Abstract
BACKGROUND:
The benefits of combining supervised exercise in the non-surgical treatment of lumbar spinal stenosis (LSS) is unclear.
OBJECTIVE:
To compare the effectiveness of non-surgical treatments with and without supervised exercise for pain intensity, symptom severity, functional impairment/disability, walking distance, and quality of life (QOL) in LSS patients.
METHODS:
Randomized controlled trials (RCTs) evaluating combinations of supervised exercises were searched using four electronic databases up to August 13, 2020. Meta-analysis was conducted for immediate and long-term results.
RESULTS:
Three studies were identified, including 244 participants. Immediate-term results showed that leg pain intensity (mean distance [MD]:
CONCLUSION:
The number of studies on this topic was small and limited. Combinations of non-surgical treatment and supervised exercise may not provide significant benefits.
Introduction
Approximately 20% of adults over the age of 65 years suffer from lumbar spinal stenosis (LSS). Patients with LSS who have narrowed spinal canals or intervertebral foramina have lower limb pain and numbness, neurological claudication, and severely restricted physical activity [1]. The number of people with LSS tends to increase with age [2], and globally, it may increase further in the future, particularly in a rapidly aging community [3]. There is some evidence that exercise therapy for LSS is effective in improving pain and disability [4, 5, 6, 7, 8]. Although exercise therapy is generally prescribed before surgery [9], effective means of provision have not been established.
Supervised exercise is effective for conditions such as intermittent claudication, cancer-related fatigue, and hip osteoarthritis [10, 11, 12]. Supervision can properly improve adherence and exercise intensity due to the encouragement from and confidence of healthcare providers [11]. In recent reviews, supervised exercise has been suggested to be effective even in the non-surgical treatment of LSS [7, 8]. The LSS clinical guidelines published by the Danish Health Authority in 2019 state that “supervised exercise is one of the recommended treatments” [7]. A previous review by Jacobi et al. [8] shows low-to-moderate evidence that a combination of supervised exercise and manual therapy was superior to exercise performed by patients independently in improving short-term walking capacity, pain intensity (leg and back pain), and symptom severity. Therefore, supervised exercise may be an effective approach for LSS patients.
Treatment selection for LSS is usually based on a combination of clinical evidence and individual patient characteristics and preferences [9]. In some cases, the two treatments may be combined. Long-term evidence for complex non-surgical treatments, including supervised exercise, is very important for clinicians and patients during treatment decisions. Although previous reviews have focused on supervised exercise versus other forms of exercise, the combination of supervised exercise with other non-surgical treatments has not been fully considered, and the synergistic effect of this combination is not clear.
We hypothesized that combining supervised exercise with the non-surgical treatment of LSS would result in superior immediate and long-term clinical outcomes. This is because the synergistic effects of supervised exercise and other treatments may benefit patients with LSS. Thus, the purpose of this study was to conduct a systematic review comparing non-surgical treatments with and without supervised exercise to clarify the immediate and long-term effectiveness of the combination.
Materials and methods
This systematic review was reported according to the PRISMA 2020 statement [14]. The revised flowchart in the PRISMA 2020 statement distinguishes between original and updated systematic reviews [13]. As our review is not an update of a previous review, we chose the search strategy of the original systematic review. The protocol of this systematic review was prospectively registered with PROSPERO (CRD42020199232) [14]. The study included literature that had already been published; thus, Institutional Review Board approval was waived.
Eligibility criteria
The eligibility criteria were as follows: (i) studies that included patients with LSS who were above 50 years of age and were diagnosed by medical history, physical and neurological examinations, and diagnostic imaging; (ii) studies that compared the combination of supervised exercise and non-surgical treatment (e.g., medications, injections, exercise instruction, and education) with the non-surgical treatment without supervised exercise; and (iii) Randomized controlled trials (RCTs) that were published in English after 1990 until August 13, 2020. A previous study defined supervised exercise as treatment sessions that occur at least twice a week and last for at least 6 weeks [15]. We included treatments that met at least 80% of the required frequency for supervised exercise (a total of at least 10 frequencies) in our review. Non-RCTs, cohorts, observational studies, case-control studies, case reports, and studies related to surgery were excluded.
Search strategy and study selection process
Records were identified using multiple electronic search databases, including MEDLINE via PubMed, Cochrane Central Register of Controlled Trials, Physiotherapy Evidence Database, and CINAHL (the search was completed on August 13, 2020). The search formula included words such as “spinal stenosis,” “exercise,” and “randomized controlled trial” (Table 1and Appendix). The identified records were stored in Endnote Ver. X9 (USACO, Tokyo, Japan), and duplicate papers were deleted.
Search strategy in MEDLINE via PubMed
Search strategy in MEDLINE via PubMed
Two independent researchers performed a two-step screening process to rigorously assess the eligibility of the study. For the primary screening, the titles and abstracts were evaluated, and for the secondary screening, the full texts were read in detail. Disagreements were first discussed by two researchers, and if they were not resolved, a third researcher was invited to participate in the discussion.
Two independent researchers extracted data on study characteristics, participants, interventions for study and comparator groups, outcomes, and methodology. We used pain intensity (numerical rating scale [NRS]), symptom severity (symptom severity domain of the Zurich claudication questionnaire and the Swiss spinal stenosis questionnaire [ZCQS]), and functional impairment/disability (Oswestry disability index [ODI], and physical function domain of the Zurich claudication questionnaire and the Swiss spinal stenosis [ZCQF]) as the primary outcomes of this review. Secondary outcomes were self-reported questionnaires on health-related quality of life (QOL), walking distance or speed, and adverse events. Each outcome was categorized as immediate (less than 1 month after treatment) or long-term (
Risk of bias assessment
The Cochrane risk of bias tool version 2.0 was used to assess the risk of bias in each study [16]. Two independent researchers evaluated the randomization process, deviations from intended interventions, missing outcome data, outcome measurement, and selection of the reported results, and the overall risk of bias was rated on a 3-point scale (“Low,” “Some concerns,” and “High”). Disagreements were first discussed by two researchers, and if not resolved, a third researcher was invited to participate in the discussion.
Data synthesis and analysis
Effective exercise modalities for LSS have not been established [9]. Supervised exercise programs were different across the studies; therefore, we performed a meta-analysis with a random-effects model. Mean difference (MD) or standardized MD (SMD) and 95% confidence interval (CI) were calculated for the pre-specified outcomes. The significance levels were set at 5%. For statistical heterogeneity, the chi-square test and the I
The certainty of evidence in each outcome was assessed according to the Grading of Recommendations Assessment, Development, and Evaluation (GRADE) methodology framework [18]. Three researchers scrutinized the following items: risk of bias, inconsistency, indirectness, imprecision, and publication bias, and they then rated the certainty of the total evidence on a scale (“High,” “Moderate,” “Low,” and “Very low”). Downgrading criteria were defined as follows:
The PRISMA flowchart of the study selection process.
Study selection and study characteristics
A total of 597 records were identified from the electronic databases. Eventually, three studies were included in this systematic review [20, 21, 22] (Fig. 1). Detailed characteristics of each study are presented in Table 2. The three included studies published in 2018 and 2019 were performed in Canada, the United States, and Japan, respectively. A total of 244 participants (110 men and 134 women), with a high proportion of females, met the eligibility criteria for this study. The mean age of participants in all the studies was 70.2 years. In all the studies, the participants were classified into two groups, non-surgical treatment with and without supervised exercise. In all three studies, the supervised exercise for the study group included manual therapy, stretching, muscle endurance and stabilization exercises, cycling, and weight-supported treadmill training. These were provided individually by a physical therapist or chiropractor, and the frequency of treatment met the eligibility criteria (a total of 10–12 frequencies). In two studies, a voluntary training program, including daily walking and home exercise, was provided to both the study and control groups [20, 22]. In one study, epidural steroid injections (ESI) and patient education were provided to both groups [21]. The included studies were homogeneous; therefore, the meta-analysis included all the studies.
Characteristics of the included studies
Characteristics of the included studies
Abbreviation. SG, study group; CG, control group; SD, standard deviation; ESI, epidural steroid injection; PT, physical therapy; HE, home exercise; ZCQS, symptom severity domain of the Zurich claudication questionnaire; ZCQF, physical function domain of the Zurich claudication questionnaire; ODI, Oswestry Disability Index; NRS or NPRS, numerical (pain) rating scale; SPWT, self-paced walking test; SF-36, MOS 36-Item Short-Form Health Survey.
The overall risk of bias in all the studies was a concern (Fig. 2). They were rated as high risk in outcome measurements because of inadequate blinding of therapists or participants.
Summary of risk of bias.
Pain intensity
The three included studies reported pain intensity as assessed by the NRS; two of them reported leg pain intensity [20, 22], and the three studies reported back pain intensity [20, 21, 22]. Synthesis of results was performed separately for leg pain and low back pain. Of the two studies that reported leg pain intensity, one reported only immediate results [22], and one reported both immediate and long-term results [20]. The meta-analysis performed to assess immediate effects showed that the leg pain intensity of the study group improved significantly compared to that of the control group (
Forest plots of pain intensity. Abbreviation. NRS, numerical rating scale.
Symptom severity, as assessed by the ZCQS, was reported in two studies [20, 22]. The two reported immediate results [20, 22], and one reported long-term results [20]. The meta-analysis performed to assess immediate results showed that the study group improved significantly compared to the control group (
Forest plot of symptom severity. Abbreviation. ZCQS, symptom severity domain of the Zurich claudication questionnaire.
Of the studies that assessed functional impairment/disability, two used the ZCQF [20, 22], and two used the ODI [20, 21]. Synthesis of results was performed separately for ZCQF and ODI. The two studies that reported ZCQF reported immediate results [20, 22], and one reported long-term results [20]. The meta-analysis performed to assess immediate effects showed no significant difference between the study and control groups (
Forest plots of functional impairment/disability. Abbreviation. ZCQF, physical function domain of the Zurich claudication questionnaire; ODI: Oswestry disability index.
Walking distance, as assessed by the self-paced walking test (SPWT), was reported in two studies [20, 22]. Two of them reported immediate results [20, 22], and one reported long-term results [20]. The meta-analysis performed to assess immediate results showed that the study group improved significantly compared to the control group (
Forest plot of walking distance. Abbreviation. SPWT, self-paced walking test.
The QOL, as assessed by the 36-Item Short-Form Health Survey (SF-36), was reported in three studies [20, 21, 22]. We were able to pool the subscale results for all the studies. However, the meta-analyses performed to assess the long-term results of physical functioning (PF), role-physical, bodily pain (BP), vitality (VT), and social functioning (SF) were not performed because they were reported in only one study [20]. Regarding immediate results, PF (
Forest plots of QOL. Abbreviation. SF-36, 36-Item Short-Form Health Survey.
Continuation of Fig. 7.
Adverse events were reported in two studies [20, 21]. One of them reported adverse events related to supervised exercise therapy [20]. Specifically, back pain exacerbation (
Certainty of evidence
Summary of findings of certainty of the evidence for each outcome (Immediate)
Summary of findings of certainty of the evidence for each outcome (Immediate)
a, Risk of bias of some concerns; b, Unexplained moderate heterogeneity (I
Summary of findings of certainty of the evidence for each outcome (long term)
a, Risk of bias of some concerns; b, Unexplained moderate heterogeneity (I
Results of the certainty of evidence are presented in Tables 3 and 4. For the item of risk of bias, the patient-reported outcomes were downgraded due to some concerns. For the imprecision, all evidence was downgraded due to the sample size being less than the OIS. Furthermore, the immediate results of NRS leg pain and ZCQS were further downgraded because their effect estimates did not exceed the MCID. Regarding publication bias, the possibility could not be ruled out, and thus all evidence was downgraded. Eventually, NRS leg pain, NRS back pain, ZCQS, ZCQF, ODI, and SF-36 showed very low evidence in both immediate and long-term results. In addition, SPWT showed low evidence for both immediate and long-term results.
Our systematic review evaluated RCTs comparing non-surgical treatment with and without supervised exercise for LSS. To the best of our knowledge, this is the first systematic review evaluating the benefits of combining supervised exercise therapy with non-surgical treatment for LSS. According to our review, the combination of supervised exercise had better immediate results for NRS leg pain, ZCQS, ZCQF, SPWT, and SF-36 (PF, GH, VT, SF, RE, and MH) and long-term results for ZCQF, SPWT, and SF-36 (PF, BP, and MH) than that had by non-combined treatment. However, the certainty of all the evidence was low, and the strength of the effect was small. This result was contrary to our hypothesis.
This review identified two studies that reported that a combination of supervised exercise and a voluntary training program was superior to the voluntary training program alone in immediate leg pain intensity and symptom severity results. However, a meta-analysis of the pooled data detected only small differences, and the certainty of the evidence was very low. Our findings were similar to those of previous studies in both effect direction and magnitude. Two RCTs included in the meta-analysis were also included in a prior study [7], and this could explain the similarity between the prior study and our study.
Back pain intensity did not improve significantly in both immediate and long-term results. Although the results were heterogeneous (Fig. 3), due to the small number of studies identified, the causes could not be determined. These trends were similar for the ODI (Fig. 5). To explore this inconsistent result, there are factors to consider. The three studies included in this review prescribed supervised exercises that promote lumbar flexion, including knee-holding lumbar paraspinal muscle stretching, abdominal muscle exercises, pelvic tilt exercises, and spinal manipulation [20, 21, 22]. These exercises may have been unsuitable for some patients. Padmanabhan et al. [23] reported that low back pain and ODI scores improved when exercises that encouraged lumbar extension in patients with LSS who had challenges with lumbar flexion were performed. It has been suggested that the motor approach to LSS should focus not only on radiological findings but on the direction of movement and posture in which symptoms disappear or are alleviated [24]. Therefore, clinicians and therapists may need to be cautious when introducing supervised exercises that promote lumbar flexion.
Regarding functional impairment/disability as assessed by the ZCQF, two studies compared the voluntary training programs alone versus a combination of the training program and supervised exercise. ZCQF score is a useful clinical index to determine the severity of lower extremity symptoms and neuropathic intermittent claudication and reflects the subjective walking ability of patients [25]. Of the two studies that reported immediate results, one supported the combination of supervised exercise with the training program, while the other showed no statistical difference. In the meta-analysis, no statistical differences were detected to support the superiority of the combination of supervised exercise and the training program. In one study that examined long-term outcomes, beneficial results were observed after the combination of supervised exercise and the training program [20]. However, the size of the effect was small. In addition, SPWT results, reflecting objective walking ability, suggested that a combination of supervised exercise and voluntary training is significantly better than voluntary training alone in achieving both immediate and long-term results. Although there are limitations in interpreting the effect size of SPWT, the improvement in walking ability due to the combination of supervised exercise and voluntary training may differ between subjective and objective assessments.
Regarding QOL assessed by the SF-36, two studies compared a voluntary training program alone and its combination with supervised exercise, and one study compared ESI alone and its combination with supervised exercise. In the meta-analysis of the pooled data, improvements in several subcomponents were shown. The benefits of exercise and physical activity on well-being have been reported from several neuroscientific perspectives [26, 27]. Increased exercise or physical activity due to the combination of supervised exercise with other non-surgical treatments may have influenced these improvements.
According to the results of our review, there was no firm evidence that the combination of supervised exercise notably improves clinical outcomes in LSS. In previous reviews, it has been emphasized that supervised exercise (and/or a combination of manual therapy) improves pain, symptom severity, and physical function in LSS more than medical, voluntary training, or group exercise [7, 8]. Although supervised exercise is superior to other exercise modalities, the benefits of combining it may be less. The review results suggest the need for clinicians and therapists to consider which non-surgical treatments and supervised exercise combinations are optimal.
This systematic review has some limitations. First, the number of included studies was limited, and the sample size was small. The lack of an additional meta-analysis and the assessment of publication bias may have affected the weak estimates of evidence. In addition, the number of studies that contributed to the long-term results tended to be even smaller than that of studies that contributed to the immediate results. Long-term outcomes of non-surgical treatment have also been reported in previous large cohort studies [28]. In the future, a systematic review that includes cohort studies in the eligibility criteria should be considered. Second, all the studies that contributed evidence had a potential risk of bias. For patient-reported outcomes, the risk of bias is higher if patient-blinding is not ensured [16]. Although double-blinding is difficult when comparing exercise therapies, the influence of implementation bias and detection bias on the results cannot be ignored. Third, our review included only conditions that combine voluntary training and ESI with supervised exercise; therefore, the findings of this study cannot be generalized to the combinations of supervised exercise with other non-surgical treatments.
Conclusion
The number of studies on this topic was small and limited. Current evidence suggests that the combination of non-surgical treatment and supervised exercise probably does not provide significant benefit. Many studies are needed in the future to reach a certain conclusion on this topic.
Ethical approval
Not applicable.
Funding
The authors report no funding.
Informed consent
Not applicable.
Author contributions
All authors contributed to the conception and design of the study. Material preparation, data collection, and analysis were performed by RU, TI and AS. The first draft of the manuscript was written by RU, and all authors commented on the previous versions of the manuscript. All authors read and approved the final manuscript.
Supplementary data
The supplementary files are available to download from http://dx.doi.org/10.3233/BMR-220220.
Footnotes
Acknowledgments
The authors have no acknowledgments.
Conflict of interest
The authors declare that they have no conflict of interest.
