Abstract
During recent decades, stress-related neuropsychiatric disorders such as anxiety, depression, chronic tension headache, and migraine have established their stronghold in the lives of a vast number of people worldwide. In order to address this global phenomenon, intensive studies have been carried out leading to the advancement of drugs like anti-depressants, anxiolytics, and analgesics which although help in combating the symptoms of such disorders but also create long-term side effects. Thus, as an alternative to such clinical practices, various complementary therapies such as yoga and meditation have been proved to be effective in alleviating the causes and symptoms of different neuropsychiatric disorders. The role of altered brain waves in this context has been recognized and needs to be pursued at the highest level. Thus, the current study provides a review focused on describing the effects of yoga and meditation on anxiety and depression as well as exploring brain waves as a tool for assessing the potential of these complementary therapies for such disorders.
Introduction
Neuropsychiatric disorders are the leading cause of disability worldwide. Epidemiological data suggest that neuropsychiatric disorders can be a burden to society and include several different disorders, including depression, anxiety, tension, and headache. In addition, these disorders may co-exist with other health disorders such as cardiovascular diseases, cognitive deficits, and memory impairments. 1 Neuropsychiatric disorders are being prevalent not only in adults but also among children and adolescents. According to a World Health Organization report, at least 350 million people worldwide live with depression. 2 As a critical neuropsychiatric disorder, anxiety accounts for, on average, 16 to 31% of prevalence rate worldwide. 3 In addition, approximately 3 billion individuals worldwide suffer from tension-type and other forms of headache as per the 2016 report of Global Burden of Disease Study by the Institute of Health Metrics and Evaluation. 4 Exposure to a varied form of stress is the largest contributor to neuropsychiatric disorders. Stress can be defined as the situation of emotional and mental strain when a person is exposed to demanding situations. 5 Modern-day lifestyle has often been attributed to cause unwanted stress. Day to day encounters with a varied form of stress results in the transformation of minor stress to chronic stress via psychological factors acting as the catalysts in this transformation. 6
Psychological stress leads to activation of the sympathetic nervous system, which is responsible for fight or flight response in the body. As a result, the activity of the parasympathetic system is down-regulated. This interference in the autonomic nervous system affects several unconscious activities carried out by the brain, such as respiration, digestion, metabolic reactions, and so on. 7 A stressor may activate the hypothalamus in the brain to release corticotrophin-releasing factor (CRF), which further stimulates the anterior pituitary to release adrenocorticotropic hormone (ACTH). 7 ACTH sends a signal to the cortex of the adrenal gland to release the corticosteroids, namely, cortisol and aldosterone. 8 This cascade, also known as Hypothalamic-Pituitary-Adrenal (HPA) axis, further alters the neuro-hormonal levels in the limbic system of the brain due to a stress stimuli by elevating the production of cortisol as well as the catecholamines (epinephrine, norepinephrine, and dopamine) which lead to a chain of physiological changes in the body like memory impairments, cognitive deficits, and mood disorders. 1 A functional disconnection between the amygdala and prefrontal cortex is often observed in patients suffering from chronic stress. Further, a reduction in 5- hydroxytryptamine (5-HT1A) receptors in the limbic system, specifically within the hippocampus, 9 and decreased level of serotonin may lead to various mood disorders. The endocannabinoid system is also activated for the purpose of stress regulation, leading to activated HPA axis, increased anxiety, and pain perception. 10
Hyperactivation of HPA axis has also been linked to autonomic changes including increased neural excitability, cardiovascular activity, increased blood sugar level, respiratory problems, and reduction in antibody formation. 6 These physiological changes further affect the homeostasis process of the body and initiate possible causation of different neuropsychiatric disorders. In addition, chronic stress triggers the release of various inflammatory cytokines such as interleukin 6 (IL-6), interleukin 1β (IL-1β), and tumor necrosis factor α (TNF-α). These immune-markers often act as stress biomarkers along with Brain Derived Neurotrophic Factor (BDNF), and over-activated glial cells. 11 –15 It has also been found that higher NO and COX-2 levels caused due to stress are responsible for neuronal functional impairment and brain cell damage, subsequently resulting in neuroinflammation. 16 In addition, stress is a leading cause of autoimmune disorders in which excessive inflammation acts as the center of reaction. It has been observed that chronically activated acute stress severely affects the immune system resulting in major physical as well as mental health disorders. 6 Chronic stress is a leading cause of physical disorders such as Type II Diabetes Mellitus, Obesity, Cognitive Impairment and Physical Pain. 17 –19 However, a stressor foremostly targets the mental health of an individual causing neuropsychiatric disorders such as depression, anxiety, psychogenic epilepsy and many more.
Stress, Neuropsychiatric Disorders, and Brain Waves
A linear relation between anxiety and depression with daily life stress has been reported in the literature. 20 As discussed earlier, interference in the HPA axis leads to the release of large amounts of cortisol in the brain, which in turn triggers the excessive formation of neurotransmitter glutamate, thus damaging the hippocampus of brain. 21 On the other hand, suppression of BDNF leads to mood disorders, anxiety and depression. 22 Researchers have previously observed the implications of these molecular players such as neurotransmitters, and hormones at cellular level. It has been found that the interaction between neurons gives rise to oscillatory rhythms of different frequencies, which can easily depict the mental state and its well-being. 23 There are 5 major types of brain waves, namely delta (0.5-3 Hz), theta (3-8 Hz), alpha (8-13 Hz), beta (13-40 HZ), and gamma wave (40-100 Hz). 24 These oscillatory rhythms or brain waves were first detected in a human participant using electroencephalography (EEG) in 1924 by Hans Berger, a German psychiatrist. 25 EEG is a fundamental and sensitive method for the detection of the brain pattern of an individual and could easily decipher the mental state of the person depending on the type of prominent wave at that particular instant. 26 It has been reported that all types of brain waves are present in the brain throughout the day. However, one particular type of brain wave, as described earlier, is dominant depending on the state of consciousness. For instance, during deep sleep state, delta waves are highly prominent. Similarly, theta waves represent a state of sleepiness, alpha waves represent resting and quiet state of brain, beta waves are representation of active brain involved in cognition and thinking task and gamma waves are usually found in deep meditative state of mind. 27 Several successful attempts have been made to capture and classify the brain waves using EEG by the application of advanced algorithms in order to identify the mental task being performed at the instance. 28,29 Klimesch et al., 1998 successfully demonstrated that slower alpha frequencies are linked to attention and alertness of brain. 30 Another study demonstrated the importance of frequency domain feature of EEG signals to predict the level of attention. 31 Thus, brain waves classification has the potential to identify an unhealthy state of brain from the healthy state.
Since neurotransmission is carried out with the help of neurotransmitters such as serotonin, dopamine, nor-epinephrine, stress often affects the level of these neurotransmitters as observed through alteration in brain waves pattern. 7 In a similar study, decreased serum cortisol levels have been found to have negative correlation with alpha wave activation. 32 Another study demonstrated the roles of cholinergic, dopaminergic, serotonergic and GABAergic systems in modulating the EEG power spectral peaks, 33 thus establishing the fact that neurotransmitter level changes directly alters the brain waves pattern. Thus, stress not only imbibes the neuropsychiatric disorders within the human body but also contributes to alterations in normal state brain wave patterns.
Moreover, brain waves pattern has been potentially explored for the identification and classification of several psychological disorders with the help of EEG as a tool. A study by Perlis et al. (2000) confirmed the changes in beta and gamma activity during primary and secondary insomnia, 34 Several other studies also classified sleep disorders and sleep stages, as well as epileptic seizures using machine learning tools for EEG analysis. 35 –37 Additionally, EEG signal processing has also been vastly explored for the diagnosis of mental disorders like schizophrenia, major depressive disorder and anxiety disorders. 38 –42 Hence, brain waves analysis is a novel diagnostic and therapeutic tool for synergism with complimentary therapies in the treatment of stress related neuropsychiatric disorders as it could efficiently measure the efficacy of interventions and could be utilized in providing a better prognostic index.
Complementary Therapies for Stress Related Neuropsychiatric Disorders: Yoga and Meditation
Conventional treatments for stress related neuropsychiatric disorders depend on the neurobiology of a particular disorder such as depression or anxiety. In order to suppress the causes and symptoms of depression, anti-depressants like ketamine act by regulating the levels of glutamate neurotransmitter and its corresponding NMDA receptor in the brain. 43 Other anti-depressants like tricyclic anti-depressants (TCAs), selective serotonin reuptake inhibitors (SSRI), serotonin, and nor-epinephrine reuptake inhibitors (SNRI) provide relief from the depressive mental state by regulating the levels of serotonin and nor-epinephrine neurotransmitters in brain, as well as by activating their anti-inflammatory mechanistic route. 44 Similarly, various anxiolytic drugs are used to treat anxiety disorders. Benzodiazepine derivatives are most extensively used anxiolytics acting on GABA receptors in order to suppress the anxious state. Some anti-depressants like ketamine have also found their use as anxiolytic drugs. 45 These drugs, although effective, have a major side effect of addiction thereby making an individual drug-dependent.
TCAs have been associated with higher cardiovascular disorders and drop-out rates. On the other hand, SSRIs and SNRIs have been found to produce sexual dysfunctionality and hyponatremia when used long-term. 46 As a consequence of these drug-related side effects, many studies are being conducted nowadays to identify complementary ways for the treatment of neuropsychiatric disorders. Some of the therapies include music, acupuncture, dietary plans, mind-body relaxation exercises, yoga, and meditation. Among these therapies, yoga and meditation have been vastly explored for their beneficial effects in the treatment of neuropsychiatric disorders, 47 due to their strong neurotransmitter levels alteration abilities.
Yoga and meditation therapies have been associated with changes in the levels of several neurotransmitters in brain which are crucial for the maintenance of mental health. Xiong et al., 2009 in their study argued that meditation practice could potentially elevate the level of BDNF in brain and eventually enhances brain plasticity. 48 A similar study demonstrated the increase in brain GABA levels among regular yoga practitioners. 49 Another study explicitly highlighted the modulations in neurotransmitters like serotonin, norepinephrine, dopamine and melatonin post meditation and yoga exercises. 50,51 Since neurotransmitter levels are reliable measures to examine psychological disorders, these evidences further provide a deep insight on the positive effects of complementary therapies such as yoga and meditation on human body.
Yoga involves various breathing exercises and asanas (postures), which exhibit a positive effect while dealing with stress disorders (Table 1). Anulom-Vilom pranayama is an alternate nostril breathing exercise which when studied as a 3-month intervention program, showed a significant reduction in anxiety and depression levels among 30 participants (age range = 60-70 years). 52 In another study, the effects of controlled breathing exercises were studied among patients with acute Chronic Obstructive Pulmonary Disease (COPD) with co-existing moderate to severe anxiety and depression. It was found that 30 minutes of daily breathing exercise significantly improved the healthy state of these participants from their prior anxious states. Also, personal domains such as self-care, mobility, usual activities, discomfort exhibited an improvement for the overall quality of life of these patients. 53 A month’s regular practice of Iyengar yoga, a kind of yoga involving both breathing exercises and yoga asanas, has also been reported to result in decreased levels of depression and anxiety. 54,55 In addition, Hatha yoga, a kind of controlled breathing exercise, has been observed to create substantial improvement in levels of anxiety, depression, and anger among psychiatric in-patients as well as result in a significant reduction of post-traumatic stress disorder symptoms. 56,57 Finally, significant improvements have been reported due to practice of breathing exercises for 1 month leading to changes from depressive symptoms to a relatively normal healthy state among participants. 58
Overview of the Effects of Complementary Therapies on Various Stress Related Neuropsychiatric Disorders. Studies Conducted Only Analyzed the Effects of Complementary Therapies on Stress Related Neuropsychiatric Disorders and Did Not Consider the Changes in Brain Waves of the Test Subjects.
Abbreviations used: COPD: Chronic Obstructive Pulmonary Disease; POMS: Profile of Mood States; PTSD: Posttraumatic Stress Disorder; TCTSY: Trauma Center Trauma-Sensitive Yoga; BDI: Beck Depression Inventory; HAM-D: Hamilton Depression Questionnaire; HAM-A: Hamilton Anxiety Questionnaire; PCS: Pain Catastrophizing Scale; QIDS-C16: Quick Inventory of Depressive Symptomatology- Clinician Rated
Apart from yoga, meditation practices such as mindfulness-based cognitive therapy and mindfulness meditation have been reported to alleviate symptoms of depression and anxiety (Table 1). A study examining the effect of mindfulness meditation on patients of chronic pain in back, neck, shoulder, and chronic headache has reported a significant reduction in pain rating indices as well as improvement in mood disturbances and lifestyle of participants. 59 Pain rating scoring was completed both before and after the intervention, and the scores were then statistically analyzed for significant improvement. Anxiety and depression were measured with Hamilton anxiety (HAM-A) and Hamilton depression (HAM-D) scales, respectively. 60 Mindfulness meditation showed a positive effect on patients of depression and generalized anxiety disorder. Mindfulness-based cognitive therapy was examined in another study to determine any possible reduction in levels of acute depression and chronic pain. Depression and pain levels were analyzed using a set of questionnaires, both pre and post-meditation sessions. A significant reduction in the levels of depressive state and pain was observed after completion of the intervention period. 61,62 In conclusion, yoga and meditation practices have been reported to be highly effective not only when practiced individually but also when performed together. For example, when Iyengar yoga is practiced along with mindfulness meditation, the stress levels are reduced more efficiently. 63
It is to be noted that Meditation and Yoga exercises have been explored for their effects in other psychiatric illness as well. Several studies have highlighted the merits of Yoga therapies inclusive of yoga postures, breathing exercises and meditation-based relaxation techniques in the treatment of psychiatric disorders such as Schizophrenia, Obsessive Compulsive Disorder, Eating Disorders and Post-Traumatic Stress Related Disorders. 64 –67 While the research in yoga and meditation has been done in varied styles, the efficacy of yoga and meditation needs to be examined further on other stress-related disorders as well as neuropsychiatric symptoms other than anxiety and depression.
Additionally, it has been found recently that alternative therapies like yoga and meditation sometimes pose adverse effects on the practitioners. For instance, a multicentric survey by Cebolla et al. (2017) concluded that unwanted effects were prevalent among 25% of the participants practicing mindfulness meditation. 68 A similar study was conducted by Schlosser et al. (2019) highlighting the unpleasant meditation experiences among the regular practitioners. 69 Anderson et al. (2018) in their work also explored the importance of studying the negative effects associated with meditation practices. 70 Moreover, some studies have also indicated the potential harmful effects of yoga and meditation practices in some psychological disorders such as clinical or sub-clinical epilepsy highlighting the increased incidence of epileptic seizures post meditation practice. 71,72 Thus, novel tools such as brain waves analysis using EEG signal processing could potentially provide therapeutic clues among the patients suffering from neuropsychiatric disorders regarding their contraindications.
Brain Waves as a Tool for Assessing Potential of Yoga and Meditation as Complementary Therapies
When complementary therapies such as yoga and meditation are practiced, positive alteration in brain waves is observed. Brain relaxation exercises are known to elevate the activity of brain waves. For example, a study conducted on healthy yoga practitioners practicing Bhramari pranayama found an increase in gamma activity in the left temporal lobe. Paroxysmal gamma activity was detected using 128 channels EEG, recorded in 1 or 2 consecutive sessions of Bhramari pranayama. 73 In another study, Ujjayi breathing pranayama was found to elevate the activity of alpha waves in 40% of healthy subjects with a 30% decline in beta activity. 74 The activity of brain waves was calculated using the power of alpha, beta, theta, and delta by fast Fourier transform and independent component analysis (Table 2).
Overview of the Effects of Complementary Therapies on Brain Waves of Healthy Subjects. Studies Under This Class Were Conducted Only for Healthy Subjects and Brain Waves Analysis Was Not Done for the Depressed and Anxious Patients Along With the Intervention Practices.
In a similar study involving the practice of alternate nostril breathing exercises (based on classical Hatha yoga description), a significant increase in mean power of alpha and beta bands was observed along with a balancing effect on the functional activity of participants left and right hemisphere. The activity was observed using spectral power and spectral maps of various frequency bands. 75 The amplitude of P300 waves was found to be increased significantly at Fz, Pz, and Cz electrode sites after 40 minutes of alternate nostril breathing exercise and breath awareness among 20 yoga practitioners. The study findings suggested enhanced learning and memory in these participants. 76 It was also observed that the amplitude of the P300 wave, which is elicited in the process of decision-making increases after the practice of rhythmic breathing along with anti-depressant behavior of the exercise. 77,78 An important form of yoga exercise, Yoga Nidra has a substantial effect on mental relaxation and is responsible for alpha dominance in brain after 40 days of yoga nidra practice among young students. 79 In addition, regular practitioners of Sahaja Yoga have shown prominent increase in theta-1, theta-2 and alpha-1 waves activity in midline frontal and central regions during meditative state. Increased activity has also been found after examining the non-linear dynamic complexity of EEG recorded during the meditative state. 80 Sahaja Yoga meditation is found to enhance the alpha and theta waves synchronization in anterior frontal region of brain. Increased activity has also been observed by examining the spectral power changes and coherence analysis in theta and alpha bands. 81
Specific to Transcendental Meditation (TM), individuals practicing this routine have been observed to have increased frontal theta and alpha activity along with decreased levels of anxiety and stress. 82,83 A significant increase in alpha and theta wave activity was also found after 20 minutes practice with non-directive acem meditation. Mean spectral power values of all brain waves were analyzed for all the regions of brain such as frontal, temporal, central, and occipital. 84 In another study, the effects of Zen meditation was examined among healthy subjects by observing any increase in theta and alpha power of brain wave within the frontal regions using Fast Fourier Transform analysis. 85 Mindfulness meditation typically activates the left anterior region of brain as found after examining changes in 4 anterior electrode sites (Table 2), and alteration of the gamma and delta waves. 86 Further, 20 minutes of breathing meditation has been reported to be associated with a significant increase in the level of alpha bands among other rhythmic oscillatory bands of beta, theta, and delta waves. 87
As discussed in previous section, yoga and meditation when performed together, complements the effects of each other. For example, Sudarshan Kriya yoga along with Sahaja Samadhi Meditation enhance the theta activity in frontal region of brain along with increased theta coherence as indicated in a study conducted on healthy subjects. These routines have been found to improve the overall health of an individual along with improved sleep patterns, depression symptoms, and anxiety. EEG data was analyzed for spectral and coherence analysis for various extracted blocks from different portions of Sudarshan Kriya yoga in a prior study. 88 In a similar study, analysis of pre and post intervention data values of alpha EEG after 20 days practice of yoga exercises, and twin heart meditation indicated a significant increase in alpha activity of brain waves post-intervention. 89
In conclusion, numerous studies have shown significant changes in the level of brain waves among healthy adults following the regular practice of yoga and meditation. However, additional studies are warranted to further study the brain wave changes after practicing relaxation exercise by patients suffering from different stress-related disorders.
Future Perspective
A majority of studies have examined the effects of yoga and meditation on stress-related disorder among patients of moderate to severe anxiety and depression. However, other types of stress-related disorders such as chronic tension headache, migraine, and psychogenic epilepsy have not been studied in details for their improvement after practicing such relaxation therapy. It is possible that participants with these disorders might also show improved levels of symptoms after regularly practicing yoga and meditation therapy. In addition, prior studies have not examined the detailed changes in participants’ brain waves. There is a missing gap in the existing literature as the effects of yoga and meditation on changes in brain waves have been examined only among healthy individuals and not among patients of stress-related disorders. Thus, additional studies can be beneficial where patients with stress-related neuropsychiatric disorders are examined for the changes in brain waves pre- and post-intervention of yoga and meditation therapy for more insight into the mechanism of these complementary therapies.
Conclusion
In the present review, we observed that stress is the major contributor to various physical and mental health disorders in the current lifestyle. A stressor directly stimulates a cascade of neurohormonal and inflammatory changes in the body, which further induces a secondary response of physiological changes such as cardiovascular disorders, respiratory disorders, lower immunity, and more prominently, neuropsychiatric disorders like depression and anxiety. It was found that although drugs like anti-depressants and anxiolytics reduce the symptoms of these disorders, they also create long-term side effects. Thus, complementary therapies such as yoga and meditation must be studied to counteract the side effects of these drugs. Evidence from the existing studies on alternative therapies provide evidence for very little or no side effects and higher efficiency in combating these stress-related neuropsychiatric disorders. We examined the efficacy of yoga and meditation practices on stress-related neuropsychiatric disorders and found a significant decrease in the symptoms of anxiety and depression. Breathing exercises such as Anulom-Vilom Pranayama and breathing meditation significantly improved the quality of life of patients as well as decreased levels of anxiety and depression. 90 Apart from breathing exercises, various yoga asanas and meditation practices have also been reported to reduce symptoms of anxiety and depression. Studies, when examined for the changes in brain waves, also concluded a significant increase in the levels of brain wave activity. 91 Meditation practices such as mindfulness meditation, non-directive meditation, and breathing mediation increase the alpha and theta waves activity in the frontal region of the brain as well as results in extensive changes in gamma waves frequency. 92 In addition, yoga has been found to contribute to a prominent level of increased alpha and theta waves activity in the brain. 93 In conclusion, yoga and meditation have been reported to exhibit a positive effect for treating stress-related disorders such as anxiety and depression through positive changes in a participants’ functioning as well as by significantly altering the activity of brain waves among the tested subjects.
Footnotes
Acknowledgments
Authors would like to acknowledge Max Hospital, Saket, New Delhi, India for allowance of conducting the proposed research work.
Author Contributions
Medha Kaushik:
Conceptualization, Data curation, Formal Analysis, Investigation, Writing Original Draft.
Akarshi Jain:
Data curation, Formal Analysis, Writing Original Draft.
Puneet Agarwal:
Conceptualization, Writing-Review and Editing, Supervision.
Shiv Dutt Joshi:
Conceptualization, Writing-Review and Editing, Supervision.
Suhel Parvez:
Conceptualization, Writing-Review and Editing, Supervision and approved the version to be published.
Declaration of Conflicting Interests
The authors declare no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Ethical Approval
Since this is a review article and no sample collection was done for the same, hence ethical approval was not required.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
