Abstract
Venetoclax (VEN, ABT-199/GDC-0199) is an orally bioavailable BH3-mimetic that specifically inhibits the anti-apoptotic B-cell lymphoma/leukemia 2 (BCL2) protein. Although BCL2 overexpression is not genetically driven in chronic lymphocytic leukemia (CLL), it is nearly universal and represents a highly important and prevalent mechanism of apoptosis evasion, making it an attractive therapeutic target. This review summarizes the role of BCL2 in CLL pathogenesis, the development path targeting its inhibition prior to VEN, and the preclinical and clinical data regarding the effectiveness and safety of VEN. We further strive to contextualize VEN in the current CLL treatment landscape and discuss potential mechanisms of resistance.
Introduction
Chronic lymphocytic leukemia (CLL) is the most common type of leukemia in western countries, with an incidence of 4.1/100,000 inhabitants in the United States (US). Each year, about 15,000 patients are diagnosed with CLL, and about 4,500 die. The median age at diagnosis is 71, with nearly 70% of CLL patients over the age of 65, and 54% between the ages of 65–84 [NCI, 2016]. As incidence rates rise with age, the prevalence and mortality of CLL are likely to increase further in the coming decade, due to demographic changes in society, specifically the aging of the population [Hallek, 2015].
CLL is an extremely heterogeneous disease that can range from asymptomatic for decades to rapidly progressive. It is characterized by the clonal proliferation and accumulation of CD5/CD23-positive B-cells within the blood, bone marrow, lymph nodes and spleen. Leukemic transformation is likely initiated by specific genomic alterations that are most often clonal in CLL cells, such as 13q deletion, which results in the deletion of specific micro-RNA genes that increase the resistance of B-cells toward apoptosis [Lovat et al. 2015]. The progression of the disease is dependent, however, on an intricate relationship of anti-apoptotic and proliferative pathways. Cytogenetic aberrations (i.e. del(13q), del(17p), del(11)q, and trisomy 12) and recurrent somatic gene mutations (including NOTCH1, TP53, ATM, MYD88, SF3B1 and others) shed light on the pathogenesis of CLL, and have prognostic importance, that may change treatment selection. Specifically, del(17p) or TP53 mutation confers poor prognosis, with rapidly progressive disease, lower response rates to conventional chemoimmunotherapy and shorter progression-free and overall survival (OS) [Hallek, 2015].
The remarkable progress in the understanding of CLL biology has brought forth the development of molecularly-targeted drugs directed at specific cellular signaling pathways, thus transforming the therapeutic approach to CLL both in the relapsed and refractory (R/R) and first-line settings [Morabito et al. 2015]. Over the past decade, the combination of fludarabine, cyclophosphamide and rituximab (FCR) is considered the most effective first-line regimen in young physically-fit patients [Hallek et al. 2010], and may induce very long progression-free survival (PFS), especially in cases with mutated immunoglobulin heavy chain variable (IGHV) region genes [Fischer et al. 2016; Thompson et al. 2016]. The CLL10 trial demonstrates improved complete remission (CR) rate and minimal residual disease (MRD) negativity, and longer PFS in CLL patients randomized to FCR compared with bendamustine-rituximab (BR). There was no benefit, however, in subgroup analysis of older and less fit patients, making BR an adequate alternative in this group [Eichhorst et al. 2014]. Moreover, both regimens show inferior response and PFS rates in high risk CLL patients especially those with del(17p). Elderly unfit patients cannot tolerate FCR and have usually been treated with an alkylating agent, alone or combined with rituximab, but recent data from the CLL11 trial suggest a significant PFS increase with switching of the rituximab to obinutuzumab, a humanized type II anti-CD20 antibody, together with chlorambucil [Goede et al. 2014b]. Until recently, patients with relapsed disease have had a generally unfavorable outcome, with standard therapies achieving less disease control as compared with the treatment-naïve setting, and median PFS typically 15–18 months [Fischer et al. 2011]. Stem cell transplantation, still the only known curative therapy, produces durable remissions in about 50% of patients, but morbidity and mortality remain a problem in this generally older population.
The introduction of a number of novel agents, namely, the Bruton’s tyrosine kinase (BTK)-inhibitor, ibrutinib, and the phosphatidylinositol-3-kinase delta isoform (PI3Kδ)-inhibitor, idelalisib, has the potential to continue to improve therapy for R/R and high risk CLL patients [Woyach and Johnson, 2015]. Nonetheless, patients still progress after treatment with these novel agents or may not tolerate them. Thus, it is imperative to continue the search for other drugs for the treatment of CLL, and find out how to best implement them in the course of therapy. Since almost all CLL cells evade apoptosis by overexpression of B-cell lymphoma/leukemia 2 (BCL2) protein, inhibition of this pathway is an attractive therapeutic target. Venetoclax (VEN, ABT-199/GDC-0199), a small molecule that was engineered to specifically inhibit BCL2, is the subject of this review.
BCL2 over-expression in the pathogenesis of CLL
CLL cells are well known to be resistant to apoptosis, which is mainly mediated through overexpression of the proto-oncogene BCL2, although other mechanisms have been described [Huang et al. 2015]. The BCL2 family of proteins regulates the intrinsic or mitochondrial pathway of apoptosis, which is often perturbed in lymphoid malignancies. This family is considered to contain three subfamilies: prosurvival proteins (BCL2, BCL-XL, BCLw, MCL1, and BFL/A1) that share sequence motifs, termed BH domains; initiator BH3-only proteins (BIM, BAD, PUMA, NOXA); and cell death mediators (BAX and BAK). In healthy lymphoid tissues, under normal conditions, the prosurvival members (i.e. BCL2) constrain the essential cell death mediators, BAX and BAK. Under stress signals (including chemotherapy and irradiation), the BH3-only members (i.e. BIM) are activated, and thereby bind to and inactivate the prosurvival members. This allows the activation of BAX and BAK, which in turn, cause mitochondrial outer membrane permeabilization (MOMP), triggering the release of cytochrome c that activates the caspase cascade, and ending with apoptosis. Higher levels of BCL2 overcome the activation of the BH3-only proteins, and the release of cell death mediators is decreased, thus evading apoptosis [Anderson et al. 2014; Scarfò and Ghia, 2013] (Figure 1).

B-cell lymphoma/leukemia 2 (BCL2) over-expression and its role in chronic lymphocytic leukemia (CLL). (a) In normal B-cells, the prosurvival members (i.e. BCL2) constrain the essential cell death mediators (BAX and BAK). (b) When exposed to stress signals, the BH3-only members (i.e. BIM) are activated, and thereby bind to and inactivate the prosurvival members. This allows the activation of BAX and BAK, which in turn, induces apoptosis. (c) In CLL cells, BCL2 over-expression prevents apoptosis when cell is stressed, by inhibiting cell death mediators. (d) BH3-mimetic agents bind and inhibit excess BCL2 thereby re-sensitizing cells to apoptotic stimuli.
As opposed to follicular lymphoma, CLL cells do not usually harbor the translocation
An intriguing interactive mechanism between BCL2 over-expression and activation of the nuclear factor-kB (NFkB) pathway was demonstrated in a transgenic mouse model of
BCL2 over-expression prevents apoptosis despite endogenous and exogenous death stimuli. Paradoxically, these cells are ‘primed for death’, since it would hypothetically take a minor change in BCL2 activity for apoptosis to be induced. In a preliminary study using BH3-profiling, a functional assay which assesses the proximity of cells to the threshold of apoptosis, Davids and colleagues demonstrated that CLL cells from peripheral blood are highly primed. Although a small number of samples were studied, it was suggested that increased priming is associated with improved clinical response [Davids et al. 2012]. This has been realized by the unexpected tumor lysis syndrome (TLS) after ABT-199 VEN administration, as discussed below [Anderson et al. 2013].
BCL2 inhibition: preclinical data
Targeting the protein–protein interaction surface between BCL2 and BH3 mimetics is technically very complicated. Hence, the first compound focused on interfering with BCL2 gene expression using an antisense oligonucleotide that binds to BCL2 mRNA, oblimersen. However, this compound was never demonstrated to reach its target
Fabrication of BH3 mimetic agents that require targeting a protein–protein interaction surface was another approach. These agents antagonize the excess prosurvival BCL2, thus releasing the mediators of cell death (BAX and BAK) and enabling apoptosis. Since BAD is a BH3-only protein selective for BCL2/BCL-XL/BCLw, its stereotactic interaction with BCL2 was the focus of structure-based design of molecules that mimic its action. However, most designed compounds did not fully meet the major criteria for defining a
Obatoclax (GX15-070) has been described as a pan-BCL2 family inhibitor, which binds to BCL2, BCL-XL, BCLw, and MCL1 with low micromolar affinity and reportedly kills cells
Of a few other compounds that progressed toward clinical trials, ABT-737 was the first BH3-mimetic with the required structure and that was validated to inhibit BCL2, BCL-XL and BCLw with high affinity (Ki < 1 nM) albeit with 500-fold weaker binding to MCL1 and A1. Its
Navitoclax induced a 35% overall response rate (ORR) in patients with R/R CLL in a phase I study (all partial responses), with a median PFS of 25 months. ORR and PFS were not affected by poor prognostic factors, including del(17p), bulky disease and fludarabine refractoriness [Roberts et al. 2012]. However, dose escalation in these trials was limited by acute, dose-dependent thrombocytopenia described below, and capping navitoclax dose due to this adverse event has perhaps mitigated its clinical effect.
Dose-dependent thrombocytopenia was demonstrated in several mammalian models for ABT-737, and in a canine model for navitoclax [Souers et al. 2013]. This is an on-target effect resulting from the increasing dependence of platelets on BCL-XL for prevention of apoptosis as they age. It can be observed within hours of drug administration, and is caused by platelet apoptosis and their rapid clearance from circulation by the reticuloendothelial system. Since older platelets are more susceptible, there is a selection for younger, larger platelets to persist in circulation. Clinically significant thrombocytopenia has been mitigated in clinical trials through institution of a lead-in lower dose of navitoclax and continuous dosing to stimulate platelet production, so when higher therapeutic doses are administered, the platelet nadir is not as low or prolonged [Roberts et al. 2012].
In a phase II study of previously untreated CLL patients who were randomized to either rituximab alone, rituximab with 12-week navitoclax or rituximab with navitoclax given until progression, a higher ORR was achieved in the long navitoclax arm (70%
The generation of a BCL2-selective inhibitor is complicated by the degree of similarity within the BH3-binding domains of BCL2 and BCL-XL. To circumvent this challenge Souers and colleagues exploited a unique BCL2 small molecule co-crystal structure to guide the rational design of ABT-199 (GDC-0199/RG7601, VEN) [Souers et al. 2013] (Figure 2). VEN has a subnanomolar affinity for BCL2 (Ki < 0.01 nM) and bound over three orders of magnitude less avidly to BCL-XL and BCLw (Ki = 48 nM and 245 nM, respectively), and showed no measurable binding to MCL1. Selectivity has also been proven in a cellular context, using cell lines dependent on either BCL2 or BCL-XL. VEN was shown to selectively disrupt BCL2–BIM complexes and to induce caspase-dependent cell death. It was validated in various human non-Hodgkin’s lymphoma (NHL) cell lines, including those derived from diffuse large B-cell lymphoma (DLBCL), follicular lymphoma or mantle cell lymphoma (MCL), in addition to its activity against acute myelogenous leukemia and ALL lines. Furthermore, cell lines with a higher expression of BCL2 were more sensitive to its effect. Several groups have confirmed the ability of ABT-199 to induce BAX/BAK-mediated apoptosis that is triggered specifically by BIM [Vogler et al. 2009, 2013; Khaw et al. 2014]. Interestingly, Khaw and colleagues demonstrated that VEN has a similar effect on normal, untransformed mature B-cells, but largely spares B-cell precursors and cells of myeloid origin [Khaw et al. 2014]. Others have shown, however, that VEN has an effect on granulopoiesis, which explains both neutropenia, as its prevalent side effect, and its efficacy in acute myeloid leukemia [Leverson et al. 2015; Pan et al. 2014].

Molecular structure of navitoclax and venetoclax. Reprinted with permission from Macmillan Publishers Ltd:
The ability of VEN to suppress tumor growth
Interestingly, Sylvan and colleagues investigated the killing capacity of 31 different small therapeutic molecules and 29 conventional chemotherapeutic agents on fresh CLL cells from 42 patients with indolent or progressive CLL, in a fluorescence survival assay. Among small molecules tested, ABT-737 and VEN had one of the highest direct killing capacities, with mean killing efficacy of about 70%, which was significantly higher than that of ibrutinib and idelalisib (<12%), as well as that of conventional chemotherapy. Moreover, BCL2 inhibitors were even more effective in cells with TP53 disruption. The advantage of these agents was demonstrated also in CLL cells aspirated from involved bone marrow (9 patients) and lymph-nodes (3 patients), and did not differ between samples from patients with indolent or progressive CLL. Although the clinical significance of this observation is unknown, it is somewhat unique, and suggestive of the potential for very potent clinical activity [Sylvan et al. 2015].
Venetoclax (ABT-199): clinical data in chronic lymphocytic leukemia patients
The first in-human trial started with three patients with refractory CLL. Within 24 hours of a single dose (100 mg or 200 mg) they had rapid reduction in palpable lymphadenopathy and over 95% reduction in peripheral blood lymphocytosis, with evident laboratory TLS. Thrombocytopenia was minimal. Thus, ABT-199 induced a much greater immediate antileukemic effect than that previously observed with single dose navitoclax [Souers et al. 2013].
After two patients had died due to TLS in two subsequent trials, a dose step-up modification with weekly dose increases from 20, 50, 100, 200 mg to the final recommended dose of 400 mg daily was implemented. Moreover, a new TLS assessment tool was designed based on the observed data and validated initially on a small cohort; this tool is now used in all VEN trials and in the US label, without further evidence of clinical TLS. Patients with any mass ⩾ 10 cm or a mass ⩾ 5 cm and absolute lymphocyte count (ALC) ⩾ 25,000 cells/mcl are considered at high risk. Patients with lymphadenopathy between 5–10 cm or ALC ⩾ 25,000 cells/mcl are at moderate risk, and the others are at low risk. All risk group patients start at a dose of 20 mg/day for a week, although high risk patients are admitted to the hospital. All patients receive at least oral or possibly intravenous hydration, and have laboratory values checked at baseline prior to dosing, at 8 and 24 hours post-dosing, before administration of a second dose, and at each dose escalation. Uric acid reducing agents should be given 72 hours prior to therapy and rasburicase is mandatory in all high risk patients. With these modifications there were no cases of clinical TLS, and many fewer instances of laboratory TLS [Seymour et al. 2014]. All trial results are summarized in Table 1.
Venetoclax in chronic lymphocytic leukemia: clinical trial data summary.
1L, first line; AEs, adverse events; BM, bone marrow; BR, bendamustine-rituximab; C, cycle; CIRS, Cumulative Illness Rating Scale; CLL, chronic lymphocytic leukemia; CR, complete remission; CRi, CR with incomplete bone marrow recovery; f/u, follow up; IGHV, immunoglobulin heavy chain variable; Med, median; MRD, minimal residual disease; neg., negative; ORR, overall response rate; OS, overall survival; PD, progressive disease; pts, patients; PFS, progression-free survival; PR, partial response; R, rituximab; R/R, relapsed and refractory; RT, Richter’s transformation; TLS, tumor lysis syndrome; Tx, treatment; Unm.; unmutated; VEN, venetoclax.
Phase I/II trials
The first report was of a phase I/II trial that examined the safety and efficacy of VEN in patients with high risk, R/R CLL or small lymphocytic lymphoma (SLL). Of 56 patients treated at the phase I dose-escalating stage of the trial, 10 (18%) had TLS. Overall, three of them had clinical TLS, including one patient with acute renal failure requiring dialysis, and another patient with sudden death on the second day after stepping up to 1200 mg per day. After resolution of the TLS, 9 of 10 patients resumed taking VEN. Of these patients, 8 had no recurrence of the syndrome at subsequent doses.
After temporary suspension, the trial continued to its expansion phase with weekly dose increases as described above and a maximum dose of 400 mg daily, in order to avoid TLS. At the latest report, 116 patients had been enrolled with a median time on study of 17 months. A total of 30% of patients had del(17p) and 60% were fludarabine-refractory. Most common adverse events (AEs) of any grade were diarrhea (52%), upper respiratory tract infection (48%), nausea (47%), neutropenia (45%), and fatigue (40%). Grade 3/4 AEs were neutropenia (41%), anemia (12%) and thrombocytopenia (12%). Severe adverse events (SAEs) included TLS (3% including 1 death), febrile neutropenia (6%), and pneumonia (4%). Overall, eight patients discontinued therapy due to AEs. The ORR was 79%, and was comparable among high risk groups. The CR rate was 20%, although data from the expansion cohort have not yet matured, and CRs tend to develop over time, after 6 months of therapy. In the dose-escalating cohort, the median PFS was 25 months. The median PFS for patients with del(17p) across all doses was 16 months, whereas 71% of patients without del(17p) were progression-free at 15 months. Disease progression occurred in 41 patients (35%), including Richter’s transformation (RT) in 18 (16%), which was more common among patients with del(17p) [Roberts et al. 2016].
The second study is a phase Ib trial that examined the safety and efficacy of VEN plus rituximab in 49 patients with R/R CLL (1 with SLL). It used the ramp-up dose schedule with the final dose set at 400 mg/day in the safety expansion phase, a dose that was well tolerated in the combination. Rituximab was given every 4 weeks for a total of 6 doses, after the VEN dose escalation. Patients had a median age of 68 years (range 50–88), with a median of 2 (range 1–5) prior therapies, and most had received prior rituximab (90%), 14 (29%) were rituximab-refractory and 9 (18%) were fludarabine-refractory. Overall, 33% had del(17p) or TP53 mutation and 70% expressed unmutated IGHV. The ORR was 86%, with 47% CR/CRi. A total of nine patients with partial response (PR) or stable disease (SD) at the 7-month assessment achieved CR after an additional median of 6 months. Bone marrow MRD-negativity was achieved in 17/23 evaluable patients who achieved a CR or CR with incomplete bone marrow recovery (CRi) and 27/49 (55%) overall, which is rather remarkable compared with other agents in the relapsed setting. Actuarial PFS was 83% at 24 months (median follow up of 17.5 months). A total of 94% were alive at 12 months. Response and survival measures were not significantly impacted by high-risk subgroups. A total of 11 patients stopped VEN after achieving CR/CRi or MRD negativity (9 patients), and remained off VEN for a median of 16 (2–29) months. Overall, two MRD-positive CR/CRi patients had asymptomatic relapse after 14 and 24 months off therapy. In the last update, 12 patients discontinued the study, 6 due to progressive disease (PD), of whom 5 had Richter’s transformation, and 3 due to AEs. One treatment-emergent TLS led to death, prior to the protocol modification to enhance monitoring, perform risk stratification and slow dose escalation. Grade 3/4 AEs were neutropenia (53%), thrombocytopenia (16%), anemia (14%) and febrile neutropenia (12%) [Ma et al. 2015].
In work conducted in parallel with the phase I clinical trials of VEN monotherapy, or in combination with rituximab in R/R CLL, most patients had evidence of TP53 abnormality.
Combination of VEN with BR is also feasible both in R/R patients (20 patients) and as a first-line treatment (10 patients), as reported by Salles and colleagues [Salles et al. 2015]. A dose finding schedule for VEN recommended the 400 mg daily dose. Although no safety differences were observed when starting with either VEN or BR, the latter was chosen for the safety expansion cohort due to its potential for tumor debulking and reducing the risk of tumor lysis. Main toxicities were hematological with grade 3/4 neutropenia in 57% and thrombocytopenia in 17%. No TLS events were observed [Salles et al. 2015]. A phase III open-label randomized trial of VEN-R
It seems that response rates with BCL2 inhibitors are more robust in CLL compared with other R/R NHL patients. The phase I VEN trial also includes an arm for patients with NHL. Preliminary data from this heterogeneous group of patients indicate an ORR of 53%, with CR of 8%. An early signal for efficacy has been suggested for MCL (8 patients) and lymphoplasmacytic lymphoma (3 patients), with ORR of 82% and 100%, respectively. Results of other subtypes of NHL have been less impressive, with ORR of 27% and 38% in the follicular lymphoma (11 patients) and DLBCL (8 patients) subgroups, respectively [Seymour et al. 2013]. Results with navitoclax were even less remarkable in NHL [Roberts et al. 2015; Wilson et al. 2010].
Comparison with other targeted agents in chronic lymphocytic leukemia
As mentioned earlier, during the last few years, there has been a proliferation of highly effective therapies in the therapeutic landscape of CLL. Although great care must be taken when comparing trial results from individual studies, it seems that VEN has an advantage over several novel agents with regard to complete remission rates and achievement of MRD negativity. We will briefly review three innovative drugs in CLL that are relevant to our discussion: the humanized anti-CD20, obinutuzumab and the kinase inhibitors, ibrutinib and idelalisib. Other approved agents in the treatment of CLL, like the fully humanized type I anti-CD20 antibody, ofatumumab, and the anti-CD52 antibody, alemtuzumab are beyond the scope of this review. Figure 3 illustrates B-cell receptor (BCR) signaling pathways and new therapeutic agents, some of which will be discussed here.

Targeted therapies in chronic lymphocytic leukemia. Figure created by Dr Gunter Krause, Cologne; used with permission of the author.
Obinutuzumab (GA101), a humanized glycoengineered monoclonal antibody that showed impressive results
Ibrutinib is an orally-active BTK-inhibitor that blocks downstream activation from the BCR through NF-kB and mitogen-activated protein (MAP)-kinases, thereby inducing apoptosis of B-cell lymphomas and CLL. In the phase I trial in R/R CLL and lymphoma patients, the ORR with ibrutinib was 60%, including 16% CRs and median PFS of 13.6 months. Results varied by histology, and of 16 CLL/SLL patients, 11 responded with 2 achieving CR [Advani et al. 2013]. A unique pattern of response frequently encountered with BCR-targeting small molecules, including ibrutinib, is transient and reversible lymphocytosis, often associated with rapid reduction in lymphadenopathy. This is thought to reflect a redistribution of malignant lymphocytes between compartments, probably because of a disruption of BCR-mediated stromal interactions [Kim and Dhillon, 2015]. This was demonstrated in a pivotal phase II trial of ibrutinib in R/R CLL patients. On the first publication, ORR was 71% and another 15–20% of patients were reported as PR with lymphocytosis [Byrd et al. 2013]. At three-year follow up, ORR was 90% with 7% CR and only 3% PR with lymphocytosis. At 30 months, PFS was 69% and OS 79%. High risk patients, specifically those with del(17p), had a shorter PFS and OS at 30 months of 48% and 65%, respectively [Byrd et al. 2013, 2015]. Ibrutinib was approved based on these phase II data in the US in R/R CLL. The phase III RESONATE trial was the confirmatory registration trial and compared the fully humanized anti-CD20 antibody, ofatumumab, with ibrutinib in the R/R setting. Ibrutinib resulted in a superior ORR of 63% (no CRs) and improved PFS and OS (HR of 0.22 and 0.43, respectively) compared with ofatumumab, which held true in subgroup analysis of high-risk CLL patients and was more significant at a later update [Byrd et al. 2014; Brown et al. 2014b]. Ibrutinib has also demonstrated a survival benefit compared with chlorambucil in previously-untreated CLL patients in the RESONATE-2 trial (OS at 2 years of 98%
Idelalisib is an oral PI3Kδ-inhibitor. In CLL, the PI3K pathway is constitutively activated and dependent on the δ isoform which is specific for B-cells. Idelalisib promotes apoptosis in primary CLL cells in a time- and dose-dependent manner employing several mechanisms, including chemotaxis inhibition, reduction of survival signals from BCR, inhibition of AKT/MAPK activation and interference with integrin-mediated adhesion to the microenvironment. Idelalisib treatment resulted in ORR of 72% of R/R CLL patients, with a median PFS of 15.8 months [Brown et al. 2014a]. In a phase III registration trial of the idelalisib-rituximab combination
It is interesting to know whether VEN could salvage CLL patients relapsing or progressing after ibrutinib or idelalisib. Preliminary results from a phase II trial evaluating VEN efficacy in 41 CLL patients relapsing after ibrutinib and 13 after idelalisib were recently reported [Jones et al. 2015a]. With indeed, a short follow up with a median of 19 (range 0.5–39) weeks for prior ibrutinib and 10 (range 0.5–29) weeks for prior idelalisib, 10 patients had discontinued VEN, half due to disease progression. Of evaluable patients, ORR was 61% in patients previously treated with ibrutinib (including 3 CRs), and 50% with prior idelalisib treatment. No new safety signals for VEN were observed.
Resistance to BCL2 inhibitors
Patients do progress under treatment with BCL2-inhibitors. Resistance mechanisms have not been elucidated in a clinical setting, although several options may come into play. The specificity of VEN may very well be its Achilles heel, as upregulation and over-expression of other anti-apoptotic BCL2 family members may salvage these cells from apoptosis. Correspondingly, cell viability assays with NHL cell lines have shown that VEN has limited efficacy in BCL-XL and MCL-1-dependent hematopoietic malignancies [Woyach and Johnson, 2015; Phillips et al. 2015; Khaw et al. 2014]. A reliance on MCL-1 has also been demonstrated in a minority of cell samples from CLL patients that may confer a resistance advantage to VEN [Davids et al. 2012]. Other putative mechanisms are constitutive intracellular signaling (i.e. downstream of BCR) and stroma-mediated treatment resistance due to prosurvival signals from the microenvironment [Woyach and Johnson, 2015].
Clinically, retrospective data from phase I/II VEN studies in 70 R/R CLL patients, reported outcomes in 28 (40%) patients who ceased VEN for reasons other than voluntary drug hold after achieving CR. These patients had received a median 7.5 (range, 1–38) months of VEN. Overall, 7 (25%) had CLL progression, 16 (57%) developed RT and 5 (18%) ceased for other reasons. They had high-risk CLL with TP53 aberration in 70% and un-mutated IGHV in 88% and a median of 4 (range, 1–12) prior lines of therapy. The post-progression survival for patients with progressive CLL was 69% at 1 year, and about 50% for those with RT. Post-progression survival did not statistically differ by response to VEN, progression on VEN before or after 12 months, cytogenetic risk, or the number of prior therapies. Patients with progressive CLL were able to be salvaged with BTK inhibitors. Thus, failure on VEN does not necessarily portend a poor prognosis, and survival after VEN failure may be superior to that reported for failure on BTK-inhibitors [Tam et al. 2015].
Data regarding BCL2-inhibitor resistance come from
The post-translational status of BCL2-family members, and specifically their phosphorylation status, has been associated with resistance to various BH3-mimetics. The ERK pathway is activated in CLL cells through a B-cell activating factor of the TNF family (BAFF) or a proliferation-inducing ligand (APRIL) receptor or BCR stimulation, which could generate pBCL2 in CLL patients. Song
These studies may be useful in analyzing resistance mechanisms of patients who relapse after VEN and guide physicians in selection of another therapeutic line, whether a single agent or combination therapy.
Combination therapy of venetoclax with novel agents: clinical and preclinical data
Combination therapy may yield higher and more durable responses, and prevent the occurrence of resistance. Combination of VEN with rituximab and BR was discussed above, and phase III trials are ongoing. Importantly, available data imply that VEN in combination with BR may be stopped after achieving CR or at 18 months in treatment-naïve patients [Seymour et al. 2014; Salles et al. 2015].
The combination of VEN and obinutuzumab (VEN-G) was tested in a phase I trial in first line and R/R CLL patients (6 and 26 patients, respectively). Grade 3/4 AEs consisted of TLS in 4 (12.5%), neutropenia in 15 (47%), febrile neutropenia in 2 (6%) and infectious complications in 6 (19%). Overall, one patient died with acute respiratory failure. A total of 17 patients with R/R disease were evaluable for efficacy. ORR was 100% with 23% CR/CRi, and 76% PRs, of whom 3 patients have improved to CR after completing six cycles. MRD data are not yet available [Flinn et al. 2015]. Based on this trial, a phase III randomized trial was initiated to evaluate the efficacy and safety of the combination of obinutuzumab/VEN compared with obinutuzumab/chlorambucil in previously untreated unfit patients (CLL 14 trial). Preliminary data from the safety run-in phase were presented at the American Society of Hematology (ASH) meeting in 2015, including 13 patients, 12 of whom had completed the VEN ramp-up period. Overall, one patient developed a grade 4 infusion reaction related to obinutuzumab and was withdrawn. All 12 patients had rapid reduction in lymphocytosis. No clinical, and two cases of laboratory TLS occurred. One grade 4 elevation in transaminases was related to obinutuzumab. The trial is currently recruiting [Fischer et al. 2015].
Treatment of CLL patients with VEN and a kinase inhibitor together is new terrain, but substantial laboratory work supports its use. As mentioned earlier, there is an intricate interaction between BCL2 over-expression and signaling pathways downstream of the BCR, suggesting a synergistic effect to inhibition of both pathways. In the DLBCL VEN-resistant cell lines mentioned above, the addition of a dual PI3K/mTOR-inhibitor (NVP-BEZ235) to VEN was able to overcome VEN resistance. Similarly, a combination of VEN with idelalisib was able to sensitize VEN-resistant cell lines to VEN, although idelalisib alone had only a moderate effect in these cells. A less robust effect was gained when combining VEN with the mTOR inhibitor, RAD001. Others have shown that there is indeed an
Recent studies have demonstrated promising preclinical efficacy for the combination of ibrutinib with VEN in CLL and MCL patients. Gene expression profiling in MCL cell lines exposed to either or both agents, suggests that the combination induces unique transcriptional changes and potentiates existing ones. Emergent genes revealed activation of apoptosis
Conclusion and future directions
VEN is a novel, orally-bioavailable and potent agent in the treatment of CLL that addresses one of the key mechanisms in the pathogenesis of the disease. VEN achieves remissions in the high majority of patients, including high risk groups, and results in a substantial rate of CRs and MRD negativity, a significant feature among novel agents. Results with VEN seem superior in CLL than in some other lymphoid malignancies, although evidence in MCL and lymphoplasmacytic lymphoma is encouraging. Although continuous VEN administration yielded longer PFS in a clinical trial and is the accepted convention today, stopping VEN after achieving CR/CRi and MRD negativity, or after a fixed duration of therapy, has been shown preliminarily to be feasible for further study. This finding is in contrast to current data on single agent ibrutinib, where there is still concern regarding a flare-up reaction when stopping. Many small clinical trials currently underway will help us understand the best way of using VEN in various settings, before large phase III trials can provide the appropriate evidence for its benefit and address concerns regarding TLS, neutropenia and a suggestion of a higher incidence of Richter’s transformation that arose in the heavily pretreated population of patients in phase I/II clinical trials.
Ultimately, combinations of novel biologically synergistic nonchemotherapeutic agents, such as VEN and BCR-signaling inhibitors, will be pushed to first line. If they prove effective in achieving complete remissions and MRD negativity, it may allow for a defined duration of treatment followed by a long PFS, while at progression, patients who have been off drug for some time may not be resistant, and may therefore even be treated with the same combination. If this possibility holds true in large clinical trials, it will also be of immense importance with regard to the cost-effectiveness of CLL treatment in a growing world of molecularly-targeted costly therapeutic agents which are currently being studied as continuous therapies. The potential for deep remissions with VEN combinations, and the opportunity for defined duration therapy that this raises make VEN one of the most exciting agents in the treatment of CLL today. Optimizing the use of VEN and BCR inhibitors is a great challenge that nonetheless provides incredible hope for CLL patients and the physicians who treat them.
Footnotes
Funding
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
Conflict of interest statement
The authors declare that there is no conflict of interest.
