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Abstract

Objectives

Chronic diseases are fast becoming the largest health burden in India. Despite this, their management in India has not been well studied. We aimed to systematically review the nature and efficacy of current management strategies for chronic obstructive pulmonary disease (COPD) in India.

Methods

We used database searches (MEDLINE, EMBASE, IndMED, CENTRAL and CINAHL), journal hand-searches, scanning of reference lists and contact with experts to identify studies for systematic review. We did not review management strategies aimed at chronic diseases more generally, nor management of acute exacerbations. Due to the heterogeneity of reviewed studies, meta-analysis was not appropriate. Thus, narrative methods were used.

Setting

India

Participants

All adult populations resident in India

Main outcome measures

1. Trialled interventions and outcomes

2. Extent and efficacy of current management strategies

3. Above outcomes by subgroup

Results

We found information regarding current management – particularly regarding the implementation of national guidelines and primary prevention – to be minimal. This led to difficulty in interpreting studies of management strategies, which were varied and generally of positive effect. Data regarding current management outcomes were very few.

Conclusions

The current understanding of management strategies for COPD in India is limited due to a lack of published data. Determination of the extent of current use of management guidelines, availability and use of treatment, and current primary prevention strategies would be useful. This would also provide evidence on which to interpret existing and future studies of management outcomes and novel interventions.

Keywords

COPD chronic disease management

Introduction

The recent and rapid increase in the prevalence of chronic disease is a global concern, but a particular threat to health systems in developing countries. Rising prevalence of chronic diseases could destabilize not only health systems but entire state economies, which has been acknowledged at the highest levels.^1,2

DECLARATIONS

Competing interests

None

Funding

This review forms part of a project for which funding was awarded to AJM by the Association of Commonwealth Universities and the Royal College of Physicians of London. The funders played no role in study design, data collection or interpretation, the writing or dissemination of this review. The Department of Primary Care & Public Health at Imperial College London is grateful for support from the NIHR Collaboration for Leadership in Applied Health Research & Care (CLAHRC) Scheme, the NIHR Biomedical Research Centre scheme and the Imperial Centre for Patient Safety and Service Quality

Ethical approval

As a review of existing data, ethical approval was not required

Guarantor

AJM

Contributorship

AJM, MPA and AM contributed to study design. Data were collected and analysed by AJM and RKKP. AJM, MPA and AM drafted/revised the article. The final version has been approved by all authors

Chronic obstructive pulmonary disease (COPD) is one of several diseases contributing to the rise of chronic illnesses. Typically it results from accumulated environmental exposure to particular irritants – the best established links being with smoking, and domestic and outdoor pollution. More recently, interactions between tuberculosis, HIV and smoking have become of increasingly greater concern, as aetiological factors, as cases of HIV, tuberculosis and co-infection have risen.³

That COPD is largely environmentally-driven, and thus potentially preventable, is particularly important in the face of unfavourable epidemiological reports. COPD accounted for 5% of deaths globally in 2005, with most of these occurring in low- and middle-income countries,⁴ and it is predicted to become the third leading cause of death by 2030.⁵ The outlook may become even worse if COPD associated with HIV/tuberculosis-related lung disease proves to be relatively resistant to existing treatments, and if issues associated with poor nutrition (which appears to be associated with poorer outcomes) cannot be resolved.⁶ As a chronic disease, COPD also accrues vast numbers of disability-adjusted life years (DALYs). Most of these arise in the World Bank's ‘South Asia’ and ‘East Asia’ regions.⁷

India suffers among the highest number of DALYs due to COPD.⁸ The prevalence of COPD in India is not well understood, but we recently suggested the best existing estimates for chronic bronchitis (a commonly used proxy) indicate that prevalence is between 6.5% and 7.7% in the adult population – although it is unlikely that this estimate would apply to all Indian subpopulations.⁹ World Health Organization (WHO)-Government of India COPD management guidelines were produced in 2003,⁷ but the extent of their implementation, and effect, are unknown. Outcomes have not obviously been reviewed or audited, and the guidance was largely drawn from similar international documents – based on outcomes from trialled interventions in populations from other, generally more developed countries.

Review aims

We aimed to review the current quality of management of COPD in India by addressing the following questions: (1)

How is COPD in India currently managed?

(2)

How effective is the current management of COPD in India?

Methods

The Cochrane Database of Systematic Reviews, Database of Abstracts of Reviews of Effects (Cochrane Library), Database of Promoting Health Effectiveness Reviews (Evidence for Policy and Practice Information Centre) and Medline (via PubMed) were searched before conducting the review, on 30 October 2010, to ensure that there were no recent or ongoing reviews in the subject area. The review was then conducted according to the relevant aspects of the PRISMA guidance¹⁰ and the guidance of the Centre for Reviews and Dissemination, York.¹¹

Following scoping searches a review protocol was developed describing the search strategy and methods for data collection and analysis. The review questions above were deconstructed to identify PICOS elements used to generate search terms (see Table 1). The search strategy was trialled before use to determine that existing related well-cited articles would be returned, and adaptations made where necessary.

Table 1

PICOS identifiers from research questions (‘key terms’) and database – and thesaurus-derived alternatives (‘additional terms’) used to generate database searches

	P	I	C	O	S
Key terms	All populations resident in India	N/a	N/a	COPD	N/a
Additional terms generated	India	N/a	N/a	COPD, COAD, chronic obstructive pulmonary disease, chronic obstructive airway disease, chronic obstructive airways disease, chronic obstructive lung disease, chronic bronchitis, ‘bronchitis, chronic’, emphysema, chronic airflow obstruction, ‘airflow obstruction*, chronic’	N/a

Stars indicate where all database terms based on the attached stem were included. Terms within each column were distinguished using the OR function, and the terms in different columns combined using the AND function

Search

The PICOS identifiers and related terms (Table 1) were used to search the Medline (via PubMed) and Embase (via Ovid) databases on 1 August 2011 (updated 22 December 2011), the IndMED database on 15 July 2012, Cochrane Central Register of Controlled Trials on 16 July 2012, and the CINAHL database on 24 July 2012. No restrictions were placed on language of publication, study design, publication type or publication status. Only studies published since 1980 were included, as our interest was in the recent situation, and earlier publications were also relatively few and difficult to access.

In addition, the available online contents (from 1980 onwards) of the journals Lung India and Indian Journal of Chest Diseases and Allied Sciences were hand-searched on 19 August 2011. Reference lists of included papers were scanned, as well as the references of relevant review articles/editorials identified in the search. Finally, we contacted experts in the field with the aim of identifying any additional or unpublished data. We did not include unpublished results available on trial databases as we felt unable to assess the data in a sufficiently useful manner, due to lack of information such as location and dates of study, methodology, length of follow-up and general analytical approach. Many of the trials recruited from multiple countries and data for India alone were not available. We also felt unable to interpret data regarding adverse events sufficiently well.

Selection

Inclusion/exclusion criteria for the results of the search are listed in Table 2.

Table 2

Inclusion/exclusion criteria

Included	Excluded
All categories (mild–very severe) of COPD Management of chronic, stable COPD	Management strategies relevant to management of chronic diseases generally, but not COPD specifically
All outcomes – including those objectively and subjectively defined, and process and clinical measures	Management strategies applicable to management of acute exacerbations of COPD
	Review articles without novel synthesis

COPD, chronic obstructive pulmonary disease

Two subsets of results pertaining to Question 1 were acquired – studies of primary and secondary prevention. The number of primary prevention studies returned was limited and we included them even though the interventions were not conceived to target COPD alone. In the series of secondary prevention studies returned, we made no exclusions based on intervention type, so long as the study pertained to the management of chronic, stable COPD, rather than acute events. Indeed, observation of the types of intervention pursued was of interest in itself. Similarly, regarding Question 2, we included studies of all measured outcomes, other than those relating to acute exacerbations alone.

To determine study eligibility, the titles and abstracts of all papers returned from the search were screened by one reviewer. The studies accepted at this point were reviewed fully, and progressed either to data extraction or exclusion. Those excluded were: reviews/editorials without additional analysis, studies wherein data were not COPD-specific, where populations were not representative of the general population, interventions were of acute management and/or studies were without actual trialled intervention, were not relevant, or not available (see Figure 1).

Figure 1

Flow chart demonstrating handling of papers returned by Searches 1 and 2

Data extraction

Data extraction was performed using two proformas – one for extraction of basic study data, one for quality assessment. The basic study data proforma was a modified version of the checklist recommended by the Centre for Reviews and Dissemination, York.¹¹ Our quality checklist has been used previously⁹ and includes the ‘component ratings’ of the Effective Public Health Practice Project Quality Assessment Tool¹² and the bias assessment as recommended in the Cochrane Handbook.¹³ It was used for all study types, with items omitted where not relevant. The proformas were tested on a subset of the papers, and iterations made, before being used for final data collection. The broad headings under which information was recorded for each study are listed in Box 1.

Box 1

Data extraction and quality assessment checklists

The numbers beside the quality assessment criteria are used to indicate how quality for each criterion has been rated, in Tables 3 –5.

General data extraction	Quality assessment checklist
• Study dates (or publication date if not available) • Study design • Type of report • Number of participants (enrolled, excluded and lost to follow-up) • Participant characteristics (including age, sex, smoking status, exposure to domestic fuels and socioeconomic status, where available) • Study setting (location and urban or rural) • Definition of diagnosis used • Measurement/assessment tool • Outcomes (including subgroup data for age, sex, urban/rural residence, smoking status and domestic fuel exposure where available)	1. Type of report 2. Clear aims/objectives 3. Clear and appropriate methods, including sampling/recruitment (4), inclusion/exclusion criteria (5) and data collection 6. Appropriate and rigorous analysis 7. Outcomes not reported or additional outcomes reported 8. Risk of bias in selection 9. Risk of bias in measurement and outcomes 10. Limitations discussed 11. Funding information and information regarding conflicts of interest

General data extraction

Quality assessment checklist

•

Study dates (or publication date if not available)

•

Study design

•

Type of report

•

Number of participants (enrolled, excluded and lost to follow-up)

•

Participant characteristics (including age, sex, smoking status, exposure to domestic fuels and socioeconomic status, where available)

•

Study setting (location and urban or rural)

•

Definition of diagnosis used

•

Measurement/assessment tool

•

Outcomes (including subgroup data for age, sex, urban/rural residence, smoking status and domestic fuel exposure where available)

Type of report

Clear aims/objectives

Clear and appropriate methods, including sampling/recruitment (4), inclusion/exclusion criteria (5) and data collection

Appropriate and rigorous analysis

Outcomes not reported or additional outcomes reported

Risk of bias in selection

Risk of bias in measurement and outcomes

10.

Limitations discussed

11.

Funding information and information regarding conflicts of interest

Table 3

Studies relating to primary prevention strategies for chronic obstructive pulmonary disease in India

Ref.	Study dates, design and location	Population size and characteristics	Intervention and methods	Units of assessment, definitions and follow-up	Outcomes	Quality
14	2010–2020; modelling study	n/a – model based on all India	Intervention: 10 year programme to introduce 150 million low-emissions household cookstoves in India Methods: similar to WHO's Comparative Risk Assessment exercise – applied to assess effect on health	Units of assessment: deaths and DALYs avoided	Deaths from COPD avoided in 2020: 28.2% Number of deaths avoided 2010–2020: 1.27 × 10⁶ DALYs avoided 2010–2020: 9%	G: 1, 2, 3, 6, 7, 10, 11 P: N: (NB 4, 5, 8 and 9 not listed due to nature of study)
15	‘from May 2007’ (P2009); quasi-experimental study';'11 villages, rural India’	n = 493; 14–24 years; 32% COPD and respiratory disorders, 12% tuberculosis	Intervention: Tobacco de-addiction guidance/counselling offered by NGO Methods: Counselling effect monitored for four months (20 follow-up sessions conducted during course of study)	Unit of assessment: discontinuation of tobacco use; reasons for starting tobacco use	431 ‘showed positive attitude towards quitting tobacco use'; 410 discontinued tobacco use; 21 abstained for short-period, but re-started Of 431 with positive response: 84% started using tobacco due to peer pressure, 11% to imitate tobacco advertising on media/films/TV	G: P: 1, 2, 3, 7, 10 N: 4, 5, 6, 8, 9, 11 Main concerns: abstract therefore limited information; objectives and methods particularly unclear

Reviewed studies regarding primary prevention strategies relevant to chronic obstructive pulmonary disease (COPD). Study entered in italics of quality concern (see Methods), with the main reasons for concern noted in the ‘Quality’ column. The numbers following the different quality ‘levels’ (G, P, N) indicate the aspect of quality assessment (see Box 1), rated as good (G), poor (P) or not-assessable (N) WHO, World Health Organization; DALYs, disability adjusted life years

Table 4

Studies relating to secondary prevention strategies for chronic obstructive pulmonary disease in India

Ref.	Study dates, design and location	Population size and characteristics	Intervention and methods	Assessment/follow-up measures	Main outcomes	Quality
16	P2010; RCT; Jaipur	n = 33 (15 experimental, 18 control); mean age: 60.7 (SD 8.5) in sildenafil arm; 63.6 (SD 6.7) in placebo arm; patients with severe/very severe COPD by GOLD classification, > 20 pack year history and pulmonary artery systolic P > 40 mmHg	Intervention: oral sildenafil TDS Methods: double blind, randomized, placebo-controlled; 12-week follow-up	6MWD; pulmonary arterial pressure	Sildenafil group: 6MWD significantly higher at one and three months; pulmonary arterial pressure significantly lower at three months Placebo group: no change in either measure	G: 1, 2, 3, 5, 6, 9 P: 7, 10 N: 4, 8, 11 Main concerns: drug and placebo supplied by drug company, but extent of further input not mentioned
17	P2011; quasi-experimental study; Dehradun	n = 20 (10 experimental, 10 control); 100 % men; ‘severe’ COPD	Intervention: domiciliary pulmonary rehabilitation programme Methods: follow-up six months	CCQ; 6MWD; spirometry	Significant differences between groups in CCQ scores and 6MWD from fourth month onwards (higher in intervention group); no significant difference in spirometry	G: 1, 2, 5, 6, 7, 10 P: 3, 4, 8, N: 9, 11 Main concerns: non-randomized – only willing participants in intervention group
18	2009–2010; parallel group study; Jamnagar	n = 61; moderate-severe COPD Experimental group: mean age + SD: 58.39 + 8.58 years Control group: mean age + SD: 56.53 + 11.29 years	Intervention: doxycycline daily Methods: randomized, single-blind; four weeks follow-up	Spirometry, CRP, MRC dyspnoea scale	Intervention group: significant increase in FEV1 and FVC during study period; significantly greater improvement in spirometric parameters and reduction in baseline CRP cf. control group, no change in dyspnoea score Control group: No change in lung function parameters or dyspnoea score	G: 1, 2, 4, 6, 7, 10 P: N: 3, 5, 8, 9, 11
19	P2010; RCT; Mangalore	n = 30 (10 in each group); 100% men; 45–75 years; clinically stable	Intervention: upper-limb training, lower-limb training or upper and lower-limb training Methods: no controls; four-week follow-up	Unsupported upper-limb endurance test; 6MWD CRQ	Compare to pretraining: Upper limb training: improved endurance test and CRQ; Lower limb training: improved 6MWD and CRQ; combined training: improved all outcomes	G: 1, 5, 6, 7, 11 P: 2, 3, 4, 10 N: 8, 9 Main concern: lack of information regarding training programme/intervention
20	P2010; RCT; Chidambaram	n = 16 (7 experimental, 9 controls); 40–68 years	Intervention: unsupported arm exercises 3x per week Methods: randomized; 1 month follow-up	12MWD, spirometry	Significant improvement in FVC values in both groups, no change in FEV1 in either group ‘Significant’ change in 12MWD – NB direction of change unclear, one ‘significant’ value ‘P < 0.053’	G: 1, 2 P: 6, 7, 9, 10 N: 3, 4, 5, 8, 11 Main concerns: small n-number, little information re methods, data not reported in results (only results of tests) therefore size/relevance of differences unclear, significance level unclear, conclusions not in line with results
21	P2007; RCT; Mumbai/Pune	n = 19; 89.5% men; mean age 59.15 (SD 7.98) years; stable moderate-severe COPD by GOLD criteria	Intervention: pMDI Methods: randomized, double-blind, placebo-controlled, cross-over study; single doses of tiotropium via pMDI plus spacer, and by DPI, and placebo administered on three separate days at least four days apart; 24 hour follow-up	Spirometry, body plethysmography	FEV1, FVC and IC significantly higher in MDI and DPI cf placebo groups No differences between outcomes in MDI and PDI groups	G: 1, 2, 3, 5, 6, 7, 9, 11 P: 10 N: 4, 8
22	2006–2007; RCT; Chandigarh	n = 74 (42 experimental; 32 control); patients with mild COPD excluded Experimental group: 95.2% men; 36–80 (mean 60) years; 95.2% smokers Control group: 90.6% men; 35–83 (mean 61) years; 90.6% smokers	Intervention: WHO-Government of India COPD guidelines Methods: controls received ‘conventional’ treatment; six months follow-up	SGRQ: change of > 4 units considered significant	Follow-up scores significantly higher than baseline in both groups, and significantly higher postintervention cf. post control treatment	G: 1, 2, 4, 5, 10, 11 P: 3, 6, 7, 9 N: 8 Main concern: some elements of methodology – including recruitment and analysis – not well described; not all outcomes reported; potential differences in disease phenotype between groups; control arm treatment not well described and administered by different individuals; high potential for bias
23	P2006; RCT; Delhi	n = 44; 100% men; 38–78 years; stable patients; eight mild, 19 moderate and 17 severe (by GOLD guidelines)	Intervention: single doses of formoterol, ipratropium bromide or placebo Methods: randomized, double blind, crossover, placebo-controlled; treatments administered on three consecutive days in random order, follow-up one hour	Spirometry, static lung volumes, heart rate, blood pressure and perceived dyspnoea assessment	Formoterol and ipratropium led to similar significant increases in FEV1 and FVC scores, improved static lung volumes and dyspnoea scores Placebo did not lead to significant improvements in any outcome	G: 1, 2, 3, 5, 6, 7, 9, 10 P: N: 4, 8, 11
24	P2006; RCT; Chennai	n = 105 (32 drug arm, 39 plant arm, 34 placebo arm); 100% men; 35–85 years; ‘moderate’ and stable disease	Intervention: DCBT1234-Lung KR (plant extract), drug combination (salbutamol, theophylline and bromhexine) or placebo Methods: randomized, placebo controlled study; six-month follow-up	Spirometry, ABG analysis, COPD symptoms	DCBT1234-Lung KR led to significant improvement in FEV1 and Pa02; other treatments did not DCBT1234-Lung KR patients showed significant improvement in all clinical symptoms studies; drug treatment did not improve dyspnoea or disability	G: 1, 2, 3, 5, 6, 7, 9 P: 10, 11 N: 4, 8 Main concern: involvement of ‘Dalmia Brothers Private Limited’ not delineated
25	P2006; RCT; Delhi	n = 60 (31 experimental; 29 controls); 100% men; ex-smokers Experimental group: mean age: 26.94 (SD 8.79) years; duration of disease: 5.00 (SD 5.06) years Control group: mean age: 62.72 (SD 9.51) years; duration of disease: 9.52 (SD 4.36) years	Intervention: oral prednisolone Methods: randomized study; seven days treatment, assessment on day 8	Spirometry, bronchodilator responsiveness	No response to intervention found; no differences between groups found	G: 1, 2, 3, 6, 7, 10 P: 8, 9 N: 4, 5, 11 Main concerns: significantly different mean age and duration of disease between intervention and control groups; not blinded, no placebo
26	P2006; RCT; Kanpur	n = 48 (24 per group) Intervention group: mean age 53.3 (SD 2.9) years; 78% men Control group: 51.1 years; 91% men	Intervention: Pranayama yoga techniques Methods: randomized, single-blind; follow-up three months	Spirometry, ABG, 6MWD, SGRQ	Intervention group: longer 6MWD, higher PEFR and lower SGRQ scores after training; no significant effect in other parameters Control group: no significant changes over study period	G: 1, 2, 4, 5, 6, 7, 9 P: 10 N: 3, 8, 11
27	P2006; parallel group study; Delhi	n = 32 (16 per group); severe COPD Tiotropium group: mean age 58.8 (SD 9.33) years Ipratropium group: 59.3 (SD 9.26) years	Intervention: Daily tiotropium bromide or ipratropium bromide Methods: non-randomized, parallel group study (sequential design viz controls); six-week follow-up (plus 6 weeks preintervention)	Spirometry, 6MWD, perceived dyspnoea, CRQ	No obvious effect of either treatment (although analysis unclear – see column 7)	G:1, 2, 4 P: 5, 6, 9, 10 N: 3, 7, 8, 11 Main concerns: recruitment not detailed, non-randomized, multiple comparisons, comparisons (and therefore outcomes) unclear; (potential) control period not analysed as such
28	2005–2006; design unclear; Delhi	n = 40 (20 experimental, 20 control); no information re participants reported	Intervention: ‘Sharbat-e-Unsul Murakkab’, dose unclear Methods: single blind, placebo-controlled; follow-up 21 days	‘History’, PEFR, haemogram, eosinophil count, liver function tests, renal tests, sputum culture	‘Improvement’ in cough, sleep disturbance, ‘hypnotic effect’, sputum purulence sputum volume, sputum viscosity, dyspnoea, rhonchi and PEFR in experimental, but not control, subjects	G: 1 P:2, 6, 7, 9, 10 N: 3,4, 5, 8, 11 Main comments: study design (randomization) unclear, no information re participants, dose of drug not reported, outcome measures not defined, data collection methods unclear, non-significant results reported as significant, conclusions not in line with results
29	2004–2006; quasi-experimental study; Delhi	n = 87; 100% men; mean age 64.8 years (SD 8.5); 28.7% smokers, 54% ex-smokers; never before received influenza vaccination	Intervention: influenza vaccination Methods: patients treated according to GOLD guidelines and followed up for one year pre- and postvaccination	Exacerbations (diagnosis =increasing shortness of breath and increase in amount or purulence of sputum)	Exacerbations due to ‘natural infections’ significantly lower post-vaccination (effectiveness = 60 %, 60 % and 75 %, in mild, moderate and severe COPD, respectively); outpatient and hospital admission lower postvaccination	G: 1, 2, 3, 5, 6, 7 P: 8, 9, 10 N: 4, 11 Main concern: sequential study design
30	P2005; pilot study, unclear if randomized; Delhi	n = 20; current smokers not willing to give up smoking excluded; stable patients with moderate to severe COPD attending outpatient department of tertiary care centre; little other information reported	Intervention: home-based pulmonary rehabilitation programme (including: education, exercise training, nutritional support, psychosocial support Methods: six weeks follow-up	Spirometry; perceived dyspnoea assessment; 6MWD; MIP; CRQ	Intervention produced significant improvements in 6MWD, dyspnoea score, and all four domains of CRQ (dyspnoea, emotional, fatigue and mastery scores) cf. baseline, and no significant changes in MIP or spirometry Results of control study not clearly reported	G: 1, 2, 3, 5, 7 P: 6, 10 N: 4, 8, 9, 11
31	2004–2005; RCT; Aligarh	n = 100 (50 experimental; 50 control); moderate–severe COPD Experimental group: 76% men, mean age 62.6 (SD 6.2) years; control group: 80% men, mean age 60.1 (SD 7.3) years	Intervention: 600 mg oral N-acetylcysteine daily for four months Methods: randomized, single-blind, placebo-controlled; one year follow-up	Spirometry, exacerbation frequency	Fewer exacerbations in intervention group Spirometry values increased more in intervention cf control group (although no clear increase within either group)	G: 1, 2, 4 P: 10 N: 3, 5, 6, 7, 8, 9, 11 Main concerns: recruitment, data collection and analysis not well-described
32	2002 – 2004; RCT; Delhi	n = 24 (10 experimental; 14 control); 100% men Experimental group: mean age 54.86 (SD 7.13) years; control group: mean age: 60.10 (SD 1.16) years	Intervention: vitamin E supplementation Methods: randomized, single-blind, placebo-controlled; eight-week follow-up	Spirometry; ‘clinical assessment'; ‘several biochemical parameters of oxidant-antioxidant status’ Experimental group: higher plasma sulphydryls and red cell catalase cf. control group Plasma nitrates and nitrites decreased in control, but not experimental, group	Similar degree of lung function and clinical improvement (significant) in both groups	G: 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11 P: N:
33	P2003; observational study; Delhi	n = 30 (30 COPD patients (15 experimental); > 35 years; 80% men	Intervention: 400 IU vitamin E daily Methods: randomized, control and blinding unclear; 12-week follow-up	‘Clinical examination’, spirometry, plasma malondialdehyde, alpha-tocopherol and red cell superoxide dismutase	Experimental group: MDA levels fell over study period; no other changes in any parameters over study period	G: 1, 2, 4 P: 6, 7, 10 N: 3, 5, 8, 9, 11 Main concerns: Recruitment unclear; no control (results reported) for period of vitamin E supplementation; only half of COPD group received vitamin E
34	P2003; RCT; Jaipur	n = 40 (20 experimental, 20 control); 80% men; 48–75 years (mean age 59.37 (SD 6.4 years)); severe COPD; never involved in pulmonary rehabilitation programme and smoking cessation for > 2 months	Intervention: domiciliary pulmonary rehabilitation programme Methods: four-week follow-up	6MWD; FEV1; CRQ	Significant improvement in 6MWD and CRQ scores in experimental cf. control group No significant change in FEV1 in either group	G: 1, 2, 3, 5, 6, 7, 9 P: 5, 10 N: 4, 8, 11
35	P2003; RCT; Delhi	n = 8; 100% men; mean age 52 years	Intervention: Salbutamol, ipratropium bromide or beclomethasone dipropionate Methods: randomized, cross-over, placebo-controlled; each drug/placebo given randomly on four separate days; 24-hour follow-up	Radioaerosol inhalation lung cinescintigraphy/mucociliary clearance	No significant clearance with any drug, and no difference cf. placebo	G: 1, 2, 5, 6, 7 P: 3, 10 N: 4, 8, 9, 11 Main concerns: very low n-number
36	P2002; RCT; Delhi	n = 33 (17 experimental, 16 control); 100% men; moderate/severe COPD (BTS criteria)	Intervention: salmeterol Methods: double-blind, randomized, placebo controlled; eight-week follow-up Experimental group: mean age 59.06 (SD 10.57) years; mean smoking history: 39.96 (SD32.2) years Control group: mean age 56.81 (SD 12.49) years; mean smoking history: 56.56 (SD 52.3) years	Spirometry; 6MWT; quality-of-life questionnaire; perceived dyspnoea assessment; patient's self-assessment of symptoms; supplemental use of salbutamol	Significant increase in FEV1 and FVC in salmeterol group, but not placebo group, and significant effect of salmeterol in both measures versus placebo Salmeterol also led to greater improvements quality-of-life questionnaire, dyspnoea assessment, self-assessment of symptoms and salbutamol use 6MWD similar in both groups	G: 1, 2, 3, 5, 6, 7, 9 P: 10 N: 4, 8, 11
37	P2001; quasi-crossover trial; Mysore	n = 30; 100% men; mean age 65 (SD 7.74) years; ‘mild–severe’	Intervention: ipratropium or theophylline for one month, the other for second month and combination for third month Methods: followed up every 15 days	Spirometry, quality-of-life questionnaire, functional ability/impairment; perceived dyspnoea	FEV1 and quality-of-life scores were higher than baseline following all three treatments FEV1 and quality-of-life scores were significantly higher following ipratropium cf theophylline treatment, and in the combination – cf single drug – treated groups	G: 1, 2, 6, 7 P: 3, 10 N: 4, 5, 8, 9, 11 Main concern: combination treatment not part of crossover design (administered to all participants in third month)
38	P1999; RCT; Aligarh	n = 97 (32 salbutamol, 29 ipratropium and 36 combined group); ‘mild-moderate symptoms'; excluded if other chronic disease Salbutamol group: 59% men; mean age 57.1 (SD 11.4) years; 69% smokers Ipratropium group: 62% men; mean age 61.7 (SD 13.7) years; 66% smokers Combination group: 58% men; mean age 58.6 (SD 13.1) years; 67% smokers	Intervention: inhalation of salbutamol, ipratropium bromide or combination Method: salbutamol, ipratropium or both administered; four-hour follow-up	FEV1	No baseline differences Ipratropium significantly higher mean FEV1 cf. salbutamol at 180 and 240 minutes Combination treatment significantly higher mean FEV1 cf salbutamol at 120, 180 and 240 minutes	G: 1, 2 3, 5 P: 6, 7, 10 N: 4, 8, 9, 11 Main concerns: methods including recruitment, randomization and data analysis unclear; not all outcomes reported
39	P1998; quasi-experimental study; Chandigarh	n = 15; 93% men; mean age 58.9 (SD 11.05) years; volunteer patients	Intervention: yoga therapy Methods: therapy delivered for four weeks	FEV1, PEFR, VC, perceived dyspnoea	Yoga therapy associated with improved perceived dyspnoea, FEV1, PEFR and VC measurements	G: 1, 6, 10 P: 2, 4, 5, 8 N: 3, 7, 9, 11 Main concerns: volunteer patients selection bias; little information regarding methods; relatively high degree of potential bias
40	P1991; parallel group study; Tamil Nadu	n = 45 (15 per group); groups 53 – 60% men; age range: 35–75 years Deriphylline group: mean age 54.5 (SD 12.6) years; 53% men; salbutamol group: 51.3 (SD 9.9) years; 60% men; terbutaline group: 47.0 (SD 5.4) years; 60% men	Intervention: oral deriphylline, salbutamol or terbutaline daily Methods: uncontrolled, parallel group design; follow-up three weeks	PEFR	Significant rise in PEFR in salbutamol and terbutaline groups No change in deriphylline group	G: 1, 2, 4, 5, 6, 7, 9 P: N: 3, 8, 10, 11
41	P1989; quasi-crossover study; Tirupati	n = 10; 100% men; 35–60 years (mean age 48.5 [SD 9.75] years)	Intervention: inhalation of salbutamol or ipratropium bromide or combination Method: salbutamol administered on day 1, ipratropium bromide on day 2, combination on day 3; six-hour follow-up	FEV1, PEFR	Ipratropium significantly more effective than salbutamol and the combination more so with regard to FEV1 and PEFR	G: 1, 7 P: 2, 3, 4, 6, 9, 10 N: 5, 8, 11 Main concerns: low n-number; sequential study design; high risk of bias
42	P1982; RCT; Delhi	n = 75 (25 each group); 100% men Control group: mean age: 49.2 (SD 10.0) years; physiotherapy group: mean age 48.1 (SD 8.44) years; yogasanas group: mean age: 50.6 (SD 12.23) years	Intervention: breathing exercises/chest physiotherapy or yogosanas Methods: 12-week follow up No ABG change with any treatment	Spirometry; ABG analysis; respiratory rate; heart rate	Best maintenance of spirometry in yogasanas group (non-significant) Lower respiratory and heart rates in yogasanas cf. control (intermediate response in physiotherapy group)	G: 1, 3, 5 P: 2, 6, 7, 8, 10 N: 4, 9, 11 Main concerns: unclear if truly randomized as FEV1/FVC ratios of groups matched; statistical methods and outcomes unclear

Reviewed studies regarding secondary prevention strategies relevant to non-acute management of chronic obstructive pulmonary disease (COPD). Population characteristics are entered as available. Studies of quality concern (see Methods) are entered in italics, with the main concerns being noted in the ‘Quality’ column. The numbers following the different quality ‘levels’ (G, P, N) indicate the aspect of quality assessment (see Box 1), rated as good (G), poor (P) or not-assessable (N)

RCT, randomized controlled trial; SD, standard deviation; GOLD, = Global Initiative for Chronic Obstructive Lung Disease; WHO, World Health Organization; 6MWD, six-minute walk distance; 12MWD, 12-minute walk distance; CCQ, clinical COPD questionnaire; CRQ, chronic respiratory questionnaire (includes 4 domains: dyspnoea, fatigue, emotion and mastery); SGRQ, St George's respiratory questionnaire (designed to assess quality of life: impaired health and perceived wellbeing); MIP, maximum inspiratory mouth pressure; FVC, forced vital capacity; FEV1, forced expiratory volume in one second; PEFR, peak expiratory flow rate; ABG, arterial blood gas; CRP, C-reactive protein

Table 5

Review of chronic obstructive pulmonary disease management outcomes in India

Ref.	Study dates and location	Population size and characteristics	Methods and diagnostic and assessment criteria	Outcomes	Quality
43	2008–2009; Bhopal, Madhya Pradesh (urban)	n = 100 (6 stage I, 32 stage 2, 40 stage 3, 22 stage 4); > 40 years (mean age 61.7 years [SD 9.6]); 100% men; ex-smokers or current smokers; stable patients; excluded if prior diagnosis of depression or chronic systemic diseases	Severity of COPD classified by GOLD criteria Hindi translation (validated) of PHQ-9 used to assess depression	Prevalence of depression: 72% Severity of depression increased with that of COPD	G: 1, 2, 3, 4, 5, 6, 7, 10 P: 9 N: 8, 11
44	2007–2009; Kolkata (urban)	n = 37; severity: GOLD category 3/4; mean age (± SD): 65.32 ± 9.58 years; men:women ratio 35:2	Diagnosis and severity assessment by GOLD criteria BMD assessed by ultrasound bone densitometer – T-score –1 to –2.5 = osteopaenia, <–2.5 = osteoporosis Uncontrolled study	Prevalence of osteopaenia: 51.35% Prevalence of osteoporosis: 21.62%	G: 1, 2, 5, 10, 11 P: 3, 6, 7 N: 4, 8, 9 Main concerns: limited information regarding methodology, recruitment unclear; no description of analysis methods, but various comparisons performed
45	1994–2004; Delhi (urban)	n = 515; 66% men	All deaths between 1994–2004 analysed using verbal autopsy questionnaire; causes of death recorded using International Classification of Diseases-10 code	COPD second commonest cause of death (11.6% [10.5% men, 13.7% women]) COPD = commonest cause of death in group ≥65 years	G: 1, 5, 9 P: 2, 3, 6, 7, 10 N: 4, 8, 11 Main concerns: limited information regarding objectives and methodology and no description of analysis methods; scope for bias relatively high
46	1999–2000; Chandigarh City and Panchkula district (urban and rural)	n = 84; > 60 years Mean number of morbidities among the entire sample of elderly people (n = 200; NB. not COPD group alone) was 6.1 (SD 2.9)	‘Clinical diagnosis’ of COPD (reported illness, clinical examination, cross-checking of medical records and medications); questionnaires for distress (physical and mental) and disability	COPD significantly associated with higher disability and distress scores	G: 1, 2, 3, 4, 5, 6, 7, 8, 10, 11 P: N: 9
47	P1992; Chandigarh (urban)	n = 150; 92.7% men; 28–78 years; smokers	Questionnaire	66.7% knew disease related to smoking; 88.7% advised by doctor to stop Of patients who had given up smoking:, 52.8% due to insistence of doctor, 44% because of their own persistence, and four due to advice by friends; six suggested would resume once symptom-free, 12 undecided	G: 1 P: 2, 3, 6, 7, 10 N: 4, 5, 8, 9, 11 Main concerns: unclear objectives, methodology and analysis; relatively high potential for bias
48	1981–1986; Tamil Nadu (rural)	n = 9946; > 30 years	Questionnaire and PEFR for COPD diagnosis; chest X-rays examined for evidence of cor pulmonale (diagnostic criteria not supplied)	Of 99 patients given chest X-ray, 1 patient had cardiomegaly with clinical evidence or cor pulmonale	G: 1, 2, 11 P: 3, 6, 7, 9, 10 N: 4, 5, 8 Main concerns: some elements of methodology and analysis unclear, information gained from family members where participants unavailable
49	P1982; Jhansi, Uttar Pradesh (rural)	n = 1424; >20 years; 54.4% men 14.8% men never smokers, 73.3% current smokers; 86.0% women never smokers, 12.0% women current smokers	Questionnaire for CB diagnosis; no definition for right ventricular hypertrophy/failure given	Right ventricular hypertrophy/failure in 5.4%	G: 1, 2, 4, 5, 8, 9 P: 3, 6, 7, 10 N: 4, 8, 11 Main concerns: methodology relating to determination of RVH/failure unclear; reported as an additional outcome; analysis not described

Reviewed studies regarding management outcomes relating to non-acute management of chronic obstructive pulmonary disease (COPD). All were cross-sectional studies. Population characteristics are entered as available. Studies of quality concern (see Methods) are entered in italics, with the main concerns being noted in the ‘Quality’ column. The numbers following the different quality ‘levels’ (G, P, N) indicate the aspect of quality assessment (see Box 1), rated as good (G), poor (P) or not-assessable (N)

GOLD, Global Initiative for Chronic Obstructive Lung Disease; PHQ-9, Patient Health Questionnaire-9; PEFR, peak expiratory flow rate; CB, chronic bronchitis

One reviewer carried out the data extraction for basic study data. The results were checked by a second reviewer and any concerns remedied by re-checking to reach a consensus decision. Two reviewers independently performed the extraction of quality data, before the results were collated. Inconsistencies were resolved as above.

Quality assessment

The extracted quality data were used to grade each aspect of the assessment as ‘good’, ‘poor’ or ‘nonassessable’. Again this rating was independently carried out by two reviewers. Disagreements were resolved by discussion and consensus decision. Where the combination of the number of ‘poor/non-assessable’ ratings and main reasons for concern were deemed sufficient to question the reliability of the study, the study was excluded from a secondary analysis (see below).

Data synthesis

As anticipated on preliminary searching, study designs were too heterogeneous to allow useful meta-analysis. Thus, a narrative approach was used. The data were summarized in tables, and analysed twice (before and after exclusion of studies where quality was of concern).

We aimed to assess each set of studies with regard to: •

Number of studies and time-trends in production and quality.

We wanted to examine the management intervention studies to determine: •

Types of intervention trialled and levels of success;

•

Any peculiarities of intervention effect by subgroup (age, sex, urban/rural location, smoking status and exposure to domestic fuels).

And we aimed to examine the management outcome studies to determine: •

Outcome measures used;

•

Extent and efficacy of current management strategies;

•

Any differences in outcomes by subgroup.

Proposals were formed based on general initial analysis outcomes, and inconsistencies examined. Finally, comparisons between results of the analyses were made before and after studies with quality concerns were excluded. Where data were insufficient to allow narrative synthesis, display and discussion of the data was used.

Results

The search produced 1096 papers for review. Figure 1 displays the handling of the search results.

The data extracted from each of the studies are summarized by question theme in Table 3 (primary prevention management interventions), Table 4 (secondary prevention management interventions) and Table 5 (management outcomes). The data excluded from the second analyses (due to quality concerns – see Methods), are italicized, and the main quality concerns noted.

Management I – interventions

Twenty-nine studies of interventions were identified – two relating to primary prevention and 27 to secondary prevention. Other than two studies published in the 1980s, and three in the 1990s, all had been published within the last decade. Generally, more recent studies had higher-quality scores.

Regarding the two primary prevention studies – neither was a clear, trialled and audited study, and neither was conceived to address COPD alone. Although one¹⁴ scored well on quality assessment, it was a theoretical study, with the associated uncertainties. The second¹⁵ was a conference abstract, with poor-quality scores, and difficulty in interpretation limited its use.

The 27 studies investigating secondary prevention interventions showed much variety in intervention type, study setting and outcome measures. There were 17 pharmacological interventions, three pulmonary rehabilitation interventions, five others involving exercise training, one trial of influenza vaccination and one study of the World Health Organisation-Government of India guidelines. All were assessed using intermediate clinical outcome measures. The guidelines and vaccination interventions were assessed using a quality-of-life questionnaire and exacerbation frequency, respectively. The other categories of intervention were each assessed by a combination of spirometry, exercise capacity and other physical measures, as well as quality-of-life scores.

Of the trialled interventions, only six had negative outcomes,^{21,25,27,32,35} and of those with positive outcomes, only the implementation of the WHO-Government of India guidelines was potentially still ongoing. Indeed, in several cases the follow-up was so limited that the relevance of the intervention was unclear.^{21,23,35,38,41} The clinical relevance of the changes rendered by some studies^{20,23,32,33,42} was also unclear.

Discounting these studies of questionable relevance, and those with quality concerns, only 10 studies of relatively high usability were left.^{16,18,19,24,26,29,30,34,37,40} Notably, all of these studies had positive outcomes, but they were of varied intervention type (5 pharmacological, 2 pulmonary rehabilitation, 2 other exercise interventions and 1 regarding vaccines), and each was confined to a particular geographical area. Their generalizability was therefore limited. Four of the studies (of bronchodilator use and pulmonary rehabilitation) were of interventions already recommended in Indian guidelines. Although subgroup outcomes are of interest with regard to disease patterns and targeting interventions, the low number and heterogeneity of studies did not permit such investigation.

Management II – outcomes

Seven studies relating to outcomes were identified – two from the 1980s, one from the 1990s and four more recent. Again fewer quality concerns were associated with more recent studies. Many outcomes were considered: prevalence of depression, cor pulmonale, osteopaenia and osteoporosis, disability and distress scores, mortality data and management of smoking. The only process measures investigated were some relating to management of smoking.

COPD was associated with relatively high levels of depression, disability and distress.^43,46 It was the second commonest cause of death generally, and the highest in older age groups.⁴⁵ The observed extent of right ventricular failure/cor pulmonale was low – but both of the investigating studies were relatively dated.^48,49 The prevalences of osteoporosis and osteopaenia were insufficiently different from estimates of general populations of the same age to be able to convincingly suggest a difference in the absence of a control group.⁴⁴ The study relating to education and treatment of smoking had some quality concerns, but suggested that only 88.7% of patients received cessation advice, and one-third of patients were unaware of the association between COPD and smoking.⁴⁷ Excluding studies with quality concerns, only those investigating depression, disability and distress remained.

Discussion

Principal findings

We planned an investigation to determine the extent and efficacy of the management of COPD in India. An important observation was the paucity of data and inconsistency in study setting and population characteristics. This is in contrast to some other states, such as in England, where national studies have demonstrated the availability/efficacy of current management across the region.⁵⁰ Study quality was also variable and of concern in 19/36 cases, but improved in recent years. These issues so impacted on analysis that we were unable to draw conclusions regarding efficacy of management under current strategies, and the extent of applicability of trialled interventions.

Data regarding management outcomes were particularly lacking. Of the few available studies, many were not conceived with this in mind, the studies were few and disparate and only two were deemed of reliable quality. They were certainly suggestive that outcomes are suboptimal, but being carried out on various ill-defined management backgrounds and varied populations, over an extended time-period, their degree of general applicability is relatively unknown.

Uncertainty is again an issue in interpretation of the review of management interventions – almost all of which showed success in at least some outcome measures. This is especially so when, for example, pulmonary rehabilitation (a component of current guidelines) remains a subject of investigation and generates a positive response. Such data – and the one study of process measures suggestive that smoking cessation advice (another component of the guidelines) is not consistently delivered⁴⁴ – emphasize the need for the extent of current guideline implementation to be understood, before studies such as those reviewed can be most usefully applied.

The issue of the optimal extent of generalization of trialled interventions is in many respects premature. However, subgroup differences in disease prevalence, nature and course will exist, differential management strategies may be useful, and this can be usefully borne in mind as investigations continue.

Strengths and weaknesses of this study

Although the low number and heterogeneity of the reviewed studies were a notable outcome in themselves, they did have a considerable effect on the extent to which this review could be undertaken as planned. Further limitations on our results were imposed by (1) aspects of the review methodology and (2) our decision not to include unpublished data from trial databases.

The methodology was constrained in particular by the subjective nature of the quality assessment, and the lack of appropriateness of data for meta-analysis. The data were insufficient even for narrative synthesis in some areas of investigation. Regarding our decision not to include data from trial databases, we accept that our thus relatively constrained inclusion criteria may have increased the possibility of reporting bias. Indeed the observed outcomes regarding management interventions would allow that these data may have been at risk of publication bias.

We hope, though, that our thorough, systematic approach has identified most of the available data, and helped to provide a useful, clear summary, demonstrative of where the gaps in knowledge lie.

Interpretation of findings in relation to previously published work

Comparing outcomes of COPD management in India with those elsewhere is hindered mainly by the paucity of data. The management guidelines utilized in India are based on those recommended by international bodies and utilized elsewhere. They reflect disease pattern and context in India to an extent,⁵¹ but do not really reflect that the included strategies tend to have been developed from study of populations resident in more developed states, and that the extent to which they can be similarly applied to other populations – including Indian populations – is unclear. The reviewed intervention and outcome studies are indicative that aspects of the current programme should be beneficial, but further study is required to determine that the guidelines are sufficiently effective in this population, and to investigate any subpopulation subtleties with regard to treatment outcomes. For example, the nature of the disease associated with domestic, and other environmental, pollution (relatively prevalent in this population) – rather than that associated with smoking – is less well characterized. Similarly, the nature of the disease when associated with HIV/tuberculosis is unclear,³ and issues such as poor nutrition may well be of relevance to management.⁶

Study of primary prevention was conspicuously lacking. The existing management guidelines do include reduction of risk factors, but these need to be implemented as more general societal measures (i.e. as primary rather than secondary prevention), and it is not clear that this is being achieved. Although a smoking ban was introduced in India in 2008, media reports of successful implementation of the ban are mixed. Ensuring achievement of the ban is a priority, and additional programmes such as those modelled by Wilkinson et al.¹⁴ and further demotion of smoking activities, would be of use. The reviewed study of a smoking cessation programme¹⁵ was difficult to interpret, but it is likely cessation programmes would be usefully applied – particularly when associated with an education component – for which there is an evident need.^47,52 A review of smoking cessation programmes in India, their outcomes and associated research, would probably be useful.

Implications for future research, policy and practice

Although many of the studies reviewed here do contain potentially useful management strategies, these options, and others, could be better assessed and implemented if the distribution and success of current management was better understood. It might be useful to initially: (1)

Achieve a better understanding of disease prevalence and likely trends in prevalence, as we have recently suggested;⁹

(2)

Audit the use of guidelines – in terms of both process and clinical outcomes – across the country;

(3)

Estimate the proportion of the population accessing healthcare services, and the proportion to which optimal/guideline care is available and taken-up.

This information would provide a useful background on which study of more subtle themes – such as those relating to the nature of disease among subgroups, and how best to target resources – could be based.

In the interim, the lack of data should not preclude the implementation of potentially useful interventions. Our review has shown that many secondary prevention methods would be beneficial, and that primary prevention methods are especially needed, and could be usefully implemented with ongoing review. In addition to consideration of change in domestic fuel use and tackling the extent of smoking, occupational health is another important primary prevention issue. In our review, we excluded studies investigating occupational groups alone, but several occupational groups are understood to be at relatively great risk,⁵³ and need particular attention, especially in terms of preventive interventions.

Conclusions

Investigation of the current extent of management of COPD in India is hindered by the number and nature of studies available. High-quality current data from a cross-section of the population is required if the current quality of management is to be determined at a level useful for policy considerations. An understanding of the extent of implementation of national guidelines would be particularly useful, and it would also be helpful to understand the current use of important preventive measures, particularly those targeting smoking, domestic fuel use and occupational risk. This would provide a useful background on which the efficacy of further management strategies – including some of those successfully trialled to date – could be usefully examined. The specific needs of subgroups could also then be further investigated and addressed.

In addition, optimal longterm solutions will require provision of more comprehensive prevalence estimates than are currently available, review of the changing context of service delivery and implementation of a more general approach to chronic disease management.

Footnotes

Acknowledgements

The authors would like to thank Lambert Felix, who kindly performed the CINAHL database search

Appendix

QUOROM Statement checklist

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Management of chronic obstructive pulmonary disease in India: a systematic review

Abstract

Objectives

Methods

Setting

Participants

Main outcome measures

Results

Conclusions

Keywords

Introduction

Review aims

Methods

Search

Selection

Data extraction

Quality assessment

Data synthesis

Results

Management I – interventions

Management II – outcomes

Discussion

Principal findings

Strengths and weaknesses of this study

Interpretation of findings in relation to previously published work

Implications for future research, policy and practice

Conclusions

Footnotes

Acknowledgements

Appendix

References