Abstract
Background
Approximately 50% of patients with interstitial lung disease (ILD) experience frailty, which remains unexplored in acute exacerbations of ILD (AE-ILD). A better understanding may help with prognostication and resource planning. We evaluated the association of frailty with clinical characteristics, physical function, hospital outcomes, and post-AE-ILD recovery.
Methods
Retrospective cohort study of AE-ILD patients (01/2015–10/2019) with frailty (proportion ≥0.25) on a 30-item cumulative-deficits index. Frail and non-frail patients were compared for pre- and post-hospitalization clinical characteristics, adjusted for age, sex, and ILD diagnosis. One-year mortality, considering transplantation as a competing risk, was analysed adjusting for age, frailty, and Charlson Comorbidity Index (CCI).
Results
89 AE-ILD patients were admitted (median: 67 years, 63% idiopathic pulmonary fibrosis). 31 were frail, which was associated with older age, greater CCI, lower 6-min walk distance, and decreased independence pre-hospitalization. Frail patients had more major complications (32% vs 10%, p = .01) and required more multidisciplinary support during hospitalization. Frailty was not associated with 1-year mortality (HR: 0.97, 95%CI: [0.45–2.10]) factoring transplantation as a competing risk.
Conclusions
Frailty was associated with reduced exercise capacity, increased comorbidities and hospital complications. Identifying frailty may highlight those requiring additional multidisciplinary support, but further study is needed to explore whether frailty is modifiable with AE-ILD.
Introduction
Interstitial lung diseases (ILD) are a group of heterogeneous disorders with progressive fibrosis and associated functional decline. 1 Acute exacerbations of ILD (AE-ILD) occur annually in 3%–14% of ILD patients and are associated with high morbidity and mortality, with in-hospital mortality ranging between 20 and 50% dependent on the ILD diagnosis.2–4 Identifying contributing risk factors for AE-ILD is crucial for prognostication, facilitating resource utilization, transplant candidacy evaluation, and optimizing functional recovery. 5
Frailty, a syndrome marked by reduced physiological reserve and heightened vulnerability to stressors, 6 may serve as a prognostic marker in AE-ILD. 7 Frailty is associated with greater risks in chronic lung diseases, specifically hospitalization and mortality.8,9 Frailty is common in ILD patients 10 with over 50% of those with fibrotic ILD affected.11,12 It is independently associated with several respiratory disease-related risk factors including older age, increased co-morbidities and hypoxemia.13,14 Moreover, frailty has been associated with increased dyspnea,11,12 hospitalizations and mortality rates, and diminished quality of life and transplant-free survival in patients with chronic respiratory diseases.10,15 Frail patients with ILD also tend to experience more respiratory exacerbations. 16
The extent of frailty and its clinical effects in patients with AE-ILD have not been well characterized. Hypoxia, inactivity, and use of high dose corticosteroids during AE-ILD may induce or worsen frailty.17,18 Establishment of frailty on admission to the hospital may facilitate resource allocation of multidisciplinary support services and help guide discussions among the healthcare team, patients, and caregivers related to prognosis. 10
Given the critical importance of prognostication and discharge planning post AE-ILD, this study aimed to diagnose frailty on admission to: (1) Compare pre-admission characteristics of frail and non-frail AE-ILD patients including type of ILD, physical function, and comorbidities. (2) Characterize the hospital course among frail and non-frail patients admitted with an AE-ILD. (3) Evaluate the association of frailty with post-discharge clinical outcomes.
We hypothesized: (1) frailty will be associated with lower pre-admission exercise capacity, more comorbidities, and higher ILD-GAP (gender-age-physiology index) and (2) frail AE-ILD patients will have a longer hospital stay, greater readmission risk, and lower 1-year survival than non-frail AE-ILD patients.
Methods
Study design
This retrospective, single-center cohort study included consecutive adult ILD patients admitted to Toronto General Hospital between January 1, 2015, and August 20, 2019, with an AE-ILD. The criteria for an AE-ILD were based on the established criteria for acute exacerbations of idiopathic pulmonary fibrosis (IPF) outlined by the International Working Group Consensus and extrapolated to encompass patients with non-IPF diagnosis. 2 The follow-up period for the cohort was until October 15, 2019. Patients admitted specifically for lung transplant assessment or those transferred from another facility were excluded. The study was approved by the University Health Network Research Ethics Board (REB # 19-5146). This ILD cohort, utilized in a prior study, informed on feasibility of the standardized management protocol of AE-ILD at our center, explored the transplant-free survival in IPF and non-IPF patients and identified patient characteristics related to radiological improvements post AE-ILD treatment, with limited characterization of the hospital course. 19
Frailty definition
Frailty was evaluated on hospital admission via a 30-point cumulative deficits index. Frailty was characterized by a score of ≥0.25 (proportion of positive deficits/total deficits). 20 Our index was comprised of 30 items, including 19 comorbidity parameters, four laboratory and seven functional assessments, as described in supplemental Table S1.14,21 Established procedures were used to develop the frailty index for the AE-ILD cohort. Specifically, we included health related deficits in diverse physiologic systems (i.e., cardiac, metabolic, hematologic, etc.) and a data saturation of 80% for each deficit was required in order to be incorporated into the frailty index. 22
Data collection
Demographic data, comorbidities, and ILD diagnosis specifications were collected from chart review. Complete medication histories pre-admission, including antifibrotics (pirfenidone or nintedanib), corticosteroids and other immunosuppressive medications were abstracted. Pulmonary function, Medical Research Council (MRC) dyspnea scale scores, six-minute walk distance (6MWD), and resting oxygen requirements within 1-year prior to AE-ILD hospitalization were ascertained. ILD severity was characterized using the ILD gender-age-physiology (ILD-GAP) index 23 and comorbidities assessed using the Charlson Comorbidity Index (CCI). 24 The timing of lung transplant assessment, listing, and transplantation were abstracted from charts.
Hospital outcomes included length of stay, medical complications, consultations with healthcare services, discharge disposition (i.e., home, inpatient rehabilitation, or palliative care unit), and hospital mortality. Medications (i.e., corticosteroids, antibiotics, opioids) prescribed during hospitalization, oxygen requirements on admission and discharge were recorded. Medical complications were categorized into major events with significant impact on morbidity (e.g., respiratory, and cardiovascular events, delirium, intensive care unit admission, acute kidney injury), and minor events associated with a lower morbidity burden (e.g., electrolyte imbalance, hyperglycemia, decubitus ulcers).25–27
Post-hospital discharge, 6MWD and pulmonary function tests (forced vital capacity, diffusion capacity) were recorded closest to date of hospital discharge and performed in a pulmonary function lab. as per American Thoracic Society Standards.28,29 Re-exacerbations captured at our facility, days between discharge and hospital readmissions, and 1-year all-cause mortality were ascertained. Lung transplant status (assessment, listing and transplant date) were recorded.
Statistical analysis
Data distribution was verified using the Shapiro-Wilk test. Continuous data is presented as median with interquartile range and categorical data as proportions with percentages. Comparisons between frail and non-frail patients were performed with Mann-Whitney-U test for continuous data and Chi-square test for categorical data. The association between frailty and hospital outcomes was evaluated using logistic regression models adjusting for age, sex, and diagnosis (IPF vs non-IPF). 30 The effect of frailty on 1-year survival post AE-ILD was assessed with Kaplan-Meier survival analysis. Multivariable Cox regression models evaluated the association of frailty with 1-year mortality, adjusted for a priori-identified confounders: age,23,31 sex, 23 ILD type (IPF vs non-IPF), 23 CCI, 32 forced vital capacity 33 and lung transplant listing prior to hospitalization. Regression model diagnostics tested for assumptions of independence (variation inflation factor >3 for collinearity), normality and constant error variation. We conducted a competing risk regression analysis (Fine-Gray model) to estimate standardized hazard ratios for mortality, considering lung transplantation as a competing risk, using significant factors (p < .05) from the Cox regression models. Analyses were performed with R-software (version 4.2.2) with statistical significance defined as p < .05 (See supplemental table S2 for the details on the used R-packages).
Results
Patient characteristics
Characteristics of patients admitted to hospital with acute exacerbations of interstitial lung disease.
Data are expressed as median (IQR) or frequency (percentage). In case data was missing for some patients, the sample size for each specific parameter is provided next to each variable as (n = Frail; Non-frail). Statistical signifcant p-values (p < 0.05) are marked in bold.
Abbreviations: ADL: Activities of Daily Living, CCI: Charlson Comorbidity Index, ILD-GAP: Gender-Age-Physiology Index, MRC Medical research council, PFT: pulmonary function testing.

Oxygen supplementation at rest: Oxygen supplementation was ascertained prior to admission with a median of 83 days (IQR: 53; 124) before admission. Oxygen supplementation not reported for one patient in non-frail group as required mechanical ventilation shortly after hospital admission.
There was a higher proportion of frail ILD patients with connective tissue disease (CTD) compared to those deemed non-frail (26% compared to 10%, p = .06). With comparison of CTD-ILD and non-CTD-ILD patients, the frailty scores were similar (p = .47) with a trend towards increased frail patients compared to non-frail in the CTD-ILD group (57% compared to 31%, p = .06, Supplemental table S3).
Hospital related clinical outcomes
Clinical outcomes during hospitalization.
Data are expressed as median (IQR), frequency (percentage total group), odds ratios (OR) or median regression with 95% confidence interval (95%CI). Statistical signifcant p-values (p < 0.05) are marked in bold.
Minor complications: Electrolyte imbalance, hyperglycemia, decubitus ulcer or bacteremia were considered minor complications.
Abbreviations: OR: odds ratio.
aOdds ratio for frailty adjusted for age, sex, and diagnosis (idiopathic pulmonary fibrosis vs non-idiopathic pulmonary fibrosis).
bMajor complications were delirium, respiratory complications, cardiovascular events, ICU transfer or kidney failure.
cMedical consultations include cardiology, rheumatology, infectious diseases, psychiatry, urology, neurology, gastrointestinal, intensive care, nephrology, pain clinic, plastic surgery, and dermatology.
dCalculating an odds ratio is not feasible when one of the two groups exhibits either a complete absence of events (0%) or a sole incidence of events (100%).
eData represents median regression analyses adjusted for age, sex, and diagnosis (idiopathic pulmonary fibrosis vs non-idiopathic pulmonary fibrosis) with coefficient and 95%CI.
fp-value and odds ratio represent discharged patients versus those that died during hospital stay.
Occupational therapy and palliative care were more commonly consulted for frail AE-ILD patients (Table 2), with increased prescription of opioids for management of cough or dyspnea. Of all AE-ILD patients, 74% were discharged home, 4% to a rehabilitation center or palliative care unit, and 22% died in hospital. Most patients died from hypoxic respiratory failure, except for one who experienced hemorrhagic shock due to hematuria of unclear etiology. Hospital mortality was 26% for frail and 19% for non-frail patients with no difference after adjusting for age, sex, and ILD diagnosis (OR: 2.07 [0.62 – 7.04], p = .23).
Post-discharge clinical outcomes
Post-hospital discharge.
Data are expressed as median (IQR), frequency (percentage total group) or odds ratios (OR) with 95% confidence interval (95%CI). Patients who died during hospitalization (frail: n = 8, non-frail: n = 11) were excluded. In case data was missing, the sample size for each specific variable was provided next to each variable as (n = Frail; Non-frail). Statistical signifcant p-values (p < 0.05) are marked in bold.
Abbreviations: LTx: Lung transplantation, PFT: pulmonary function test.
aData were collected within the year following discharge from hospital. In patients receiving a lung transplantation post-discharge, pulmonary function parameters were collected prior to transplantation. Change in pulmonary function was calculated as: pulmonary function within 1-year post discharge – pulmonary function prior to AE-ILD hospitalization. One patient was censored for lung transplantation 1-year following discharge.
b2 patients in each group were censored for 1-year mortality.
One-year crude all-cause mortality post AE-ILD was higher for frail patients (46%) compared to non-frail patients (33%, p = .03, Table 3 and Figure 2(A)). Frailty was associated with increased 1-year mortality in both univariate and multivariate models (Table 4). When lung transplantation within 1-year of AE-ILD was evaluated as an outcome (Figure 2(B)), frailty, age, CCI, and pre-hospitalization transplant listing were important co-variates, whereas transplant listing was the only significant covariate in the multivariate model (Table 4). As a competing risk model of transplantation on all-cause mortality, frailty was not associated with 1-year mortality (HR: 0.97, 95%CI [0.45 – 2.10]), whereas CCI (HR: 1.32, 95%CI [1.05 – 1.65]) was the only independent measure of increased 1-year mortality risk (supplemental Table S4). One-year Survival and incidence of lung transplantation Post-Acute Interstitial Lung Disease Exacerbation: Panel A depicts a Kaplan-Meier plot for 1-year survival post exacerbation according to presence of frailty on hospital admission, including those transplanted. Four patients were censored for death given end of follow-up period. Panel B represents the cumulative incidence of lung transplantation post exacerbation according to presence of frailty on hospital admission, one patient was censored for lung transplantation. Factors associated with one-year mortality post-acute exacerbation of interstitial lung disease. Data are presented as models to determine the association of several variables with 1-year mortality or lung transplantation within 1-year. The association of each variable separately is provided in the univariate analysis and in the multivariate Cox regression model in which we added a priori-identified confounders. Regression model diagnostics were tested for assumption of independence. Two frail and two non-frail patients were censored for 1-year mortality and one non-frail patient for 1-year transplantation. Abbreviations: CCI: Charlson comorbidity index, ILD: Interstitial lung disease, IPF: idiopathic pulmonary fibrosis, FVC: forced vital capacity, LTx: Lung transplantation.
Discussion
Main findings
Frailty, as assessed by our 30-item frailty index, was observed in one-third of patients admitted with an AE-ILD. Frailty was more common in those with a diagnosis of non-IPF, patients with more comorbidities, daily corticosteroid or immunosuppression use, and lower exercise capacity. Frail AE-ILD patients were more likely to experience major complications and higher utilization of healthcare services during hospitalization. Frailty was not associated with 1-year mortality when factoring lung transplantation as a competing risk.
Frailty in AE-ILD patients
The frailty prevalence of 35% in our cohort was lower than in previous studies where 50 to 55% was observed in patients with fibrotic and connective tissue disease associated ILD.11,12,15 The lower prevalence may be due to the high proportion (about one-third) being listed for lung transplantation upon hospital admission, which may have accounted for fewer comorbidities in our ILD study population. 34 Moreover, admission and follow-up at a lung-transplant center, along with younger age and higher socioeconomic status have been shown to be associated with lung transplantation in IPF. 35 Given that our cohort was admitted to a transplant center, it is conceivable that patient characteristics, including frailty, may differ from those with AE-ILD admitted to non-transplant centers. In addition, although the study encompassed ILD patients with connective tissue disease, which contributes to the 30-item frailty score, this subgroup’s inclusion did not significantly alter the overall frailty score or patients’ classification as frail. While the previous studies utilized a 42-item index, we used 30 items which incorporated lab. parameters such as hemoglobin and electrolyte abnormalities.11,12,15 Integrating lab-derived parameters in the index enhances the patient’s overall health assessment and clinical utility in the inpatient setting. 36 Our approach aligned with another study that applied a 32-item cumulative frailty index and had a frailty prevalence of 37% pre-transplant. 37 Thus, frailty is prevalent in ILD patients and will vary depending on patient setting, disease severity, and total number and type of deficits incorporated into the frailty index.
Hospital care and resources
Frail AE-ILD patients were more likely to have major complications during hospitalization, irrespective of age, sex and type of ILD. Consistent with findings in frail populations, such as critically-ill patients, 38 hospitalized geriatric populations 39 and patients with pneumonia, 40 our study reinforces the pattern of increased healthcare use and extended hospitalization in the frail population. 41 Specifically, frail AE-ILD patients were more likely to require occupational therapy and palliative care consultations with a threefold likelihood to be referred for palliative care independent of age, sex and diagnosis. This heightened support during hospitalization can be attributed to lower pre-hospitalization functional independence, increased comorbidities, and reduced exercise capacity in frail patients, as previously described. 38 Pre-hospital corticosteroid or immunosuppression use was also more frequent among frail patients, likely as a consequence of non-IPF patients requiring immunosuppression for connective tissue disease associated ILD management, which increases risks of steroid-induced myopathy and impairments in physical function.42,43 These data highlight the vulnerability of frail AE-ILD patients, with numerous comorbidities and reduced physiological reserve which is aggravated by stressors associated with AE-ILD hospitalizations, including systemic inflammation, higher corticosteroid use, hypoxia, and immobility.
Frailty and post-discharge hospital outcomes
Frail AE-ILD patients were less likely to be transplanted compared to non-frail patients over the 1-year follow-up period, in the univariate model, but only transplant listing status was an independent predictor of transplantation. Transplantation guidelines highlight that older age and increased comorbidities should be considered relative contraindications to transplantation, but do not recommend excluding patients based on frailty.34,44 However, a study of 100 ILD lung transplant candidates highlights that frail ILD patients often face barriers to transplantation, and their post-transplant 1-year survival tends to be lower compared to non-frail recipients (58% in frail vs 86% in non-frail). 45 Lung transplant programs may perceive frail ILD patients as having higher post-transplant risk because of older age, greater comorbidities, functional limitations, and diminished physiological reserve. 13 Further, frail patients may be perceived as having a lower rehabilitation potential pre-transplant in preparation for transplantation. 44 However, several studies have demonstrated improvement in physical frailty with in-person and virtual exercise programs in advanced lung disease,46–48 and benefits of transplantation on frailty in lung transplant candidates.49,50 Further study is needed to evaluate the degree that the cumulative frailty index is reversible with transplantation, especially in ILD.
Patients with IPF were observed to have a lower transplant-free survival compared to those with non-IPF from a prior study at our center. 19 Our current study further shows that increased comorbidities were independently associated with 1-year mortality. However, transplantation mitigated the risk of frailty on mortality in the competing risk model, which may have been related to a higher proportion of non-IPF patients in the frail group who are known to have a more favorable prognosis.51,52 This underscores the complex interplay between frailty, ILD diagnosis, comorbidities, transplantation, and mortality.
Clinical implications
The cumulative frailty index utilizes readily accessible parameters from patients’ medical records, ensuring its clinical relevance and validity for identifying frailty and its application can be tailored to data available at individual centers.14,20 Recognizing frail patients upon admission for AE-ILD enables identification of a vulnerable subset of ILD patients who could benefit from in-hospital multidisciplinary support, close monitoring and interventions aimed at increasing physical activity and exercise training post AE-ILD. 38 Identifying patients with frailty and comorbidities may help facilitate timely allocation of resource supports, multidisciplinary care during and post hospitalization, and promote dialogue among the healthcare team, patients, and caregivers on their post-exacerbation prognosis. 10 Furthermore, interventions targeting physical activity and function are key for addressing frailty-related physical impairments in elderly and chronic lung disease populations.43,47,53 Programs aimed at enhancing muscle strength, power, balance, flexibility, and exercise capacity can help improve various aspects of physical function and frailty.43,53 Furthermore, mitigating frailty in AE-ILD patients could potentially reduce morbidity, and improve quality of life.11,12,38
Strengths and limitations
To our knowledge, this is the first study investigating frailty in hospitalized AE-ILD patients. Despite the retrospective single-center study design, data were complete with more than 90% data saturation. Furthermore, the study was underpowered to evaluate survival outcomes, however, its strength lies in the characterization of frailty and in-hospital outcomes. Our approach to developing the frailty index followed established principles and yielded comparable prevalence of frailty to other ILD studies.14,20 Despite limitations inherent to our retrospective study design and inpatient setting which precluded the availability of certain physical functional assessments (i.e., strength testing, physical performance batteries) and pulmonary rehabilitation program history, the strength of the study lies in its well-characterized post-discharge outcomes such as transplantation and survival. To validate our 30-item frailty index, a comparison with established frailty measures such as the Fried frailty score would have been helpful. 54 However, due to the absence of prospective frailty assessment tools during routine clinical practice at our center, this comparison was not feasible. Lastly, due to the reliance on pre-AE-ILD pulmonary function testing up to 1-year, our ability to correlate frailty with the ILD-GAP index may have been reduced.
Conclusions
In summary, frailty was prevalent in AE-ILD patients and associated with increased CCI, non-IPF, and reduced exercise capacity prior to hospitalization. Frail patients experienced more medical complications in hospital and required greater multidisciplinary support during hospitalization, underscoring their diminished physiological reserves that is further exacerbated by stressors associated with AE-ILD. Assessment of frailty may help identify patients requiring greater multidisciplinary support, tailored rehabilitation strategies and risk stratification for lung transplantation. Future research is needed to evaluate if frailty is modifiable prior to or during hospitalization with AE-ILD and if offering rehabilitation strategies during or after hospitalization can improve hospital and post-discharge outcomes.
Supplemental Material
Supplemental Material - Clinical implications of frailty assessed in hospitalized patients with acute-exacerbation of interstitial lung disease
Supplemental Material for Clinical implications of frailty assessed in hospitalized patients with acute-exacerbation of interstitial lung disease by Marine Van Hollebeke Karan Chohan, Colin Adams, Jolene H Fisher, Shane Shapera, Lee Fidler, Ewan C Goligher, Tereza Martinu, Lisa Wickerson, Sunita Mathur, Lianne G Singer, W Darlene Reid and Dmitry Rozenberg in Chronic Respiratory Disease.
Footnotes
Author contributions
KC, CA, JHF, SS, LF, ECG, TM, LW, SM, LGS, WDR, DR contributed to conceptualization, Data curation performed by KC and MVH, Formal analyses, visualization and writing - original draft was performed by MVH and KC, Funding acquisition was obtained by DR and WDR, the project was supervised by DR, writing – review & editing were performed by MVH, KC, CA, JHF, SS, LF, ECG, TM, LW, SM, LGS, WDR and DR.
Declaration of conflicting interests
The author(s) declared the following potential conflicts of interest with respect to the research, authorship, and/or publication of this article: Lee Fidler has received a grant from the Canadian Pulmonary Fibrosis Foundation and honoraria for speaking/lecturing from Boehringer Ingelheim, AstraZeneca, and Pfizer. Jolene Fisher acknowledges grants from Boehringer Ingelheim (for the Canadian Registry for Pulmonary Fibrosis) and payments made to the University of British Columbia, with subsequent support for the University of Toronto. She has received consulting fees and honoraria from AstraZeneca and Boehringer Ingelheim, as well as honoraria from Boehringer Ingelheim for a presentation. She serves as an unpaid Medical Advisory Board Member for the Canadian Pulmonary Fibrosis Foundation. W. Darlene Reid and Dmitry Rozenberg received a grant from the Canadian Institutes of Health Research for their project “Translating the interplay of cognition and physical performance to daily activities in COPD and ILD: Identifying Needs and Advancing Research Priorities. “Shane Shapera acknowledges a grant from Boehringer Ingelheim Canada and honoraria for speaking at CME events from AstraZeneca, Boehringer Ingelheim, and Hoffman La-Roche. All other authors have no conflicts of interest to declare.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the Canadian Pulmonary Fibrosis Foundation. Marine Van Hollebeke was funded by CIHR project grant (PJM 179846). Dmitry Rozenberg receives support from the Sandra Faire and Ivan Fecan Professorship in Rehabilitation Medicine and Temerty Faculty of Medicine, University of Toronto.
Ethical statement
ORCID iDs
Data availability statement
The data that support the findings of this study are available on request from the corresponding author. The data are not publicly available due to privacy or ethical reasons.
Supplemental Material
Supplemental material for this article is available online.
Appendix
References
Supplementary Material
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