Abstract
Breast cancer is the most frequently diagnosed malignancy in women, with over 200,000 new cases diagnosed each year. Adjuvant systemic endocrine therapy has demonstrated its benefits in reducing the risk of occult micro metastatic infiltration by preventing breast cancer cells from receiving endogenous estrogen stimulation. Initial adjuvant treatment with an aromatase inhibitor (AI) is considered the standard of care for most postmenopausal women with node-positive and high-risk node-negative estrogen receptor (ER)-positive breast cancer. Aromatase inhibitors (AIs) are generally preferred over tamoxifen due to their effectiveness in preventing breast cancer recurrence post surgery and when tamoxifen side effects are to be avoided. When compared with tamoxifen, AIs are associated with significantly improved disease-free survival, however no OS advantage has been noted. Potential toxicities such as bone loss, dyslipidemia, musculoskeletal and cardiovascular health issues should be taken into consideration when AIs are to be used.
Introduction
Breast cancer is the most frequently diagnosed malignancy in women, with over 200,000 new cases diagnosed each year. This disease is the second leading cause of cancer death in women in the United States. It is estimated that 458,400 women died of this disease in 2008, most of them with metastatic disease. Patients diagnosed with breast cancer face the risk of local and distant recurrence, most often in the form of distant metastasis, being the main cause of death.1–5 Data from one retrospective cohort study showed that the 10-year survival in women with loco-regional recurrence was 56% (95% confidence interval [CI]: 45–65), compared with 9% (95% CI: 7–13) in those with distant recurrence. The median survival rate was 12.9 ± 5.4 years and 2.2 ± 0.3 years, respectively. 5
Early detection through better screening and imaging techniques has resulted in a greater number of patients presenting with early-stage breast cancer. Advances in treatment options have improved overall survival (OS) and led to a reduced rate of death due to breast cancer worldwide, decreasing it from 0.4% (1990–95) to −1.9% (1998–2006) in the United States alone.6,7 Treatments aiming to decrease the risk of breast cancer recurrence, especially distant metastasis, have the potential to allow women to remain disease-free and improve OS in women with early-stage breast cancer. Adjuvant systemic (chemotherapy or hormone) therapy has demonstrated its benefits in reducing the risk of occult micro metastatic infiltration, and is now the recommended clinical practice for patients with node-positive and high-risk node-negative breast cancer. 6 The purpose of this article is to review the clinical utility of aromatase inhibitors as adjuvant treatment in postmenopausal, estrogen-receptor-positive, early breast cancer.
Definition of early breast cancer
Early stage invasive breast cancer is defined as a malignancy derived from the mammary gland that has not spread beyond the breast or the axillary lymph nodes. This includes ductal carcinoma in situ, stage I, stage IIA, stage IIB and stage IIIA breast cancers. 8 Currently more than half of the women presenting with breast cancer in the US have an early-stage form of the disease. 9
The main treatment for this group of patients is surgery with or without adjuvant chemotherapy or hormone therapy; however, there is also a risk for distant relapse. Prognostic factors associated with risk of distant relapse include large tumor size, involvement of lymph nodes ad vascular invasion, tumor type and grade 3, high proliferation rate (as measured by Ki-67), hormone receptor status and human epidermal growth factor receptor 2 (HER-2/neu) status.10,11 Risk of distant metastasis is also directly related to the number of axillary lymph nodes involved, but even patients with node-negative disease are at risk for developing distant metastasis.12,13 Patients with poorly-differentiated ductal carcinoma in situ (DCIS) are also at a higher risk for distant metastasis than those with well-differentiated DCIS. Vicine et al 14 reported that local recurrence had two peaks in the rate of distant metastasis (at 2.5 years and at 6.5 years), compared to only one peak (at 1.5 years) for patients who did not develop local recurrence.

Breast Cancer Staging. Edge SB, Byrd DR, Compton CC, et al, editors. AJCC (American Joint Committee on Cancer). Cancer Staging Manual, 7th ed. New York: Springer-Verlag; 2010:347.
In early breast cancer, nodal status is a very important prognostic indicator, as the risk of distant metastasis has been directly related to the number of involved axillary nodes. The most commonly used stratification in clinical trials is based on four nodal groups, according to the National Surgical Adjuvant Breast and Bowel Project (NSABP) data: negative nodes, 1–3 positive nodes, 4–9 positive nodes, and 10 or more positive nodes. The 5-year survival rate for patients with node-negative disease is 82.8% compared with 73% for 1–3 positive nodes, 45.7% for 4–12 positive nodes, and 28.4% for ≥ 13 positive nodes. Similarly, tumor size also plays a significant role. Patients with tumors ≤ 1 cm had a five-year OS of nearly 99% compared with 86% for patients with tumors between 3 and 5 cm in size.15,16
Regarding the timing for potential recurrence, the Early Breast Cancer Trialist Collaborative Group (EBCTCG) identified that women with hormone-receptor positive breast cancer retain approximately 50% of their initial recurrence risk after year five. Furthermore, the risk of recurrence, particularly distant metastasis, remained as late as 15 years after diagnosis. 17
Metastasis occurs when tumor cells detach from the primary tumor and migrate through the circulation to a new environment, with subsequent micro- and macro-metastatic disease growth along with simultaneous neo-angiogenesis. 18 The pathogenesis of micro-metastatic disease is partially explained by what is called the “spectrum theory”, proposed by Harris and Hellmen.19,20 According to this theory, tumor cells spread via lymphatic vessels in early-stage breast cancer and via hematogenous routes in late-stage breast cancer. Consequently, failure to achieve initial loco-regional control may allow the later migration of tumor cells to distant sites, with a deleterious effect on the patient's long-term survival.
Treatment for early breast cancer
Multimodal therapy is the treatment of choice for early-stage breast cancer and involves surgery, radiotherapy and adjuvant or neoadjuvant systemic therapy with chemotherapy and/or endocrine agents for hormone receptor-positive disease, as well as trastuzumab 28 for HER-2-positive breast cancer.8,21 The aim of adjuvant therapy is to reduce the risk of local and distant recurrence following surgery.22–24 Systemic endocrine therapy is indicated in patients with hormone-receptor-positive breast cancer, and it can be done in pre- and post-menopausal women. In premenopausal women, tamoxifen 20 mg/day orally for 5 years is recommended, and this therapy would be extended with an aromatase inhibitor after menopause is reached. In postmenopausal women with early breast cancer, a regimen of 5-year monotherapy treatment with any aromatase inhibitor or sequential therapy with 2–3 years of tamoxifen and then 2–3 years of aromatase inhibitor for total 5 years have become the standard of care.25–28
Aromatase inhibitors as part of adjuvant treatment
Aromatase inhibitors deplete estrogen by blocking conversion of adrenal androgens in peripheral tissues to estrone and estradiol. This group of drugs is considered a standard part of treatment in postmenopausal women with hormone-receptor-positive breast cancer, and they may be given as initial adjuvant hormonal therapy or sequentially after treatment with tamoxifen. If given in premenopausal women, these drugs require ovarian suppression with a luteinizing hormone-releasing hormone (LHRH) agonist to block ovarian estrogen production, or oophorectomy.29–32
AIs include the non-steroidal reversible aromatase inhibitors anastrozole and letrozole, and the steroidal irreversible aromatase inhibitor exemestane.
Aromatase inhibitors efficacy as group
AIs may improve survival and reduce breast cancer recurrence compared to tamoxifen in postmenopausal women with estrogen receptor (ER)-positive early breast cancer. Overall, AIs have proven to have a superior efficacy of between 15% and 25% compared to tamoxifen in terms of reducing the relative risk of recurrence, with some cohorts reporting reduced distant metastatic recurrence by up 27% over tamoxifen, particularly in the first two years post surgery. Major pivotal clinical trials have shown that AIs are better than tamoxifen in term of distant disease-free survival (DFS), defined as the time from random assignment to the earliest time of invasive recurrence in local, regional, or distant sites, a new invasive breast cancer in the contralateral breast, any second (non-breast) malignancy, death from any cause and contralateral breast cancer. However, no OS advantage has been found.33,34
Hind et al 35 published a systematic review of seven randomized trials comparing AI to tamoxifen for 5 years in postmenopausal women with ER-positive early breast cancer. AIs were used as switching therapy (changing to an aromatase inhibitor after a period of time on tamoxifen) or extended therapy (3–5 years of treatment with an aromatase inhibitor in women who were disease-free after 5 years of tamoxifen). Based on meta-analysis of 3 trials, OS was improved only in the anastrozole-switching strategy, with no significant differences in OS established with letrozole or exemestane. In terms of disease-free survival (DFS) rates, this analysis reported DFS improvement with anastrozole and letrozole as primary adjuvant therapy, and with exemestane-switching therapy. Similar benefits were noted regarding breast cancer recurrence in all AI-related treatment groups.
Another meta-analysis of 7 trials performed by Dowsett et al
36
evaluating AI versus tamoxifen for breast cancer in postmenopausal women with ER-positive tumors, analysis was done separately in 2 cohorts. In the first cohort 9,856 patients from 2 trials were followed for a mean of 5.8 years, comparing 5 years of aromatase inhibitor therapy to 5 years of tamoxifen therapy. The reported recurrence rate was significantly lower in the AI group, being 9.6% versus 12.6% (
In the second cohort, 9,015 patients from 4 trials were followed for a mean of 3.9 years to compare patients who switched after 2–3 years to AI therapy versus Patients who underwent 5 years of continuous tamoxifen therapy. The recurrence rate was significantly lower in the AI-switched therapy group versus tamoxifen (5.0% versus 8.1% [
Anastrozole—clinical trials
Anastrozole 1 mg orally once daily is currently approved by the Food and Drug Administration (FDA) for adjuvant endocrine therapy in postmenopausal women with early hormone-receptor-positive breast cancer based on the following studies.
In the Arimidex, Tamoxifen, Alone or in Combination (ATAC) Table 1 and 2 randomized clinical trial, 9366 postmenopausal women with ER-positive localized breast cancer were enrolled, comparing anastrozole versus tamoxifen as monotherapy. After a median follow-up of 33.3 months, DFS at 3 years was 89.4% with anastrozole, 87.4% with tamoxifen and 87.2% with combination (
Absolute differences (AD) and Number needed to harm (NNH) associated with one adverse event of each type * .39,40,45–47
Positive values indicate excess events with aromatase inhibitors and negative values indicate excess events with tamoxifen.
Myocardial infarctions only.
Results after median follow-up 68 months into the same study showed that anastrozole had an improved DFS (
An update of ATAC after a median follow-up of 100 months reported that the anastrozole group had a lower recurrence rate of 17% versus 21.8%; however, the incidence of fractures during active treatment was higher (2.93% versus 1.9%) than while off of treatment (1.56% versus 1.51%). 39
The ABCSG-8 trial (Austrian Breast and Colorectal Cancer Study Group 8), a randomized trial (RT) without blinding, assessed treatment for 3,714 receptor-positive postmenopausal breast cancer women receiving tamoxifen for 2 years followed by anastrozole for 3 years versus tamoxifen alone. The first group was associated with a small improvement in the distant relapse-free survival (94.1% versus 92.5% [
Exemestane—clinical trials
Exemestane 25 mg once a day orally is currently approved by the FDA for two indications. The first is during adjuvant treatment of ER-positive early breast cancer in postmenopausal women who have received 2–3 years of tamoxifen and switch to exemestane to complete treatment, totaling 5 consecutive years of treatment. The second involves treatment of advanced breast cancer in postmenopausal women who exhibit disease progression following tamoxifen therapy.41,42
The Intergroup Exemestane Study (IES) Table 1 and 2 was a double-blind RCT that included 4,742 postmenopausal patients with ER-positive early breast cancer previously who were treated with surgery followed by tamoxifen for 2–3 years. The patients were randomized to switch to exemestane or to continue taking tamoxifen for 5 years. After a median follow-up of 30.6 months, DFS was higher in the exemestane group (92.3% versus 88.8% respectively, [
The most commonly reported adverse effects with exemestane included diarrhea (4.3% versus 2.3%,
Results after median follow-up 55.7 months into the same study showed that the tamoxifen + exemestane group's DFS was 84.9% versus 80.8% in the tamoxifen group alone (
The Tamoxifen Exemestane Adjuvant Multinational (TEAM) Table 1 and 2 phase 3 trial included 9,779 patients with hormone-receptor-positive breast cancer who were randomly assigned in a 1:1 ratio to open-label exemestane (25 mg once a day, orally) alone or following tamoxifen (20 mg once a day, orally for 2.5–3 years) for a total of 5 years. After the treatment period ended, the DFS was not significantly different for both groups (86% versus 85%, respectively). In addition, the exemestane sequential treatment group was associated with a higher incidence of gynecological symptoms (942 [20%] of 4814 versus 523 [11%] of 4852), venous thrombosis (99 [2%] versus 47 [1%]), and endometrial abnormalities (191 [4%] versus 19 [<1%]) than the exemestane alone group. Musculoskeletal adverse events (2448 [50%] versus 2133 [44%]), hypertension (303 [6%] versus 219 [5%]), and hyperlipidemia (230 [5%] versus 136 [3%]) were reported more frequently with exemestane alone. A higher discontinuation rate was also reported in the sequential group, being 29.5% versus 55.3% in exemestane group. 46
Letrozole—clinical trials
Letrozole 2.5 mg a day orally is approved by the FDA for postmenopausal women in the adjuvant treatment of hormone-receptor-positive early breast cancer, extended adjuvant treatment of early breast cancer after 5 years of tamoxifen, and advanced breast cancer with disease progression following antiestrogen therapy. It is also approved for hormone-receptor-positive or hormone-receptor-unknown, locally-advanced, first-line, or second-line treatment of advanced or metastatic breast cancer.
In the Breast International Group (BIG) Table 1 and 2 1–98 trial, 8,028 early breast cancer hormone-receptor-positive postmenopausal patients previously treated with surgery were randomized to 1 of 4 groups for adjuvant therapy: letrozole alone for 5 years, tamoxifen alone for 5 years, letrozole for 2 years then tamoxifen for 3 years, and tamoxifen for 2 years then letrozole for 3 years. 47
In the first cohort letrozole was compared with initial treatment with tamoxifen; at a median follow-up of 25.8 months, the letrozole group significantly reduced the risk of distant recurrence (HR = 0.73, [95% CI: 0.6–0.88;
An update of these results at a median follow-up of 71 months revealed the comparison between sequential treatments to letrozole alone was not significant for DFS, OS or time to distant recurrence. When letrozole was compared to tamoxifen monotherapy, OS was not significantly different (91.8% versus 90.9% [
In the same study results after median follow-up of 8.1-years, when letrozole and tamoxifen monotherapy were compared, OS was significantly higher in the letrozole group (85.5% versus 81.4%;
Another study from Goss et al, 50 which included 5,187 postmenopausal women who had received tamoxifen for 5 years for hormone receptor-positive breast cancer and exhibited no evidence of recurrence, patients were randomized to daily oral administration of letrozole 2.5 mg or a placebo. After a median follow-up of 2.4 years, as compared with placebo, letrozole therapy showed significant improvement in disease-free survival, with a 4-year DFS in the letrozole group of 93% versus 87% in placebo group. The most common adverse effects in the letrozole group were hot flashes, arthralgia, arthritis and myalgias. 50
Aromatase inhibitors side effects
In a systematic review of seven randomized trials comparing aromatase inhibitors to tamoxifen as adjuvant endocrine therapy for 5 years, 30,023 postmenopausal women with breast cancer were evaluated. In this analysis, AI use was associated with an increased risk of cardiovascular events (odds ratio [OR], 1.3, 95% CI: 1.06–1.61), increased risk of bone fractures (OR, 1.48, 95% CI: 1.31–1.67), decreased risk of venous thrombosis (OR, 0.57, 95% CI: 0.46–0.71) and decreased risk of endometrial carcinoma (OR, 0.22, 95% CI: 0.11–0.46). No significant differences were seen in terms of cerebrovascular events, other second cancers, or death without breast cancer recurrence. 51
When AI for 5 years was compared to sequential therapy with tamoxifen for 2–3 years followed by AI for 2–3 years, the first group had an increased risk of cardiovascular events (OR, 1.37, 95% CI: 1.05–1.79) and an increased risk of bone fractures (OR, 1.48, 95% CI: 1.21–1.8). The group with sequential therapy exhibited an increased risk of bone fractures (OR, 1.44, 95% CI: 1.15–1.8), a decreased risk of death without breast cancer recurrence (OR, 0.75, 95% CI: 0.58–0.98), and lower incidence of venous thrombosis (OR, 0.57, 95% CI: 0.4–0.8), endometrial carcinoma (OR, 0.46, 95% CI: 0.23–0.92) and other second cancers (OR, 0.61, 95% CI: 0.41–0.93). No significant difference in risk of cardiovascular events was found. 51
Effect of AI on cardiovascular disease and lipid disorders
According to the Framingham Heart Study, post-menopausal women are already at an increased risk for cardiovascular disease. 52 It is important to mention that in most studies comparing tamoxifen and AI, the patient cohorts assessed may not be representative of the general population due to the trials' exclusion criteria of patients with pre-existing hypertension or cardiovascular disease.
In the ATAC study (anastrozole versus tamoxifen for 5 years), at a median follow-up of 68 months, it was reported that anastrozole-treated patients had a greater incidence of hypercholesterolemia (278 of 3092) than tamoxifen-treated patients (278 of 3092), and this difference was statistically significant (9% versus 3%, odds ratio, 2.73,
In the IES study (exemestane versus tamoxifen, N = 4564), at 55.7 months of follow up, the frequency of ischemic cardiovascular disease was 8% in the exemestane group versus 6.9% in the tamoxifen group (
In the BIG 1–98 trial (letrozole versus tamoxifen) at a median follow-up of 25.8 months, serum cholesterol was stable in the letrozole group at 6, 12 and 24 months, and in the tamoxifen group it was decreased by 12%, 13.5% and 14.1%, respectively. Additionally, more patients in the letrozole group developed hypercholesterolemia (173 of 3203 patients [5.4%]) versus (40 of 3224 patients [1.2%]) in comparison with the tamoxifen group.
36
In terms of cardiovascular disease, at a median of 30.1 months of follow up, the overall incidence of cardiovascular events was not statistically significant between the two groups (191 of 3975 patients [4.8%] versus 188 of 3988 patients [4.7%],
In the TEAM trial (exemestane versus tamoxifen) the incidence of hypercholesterolemia at 12 months was significantly lower with tamoxifen than with exemestane (
Importantly, the MA.17 trial, which examined the impact of extended adjuvant letrozole after approximately 5 years of tamoxifen, provides for the largest comparison of AIs with placebo. Results from this trial showed that at a median follow up of 30 months, there is an identical incidence of hypercholesterolemia (418 of 2572, 16%) for letrozole versus (411 of 2577, 16%) for placebo (
Effect of AI on thromboembolic and cerebrovascular events
In the ATAC trial (anastrozole versus tamoxifen for 5 years) at median follow up of 68-months, there was a significantly reduced incidence of thrombotic events (87 of 3092 patients, 2.8% versus 140 of 3094 patients 4.5%;
The BIG 1–98 (letrozole versus tamoxifen) trial revealed a significantly lower incidence of thromboembolic events favoring letrozole (61 of 3975 patients, 1.5% versus 140 of 3988 patients, 3.5%;
In the IES trial (exemestane versus tamoxifen), at a median follow up of 55.7 months, vascular thrombotic events occurred in 28 of 2320 patients (1.2%) who were switched to exemestane, compared with 54 of 2338 (2.3%) of patients who continued on tamoxifen (
Finally, in the National Cancer Institute of Canada—Clinical trial group, MA.17 (MA.17) trial, vascular thrombotic events occurred at a low frequency regardless of the treatment group (11 of 2572 patients 0.4% on letrozole versus 6 of 2577 patients, 0.2% on placebo), and the incidence of cardiovascular disease was not statistically different (
Based on the available data, it can be stated that the increased prevalence of dyslipidemia seen in the AI versus the tamoxifen group may reflect the lipid-lowering effect of tamoxifen; however, more studies comparing AIs to placebo should be pursued in order to clarify this issue. Most of these pivotal studies have shown that the incidence of cardiovascular events between AI and tamoxifen is almost the same, and the calculated risks of cardiovascular events are similar to those observed in an age-matched, non-breast cancer population.28,33,47,51,52 In terms of thromboembolic and thrombotic events, it seems that AI provides a benefit in lowering the incidence of DVT, pulmonary embolism and stroke when it is compared with tamoxifen.
Management of cardiovascular risk in breast cancer patients
Regardless of treatment choice, all breast cancer patients should have regular assessment, monitoring and management of potential cardiovascular risks and complications according to current institutional guidelines for primary and secondary prevention of cardiovascular disease. Lifestyle modifications, regular exercise, smoking cessation and dietary changes aimed to decrease cardiovascular risks are also important. Overall, the benefit of AI therapy in patients with ER-positive early breast cancer far outweighs the risk of any potential side effects, and this should be taken into account when considering treatment options for this patient population.52–56
Clinical and economic benefits of AI
Due to the significant impact on quality of life and mortality that breast cancer distant recurrence can have, as well as the increased cost for the intervention and management of these complications, it is important to consider that therapies reducing the risk of distant metastasis may improve not only long-term survival but also the cost-effectiveness of medical interventions. Emerging evidence-based data has demonstrated potential OS advantages for AIs related to distant recurrence. Amongst the AIs, letrozole appears to have an efficacy advantage by demonstrating an early effect on distant recurrence, and subsequently a potential significant OS benefit. When the economic burden to society is considered, it appears that all AIs are similarly beneficial on the basis of disease recurrence prevention and cost-effectiveness.57–62
Conclusion
Initial adjuvant treatment with an aromatase inhibitor (AI) is considered the standard of care for most post-menopausal women with node-positive and high-risk node-negative ER-positive breast cancer. Aromatase inhibitors (AIs) are generally preferred over tamoxifen due to their effectiveness in preventing breast cancer recurrence post-surgery, and when tamoxifen side effects are to be avoided. When compared with tamoxifen, AIs are associated with significantly improved disease-free survival, however no OS advantage has been noted. Potential toxicities such as bone loss, dyslipidemia, musculoskeletal and cardiovascular health issues should be taken into consideration when AIs are to be used.
Footnotes
Author Contributions
Conceived and designed the experiments: ALB, FS, SG. Analysed the data: ALB, FS, SG. Wrote the first draft of the manuscript: ALB, FS, SG. Contributed to the writing of the manuscript: ALB, FS, SG. Agree with manuscript results and conclusions: ALB, FS, SG. Jointly developed the structure and arguments for the paper: ALB, FS, SG. Made critical revisions and approved final version: ALB, FS, SG. All authors reviewed and approved of the final manuscript.
Funding
Author(s) disclose no funding sources.
Competing Interests
SG has received consulting fees from Astra Zeneca, Novartis and Pfizer. Other authors disclose no competing interests.
Disclosures and Ethics
As a requirement of publication author(s) have provided to the publisher signed confirmation of compliance with legal and ethical obligations including but not limited to the following: authorship and contributorship, conflicts of interest, privacy and confidentiality and (where applicable) protection of human and animal research subjects. The authors have read and confirmed their agreement with the ICMJE authorship and conflict of interest criteria. The authors have also confirmed that this article is unique and not under consideration or published in any other publication, and that they have permission from rights holders to reproduce any copyrighted material. Any disclosures are made in this section. The external blind peer reviewers report no conflicts of interest. Provenance: the authors were invited to submit this paper.
