Abstract
Context:
The American Academy of Pediatrics and professional guidelines recommend intervening with adolescents about avoiding tobacco use in the health-care setting. Barriers in the clinical setting limit consistent provision of this critical service.
Objectives:
This pilot study compared 2 approaches for referring adolescents to an evidence-based tobacco prevention and cessation program in the outpatient setting. Secondary aims assessed tobacco use, knowledge, and program evaluation.
Design, Setting, and Participants:
The study setting was a medical and dental clinic. Participants aged 13 to 18 received tobacco advice and instructions to work through “A Smoking Prevention Interactive Experience.” The program addresses health concerns of adolescents about tobacco use and is founded on behavioral change theories. The link to access it is featured on the website of the National Cancer Institute’s Research-Tested Interventions. Participants (N = 197) were randomized to 1 of 2 approaches (ie, a program link via e-mail or referral by a printed card).
Results:
The program was accessed by 57% (112 of 197) of participants. Both referral approaches were equally effective. Non-Hispanics were twice as likely to access the program as Hispanics (adjusted odds ratio = 2.1, 95% confidence interval = 1.2-3.8, P < .05). Over 95% of participants identified themselves as nonusers of tobacco and evaluated the program as beneficial in increasing knowledge and motivation to remain tobacco-free.
Conclusion:
Linking adolescent patients to an evidence-based tobacco prevention/cessation program at a community health clinic was highly promising and feasible. We present conclusions for future research.
Keywords
Introduction
Smoking cigarettes remains the leading cause of preventable disease and death worldwide. 1 Data about the past 30-day use of cigarettes among US students in grades 6 to 12 were 9.2%, with 14.7% using 1 or more tobacco products. 2,3 Adolescence is a critical time for prevention because 88% of initiation of tobacco use occurs before age 18. 4 Most young daily smokers become adult smokers, with half experiencing premature mortality from cigarette use. 4 Proven strategies for preventing initiation and achieving cessation among adolescents are critical. 4
Despite widespread knowledge about consequences of smoking, 5 delivery of the advice has not been provided routinely. 6 -16 Health-care agencies recommend anticipatory guidance about tobacco during checkups. 8,10,14,17 -19 Barriers about addressing it have included insufficient clinician time and training, inadequate reimbursement, 14 and lack of privacy because some parents wish to be present during interviews with patients. 20 Further, 75% of pediatricians perceived adolescents were unlikely to acknowledge smoking because of negative reactions from parents. 14 In a national sample, two-thirds of adolescents at checkups did not recall receiving advice delivered about the prevention of tobacco use. 16 The US Preventive Services Task Force described computer-delivered tobacco prevention programs during office visits may facilitate delivery of anticipatory guidance. 21 If a new and innovative tool leveraged technology and minimized time when delivering preventive counseling about tobacco use, it could make a difference in helping adolescents to lead tobacco-free lives.
We describe a process to facilitate delivery of tobacco counseling. For the primary aim, we compare 2 approaches for referring outpatients to a program delivered by the Internet titled “A Smoking Prevention Interactive Experience (ASPIRE).” Originally tested in a group randomized trial, ASPIRE demonstrated a significant reduction in the initiation of tobacco use among participants presenting with the greatest number of risk factors 22 for predicting uptake of smoking. 23 The first tested referral approach is termed “e-mail link” and involves e-mailing the ASPIRE URL via personal e-mail. The second tested approach is “card referral,” where clinicians handed a printed card with the URL to participants. In both approaches, clinicians provide a message to avoid tobacco with instructions to work through the program at a location with access to high-speed Internet. Secondary aims were to assess tobacco use, measure whether tobacco-related knowledge among participants was compromised, report evaluation of the program by participants, and describe whether refinements were needed to enhance future implementation.
Methods
Setting
This randomized pilot study was conducted at a medical and dental clinic in Houston, Texas. Patients served cannot have access to health insurance. The clinic is located in close proximity to the most ethnically diverse county in the United States. 24 Data collection occurred from October 1, 2014, through June 1, 2015. The protocol was approved by the institutional review board at MD Anderson Cancer Center (2014-0023).
Data Collection
Researchers who were not employed at the clinic briefed pediatric clinicians about procedures. The recruitment goal was 200, determined by a sample size calculation set a priori. Written parental consent and adolescent assent were obtained for participants under age 18. Eligible participants had e-mail, high-speed Internet access, and the ability to read or speak English or Spanish. Participants were not required to use tobacco. Two hundred ten patients were eligible (Figure 1). Those who declined participation commented it was due to lack of time. Three participants were found to be duplicates, leaving a total sample of 197. At enrollment, participants completed sociodemographics and tobacco use surveys. 25 Participants were randomized via a computer program to 1 of the 2 approaches (ie, e-mail link or card referral).

Consort-like diagram. *A Smoking Prevention Interactive Experience (ASPIRE) evidence-based program delivered via the Internet.
Description of ASPIRE
Participants were referred to ASPIRE. 23,26 Its electronic link is posted on the website of the National Cancer Institute’s Research-Tested Interventions. 27 The program addresses health concerns of adolescents about tobacco use prevention and cessation. It combines interactivity and entertainment to engage users through animations, videos of high school students, and task-oriented activities. It is a self-administered, 4-hour activity with 5 modules that can be completed in several sessions. 23 Module 1 is for committed nonsmokers, describing education about remaining tobacco-free. The other 4 modules are intended for smokers, with one of the modules describing benefits of quitting for smokers disinterested in quitting. Three modules provide practical strategies encountered during quitting that facilitate the likelihood of successful cessation. Because clinic outpatients would be completing activities unsupervised, the full-length program was modified to give participants the option of selecting the most relevant modules to work through. To receive compensation of a US $30 gift card, they were required to work through one 20- to 30-minute standalone module and complete pre- and post-tests. Those who did not access the program within 6 days of registering could have received up to 13 reminders (ie, 10 e-mails and 3 telephone calls).
Pre- and Post-tests—Report of Program Evaluation by Participants
Knowledge questions were generated based on materials from the module selected by participants with multiple-choice responses. No feedback was provided to participants whether they answered correctly. Those scoring ≥70% on knowledge were considered program graduates. After post-tests, participants were asked whether they learned new facts from the program, whether it influenced decisions not to use tobacco, and whether they would recommend it to family and friends.
Data Analysis
Descriptive analyses and the proportion of participants accessing the program by referral approach were computed. Logistic regression was used since accessing ASPIRE was a binary outcome. The likelihood ratio test was used to determine the overall statistical and numerical differences between referral methods. The analysis was adjusted for age, gender, and ethnicity. The percentage scoring ≥70% between the 2 referral strategies was determined using logistic regression models. Covariates were adjusted for baseline differences between groups. Results were summarized with odds ratios (ORs) and 95% confidence intervals (CIs). The statistical significance level was set at P <.05.
Post hoc power was calculated for sample size based on access rates by referral strategy. A 2-group χ2 test with a 0.050 2-sided test level would have 80% power to detect differences between a group 1 proportion, π1, of 0.535 and a group 2 proportion, π2, of 0.602 (OR: 1.31) when each group had 857 participants. A 2-group χ2 test with 0.050 2-sided test level would have 15% power to detect the difference between a group 1 proportion, π1, of 0.535 and a group 2 proportion, π2, of 0.602 (OR: 1.31) when the sample size in each group had 99 participants.
Results
Participants were those working through a module and completing pre- and post-tests. We considered noncompleters as those completing enrollment but no other activities. Those completing pre-tests, accessing ASPIRE but were not completing the post-tests after reminders were dropouts. Baseline information and tobacco use were available for 197, however, 85 (43%) of the 197 did not login to the program (ie, noncompleters; Table 1 and Figure 1).
Baseline Characteristics for Participants.
Abbreviation: ASPIRE, A Smoking Prevention Interactive Experience.
A total of 112 (57%) of the 197 connected to ASPIRE: 47.3% in e-mail link and 52.6% in card referral. At baseline, mean age was 15 years (standard deviation = 1.6). More females (57%) accessed the program than males. For breakdown by race/ethnicity, 37.5% were Hispanic/Latino, 33.9% were Asian, 17.8% were black, 4.5% white, and the remainder were “others.” No use of tobacco or nicotine products was reported by 98% (Table 1). Among 82 completers, 94% (n = 77) selected the ASPIRE module for committed nontobacco users. Those remaining (n = 5; 6%) selected the ASPIRE module intended for smokers related to managing stress when trying to quit.
Process Evaluation: Comparison by Referral Approach
Using baseline characteristics, participants were compared to noncompleters. After adjusting for age, gender, and ethnicity, the e-mail link group did not differ from card referral (adjusted OR = 1.3, 95% CI = 0.8-2.4, P = .312; Table 2). Non-Hispanics were more likely to connect than Hispanics (64% vs 48%, adjusted OR = 2.1, 95% CI = 1.2-3.8, P =.012).
Logistic Regression Predicting Access to ASPIRE by Referral Approach.
Abbreviations: ASPIRE, A Smoking Prevention Interactive Experience; CI, confidence interval.
Completers Versus Dropouts
Eighty-two (73%) of 112 were completers. We compared completers and dropouts on baseline sociodemographic characteristics and pre-test scores on knowledge. Using χ2 and 2-sample t tests, significant association for differences by age or gender was determined between completers and noncompleters. However, those who completed had higher scores on pre-tests compared to dropouts at post-test (P = .03).
Pre-and Post-test Knowledge Scores and Report of Program Evaluation by Participants
Fifty percent scored ≥70% on the pre-tests and maintained similar or higher scores on post-tests. Hence, those scoring ≥70% on knowledge either at pre- or post-test were compared between referral approaches. Seventy percent graduated in the e-mail link compared to 64% in the card referral. Adjusted logistic regression analysis indicated that the e-mail link group did not differ from card-referral group (adjusted OR = 1.4, 95% CI = 0.5-3.5, P = .517). Age, ethnicity, and gender were not significantly associated with knowledge scores (data not shown).
A secondary aim was to identify participants with compromised knowledge about tobacco use. We provide results for the 94% who selected the module covering education and support for those committed to remain tobacco-free (Table 3). At pre-test, 40% or more had compromised knowledge on questions 1, 4, 5, 7, and 9. Mean percent correct responses were compared between pre- and post-tests with McNemar test for related samples. Improvement at post-test was found for most items with statistical significance for item 4. Participants rated the program favorably: up to 97% learned new facts, 95% indicated the program influenced them about abstinence, and 95% would recommend to family and friends (data not shown).
Knowledge Questions and Mean Pre- and Post-test Scores for Those Completing Module About Remaining Tobacco-Free.a
an = 77.
Discussion
The 2 tested referral approaches to ASPIRE were equally effective, an encouraging finding supported by 57% of participants accessing ASPIRE. With a majority accessing ASPIRE, this can be considered an advancement in consistent delivery of tobacco prevention education to outpatients. Organizations interested in improving health-care quality are encouraged to use e-mail-based links and/or printed cards to refer patients to education about tobacco use. Unfortunately, 43% who enrolled did not access the program. They may have joined because of social desirability, parental influence, and monetary compensation but reconsidered their participation afterward. After the study, when clinic providers were asked for their thoughts about noncompleters of the study, they suggested some may not trust researchers. A possibility suggested by providers about facilitating future program dissemination could be to involve case workers employed at the clinic with whom patients have professional, trusting relationships.
Low reports of tobacco use were captured. It is possible participants were a very low-risk group for tobacco use but this is unknowable. Many were of Mexican or Pakistani origin, countries with norms about tobacco use more accepting than in the United States. 28 Providers were asked after the study for their explanations about why so few participants reported tobacco use. The providers felt it was logical participants were uneager to reveal tobacco use when accompanied by parents because of desiring to avoid disapproval. Physicians suggested improvements for increasing patient privacy for a future study.
Universally high agreement was indicated by study participants when asked if they learned new facts about tobacco, were influenced not to use tobacco, and would share the program with friends and family. Results indicated participants had relatively high preexisting levels of knowledge. Future research will involve pretesting and refining knowledge tests. Referral to antitobacco modules such as ASPIRE by providers has potential for great promise, however, fine-tuning is needed.
No adverse impact of the pilot study was revealed. The physicians were appreciative of enhanced prevention activities made possible by research staff (ie, enrolling, tracking, placing follow-up reminders, and mailing compensation). Other health clinics may not be able to adopt the program without similar assistance. One solution could be to use automated systems such as computerized telephone and e-mail messaging approved by the Health Insurance Portability and Accountability Act. This may increase feasibility when scaling-up at additional sites.
Conclusions and Implications
Counseling about nicotine and tobacco use prevention and cessation among adolescents is one of the most meaningful investments in population health that clinicians can implement. 29 Additional work is needed to refine implementation and reduce barriers in order to efficiently link adolescents to an evidence-based program encouraging a tobacco-free lifestyle.
Footnotes
Authors’ Note
Funders did not participate in the study design.
Acknowledgments
The authors thank administrators, providers, and participating patients at Ibn Sina Community Medical Center. The authors are grateful to the e-Health Technology Program for contributions to the study.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research and/or publication of this article: This work was supported by the generous philanthropic contributions to The University of Texas MD Anderson Lung Cancer Moon Shots Program and the MD Anderson Cancer Center Support Grant P30 CA01667.
