Abstract
The purpose of the present paper was to review psychological theories of autism, and to integrate these theories with neurobiological findings. Cognitive, theory of mind, language and coherence theories were identified, and briefly reviewed. Psychological theories were found not to account for the rigid/repetitive behaviours universally described in autistic subjects, and underlying neurobiological systems were identified. When the developing brain encounters constrained connectivity, it evolves an abnormal organization, the features of which may be best explained by a developmental failure of neural connectivity, where high local connectivity develops in tandem with low long-range connectivity, resulting in constricted repetitive behaviours.
The essential features of autistic disorder are the presence of markedly abnormal or impaired development in social interaction and communication, and a markedly restricted repertoire of activity and interests. The impairment in social interaction is gross and sustained, and there may be marked impairment in the use of multiple non-verbal behaviours (e.g. eye-to-eye gaze, facial expression, body postures and gestures). There may also be a lack of varied, spontaneous make-believe play, or social imitative play appropriate to developmental level. Speech development is delayed and the pitch, intonation, rate, rhythm or stress may be abnormal, with abnormal grammar and repetitive use of language or idiosyncratic language. Behavioural symptoms include odd responses to sensory stimuli (e.g. oversensitivity to sounds or being touched, and fascination to certain repetitive stimuli and a lack of fear in response to real danger), as well as overactivity, short attention span, impulsivity, aggression, and self-injurious behaviour.
Asperger's disorder is defined by similar criteria to autistic disorder, namely qualitative impairment in social interaction and restricted, repetitive and stereotyped patterns of behaviour, interests and activities, but specifies that there is no clinically significant general delay in language. Autistic spectrum disorders (ASD) include autistic disorder and Asperger's disorder (DSM-IV) [1]. According to Allen
Theory of mind
The theory of mind (TOM) hypothesis seeks to explain pragmatic impairments of language and communication in terms of social deficits with some specific accompanying neurocognitive deficits. The cognitive theories of Boucher, and Rutter also consider as central the autistic child's difficulty in understanding other people's mental states [3, 4]. According to Baron-Cohen, TOM starts from the premise that mental states are not directly observable, but have to be inferred, requiring a complex cognitive mechanism [5]. Thus the cognitive theory places more emphasis on the ability to infer mental states, such as ‘beliefs about something’ implying intentionality, rather than emotions. Baron-Cohen describes this ability as the attribution of mental states with content to others, as a TOM [6] because it involves the person postulating the existence of mental states, and using them to explain and predict another person's behaviour. ‘Our beliefs about or concepts of the physical world may be called ‘primary representations’. ‘However our beliefs about other people's mental states (such as their beliefs and desires) are representations of other representations’, which may be called ‘second-order representations’, or ‘meta-representations’ [7, 8]. The cognitive theory points out that in autism the capacity for meta-representation is impaired. Thus according to Baron-Cohen the cognitive theory proposes that the observed pragmatic deficits in autism are those that would be expected if autistic children are using language without a TOM [5].
Tager-Flusberg has approached these issues by comparing studies of William's syndrome (WMS) and autism [9]. The TOM hypothesis has been thought to explain the failure of children with autism on tasks investigating TOM, and to also explain deficits in pretence, social functioning and communication. These deficits were taken as evidence in support of the modularity of the mind. In contrast, WMS is thought to be characterized by sparing in the TOM domain, because of relatively good language skills, excellent face processing ability, strong social interest and attention to faces and people. However, Tager-Flusberg points out that the TOM hypothesis of autism has been criticized on the basis that mentally retarded children and adolescents also show TOM deficits as reported by Zelazo
Baron-Cohen and Tager-Flusberg have shown that adolescents with WMS performed no better than IQ-matched controls on TOM, false belief and explanation of action tests [5, 9]. Tager-Flusberg has proposed a two-component model to help explain the aforementioned contradictory findings [9, 11]. The model describes a primary social–perceptual and a higher-order social–cognitive capacity. The latter refers to the meta-representational capacity to make more complex cognitive inferences about the content of mental states, requiring information across time and events. Tager-Flusberg describes the early social–perceptual deficits in autism as being associated with failure to perceive others as intentional as well as joint attention deficits [9].
Boucher reviewed the hypothesis that autistic people have impaired meta-representative ability, and as a result, lack a TOM [12]. According to Boucher, the term ‘TOM’ derives from a paper by Premack and Woodruff entitled ‘Does a chimpanzee have a theory of mind?’ [6]. Premack and Woodruff described experiments in which chimpanzees exhibited rudimentary understanding of the mind of others, although the question remains a matter of debate. Boucher points out that both Perner, and Leslie and Frith used the term ‘theory of mind’ in a narrow sense [12–14]. Perner suggested three levels of representational abilities. At the first level a child encodes perception (knowledge base). At the second level the child is able to manipulate his/her knowledge base to engage in pretend play and distinguish between things real and imaginary, while at the third level the child becomes able to reflect on his/her own representations. Perner calls the ability to reflect on alternative models or representations of the world ‘meta-representation’, and maintains that only at this stage can a child be said to have a TOM [13].
Leslie also maintained that pretence, like TOM, involves second-order representations and that pretence is a manifestation of a primitive TOM [15]. Leslie defined pretend play as requiring at least one of the following: (i) one object is substituted for another; (ii) non-existent properties are attributed to an object; and (iii) absent objects are imagined.
Leslie suggested that pretend play was dependent on second-order representations, requiring first a primary representation and then a secondary representation, which is a copy of the primary representation, but can be manipulated in play, without distorting the original primary representation, utilizing a decoupling mechanism [15].
According to Boucher, one of the difficulties in assessing the TOM hypothesis of autism is that there has been no clear statement of what is meant by key terms such as ‘theory of mind’ and ‘meta-representation’ [12]. She outlined a definition, which might be acceptable to its proponents as: (i) that autistic individuals have impaired ability to attribute mental states to others; (ii) that this is caused by some specific impairment of higher-order representational capacity; (iii) that this specific impairment, when fully understood, will be seen to be primary, in the sense of not itself being in need of further behavioural explanation and being able to explain all the criterial features of autistic behaviour.
Thus impairment of higher-order representational capacity is consistent with a higher-order domain-general incapacity.
Boucher questions whether the fact that autistic children appear not to attribute mental states to others means that they are not able to attribute mental states to others [12]. She quotes her own work, which suggests that autistic children can pretend play as adequately as language-matched controls, but do not spontaneously do so. For example, Lewis and Boucher reported a study in which autistic children spent less time than controls in both pretend and non-pretend (functional) play [16]. Boucher suggests that autistic children's paucity of spontaneous imaginative play (both functional and pretend) is at least partly the result of a problem with motivation or initiative [12], and also points out that the TOM hypothesis is a circular argument in that autistic children's impaired ability to attribute mental states to others is caused by impaired meta-representative ability. Thus other tests than pretend play are required to break this circularity. DeGelder argues that it is likely that lower order biological functions are impaired in autism, because autism originates in infancy, long before there is evidence of an impaired TOM [17].
Thus while TOM describes aspects of the psychological functioning in autism, deficits are also observed in mental retardation, and autistic phenomena are described at an earlier developmental stage than that expected for TOM.
Language in autism
Walenski
The authors describe pragmatics as the use of language appropriately for the social and real-world contexts in which utterances are made, including interpreting a speaker's intended meaning across different social contexts. Widespread pragmatic impairments have been described in autism and ASD. Prosody is described as the timing, rhythm and intonation of speech. The pragmatic functions relate to non-grammatical pauses, and the use of stress in language. Prosodic deficits are common in ASD, as are difficulties with metaphor, irony and jokes. According to Walenski
According to Tager-Flusberg, language is integrally linked to the social–cognitive component of TOM [9]. Astington and Jenkins were able to show that language and, in particular, syntactic knowledge, predicted later TOM in a longitudinal study of preschoolers [19]. Tager-Flusberg describes studies that postulate that sentential or tensed compliments, which allow for the embedding of tensed propositions under a main verb, are a prerequisite of children's acquisition of a representational TOM. Thus although a main clause may be true, an embedded clause may be false [20]. Tager-Flusberg concluded that her claim for the distinction between perceptual and cognitive levels for representing mental states was consistent with other accounts of the hierarchical nature of representational systems [9].
Baron-Cohen reviewed the literature describing language and pragmatics (social use of language) in autism [5]. He described an affective theory and a cognitive theory. The affective theory proposes that the social and communicative deficits in autism are primarily affective. The theory articulated by Hobson starts from the assumption that normal infants are pre-wired to be sensitive to and comprehend another person's emotions, which are perceived ‘directly’ in their bodily expressions [21]. He then proposes that the development of a symbolic capacity and a conceptual role-taking ability are both directly derived from the infant's affective relationships with others. The infant thus comes to appreciate another person's way of conceiving and seeing an object, and it is this that provides the infant with the notion of symbolic interpretation and other people's conceptual viewpoints.
Baron-Cohen points out that while Hobson's model may account for his 1986 experiment showing that autistic children have difficulty in matching facial, vocal, and gestural emotional expressions, it does not necessarily imply difficulty in understanding beliefs [5]. A second axiom of Hobson's theory is that a non-functional ability to perceive people's emotional states is an inability to abstract and symbolize, accounting for autistic children's deficits in pretend play. However, Baron-Cohen believes that the mechanism by which the development of a symbolic capacity occurs requires more clarification and empirical evidence.
The procedural deficit hypothesis (PDH) posits that grammatical impairments in the disorder, including syntax, morphology, and phonology are explained by neurocognitive deficits in the procedural memory system, whereas lexical knowledge, which depends on the declarative memory system, remains relatively spared. The PDH is, according to Walenski
In contrast to the procedural memory system, the declarative memory system is described as subserving long-term learning representation and the use of knowledge about facts (somatic memory). The medial temporal structures, that is, the hippocampus and parahippocampal gyrus, consolidate new memories, which eventually depend on neocortical areas, such as the temporal lobes. The authors believe that declarative and procedural memory systems interact both cooperatively and competitively. However, dysfunction of one system can lead to enhancement of the other. Thus Walenski
The language theory thus suggests a relative imbalance in neurophysiological aspects of language development, favouring a mechanical memory-based language system.
Central coherence theory
Frith proposed that autism is characterized by a ‘specific imbalance in integration of information at different levels’ [24]. She points out that a characteristic of normal information processing is the tendency to draw together diverse information to construct higher-level meaning in context, ‘central coherence’. Frith proposed that central coherence is disturbed in autism, providing a parsimonious explanation of the aforementioned deficits and assets. Shah and Frith cite data from the embedded figures test, which demonstrated that autistic children picked out hidden figures more rapidly than controls [25]. The authors suggested that there was preliminary evidence that the central coherence hypothesis was a good candidate for explaining ‘idiot savant’ phenomena and that the central coherence hypothesis might explain executive function deficits in autism, in which inhibition of pre-potent reactions was dependent on recognition of context-appropriate responses. An area for future definition was the level at which coherence is weak in autism. ‘While Block Design and Embedded Figures tests appear to tap processing characteristics at a fairly low or perceptual level, work on memory and verbal comprehension suggests higher-level coherence deficits’. The authors indicate that a way forward might be to contrast local coherence within modular systems, and global coherence across these systems in central processing. For example, they suggest that within text there may be the word-to-word effect of local association, as well as the effect of sentence context, and the longer effect of story structure [25].
Frith and Frith have pointed out that the success of human social interactions depends on the development of a ‘social intelligence’, whose components include knowing one's place in society, learning from others and teaching novel skills to others [26]. According to Frith and Frith, mental state attribution is demonstrated by age 4, for children, where deliberate deception is commonplace. Children orient towards persons and imitate observed actions by 18 months. However, autistic children appear not to orient towards other people's attention focus and do not engage in pretend play, or understand false belief (for example in the ‘Sally–Anne’ task most 4-year-olds recognize that Sally, who has not seen Anne transfer a ball from one hiding place to another, will think the ball is in its original hiding place, but this ability is lacking in autistic children).
According to Frith and Frith abilities such as recognition of subtle differences in emotional expression, recognition of other individuals, and recognition of their status and relationships developed in the monkey before the emergence of mentalizing [26]. These abilities are thought to depend on complex and sophisticated object recognition of the kind supported by the ventral system. Frith and Frith believe that the emergence of mentalizing requires the development of capabilities relating to the representation of actions and the intentions behind them [26]. While Frith and Frith relate central coherence deficits to the emergence of mentalizing ability, it is also possible that lack of central coherence relates to an underlying lack of integration of modular perceptions, as suggested by Frith [24].
Repetitive behaviour
Frith and Happe have pointed out that the mentalizing deficit theory of autism does not explain all features of autism [27], including: (i) restricted repertoire of interests [28]; (ii) obsessive desire for sameness [29]; (iii) islets of ability [30]; (iv) idiot savant abilities [31]; (v) excellent rote memory [30]; and (vi) preoccupation with parts of objects [1].
Boucher argued that social and communicative impairment are unlikely to be completely explained by impaired meta-representation [12]. For example failure to use available language and repetitive use of language are not so easily explained in this way. Importantly, Frith and Happe state that repetitive behaviour, including restricted repertoire of interests and obsessive desire for sameness, cannot be explained in terms of impaired meta-representation [27]. Wing described a triad of impairments in autism consisting of (i) social impairment; (ii) communicative impairment; and (iii) impairment of imaginative activity, with substitution of repetitive activity [32]. The triad is similar to the DSM-IV, but significantly TOM explanations do not explain the restricted, repetitive and stereotyped patterns of behaviour in her triad (which may require a domain-general deficit to explain the control of behaviour by lower-level stereotyped routines).
The important omission of restricted repetitive behaviour patterns tends to strengthen Boucher's argument that the fundamental features of autistic disorder are not completely accounted for by impaired meta-representation or TOM. Turner noted that the importance of repetitive behaviour to the autistic syndrome has been emphasized since Kanner [30], although it was sometimes regarded as a marker of non-specific impairment [33]. A second reason for the apparent lack of interest in repetitive behaviour is the assumption that the behaviours function as a coping mechanism, and thus as a secondary feature of the disorder. However, such accounts fail to explain why repetitive behaviours are so ubiquitous, pervasive and enduring in autism.
Turner systematically investigated the various theories of repetitive behaviours in autism [33]. She first described a taxonomy of repetitive behaviours, including tics, stereotypic movements, self-injury, stereotyped manipulation of objects, abnormal object attachments and preoccupations, insistence on sameness of environment, rigid adherence to routines and rituals, repetitive use of language, circumscribed interests and obsessions and compulsions. These behaviours are characterized by (i) high frequency of repetition; (ii) the invariant way in which the behaviour or activity is pursued; and (iii) inappropriateness or oddness in its manifestation or display.
Turner compared 22 high-functioning autistic children and adults with a verbal IQ >75 and 22 learning-disabled individuals with autism and IQ <75, as well as two groups of age-, sex-, and ability-matched controls [33]. She found that 98% of the autistic subjects displayed repetitive behaviours in three or more of the 11 classes of the aforementioned behaviours in comparison with 17% of controls, but showed little effect of age or ability on the repetitive behaviour. Turner suggested that the findings support Kanner's original assertion that repetitive behaviour is a core feature of autism [33]. Thus ‘if we want to provide a full explanation of the pervasive tendency to repetitive behaviour that characterizes autism, and sets it apart from other clinical disorders, then we must look towards those hypotheses which provide a mechanism of autistic repetitions’.
Turner also investigated whether the TOM deficit is able to explain repetitive behaviour [33]. The theory predicts that levels of repetitive behaviour will be highest when the individual is in a novel or unpredictable social situation, and lowest in a highly familiar environment. However, most studies report that rates of stereotypic behaviour are lowest during periods of social interaction.
The theory of central coherence explains the performance of autistic subjects in terms of inability to integrate perceptual information, leading to a focus on seemingly insignificant details of the environment [24]. According to Turner this account is consistent with the common insistence that even minor features of the environment remain unchanged, including the narrowness of repetitive behaviour [33]. However, when Turner investigated the relationship between performance on the Children's Embedded Figures task and four domains of repetitive behaviour, she found no difference between high and low scorers on this task. Thus Turner is critical of the ability of the central coherence theory to explain the high degree of repetition and invariance characteristic of autistic behaviour.
Turner suggested that executive function, or the supervisory attentional system (SAS) is crucial to normal, flexible and adaptive regulation of behaviour [33]. Inability to inhibit actions is thought to result in perseverative behaviour. However, response perseveration does not account for inappropriate responding, although it may account for ‘stuck in set’. Turner reports that those high-functioning autistic subjects who produced the lowest number of novel responses and highest number of immediate repetitions on a Sequence task, also showed the highest number of repetitive movements and extreme circumscribed interests. However, her argument appears somewhat circular in terms of low novel responses being associated with circumscribed interests. Finally Turner found that autistic subjects produced significantly fewer responses than learning-disabled controls despite a mean IQ 40 points higher. She concluded that repetitive behaviour is associated with general disruption of a system such as the SAS, which is responsible for controlling volitional activity, but this does not explain the insistence on sameness of environment, or why repetitive behaviours are so constant across different individuals and different cultures.
Biological findings
Leckman
Belmonte
Face processing
Pierce
Amygdala theory
Pierce
Baron-Cohen
Phillips
Herba discussed developmental studies of amygdala activation to fearful faces, and pointed out that with age, there is increased prefrontal and decreased subcortical activity [40]. Thus early in development, children may have difficulty labelling neutral faces, which may be interpreted as ambiguous, giving rise to amygdala activation, whereas adults show greater amygdala activation in response to fearful facial expressions. Skuse has described an important evolutionary connection between emotions, feelings and ability to interact appropriately in social situations [41]. He notes that the amygdala responds specifically to eye contact in adults and is maximally activated by exaggerated wide-open eyes, associated with fearful expressions. Thus direct eye contact in primates can elicit an instinctive fear response of fight or flight. However, in humans, response to a stimulus that could be a threat is normally determined by a full evaluation of that stimulus by means of complex neocortical connections, allowing an appropriate social response. According to Skuse a crucial component of the modulating circuitry in humans is the recruitment of language centres, and the conscious processing of a ‘feeling’ response. Thus neural circuitry that evolved for the purpose of fear detection in others’ faces are now associated with the development of social skills [41].
Neural connectivity
Belmonte
Belmonte
Belmonte
Belmonte
According to Belmonte
The work of Courchesne
Conclusion
While theories of language, mind, central coherence and meta-representation all describe features of autism, they fail to explain the central features of repetitive behaviour, including restricted repertoire of interests and obsessive desire for sameness. These features may be best explained by a developmental failure of neural connectivity in which high local connectivity develops in tandem with low long-range connectivity, perhaps as a consequence of widespread alterations in synapse elimination and/or formation. This gives rise to a localized modular style of information processing that may explain both the psychological features and obsessive behaviour observed in autistic syndromes.
