ALIS: A novel metric in lineage-independent evaluation of scholars

Abstract

Evaluative bibliometrics often attempts to explore various methods to measure individual scholarly influence. Scholarly independence (SI) is a unique indicator that can be used to understand and assess the research performances of individual scholars. The SI is a rare quality that most funding agencies and universities seek during funding decisions or hiring processes. We propose author lineage independent score (ALIS), a unique model to measure SI of a scholar by using his or her academic genealogy tree as the underlying graph structure. The analysis is performed on real data of 100 authors, collected from the Web of Science (WoS) and the Mathematics Genealogy Project. The analysis is further validated on a larger scale, on a simulated sample of 10,000 authors. The simulation exercise is the proof-of-concept for scalability of the metric and the proposed optimisation model. ALIS exploits genealogical relationships between scholars and their mentors and collaborating communities and constructs an influence scoring model based on the Genealogy tree structure of the respective scholars. The implications from the theoretical model are found to be profound in tracing known and recursive citation patterns among peers. The genealogy tree is used to investigate the advisor–advisee relationship and lays the foundation for defining metrics used to calculate the various indicators such as non-genealogy citations (NGCs), non-community citations (NCCs) and other citation quotient (OCQ). As these indicators/parameters are novel and thus not readily accessible, algorithms are written to compute these indicator values for the scholars under study.