Abstract
Diagnosis of Parkinson’s disease (PD) relies on clinical history and physical examination, but misdiagnosis is common in early stages. Identification of biomarkers for PD may allow for early and more precise diagnosis and provide information about prognosis. Developments in analytical chemistry allow for the detection of a large number of molecules in cerebrospinal fluid (CSF), which are known to be associated with the pathogenesis of PD. Given the pathophysiology of PD, CSF α-synuclein species have the strongest rationale for use, also providing encouraging preliminary results in terms of early diagnosis. In the field of classical Alzheimer’s disease (AD) biomarkers, low CSF Aβ42 levels have shown a robust prognostic value in terms of development of cognitive impairment. Other CSF biomarkers including lysosomal enzymes, neurofilament light chain, markers of neuroinflammation and oxidative stress, although promising, have not proved to be reliable for diagnostic and prognostic purposes yet. Overall, the implementation of CSF biomarkers may give a substantial contribution to the optimal use of disease-modifying drugs.
Keywords
Introduction
Current diagnostic criteria for Parkinson’s disease (PD) allow for identification of only clinically manifested disease, which occurs years after the neurodegenerative process has started. 1 However, in view of having effective disease modifying treatments, early diagnosis represents a priority. In this perspective, diagnostic and prognostic biomarkers are needed in the field of neurodegeneration. Alzheimer’s disease (AD), the most common neurodegenerative disorder, provides an example of the usefulness and application of cerebrospinal fluid (CSF) biomarkers for diagnosis, independent of clinical stage. 2 Indeed, the proximity of CSF to the central nervous system (CNS) makes this biofluid the ideal source for markers of the ongoing pathological processes. Over the past 5 years, research on biofluid biomarkers in PD has markedly expanded. In this review, we will first provide a general overview on PD pathophysiology. Then, updated evidences about CSF biomarkers for PD diagnosis and prognosis are reported, with major attention on those closely related to the main pathological processes. According to the relevance of pathophysiological mechanisms, we will first discuss markers of synucleinopathy, followed by markers of amyloid pathology, tauopathy, lysosomal dysfunction, and finally of axonal damage and neuroinflammation.
Parkinson’s Disease Pathophysiology
Even if sporadic forms represent the majority of PD cases, so far, knowledge about mechanisms underlying the pathophysiology of PD derive from genetic forms, which account for 5% to 10% of all cases.
3
Genetic PD include forms with autosomal dominant (ie,
The widespread accumulation of the intracellular protein α-syn is a core feature in the neuropathology of PD.
8
Lewy bodies (LBs), which mainly consist of aggregated α-syn, were firstly described over a century ago. More recently, the neurotoxic effects of other α-syn aggregates, as oligomers and protofibrils, have also been described.
9
The physiological functions of α-syn are still not completely known. It is present in the cytosol, possibly also in mitochondria and in the nucleus, and it is thought to play a role in synaptic vesicle dynamics, mitochondrial function, intracellular trafficking and as a potential chaperone.10-12 α-syn neurotoxic properties are acquired during a process in which soluble monomers of the protein start forming oligomers, that combine into small protofibrils and eventually large, insoluble α-syn fibrils (the aggregates responsible for Lewy pathology).13,14 Accumulation and aggregation of α-syn can be due to relative overproduction (
Homeostasis of α-syn is maintained by the ubiquitin–proteasome system and by the lysosomal autophagy system. In the substantia nigra of patients and experimental models of PD, lysosomal enzyme levels are reduced, particularly in neurons containing α-syn inclusions.
17
Alterations of the lysosomal hydrolase β-glucocerebrosidase (GCase), transcriptional product of
In parallel with these processes, α-syn aggregation boosts a microglial reaction that, through inflammatory mediators, attracts peripheral immune cells within the CNS. After astrocytes have taken up neuronally released α-syn via endocytosis, cellular gene expression changes, indicating an inflammatory response.
25
Microglial cells are particularly inclined to the expression of the major histocompatibility complex (MHC) II, a key regulator of the immune response, which appears to be critical for α-syn-induced neurodegeneration.
26
As a result, microglia cause persistent and dysfunctional microglial activation, facilitating both mitochondrial dysfunction and neuronal degeneration. Oxidative stress, a consequence of both microglial activation and mitochondrial dysfunction, is increased in the brain tissue of patients with PD.
27
Mutations in
Despite the fact that each of the aforementioned molecular processes is playing a unique role in the pathogenesis of PD, their pathways all converge to the final event of axonal damage. This consequence, common to many other neurodegenerative diseases, can be reliably reflected by the increased peripheral levels of neurofilament light chains (NfL). 29 In Figure 1 these pathophysiological pathways are schematically illustrated.

The figure shows the main pathophysiological mechanisms involved in PD and reflected in CSF.
Possible Role of CSF Biomarkers in Diagnosis and Prognosis of PD
At present, diagnosis of PD mostly relies on clinical criteria. 1 However, biological changes leading to neurodegeneration start several years before the appearance of clinical manifestations. Ideally, this asymptomatic phase represents the most suitable phase for treatment with disease-modifying drugs. 30 Thus, reliable biomarkers reflecting biological changes occurring early in the disease are strongly desirable. CSF may reflect the molecular changes taking place in PD brain, thus representing an optimal source of diagnostic and prognostic biomarkers 31 (Table 1). In this context, among neurodegenerative diseases, AD represents a valuable example. 2
The main neurobiological mechanisms involved in PD physiopathology are summarized. For each of them, related CSF biomarkers are presented, with a focus on their diagnostic and prognostic values.
Abbreviations: Aβ42, amyloid-β peptide 42; APS, atypical parkinsonisms; CTSD, cathepsin D activity; CSF, cerebrospinal fluid; DLB, dementia with Lewy bodies; GCase, glucocerebrosidase activity; HC, healthy control subjects; YKL-40, chitinase-3-like protein 1; MCP-1, monocyte chemoattractant protein-1; o-α-syn, oligomeric α-synuclein; PD, Parkinson’s disease; PDD, Parkinson’s-dementia complex; p-α-syn, phosphorylated α-synuclein; p-tau, phosphorylated tau protein; t-α-syn, total α-synuclein; t-tau, total tau protein.
___, insufficient evidences; ↑, increased levels; ↓, decreased levels.
CSF biomarkers for PD are actively investigated. Increasing evidences support their potential role in both diagnostic and prognostic terms. Safety of lumbar puncture (LP) as a “routine” procedure in neurodegenerative diseases besides AD may represent an issue. Indeed, there is a large body of literature demonstrating feasibility of LP.32,33 PD patients have higher prevalence of spinal deformities like kyphoscoliosis that could influence the feasibility and safety of LP. To this purpose, an interesting contribution has been provided by the Parkinson’s Progression Markers Initiative (PPMI), which is a longitudinal observation study designed to identify PD progression biomarkers. 34 The study enrolled a large cohort of participants with de novo PD (at baseline) compared to healthy controls (HC). All PPMI participants underwent LP at baseline, 6, 12 months and yearly thereafter. Analyzing safety data from baseline LPs, 23% participants reported any related adverse events (AEs), 68% of all AEs were mild while 5.6% were severe. There were no serious LP related AEs, and complications like iatrogenic meningitis or arachnoiditis were not observed. As expected, the most common AEs were headaches (13%) and low back pain (6.5%), with the lower rate in PD subgroup. Factors associated with higher incidence of AEs included female gender, younger age and use of traumatic needles with larger diameter. Lying down LP position reduced the risk of AEs with respect to sitting LP position. Additionally, CSF volume had no significant effect on the incidence of AEs. In summary, consistent with the data reported in the AD literature, PPMI study showed that LP is overall safe and feasible in PD patients.
CSF Alpha Synuclein (α-syn) Species
As previously described, the accumulation, misfolding and aggregation of α-syn with progressive deposition in large intracellular aggregates represent the main pathological hallmark of most genetic and sporadic forms of PD. 8 Although the presence of LBs has been associated to the death of dopaminergic neurons, smaller aggregates rather than LBs, like protofibrils and soluble oligomers of α-syn, are currently considered to be the most toxic species.9,35 Nigro-striatal damage due to α-syn misfolding processes is always accompanied by extensive extranigral pathology, from the caudal brainstem (dorsal motor nucleus of glossopharyngeal and vagal nerves, reticular formation, raphe system, coeruleus–subcoeruleus complex) in patients with premotor PD to the cortex (temporal mesocortex, allocortex and associative areas of neocortex) in the most advanced clinical stages. Thus, the neuronal damage does not develop randomly, rather it follows a predetermined sequence marked by characteristic changes in topographical extent. 36 Furthermore, both in-vitro and in-vivo studies evidenced that amplification of misfolded α-syn happens in a prion-like fashion, which accounts for the cell-to-cell transmission of α-synuclein fibrils and the spread of selective neurodegeneration. Synthetic α-syn fibrils and abnormal α-synaggregates extracted from patients’ brain were able to induce template-dependent aggregation of α-syn both in cultured cells and rodent brains, with the final fibrils showing the same biochemical and morphological characteristics as the added aggregates. 37 Seed-dependent accumulation of misfolded α-syn with subsequent distinct spreading patterns of α-syn pathology occurred in brains of transgenic mice expressing human α-syn and in wild-type mice. Otherwise, no α-syn pathology was observed in α-syn knock-out mice after the inoculation of α-syn fibrils. 38 These data indicate that synthetic α-syn fibrils act as a template to convert endogenous α-syn into an abnormal form, and then abnormal α-syn is transmitted cell to cell throughout neuronal networks. 39
Several investigations into biomarker identification and validation have therefore focused on the measurement of total α-syn species in CSF. Furthermore, specific α-syn species (ie, oligomeric α-syn, phosphorylated α-syn at residue Ser129, and proaggregating forms of α-syn) have been considered as potential CSF biomarkers for PD.
The performance of CSF t-α-syn in other neurodegenerative disorders is quite controversial. Similarly to PD, changes toward low CSF t-α-syn have been found both in other synucleinopathy (multiple system atrophy, MSA and dementia with Lewy bodies, DLB), and, more interestingly, in tauopathies as well as (progressive supranuclear palsy, PSP, corticobasal syndrome CBS, and frontotemporal dementia).46-48 Noteworthy, in AD and Creutzfeldt-Jakob disease, a significant increase in CSF t-α-syn has been reported compared with controls.41-44
Longitudinal changes in CSF α-syn and other biomarkers in PD have been examined in different cohorts, with conflicting results. One study employed the cohort from the deprenyl and tocopherol antioxidative therapy of parkinsonism (DATATOP) study, which is a placebo-controlled clinical trial on individuals with early PD. 49 It was observed that t-α-syn levels significantly decreased over approximately 2 years of follow-up in PD patients, but they did not predict the progression of motor symptoms, with some evidences of prediction of cognitive decline. 49 On the other hand, according to another study based on DATATOP cohort, t-α-syn levels significantly increased during the 2-year follow-up period, also showing an association with the worsening of motor signs, especially in the group of postural instability and gait disorder (PIGD) patients. 50 In this context, discrepant dynamics of CSF α-syn could be due to different assays and inclusion criteria. Similarly to what observed by Majbour et al, in the Swedish BioFINDER study, levels of a-syn resulted stable early in the symptomatic disease process, increasing over time later in the disease course and in more severe disease. 51 In the PPMI study, CSF α-syn decreased longitudinally in PD at 24 and 36 months. However, the decrease in PD was not shown when CSF samples with high hemoglobin concentration were removed from analysis. CSF a-syn changes did not correlate with longitudinal MDS-UPDRS motor scores or dopamine transporter scan. 52 Similarly, CSF total α-syn levels displayed no substantial changes during a period of up to 4 years according to a recent study, with no correlation to subsequent motor or cognitive decline. 53
Overall, all these results suggest that t-α-syn could serve as a marker of synucleinopathy, when its CSF concentrations decrease, as well as a non-specific marker of synaptic damage, when its CSF concentrations increase. 54 However, several limitations hamper the routine clinical use of CSF α-syn as potential diagnostic biomarker. Values of α-syn concentration in the CSF strongly vary in distinct studies and among different laboratories. First of all, it could be attributable to differences in clinical and demographical features of heterogeneous cohorts of patients as well as differences related to control populations which can be represented by either completely healthy subjects or patients with other neurological conditions. 55 Then, pre-analytical confounding factors such as blood contamination and analytical variability related to methodological processing and use of different immunoassays should be inevitably considered.56,57 In conclusion, CSF t-α-syn alone does not seem to be a reliable diagnostic or prognostic marker for PD, while the study of other species of α-syn, and the combination with other CSF biomarkers could provide promising results.
CSF o-α-syn has been consistently found to be higher in PD patients compared to other neurological disorders59,60 and healthy controls. 50 In the comparison between Parkinson’s disease-dementia complex (PDD) and AD, CSF levels of o-α-syn resulted significantly higher in patients with PDD, and also the o-α-syn/t-α-syn ratio was elevated in PDD patients compared with AD patients. 61 Also, an association between a change of the o-α-syn/t-α-syn ratio and a worsening of motor signs, in particular in the postural-instability and gait-difficulty PD patients has been noted. 50
Only a few studies have focused on CSF p-α-syn as a diagnostic marker, finding increased levels in PD compared to controls and to progressive supranuclear palsy (PSP). 41 Similar to o-α-syn, its diagnostic accuracy increases when considered together with other α-syn species and neurodegenerative biomarkers (o-α-syn/t-α-syn ratio together with p-α-syn and p-tau). 62 All these results need confirmation in larger cohorts.
Classical CSF AD Biomarkers
Investigations into the neuropathological basis of PD and other Lewy body disorders (ie, DLB) have demonstrated that, while synuclein pathology is the defining feature of these diseases, it is often accompanied by other age-related neurodegenerative pathologies. Many studies have focused on co-occurrence of AD pathology, characterized by amyloid plaques and NFTs, as these aspects may contribute to clinical manifestations, in particular to the development of cognitive impairment and dementia. Indeed, less than 10% of PD without dementia has significant co-morbid AD at autopsy, with increasing rates in PDD (35%-50%) and DLB (up to 70%).68-73 These findings are of utmost interest as clinical distinction of PDD and DLB is currently a matter of debate, given that they share many prodromal and clinical features, with the distinction that the cognitive impairment in DLB starts within a year of the onset of motor symptoms. These findings support the assessment of the role of CSF AD biomarkers in the diagnosis and prognosis of PD.
With respect to CSF Aβ42, no significant differences were found when PD patients were compared with controls subjects.40,74 With respect to other parkinsonisms, CSF Aβ42 showed reduced values in MSA but not in PD and PSP, if compared to controls. 75 Also, both patients with PD and PDD showed higher CSF Aβ42 compared with patients with DLB, even if with poor diagnostic accuracy. 76 These findings are in line with a faster progressing dementia in DLB with respect to PD and PDD.
Studies on CSF t-tau and p-tau have not shown a distinctive PD profile. In distinguishing PD patients from controls, several authors found no changes in t-tau or p-tau in PD.77,78 However, only one study 74 found an increase in t-tau, and another one in patients with PDD. 79 Three studies80-82 found a decrease in p-tau and 1 found a decrease in t-tau. 83 When comparing PD to atypical parkinsonisms, Abdo et al described significantly increased t-tau in MSA-P compared with PD. 84 Conversely, Herbert et al and Sussmuth et al found a decrease in t-tau in MSA patients77,85 and Sussmuth et al also in PSP with predominant parkinsonism (PSP-P). 77 Larger autopsy confirmed studies are needed in order to confirm the validity of these data.
In PD patients the prognostic role of CSF AD biomarkers has been extensively investigated in terms of development of cognitive impairment and dementia. Several studies have provided support that lower baseline CSF concentrations of Aβ42 are associated with worse cognition and might predict cognitive decline.59,78,86 By contrast, CSF t-tau and p-tau have shown conflicting findings.59,79 Total tau and p-tau have been reported to be either equivalent or lower than healthy controls in nondemented PD patients, but higher in PDD.87,88 Across the Lewy Body diseases spectrum, the CSF signature of AD was demonstrated to be more common in PDD, and even more in DLB, as compared to PD (reviewed in Irwin et al), which resembles frequencies of AD co-pathology seen in large autopsy studies. 73 Of interest, low CSF Aβ42 has been found to predict early psychosis in patients with PD, being associated with the appearance of illusions or hallucinations within 3 to 4 years of follow-up. 89
With respect to motor progression, reduced CSF Aβ42 levels at baseline seemed to be an independent predictor of development of early L-dopa-resistant gait impairment. 90 Zhang et al 83 interestingly found that baseline Aβ42 negatively correlates with baseline UPDRS score in patients from the DATATOP study. Furthermore, baseline p-tau/t-tau and p-tau/Aβ resulted to be negatively correlated with the rates of the UPDRS change. 91
In conclusion, although CSF AD classic biomarkers alone do not have a specific role for PD diagnosis, they can add precious information in terms of prognosis and cognition, in particular CSF Aβ42. Furthermore, patients with mixed pathology, identified using AD biomarkers, may benefit from AD-directed therapies as they are developed. 68 Further data are needed to clarify all these associations, longitudinal progression of these markers over time and biomarkers cut-offs, similarly to what is needed for CSF syn species.
CSF Lysosomal Enzymes
More than 10 years ago lysosomal enzymes activities were assessed in the CSF of PD patients for the first time.
92
As main explanation, it was proposed that decreased lysosomal enzymes activities in the CSF reflect the derangement of autophagic-lysosomal system occurring in the brain, leading to reduced degradation of α-syn. Different studies with independent cohorts found that CSF GCase activity is lower in PD patients, irrespectively of their
CSF Neurofilament Light Chain
Neurofilaments are exclusively expressed in neurons and are released in the interstitial space within the CNS following axonal damage or degeneration. Indeed, they reach abnormal levels in neurodegenerative, inflammatory, vascular and traumatic diseases both in the CSF and in blood. 95 The precise functions of neurofilaments remain unknown, but they are thought to have a direct role in radial growth and stability of axons, which is critical for effective nerve conduction, organelle distribution along axons and synaptic plasticity. 95 Among neurofilaments, CSF concentration of the light subunit (NfL) has been extensively studied as a biomarker in various neurological diseases.
In patients with PD, no strong evidence for a difference in CSF NfL concentrations has been found, compared with controls. Nevertheless, higher baseline levels of NfL seem to predict the subsequent development of dementia in patients with PD. 96 In the context of atypical parkinsonisms, CSF NfL concentrations seem to be significantly increased in MSA and PSP with respect to PD, helping to separate PD from atypical parkinsonian syndromes.84,97 These results have been more recently confirmed by a meta-analysis. 98 Similarly, high CSF NfL levels have been described in CBS. 99 All these findings may suggest a more rapid neurodegeneration in these diseases if compared to PD.
CSF Markers of Inflammation and Oxidative Stress
The ascertained role of glial activation and inflammation contributing to the development and progression of PD led to the investigation of inflammatory markers in the CSF of patients with PD. In this field, MCP-1 (monocyte chemoattractant protein-1, also called CCL2) and YKL-40 (also called Chitinase-3-like protein 1) are 2 promising biomarkers. MCP-1 is one of the most important chemokines regulating microglial activation. α-syn is able to stimulate pericytes to produce MCP-1 and other inflammatory molecules including interleukine (IL)-1β, IL-6, tumor necrosis factor (TNF)-α, and matrix metalloproteinase-9 (MMP-9). 100 Accordingly, higher CSF MCP-1 levels were described in PD, in association with increased concentrations of both pro-inflammatory cytokines (IL-2, IL-6, and TNFα) and activated T-lymphocytes. 101 YKL-40 is a non-CNS specific glycoprotein released by peripheral cell-types (including cancer cells), microglia, and astrocytes. It is involved in tissue remodeling during inflammation, angiogenic processes, macrophages differentiation and maturation. 102 YKL-40 is overexpressed in a variety of neurological diseases including stroke, viral encephalitis, traumatic brain injury, amyotrophic lateral sclerosis, multiple sclerosis, prion diseases, and AD. 103 However, different studies found comparable levels of CSF YKL-40 between PD patients and healthy controls. Instead, higher concentrations were demonstrated in patients with atypical parkinsonism compared to PD patients.104,105 Furthermore, increased levels were found in PD patients with lower MMSE scores, suggesting the potential role of YKL-40 as biomarker of cognitive impairment in PD. 106 Other studies focusing on CSF biomarkers associated inflammation with cognitive decline in PD. CSF levels of IL-6, IL-8, and C Reactive Protein (CRP) were found to be increased in PDD patients compared to non-demented PD and healthy controls. 107 CSF biomarkers reflecting oxidative stress can be expression of immune system activation, as well as representative of mitochondrial derangement. Reduced levels of superoxide dismutase associated with increased levels of catalase activity were found in the CSF of PD patients. 108 Studies focusing on DJ-1 provided no conclusive results. Hong and coll. showed decreased concentration of CSF DJ-1 in a cohort of PD patients with respect to controls. 109 Before then, its levels were demonstrated increased in PD, with higher value in the early stage of disease, 110 suggesting that DJ-1 up-regulation occurs early in the disease course to counteract oxidative stress. For this reason, CSF biomarkers reflecting oxidative stress might be useful to select early-stage PD patients for potential disease modifying strategies. The reliability of CSF biomarkers of inflammation and oxidative stress, when considered alone, is scarce for PD in terms of both diagnostic and prognostic properties. However, they could add valuable information if included in a panel of multiple biomarkers. For instance, Magdalinou et al assessed CSF levels of MCP-1 and YKL-40, together with other biomarkers (α-syn, Aβ42, p-tau, t-tau, amyloid precursor protein soluble metabolites α and β, NfL), in a cohort of patients with neurodegenerative disorders including PD, atypical parkinsonisms, AD and fronto-temporal dementia. This panel of biomarkers was able to differentiate PD from atypical parkinsonian syndromes with high accuracy. 48 Further interesting findings will derive from proteomics-based assessments, which show the possibility of testing not a single biomarker but simultaneously a set of putative proteins characterized even by very low concentrations in the CSF and involved in specific biological pathways like neuroinflammation and oxidative stress. 111
Conclusion
PD pathophysiology is characterized by a variety of biological pathways which differently contribute to its clinical development and progression. Molecular changes underlying these pathways anticipate the appearance of clinical manifestations by several years. In front of this, diagnostic criteria still mostly rely on clinical features, thus making it difficult to recognize the disease in its earliest phases. CSF biomarkers, by providing a realistic picture of what happens in brain, might be suitable to identify the disease at pre-motor stages, also showing the high potential for molecular and clinical characterization of PD subtypes. Thus, their implementation may give a substantial contribution to the optimal use of disease-modifying drugs, in terms of patients selection and treatment outcomes. To do this, further efforts to standardize CSF biomarkers assessment in PD, thus validating their use in routine clinical practice both for diagnostic and prognostic purposes, are urgently needed.
Footnotes
Funding:
The author(s) received no financial support for the research, authorship, and/or publication of this article.
Declaration of conflicting interests:
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Authors’ Contributions
LP conceived and designed the content and structure of the review; LF, FPP and SS drafted, revised, and edited the review; LF, FPP, SS and LP revised and edited the manuscript.
