Abstract
A reliability-based design optimization framework is introduced and applied to optimize control parameters for the optimal lift-to-power ratio of clapping-wing micro air vehicles. Improving this ratio is essential for achieving high load capacity and long endurance in flapping-wing micro air vehicles, especially for clapping-wing types. First, a lift-to-power ratio solver based on smoothed particle hydrodynamics coupled with the finite element method is proposed. To account for the flexible deformation of the wings during high-frequency flapping, an air-solid interaction numerical model is employed to handle quasi-flexible aerodynamics. An experimental platform using particle image velocimetry is established to validate the numerical model and measure power consumption. Then, considering the structural and environmental uncertainties of clapping-wing micro air vehicles measured through experiments, a reliability-based design optimization with an accelerated Kriging model is proposed and solved by particle swarm optimization. Finally, several design cases are examined. Through aerodynamic analysis and reliability-based optimization, optimal control parameters are identified to maximize the lift-to-power ratio of the designed micro air vehicle. The novel method demonstrates rapid convergence, decreasing from 6 to 4 iterations for two control variables and from 9 to 6 iterations for three control variables, thus enabling highly efficient optimization.
Keywords
Introduction
Micro air vehicles (MAVs) have long been a research focus due to their potential roles in aerial surveillance, target identification, and communication relay.1,2 Recently, researchers have shown increasing interest in flapping-wing micro air vehicles (FWMAVs). The clap-and-fling mechanism, initially discovered in insect flight, has been widely adopted in FWMAVs’ designs to enhance the lift generation. 3 The efficient lift-generation mechanism can help existing MAVs overcome many bottleneck problems in task performance.4,5 Further research indicates that the double clap-and-fling mechanism is more effective. Using the double clap-and-fling mechanism, clapping-wing micro air vehicles (CWMAVs) have been developed with an X-configuration flapping wing.5,6 However, CWMAVs still face the problem of excessive power consumption, which is also a challenge in helicopters and multi-rotor unmanned aerial vehicles (UAVs).7,8 Therefore, it is necessary to optimize the design by adjusting control parameters to maximize the lift-to-power ratio, enabling CWMAVs to play a greater role in various applications.
Some research has been done to optimize the force-to-power ratio. Ünal et al.
9
found that increasing the lift-to-drag ratio contributes to range and endurance by enhancing fuel efficiency. Li et al.
10
conducted wing parameter optimization experiments to improve lift and efficiency by modifying the layout of the wing vein, aspect ratio, surface area, and flexibility of the leading-edge rod of the CWMAVs. Nguyen et al.
11
investigated the effects of wing flexibility on vertical thrust generation and power consumption under hovering conditions for the hovering FWMAV FlowerFly. The thrust-to-power ratios were compared to achieve a wing configuration with high vertical thrust production and low power consumption. Deng et al.
12
explored the aerodynamic performance of CWMAVs using force and flow field measurements to determine the best flapping frequency, aspect ratio, and flexibility. Groen
13
experimentally evaluated the lift-to-power ratio
However, current research still has some limitations, such as the inability to accurately calculate the aerodynamic characteristics of three-dimensional flexible wings and the lack of consideration of the structural and environmental uncertainties faced by CWMAVs. These simplifications can lead to significant errors in defining the control strategy corresponding to the optimal lift-to-power ratio. This is the main motivation for the present study.
To address the challenge of calculating the lift-to-power ratio, a lift-to-power ratio solver based on smoothed particle hydrodynamics (SPH) combined with the finite element method (FEM) is proposed. Geometric nonlinearities, wing-wing interactions, and unsteady effects in high-frequency flapping motions of CWMAVs make numerical simulation difficult to meet accuracy requirements. The meshless Lagrangian smoothed particle hydrodynamics method, proposed by Monaghan, 14 is well suited to solving these problems, as large fluid deformations do not cause mesh distortion or connectivity issues. Additionally, the SPH method can be coupled with other Lagrangian techniques, such as FEM.15,16 Such coupling possibilities with finite element methods make SPH a promising solution for aerodynamic modeling of CWMAVs.
To optimize CMWAV control parameters under uncertain conditions, a reliability-based design optimization (RBDO) with an accelerated Kriging model is proposed. Size constraints make it difficult to use industry-standard parts for important components, such as flapping wings, retarding mechanisms, and flapping-wing driving mechanisms. Additionally, metal materials are unsuitable due to weight restrictions, as they have a lower stiffness-to-weight ratio compared to composite materials. Therefore, 3D printing of polyester materials is considered the primary manufacturing approach for CWMAVs, introducing a certain number of uncertainties. 17 Because of these unavoidable uncertainties, the actual aerodynamic performance of CWMAVs always varies around a deterministic value. 18
The flapping frequency
This study develops a framework to identify the optimal control parameters for achieving the highest lift-to-power ratio and enhancing flight performance. It validates the effectiveness of the proposed method for both two and three design variables. The novelty of the present study is threefold: (1) a numerical aerodynamic model is proposed for flexible three-dimensional clapping wings with high-frequency motion, which can calculate the lift-to-power ratio to provide accurate input for optimization; (2) an accelerated Kriging model with a moving search window is proposed to build the performance function; (3) a PSO-based RBDO model is proposed to find the optimal flapping frequency, angle of attack, and forward velocity to obtain the highest lift-to-power ratio under uncertainties.
The remainder of this paper is organized as follows. “Methods” section introduces the proposed SPH-FEM model to solve air-solid interaction problems and describes the proposed RBDO to obtain the optimal control strategy. “Results and discussions” section presents and discusses the results. Finally, “Conclusions” section summarizes the conclusions and limitations. “Future work” section presents section recommendations for future research.
Methods
The workflow of the proposed method is detailed in Figure 1, which is divided into two parts: (I) An air-solid interaction model is used to evaluate the aerodynamic performance of the CWMAVs and gather accurate force data. An experiment explores model validation, power consumption calculation, and uncertainty evaluation. (II) A reliability-based lift-to-power optimization model using the accelerated Kriging and PSO optimization methods is established to find the optimal control parameters with high reliability.

Workflow of the overall procedure.
Three-dimensional flexible clapping wing modeling
The applied CWMAV prototype features a biplane wing design reinforced with carbon rods acting as veins. According to the flight time sequence, the entire flapping duration is divided into six phases, as shown in Figure 2, which was filmed by a high-speed camera. The wingspan is 280 mm, and the weight is 17 g. The flapping mechanism is crucial for achieving the desired flapping motion of the wings. 32 Drawing inspiration from the flapping motions of flying creatures, the flapping amplitude is set to 75°. The instroke and outstroke phases indicate the folding and moving apart of the clapping wings, respectively. A clamping regulator is located at the bottom of the CWMAV, which can regulate AoA and provide input for control signals.

Visualization of a flapping period represented by high-speed camera recordings.
The proposed aerodynamic analysis method (SPH-FEM), which combines SPH and FEM techniques, offers the advantages of being mesh-independent and highly effective at capturing flexible deformation in fluid-structure interaction problems. The three-dimensional flexible clapping wings were innovatively designed by integrating traditional wing geometry parameters to simulate wing deformation during a flapping cycle. A quasi-flexible wing modeling method, as in Figure 3, was adopted to restore the clapping wings, consisting of a combination of ball joints and linear springs that replace the veins of the actual clapping wings. The flexibility was controlled by changing the parameters of the ball joints and the linear springs. Furthermore, to make the material property similar to that of a polyethylene film of the prototype, Young’s modulus of wings was set at 0.2 GPa, Poisson’s ratio at 0.3, the elastic coefficient of restitution at 0.001, and the Coulomb friction coefficient at 0.45. The proposed quasi-flexible modeling method was shown to produce smooth and adaptable wing deformation. The comparison of wing deformation between experiment and simulation is presented in Figure 4, demonstrating a high similarity.

Quasi-flexible wing modeling method: (a) physical structure of flexible clapping wing and (b) numerical structure of flexible clapping wing.

Wing deformation between experiment and simulation: (a) clapping wings in experiment and (b) clapping wings in simulation.
SPH-FEM aerodynamic analysis
The open-source code DualSPHysics33,34 is used to assist in the analysis of CWMAVs aerodynamic performance. The discrete approximation of a physical quantity
where
Mass conservation (continuity) and momentum conservation are defined by
where
A weakly compressible SPH form is adopted as follows:
where
The air-solid interaction solving framework in this study is based on the multi-body solver “Project Chrono.” DualSPHysics 5.0 interfaces with the rigid-body dynamics solver within Project Chrono’s library, including constraints and collision detection components. Project Chrono creates structure-structure interaction using different contact tracing capabilities to achieve a quasi-flexible wing model.
The implementation of air-solid interaction is shown in Figure 5. The active and reactive forces exerted on bodies are calculated using the position

Diagram of the Project Chrono air-solid interaction.
Three particle spacings
Average lift differences between experimental and simulation measurements for different
Table 2 lists the parameters and values adopted for the numerical model. 29 The air-solid interaction solution connects wing partitioning and air via a message-passing interface, generating a mesh model with approximately 2,100,000 particles. Figure 3(b) presents the simulation structure of the quasi-flexible clapping wing.
Parameters and values used for the numerical model.
The proposed numerical model of clapping wings focuses on the effects of flapping frequency, angle of attack, and forward velocity on aerodynamic performance. The parameters are illustrated in Figure 6. The maximum force was usually generated at the expense of the maximum power consumption. So, the lift-to-power ratio

Schematic diagram of control variables.
Experimental measurement
The experiment platform shown in Figure 7 aims to provide validation data for the SPH-FEM model, experimental measurements of power consumption, and uncertainty quantification.
35
The experiment consists of five parts: measurement, CWMAV prototype, data, environment, and synchronizer. A prototype with a crank rocker mechanism and clapping wings was designed with 17 g. The lift data was obtained by an FC Nano17 sensor (ATI Industrial Automation,

Diagram of the experiment platform composition.

Instantaneous lift difference between experimental and simulation measurements (
The average lift discrepancies during a whole clapping period between the experimental and SPH-FEM measurements are shown in Table 3. There is a deviation from the experimental result, but the difference in all cases is less than 5%, which is definitely within the acceptable range. The high similarity between the instantaneous lift and the low difference in the average lift indicates that the proposed numerical model meets the accuracy requirements of this study.
Average lift differences between experimental and simulation measurements.
An oscilloscope was assembled to collect current and voltage to calculate the power consumption of the CWMAV, considering the uncertainty of frequency derived from the calculation of the force data period provided by FC-Nano17. The uncertainty of the angle of attack was obtained by calibrating the moving image captured by high-speed cameras. The uncertainty of the forward velocity is obtained directly from the velocity sensors of the wind tunnel. For example, the experimentally obtained probability spectral density (PSD) functions under the flight conditions

Probability density distribution for uncertainty quantization of design variables of flapping frequency, angle of attack, and forward velocity.
RBDO
RBDO framework
The aerodynamic performance of the CWMAV is susceptible to random processes arising from unavoidable uncertainties. RBDO in this study aims to solve the optimal control parameters for the best aerodynamic performance while using the experimentally obtained uncertainties. The probability of meeting the desired requirements for CWMAV optimization is as follows:
where
Compared with traditional design optimization methods, RBDO represents a substantial improvement considering optimization objectives and reliability constraints, as follows:
where
Based on the uncertainties measured and analyzed by experiment, the objective of optimization is set as maximizing the lift-to-power ratio, using the
RBDO for clapping wings using Kriging model
In this study, the aerodynamic characteristics were calculated using the lift obtained from the SPH-FEM simulation and the power consumption obtained from the experimental measurements. Although the proposed SPH-FEM simulations can significantly increase the accuracy and efficiency of lift solving, the computational cost also increases, particularly when multiple design variables are involved. Therefore, the high-fidelity aerodynamic analysis model was approximated using a surrogate model.
For the current optimization problem involving three design variables, Kriging model has proven to be highly effective and accurate. 18 Three Kriging models for different parameters were constructed: the Kriging model for power consumption based on the experimental data, the lift Kriging model based on high-fidelity SPH-FEM simulations, and the lift-to-power ratio Kriging model to combine the data from the first two models. The training strategy includes five steps: 1) Latin hypercube sampling (LHS), 2) analysis using the three initial Kriging models, 3) addition of new samples, 4) error estimation, and 5) search for optimal results using PSO-based RBDO.
Two types of cases with different numbers of variables were discussed in this study. The first case designs two control variables:
where the elements in each row represent one round of sampling
New samples were added to train the initial model
where
The Kriging model with two control variables is used as an example to explain the moving search window mechanism. The moving search window for two design variables can be defined as
where
The initial predictions for six samples are presented in Figure 10(a). Figure 10(b) and (c) show the surface and top views of the MSE, respectively. The accelerated Kriging model is proposed using a moving search window to accelerate convergence. Both the global maximum MSE point and the local maximum MSE point inside a moving search window are added into the loop. The moving search window shown in Figure 10(c) as a white rectangle allows an additional training sample to be closer to the region of interest. When the number of design variables increases to three or more, the moving search window would become a surface or hypersurface constraint.

Initial accelerated Kriging model for the case with two variables: (a) response, (b) MSE model, and (c) moving search window for choosing new samples.
After adding new training samples, two convergence criteria are established as follows: CC1: The optimal prediction error for two consecutive cycles should be less than a given threshold
where
The PSO algorithm was used to accelerate the process of selecting a new training sample. PSO is a known metaheuristic technique inspired by the swarm behavior of flocks of birds and shoals of fish, which enables the search of many design space regions. The setup parameters of the
PSO algorithm adopted in this study are listed in Table 4.
Parameters in the PSO design and optimization.
Using the Kriging approximation, equation (6) can be rewritten as
where
To compare the efficiency of moving windows of different sizes, values of
Updating process for two variables and one constant.
Updating process for three variables.
Results and discussions
RBDO with two variables
Due to the instability and uncontrollability of the forward velocity, RBDO with two variables searches for the optimal design of the flapping frequency and angle of attack under constant forward velocity
Although higher
RBDO with three variables
For RBDO involving three variables (F, AoA, and U), 20 initial samples were generated by the LHS method to develop the initial Kriging model. In Table 6, it is found that the optimal point is [10.481,18.2278,4.17722] under
Compared to the two-variable case, there are differences in the control parameters for flapping frequency and angle of attack, indicating a strong coupling among these three design variables. Controlling only one or two control parameters is definitely not the optimal control strategy. In addition, a larger magnitude of
Effectiveness of the proposed Kriging model
In this study, a moving search window was used to accelerate the convergence of the Kriging model. Compared with the classical Kriging model, the accelerated Kriging model can achieve the same goals with fewer interactions. The higher computational efficiency and accuracy are evident in Table 7.
Comparison between classical and accelerated Kriging models.
In addition, a narrower window of
Conclusions
This study first addresses the calculation of the lift-to-power ratio. A high-fidelity aerodynamic analysis model was constructed using the SPH-FEM method to handle the three-dimensional flexible wings of CWMAVs. Experimental data were analyzed to validate the numerical model and measure power consumption. There was a deviation from the experimental result compared to the proposed aerodynamic analysis, but the difference was less than 5% for different flapping frequencies, angles of attack, and forward velocities.
Secondly, given the variety of uncertainties in the flapping flight of CWMAVs, reliability-based design optimization was performed using an accelerated Kriging model to identify optimal key control parameters that maximize the lift-to-power ratio. The uncertainties of the control parameters were quantified by PSD functions using the built experiment. The accelerated Kriging model using a moving search window is proved to be more efficient by the cases with two and three variables. Moreover, a narrower moving search window of the accelerated Kriging model measured by the
Finally, the model accurately determined the control parameters that yield the maximum lift-to-power ratio under different uncertainties. Through iterations of 4 times, an angle of attack of
In this paper, reliability-based design optimization of control parameters for the optimal lift-to-power ratio of clapping-wing micro air vehicles is novelly proposed, considering different flapping frequencies, angles of attack, and forward velocities. This approach addresses the challenge of achieving high lift in CWMAVs with extremely limited volume.
Future work
This study aims to find the best control parameters to make CWMAVs fly more efficiently. However, aerodynamic analysis shows that the geometry of the wings also significantly impacts lift and power consumption. Therefore, future studies will focus on solving structural parameters using the RBDO framework to maximize the lift-to-power ratio of CWMAVs.
Footnotes
Appendix 1
For an unknown response function
where
In Eq. 15,
where
For the Kriging meta-model with
where
Using the above equations, the predicted response for a new point
where
The prediction MSE at the new point is then calculated as
Handling Editor: Chenhui Liang
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
Declaration of conflicting interests
The authors declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Data availability statement
The data that support the findings of this study are available from the Corresponding Author [Yanwei Zhang], upon reasonable request.*
