man and a great warrior,” who “knowing well both his own strength and that of his enemies, handled the matter so, as he cut off their land-forces from their ships; and entoiled both their navy and their camp with a greater power than theirs, both by sea and land; and compelled them to render themselves without striking a stroke.” 70
Bacon’s mythic martial founder applies the strategy to the enemies of Bensalem which Bacon persistently advocated in his discussions of England’s relations to Spain: mass superior forces, divide one’s opponent, and demand an unconditional surrender.
In the
Returning to
Further, in Bacon’s Bensalem, the population issue, whereby overpopulation or “surcharge of people” threatens to engender poverty and discontentment, which Bacon regards as the material causes of civil war, has been satisfactorily resolved. In early editions of the
Reading Bacon’s
Outlook
The disembarkation point of Bacon’s
Footnotes
Acknowledgments
The author would like to thank audiences at the School of Politics and International Relations, University of Nottingham, Cambridge International Relations and History workshop, the Georgetown Political Theory Workshop, and at the Department of Government at the University of Texas at Austin for their intellectual engagement and questions, and Danielle Charette, Erin Dolgoy, Stefan Eich, Nate Gilmore, Kinch Hoekstra, Ben Holland, Kimberly Hurd Hale, Helen McCabe, John P. McCormick, Svetozar Minkov, Lorraine Pangle, Thomas Pangle, Nayeli Riano, Jason Sharman, Richard Serjeantson, Devin Stauffer, Shannon Stimson, Maurizio Viroli, Joanna Williamson, David Lay Williams, Ayşe Zarakol, the editors of
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
