Abstract
In ischemic stroke, positron-emission tomography (PET) established the imaging-based concept of penumbra. It defines hypoperfused, but functionally impaired, tissue with preserved viability that can be rescued by timely reperfusion. Diffusion-weighted and perfusion-weighted (PW) magnetic resonance imaging (MRI) translated the concept of penumbra to the concept of mismatch. However, the use of mismatch-based patient stratification for reperfusion therapy remains a matter of debate. The equivalence of mismatch and penumbra, as well as the validity of the classical mismatch concept is questioned for several reasons. First, methodological differences between PET and MRI lead to different definitions of the tissue at risk. Second, the mismatch concept is still poorly standardized among imaging facilities causing relevant variability in stroke research. Third, relevant conceptual issues (e.g., the choice of the adequate perfusion measure, the best quantitative approach to perfusion maps, and the required size of the mismatch) need further refinement. Fourth, the use of single thresholds does not account for the physiological heterogeneity of the penumbra and probabilistic approaches may be more promising. The implementation of this current knowledge into an optimized state-of-the-art mismatch model and its validation in clinical stroke studies remains a major challenge for future stroke research.
Introduction
Neuroimaging has become a key technology in stroke research. The current portfolio of clinical imaging modalities, e.g., multimodal computed tomography, stroke magnetic resonance imaging (MRI), single-photon emission computed tomography, and positron-emission tomography (PET) contributes to an
The large body of experimental stroke research shows that the ischemic damage has two major predictors: the severity
The experimental description of penumbra was first translated to human stroke by PET (Baron et al, 1981; Heiss et al, 1999; Lenzi et al, 1982). Although of high pathophysiological specificity, the logistic needs of PET imaging do not allow routine clinical application. The introduction of diffusion-weighted (DW) and perfusion-weighted (PW) MRI thus opened a new era of stroke imaging and a second translation was realized: from the PET-based concept of penumbra to the MRI-based concept of mismatch (Warach et al, 1995). Despite the undisputed improvements in stroke imaging with MRI, and despite very promising data from clinical studies, the evidence for the mismatch-based patient stratification, e.g., for thrombolysis, is still lacking (Mishra et al, 2010). The reasons for this ‘translational barrier’ are manifold and are the target of stroke research to improve the mismatch concept.
The following overview will highlight the current evidence of mismatch imaging in human stroke, focusing on PET and MRI. It will discuss important methodological issues and will identify needs for future imaging research.
The positron-emission tomography based concept of penumbra
The pivotal event of ischemia is the decrease of cerebral blood flow (CBF). Positron-emission tomography with 15O-water and with 15O-CO2 using arterial blood sampling allows quantitative measurement of regional flow values. This method is considered as the gold standard of CBF imaging. For human stroke, relevant flow thresholds have been identified as they may predict tissue fate in the acute phase. However, the definition of a single flow threshold in ischemia remains difficult because of several influential factors: (1) there is interindividual and age-dependent variability of CBF; (2) the thresholds obtained differ between white and gray matter (Pantano et al, 1984); (3) region of interest-based analyses yield different results compared with voxel-based analyses (Marchal et al, 1999); and (4) the duration of ischemia is an independent predictor of tissue outcome (Jones et al, 1981). In this respect, the CBF threshold that defines critical ischemia (leading to irreversible infarction) ranges from 8 to 12 mL/100 g per minute (Furlan et al, 1996; Heiss et al, 1998; Marchal et al, 1999). Tissue experiencing perfusion values below this threshold has a high probability to turn into irreversible infarction unless perfusion is quickly restored. The CBF values >20 mL/100 g per minute, on the other hand, do not lead to a functional impairment of neuronal tissue and are termed as oligemia or normoperfusion. Most important, CBF values between the irreversibility threshold and 20 mL/100 g per minute describe the ‘penumbral flow.’ Tissue with perfusion values within this range experiences a functional impairment but remains viable for a certain time (Baron et al, 1981; Heiss et al, 1999; Lenzi et al, 1982).
Perfusion imaging, however, represents a ‘snapshot’ of the dynamic process of ischemia. In contrast to animal models, perfusion imaging in human stroke cannot control for onset of ischemia or perfusion changes before imaging. For example, an initial critical ischemia (i.e., CBF values <8 mL/100 g per minute) might show a partial reperfusion (i.e., CBF values around 20 mL/100 g per minute) at the time of the imaging. Thus, the ‘snapshot’ might be misleading as the tissue may have already lost its viability. An additional parameter of tissue viability is therefore needed to better explain the tissue outcome. For PET, this ‘missing link’ is the oxygen metabolism imaged by 15O-O2 PET (cerebral metabolic rate of oxygen) (Baron et al, 1981, 1984; Baron, 1999; Heiss, 2000; Marchal et al, 1999). Values <65
It has to be kept in mind that cerebral ischemia is a dynamic process with an individual development of penumbral tissue (Heiss and Rosner, 1983). Thus, imaging findings have to be interpreted with respect to the time frame, the individual ischemic patterns and the degree of collaterals. This becomes highly relevant if imaging-based time windows for acute therapy are targeted.
The magnetic resonance imaging-based concept of mismatch
The definition of mismatch applies a two compartment approach: the infarct core is delineated on maps of DW intensity or of the apparent diffusion coefficient, the area of hypoperfusion is delineated on maps of PW imaging (Baird et al, 1997; Parsons et al, 2002; Schellinger et al, 2001). The volumetric difference between these two compartments, i.e., the tissue with normal appearance on DWI but hypoperfused on perfusion-weighted imaging (PWI), is termed as ‘mismatch.’ The mismatch is considered as ‘at risk’ of infarct growth without reperfusion, and shows characteristics of the penumbra. This concept has been substantiated by several imaging studies using PET and MRI. It was shown that the core volume correlates with stroke severity and predicts large parts of the finally infarcted tissue. It was also shown that, in addition to the core, the mismatch/penumbra contributes to the neurologic deficit (‘symptomatic tissue,’ i.e., core plus penumbra). Finally, it was shown that the rescue of penumbral tissue correlates with clinical recovery (Alawneh et al, 2011; Furlan et al, 1996; Heiss et al, 1998; Marchal et al, 1999; Muir et al, 2006). Although this concept seems straightforward, the equation mismatch=penumbra has to be considered carefully as several methodological issues remain unresolved (Alawneh et al, 2011; Donnan and Davis, 2002; Kidwell et al, 2003; Sobesky et al, 2005) and as clinical studies of acute stroke therapy that used the mismatch concept for patient stratification produced inconclusive results (Mishra et al, 2010). Thus, the current mismatch concept has to be evaluated with respect to the following questions: (1) Can DW identify the infarct core? (2) Can PWI identify penumbral flow? (3) Can the mismatch reliably identify the penumbra? These questions can be addressed by two types of studies: on the one hand, by magnetic resonance (MR) studies with serial follow-up; here, the analysis of tissue patterns shows which pattern may define irreversibly infarcted or salvageable tissue in the presence or absence of reperfusion. This approach yields large patient numbers but experiences unknown flow changes between early and late imaging. On the other hand, these questions can be addressed by a validation of MR findings with a reference method as for example PET. This validation is based on small patient samples but allows a direct comparison of hemodynamic and metabolic findings with respective PET results. However, if this comparative imaging is not performed simultaneously, this approach experiences the uncertainty of possible physiological changes between the scans which need to be taken into account.
Imaging of the Infarct Core
Since the first description of DW signal alterations after human stroke (Warach et al, 1995), DWI remains the fastest clinical assessment of ischemic changes. The DW lesion is a surrogate of tissue injury as it detects the Brownian motion of water molecules within the interstitial space. Ischemia leads to cell swelling and to a consecutive decrease of the intercellular space. The resulting restriction of Brownian motion is depicted as a signal alteration on DWI.
A close correlation of early DW lesion and final infarct volume was seen in early pivotal MR studies (Warach et al, 1995). This finding initiated an extensive evaluation of DW imaging to show which percentage of the finally infarcted tissue can be predicted in the acute phase of stroke and which percentage of the acute DW lesion represents inevitable infarction (Kranz and Eastwood, 2009). Combined PET/MRI studies, comparing the DW signal alteration with PET markers of tissue viability, have shown that both, MRI and PET, may predict up to 85% of the final infarct. However, DWI lesions with normal appearance on FMZ-PET imaging were found in 25% of the cases and escaped infarction (Sobesky et al, 2005). This pattern of false positive DW lesion is well explained by the finding that the DWI lesion includes areas of preserved tissue viability and may show penumbral patterns (Guadagno et al, 2004). These PET findings were supported by numerous MR studies that found DW lesion to be false positive in an average of 24% of the cases (Kranz and Eastwood, 2009) and single studies reported DWI/apparent diffusion coefficient reversal in ∼30% to 50% of the patients/voxels after reperfusion (Carrera et al, 2011a; Fiehler et al, 2002; Kidwell et al, 2002; Olivot et al, 2009a). The inclusion of flow surrogates, as for example the mean transit time (MTT) or Tmax, further improved the prediction of final infarction not only outside, but also within the acute DW lesion (Carrera et al, 2011a; Olivot et al, 2009a). Although DW lesion reversal has been proven in several imaging studies its relevance for clinical decision making remains unclear. The DWI reversal is difficult to predict and its resulting effect on the mismatch classification as well as on the true tissue salvage remains a matter of debate (Campbell et al, 2012; Chemmanam et al, 2010). The current data thus indicate that DW reversal is associated with hyperacute imaging, with DWI lesions of low intensity, with only moderate perfusion deficits and with early reperfusion. Its clinical relevance in terms of patient stratification remains to be clarified. Diffusion-weighted imaging should therefore be interpreted as an infarct marker with high sensitivity (which is clinically desirable) but with lower specificity (which is relevant for outcome studies).
The delineation of ‘DWI-positive’ lesions is mostly performed by visual analysis. It has to be kept in mind that DW alterations show continuous values and that their appearance strongly depends on the displayed image window. A threshold-based definition of DW lesion is clearly preferable and several studies suggest a relative DW intensity of 120% as the optimal cutoff value for final infarct prediction (Heiss et al, 2004; Na et al, 2004). However, the dichotomization into ‘DWI normal’ versus ‘DWI abnormal’ using defined cutoff values—although helpful for comparison of imaging studies—is a simplified view of the penumbra concept. Taking into account the dynamic nature of ischemia, the DW signal alteration is a function of both the severity and the duration of hypoperfusion (Jones et al, 1981). It is therefore unlikely that a single DW threshold will adequately differentiate core from penumbra for all time points and individual hemodynamic patterns. Accordingly, comparative MR/PET studies found that parts of the DWI lesion displayed penumbral patterns and were reversible (Fiehler et al, 2002; Guadagno et al, 2004; Sobesky et al, 2005). This emphasizes that a comprehensive approach to DW values should be targeted in future studies.
Imaging of Hypoperfusion
Perfusion-weighted imaging has been shown to be the ‘Achilles’ heel’ within mismatch concept: according to the classical mismatch definition, the PW-based flow values alone determine the presence or absence of mismatch within the tissue defined as ‘DWI normal.’ This leads to an estimate of penumbral tissue by MRI if the equation ‘mismatch=penumbra’ is assumed. Perfusion-weighted imaging uses a bolus tracking technique after application of a paramagnetic intravascular contrast agent. To analyse the flow patterns, different curve parameters can be derived with or without a deconvolution using an arterial input function (AIF) from large brain vessels (Ostergaard et al, 1996). The AIF allows only an approximation of the true plasma concentration of the contrast agent, due to characteristics inherent to T2∗ imaging (Ostergaard et al, 1996).
It is evident that PWI differs substantially from the PET-based CBF measurement where the activity of a partly diffusible tracer (15O-H2O) is measured using an AIF derived from the radial artery (Herscovitch et al, 1987). The use of PWI for blood flow measurement includes several important steps:
To date, there is no consensus which PW map best identifies hypoperfusion and predicts infarct growth or response to thrombolysis (Kane et al, 2007b). Deconvolved maps are considered as superior for the detection of hypoperfusion from a theoretical point of view. However, their superiority has not yet been proven in clinical studies (Christensen et al, 2009; Grandin et al, 2002; Zaro-Weber et al, 2009).
Apart from the improvement of PW-based flow measurement, it has to be kept in mind that penumbral flow thresholds are mainly probabilistic due to differences in metabolic needs among gray- and white-matter areas, effects of age and several other factors. For reasons of feasibility, this probabilistic approach has not yet been implemented in therapeutic trials.
Definition of Mismatch
The volume of mismatch as the amount of salvageable tissue mainly depends on the definition applied. Without standardization of mismatch calculation, the current evidence remains inconclusive and is based on differing study designs (Kane et al, 2007b; Rivers et al, 2006). Comparative PET/MR studies that validated a common mismatch definition (rTTP >4 seconds for PWI; DWI lesion threshold of >120%) found that the mismatch overestimated the penumbra and included oligemic tissue. In clinical terms, this would downgrade a possible MR-based stratification and would include patients with oligemic tissue that is not at risk. Increasing the TTP threshold (i.e., including only more severely affected tissue) partially improved the results (Sobesky et al, 2004, 2005). Furthermore, an adequate calibration clearly improved the detection of penumbral flow (Zaro-Weber et al, 2010a,2010c). As for the DWI lesion, there is no consensus about the minimal volume required. Reports of patients presenting acute PWI lesions but no DW lesion underline that PWI maps alone may define the mismatch (Cho et al, 2009). An issue of major importance is the percentage of mismatch required for therapeutic decisions. It is unclear which mismatch volume justifies aggressive therapy, since the best mismatch ratio for stroke trials remains unclear. The arbitrary volumetric difference of 1.2 (DWI lesion:PWI lesion) that was used in many studies for patient stratification has not yet been evaluated. In retrospective analyses, however, mismatch ratios up to 2.6 have been described to predict the optimal response to thrombolysis (Kakuda et al, 2008). Finally, a precise coregistration of DW and PW images has been shown to be of considerable importance to evaluate different mismatch ratios (Ma et al, 2009; Nagakane et al, 2011).
The evaluation of the mismatch concept thus may differ according to the following assumptions:
(1)
(2)
Mismatch: the clinical evidence or ‘lost in translation’?
There is an important heterogeneity in the use of the mismatch concept with high impact on the assessment of the tissue at risk. This heterogeneity includes the mismatch definition itself (Kane et al, 2007b), the choice of the PW map and the method of postprocessing (Kane et al, 2007a), the use of an automated processing software (Galinovic et al, 2011a), the delineation of core and hypoperfusion (Ay et al, 2008), and the predefined mismatch ratio (Kakuda et al, 2008). If the different definitions of mismatch would be applied to one patient sample, the variability in resulting mismatch volumes would clearly exceed 20% (Kane et al, 2007a)—more than the operationally defined minimum mismatch ratio required for therapeutic decisions (mismatch ratio 1.2) according to previous stroke studies (Albers et al, 2006; Davis et al, 2008).
Despite these unsolved issues, retrospective observational studies have shown that delayed thrombolysis can be performed safely if patients are selected by a (yet poorly standardized) mismatch (Schellinger et al, 2007). This finding was promising but does not provide adequate evidence. There are a large number of single center studies in comparison with the few randomized controlled trials (Albers et al, 2006; Davis et al, 2008; Hacke et al, 2009). A recent meta-analysis of these trials concludes that a mismatch-based delayed thrombolysis cannot be recommended as part of routine care (Mishra et al, 2010). However, from a present day perspective, the studies differed in relevant conceptual issues: in the choice of thrombolytic treatment (recombinant tissue plasminogen activator versus desmoteplase); the imaging stratification for treatment (noncontrast computed tomography versus mismatch imaging); the delineation of the DW lesion (visual versus threshold); the definition of hypoperfusion (visual versus threshold Tmax >2 seconds); the choice of the PW map (maps of Tmax versus free choice); the magnitude of mismatch ratio (geometric 1.2 ratio versus visual impression of 1.2 ratio); and the presence of a placebo group (yes versus no). Considering the current knowledge of mismatch imaging, none of the studies has used an adequate flow threshold. Therefore, the conclusion of the meta-analysis is consistent with respect to the available clinical data but should not be misinterpreted as a general rejection of the mismatch concept. Instead, it should be interpreted as an evaluation of the
Modification and extensions of the mismatch concept
To simplify or to enhance mismatch imaging, several modifications are of current interest:
The
The magnetic resonance angiography
Of considerable current interest, the fast fluid-attenuated inversion recovery (
This link between imaging finding and time window points toward a major issue of mismatch research: if the MR patterns of tissue at risk are well defined, then a time-based treatment window might be replaced by
It has to be kept in mind, however, that the identification of tissue at risk is only one of many predictors of therapeutic success. The treatment-related risks have to be considered and limit the therapeutic options, e.g., the risk of intracerebral hemorrhage with thrombolysis. The mismatch concept therefore has to be extended to the assessment of total DWI lesion size, of white matter lesion load, of extensive microbleeds, and of the integrity of the blood–brain barrier to estimate the risk associated with treatment.
There are several new
Conclusion
The mismatch concept is a simplification of the concept of core and penumbra but does not reach its pathophysiological specificity. From a methodological point of view, a complete congruence between the methods cannot be expected. However, stroke MRI is the best clinical approximation to the tissue at risk and remains the best performing diagnostic tool for clinical research and therapy. The comparison with PET imaging helps to validate and improve stroke MRI in clinical use. Important methodological issues that may cause errors in mismatch assessment have been defined over the past years and respective solutions have been presented. This includes the choice of the best PW map, the application of thresholds and the quantitative approach to PW maps. This knowledge has to be implemented in future trials design with MR-based patient stratification. Considering the many variables in mismatch definition, a standardization is urgently needed to focus further research and to make stroke imaging studies comparable. The current evidence for mismatch guided delayed thrombolysis might be heterogeneous, but it reflects methodological limitations that have largely been overcome. Therefore, there is a challenge to apply the current knowledge of mismatch imaging in an optimized study design for future stroke trials.
Footnotes
Disclosure/conflict of interest
The author declares no conflict of interest.
