Abstract
High-grade gliomas are aggressive tumors that require multimodal management and gross total resection is considered to be the first crucial step of treatment. Because of their infiltrative nature, intraoperative differentiation of neoplastic tissue from normal parenchyma can be challenging. For these reasons, in the recent years, neurosurgeons have increasingly performed this surgery under the guidance of tissue fluorescence. Sodium fluoresceine and 5-aminolevulinic acid represent the 2 main compounds that allow real-time identification of residual malignant tissue and have been associated with improved gross total resection and radiological outcomes. Though presenting different profiles of sensitivity and specificity and further investigations concerning cost-effectiveness are need, Sodium fluoresceine, 5-aminolevulinic acid and new phluorophores, such as Indocyanine green, represent some of the most important tools in the neurosurgeon’s hands to achieve gross total resection.
Introduction
High-grade gliomas (HGGs), which account for about 80% of all primary malignant cerebral neoplasms, are aggressive tumors that require multimodal management. 1 -5 When achievable, gross total resection (GTR) is considered to be the first crucial step of treatment; as known, resections of ≥98% of the enhancing HGG-lesions have been associated with very significant survival advantage when compared to excisions performed below that limit. 6 -12 However, the prognosis of HGG remains bleak because of the infiltrative nature of the HGGs on one hand and the high local relapse rate on the other, given that more than 80% of HGG-recurrences occurred within 2 cm of the resection margins. 2,13,14 HGGs disrupts the integrity of the blood-brain barrier (BBB), resulting in extravascular leakage of gadolinium contrast agents. Conventionally, the tumor territory is regarded as the gadolinium enhancing region seen on Magnetic Resonance Imaging (MRI) sequences. Accurate intraoperative differentiation of neoplastic tissue from normal parenchyma can be challenging, since there is no definitive way to distinguish tumor from normal brain during the course of the procedure other than by gross visualization and tactile consistency. This is particularly true at the invasive tumor margins: an appreciable amount of tumor cells usually infiltrates around the radiologically enhancing region, where the blood brain barrier is not yet destroyed, compromising the specificity of gadolinium. 9 For these reasons in the recent years, neurosurgeons have increasingly performed this surgery under the guidance of tissue fluorescence that have been developed to face the after mentioned challenges. 15 -19 Two main compounds have been used so far in malignant glioma surgery: 5-amilovelulinic acid (5-ALA) and Sodium Fluoresceine (SF). 5-ALA is a cellular metabolic phluorophore. SF is able to penetrate the tumor because of the impaired BBB and tends not to diffuse into normal brain, although It can extend beyond gadolinium contrast-enhancing regions probably because of its smaller molecular weight. The aim of this review is to underline the usefulness of these 2 compounds, highlighting their impact on glioma surgery, and to provide an overview on other intraoperative techniques, such as the Second Window Indocyanine Green (SWIG) that could represent a new available weapon in the field of Fluorescence Guided Surgery (FGS).
Methods
An extensive search of the English Medical Literature has been performed on MEDLINE/PubMed service, using the MeSH (medical subject heading) terms “high grade glioma,” “glioma,” “ALA,” “5-aminlevulinic acid,” “sodium fluorescein,” “indocyanine green,” “second window indocianine green,” “intraoperative,” “image guidance,” and “brain tumor” in various combinations. Inclusion of the references was based on the scope of this review, according to PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) guidelines (Figure 1). 20 The initial wide-net search produced a total of 6074 publications of which only 452 studies were considered to be relevant.

PRISMA flow chart.
Background and Mechanism of Action
The application of 5-ALA to patients undergoing surgery for HGGs was first described by Stummer
Practical Use and Safety
5-ALA is a metabolic, high-cost tracer approved in June 2017 by the FDA for resection of HGGs; a proper visualization of PPIX fluorescence requires xenon filters to give blue-violet light with a wave-length of 375 to 440 nm and an emission filter, allowing visualization of pink-red fluorescence, which has a peak at 635 and 704 nm. 5-ALA is administered as oral solution at a dose of 20 mg/kg body weight and the peak of fluorescence can be expected after about 6-8 h, with fluorescence beginning to be visible after about 3 hours.
24
Due to the small size of this molecule, it is rapidly absorbed from the intestine and is cleared from plasma within 2 hours after administration, being fluorescence impression unperturbed even beyond 12 h.
28,33
5-ALA is a well-tolerated agent and associated with low rates of adverse events, the most common involving liver function, a temporary hypotension and, because of the transient accumulation of porphyrins in the skin, a light sensitivity for the first 24 hours after application. This requires to maintain patients away from direct light before and after surgery.
34,35
Differently from 5-ALA, the administration and use of SF in HGG-surgery has been less extensively described because its less-specific mechanism of action, the heterogeneity of dose, timing and non-related tumor factors such as tissue manipulation and edema bulk flow.
36,37
This fluorescent tracer is excited by a light wavelength ranging from 460 to 500 nm and emits fluorescent radiation in wavelengths ranging from 540 to 690 nm. The current literature supports the use of low dose SF (1-4 mg/kg) with a Yellow 560 filter, that should be administered right after the induction of general anesthesia using a central venous line.
38
SF is completely excreted within 24 hours and has very few side effects; in the English Literature adverse events after the administration of SF have been extensively evaluated after SF angiography procedures. Kwiterovich
Correlation Between Fluorescence and Malignant Cells
Many studies in the available literature focused on the positive correlation between fluorescence intensity and tumor cellularity (Ki67-MIB-1) as showed by several intraoperative biopsies at tumor areas with different fluorescent intensity later compared with histology examinations.
45
-48
It is important to highlight that 5-ALA presents 3 different patterns of fluorescence when observed under the blue-light filter: necrotic areas usually showed no fluorescence or just parts of non-omogeneous pink-red fluorescence
49,50
; solid tumor areas, on the other hand, display a clear and shining fluorescence of solid intensity, while transitional areas of infiltrating brain tissue usually appears as regions of faint fluorescence (Figure 2).
51,52
These aspects should be kept in mind by the surgeon who knows that areas of faint fluorescence usually surround areas of bright uptake (which are approximately related to Gadolinium uptake at MRI).
53
The reduction of fluorescence observed at the lesion borders usually corresponds with gradual entrance into the areas of healthy brain tissue. A prospective Phase II clinical trial of 5-ALA demonstrated that the Positive Predictive Value (PPV) utilizing the higher grade of fluorescence (bright) as a predictor for the presence of tumor was 97.4%. 5-ALA faint fluorescence intensity showed not to be related with specific tumor cellular densities as bright fluorescence. On the other hand, in the case of absence of 5-ALA uptake, the probability of having absence of tumoral tissue i.e. the Negative Predictive Value (NPV) was 37.7%.
21,50,54
Ferraro

Fluorescent guided surgery. A and B, A 33-year-old man harboring a left frontal HGG with relevant mass effect underwent surgery. C, A combined fluorescent guided surgery allowed to achieve GTR on the immediate post-operative MRI image. D, E and F, A left frontal craniotomy was performed and, once, reached the subcortical enhancing node (D), a bright pink nodule was observed under the Blue 400 nm filter light (E) and a brilliant green nodule was observed under the Yellow 560 nm filter light (F). Picture taken from the University of Turin, Department of Neurosurgery’s Archive.
Phluorophore Characteristics.
Abbreviations: N/A, not applicable; GTR, gross total resection; PFS, period free survival; PPV, positive predictive value; NPV, negative predictive value.
Simultaneous Administration of 5-ALA and SF
There are only 3 studies (and small case series) in the available literature that studied the administration of both 5-ALA and SF.
66
Della Puppa
5-ALA False Positive Fluorescence
Despite the importance of distinguish neoplastic from non-neoplastic tissue, thus the possibility of decrypting false negatives using 5-ALA, in the last years few authors focused on the 5-ALA false positive-induced fluorescence. In a recent review of the literature La Rocca
Impact of Fluorescence-Guided Surgery for High-Grade Glioma
Patients with GBM share an inevitable destine that is the recurrence of the disease, despite a first favorable surgery.
6,13,86
The key-role of surgery relies on the established benefit of the extent of resection (EOR) on progression-free survival (PFS) and overall survival (OS).
87,88
GTR is, according to increasing evidence, superior to nonsurgical treatment in recurrent GBM, while incomplete resection showed to be non-inferior to the best medical treatment.
89
The administration of 5-ALA with the aid of a dedicated BLUE 400 filter in a phase 3 randomized trial showed concrete results in increasing extent of resection and progression-free survival. Complete resection was achieved in 65% of patients with the aid of 5-ALA guided surgery compared with 33% of the control group of patients operated under white light. Progression-free survival improved from 20% to 40%.
36
In a recent review of literature, the analysis of the postoperative MRI of 1163 cases involving 22 studies underwent 5-ALA FGS, showed that 65% of patients who received 5-ALA group reported GTR of the contrast-enhancing tumor, which was an higher percentage if compared to patients in the control group (36% without FGS). In 5-ALA cohort, 6-month PFS rate of 41% was significantly higher if compared to that of the white light surgery control group (21%).
55
More recent studies regarding 5-ALA impact on the extent of resection, have reported higher rates of GTR, even exceeding 80% in some reports. This could be also the result of surgeon improving learning curve through the years and this consideration should be taken into account.
48
Regarding SF, a recent multicentric controlled prospective phase II trial has been published reporting an 82.6% of patients that experienced GTR. PFS at 6 and 12 months was, respectively, 56.6% and 15.2%.
65
Katsevman
New Perspectives—Second Window Indocyanine Green
Indocyanine Green (ICG) is a tricarbocyanine near-infrared (NIR) fluorophore used as an angiographic agent since the 1960s and for assessment of cardiac and hepatic function. More recently, ICG has been used for tracing tumor tissue with a new technique known as SWIG. Unlike the traditional use in videoangiography procedures, where the tracer is used to visualize the vasculature within few minutes after the injection, this method has allowed the intraoperative visualization of tumors about 24 hours after high-dose intravenous administration. This relatively new application has been used in numerous different cancer types such lung, prostate, breast, ovarian, colorectal, pancreatic, esophageal and metastatic cancer
93
before its wide application in different brain tumor such as meningiomas,
94
metastases, pituitary adenomas,
95
chordomas, craniopharyngiomas, lymphoma.
96,97
and glioma.
94,98,99
The real mechanism of action of the SWIG is not entirely clear but the hypothesis is that the accumulation of ICG happens according to the described “enhanced permeability and retention” (EPR) effect, which states that solid tumors usually are characterized by high vascular permeability because of the presence of defective vascular structures feeded by mediators causing an increased permeability.
100
This is why ICG is able then to accumulate in tumoral areas being visualized even 24 hours later.
101
Indocyanine green peak of emission and excitation is 780 and 810 nm respectively and requires a dedicated NIR imaging device for visualization in the operative field. It is removed by biliary excretion with half-life of <180 sec and without significative side effects. For SWIG application, ICG is administered at a dose of 5.0 mg/kg up to 24 hours before surgery.
94,102
In neurosurgery, in contrast to PPIX or fluorescein, SWIG imaging utilizes NIR fluorescence, increasing then the level of tissue penetration, especially in less dense tissues. NIR light can pass through the brain tissue more than 10 mm, then allowing a proper visualization of brain tumors through the dura. This is functional in the intraoperative planning before the dural opening and corticectomy, because it can minimize normal brain tissue damage. Furthermore, NIR imaging is achieved in real-time, then SWIG is not affected by the intraoperative dynamic changes of the brain during the tumor excision. For these reasons, this phluorophore could be a useful tool in order to improve the extent of surgical resection through FGS for brain tumors and in particular for HGGs, considering also that SWIG appears to correlate with tumor contrast enhancement in MRI sequences.
98
One of the limits of SWIG consists in the weakness of dye’s signal and the consequent need to use a camera system that increase the exposure. This probably contributes to increase the number of false-positive biopsies in particular considering that conventional surgical microscopes with add-on NIR modules showed a significant lower sensitivity for NIR fluorescence, if compared to microscopes with dedicated NIR imaging modules. In order to minimize this problem, it could be useful to register the fluorescence intensity when the tumor is first exposed and then to keep it throughout the rest of the surgery. Any NIR fluorescence intensity at the same level of the starting one increases the neoplastic characteristics of the examined area.
103
The second limit of SWIG, in the same way as SF, is represented by the low specificity due to its mechanism of action of passive-staining through the areas of blood-brain-barrier breakdown.
93,95
Moreover ICG is generally bound to plasma albumin or others carriers and this could limit the bioavailability of the tracer. There is lack of strong evidence in the literature concerning the SWIG for HGG. The first study published by Li
Conclusion
Fluorescence guided surgery represents an important advancement in the management of HGGs. The real-time identification of residual malignant tissue has shown to facilitate GTR and has been associated with improved radiological outcomes. 5-ALA and SF present different profiles of sensitivity and specificity which need to be considered and further investigated in cost-effectiveness analysis. New techniques and new phluorophores such as ICG and SWIG might play an important role in FGS.
Footnotes
Abbreviations
HGGs, High‐grade gliomas; LGG, Low-grade glioma; GTR, Gross total resection; MRI, Magnetic Resonance Imaging; 5-ALA, 5-amilovelulinic acid; SF, Sodium Fluoresceine; BBB, Blood-brain barrier; SWIG, Second Window Indocianine Green; FGS, Fluorescence Guided Surgery; GBMs, Glioblastomas; PPV, Positive Predictive Value; PPIX, Protoporphyrin IX; NPV, Negative Predictive Value; EOR, Extent of resection; PFS, Progression-free survival; OS, Overall survival; ICG, Indocyanine Green; NIR, Near-infrared; EPR, Enhanced permeability and retention.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
