Abstract
Introduction
Oral health and genetic factors can independently influence the risk of developing esophageal squamous cell carcinoma (ESCC).
Objectives
The primary objective of this study was to investigate the interactive effects of oral health and genetic factors on ESCC risk.
Methods
This was a matched case-control study with 927 ESCC patients and 1701 matched controls. We selected 101 candidate single nucleotide polymorphisms (SNPs) from 59 genes that were associated with ESCC. Oral health was assessed based on tooth-brushing frequency, tooth loss, and age at the time of first tooth loss. An unconditional logistic regression model was employed in which SNP–oral health interactions were assessed as risk factors for ESCC, after adjusting for age and sex. A genetic risk score (GRS) analysis was conducted.
Results
The association between GRS and ESCC and the synergistic effect of GRS and oral health on ESCC were examined. Daily frequency of tooth-brushing was found to interact with 5 SNPs, rs3765524, rs753724, rs994771, rs3781264, and rs11187842, to increase the risk of ESCC. In particular, individuals with genotype TT of rs3765524 who brushed their teeth less than twice a day had a 5.13-times higher risk of ESCC than those with genotype CC who brushed their teeth at least twice a day. Furthermore, tooth loss interacted with two SNPs: rs1159918 from ADH1B and rs3813867 from CYP2E1.
Conclusion
Oral health may interact with genetic factors increasing ESCC risk, which provides new insights into the relationship between ESCC and gene–lifestyle interactions which can be used for disease prevention.
Keywords
Introduction
According to Global Cancer Statistics 2018, there were 572,000 new esophageal cancer cases worldwide that year, ranking seventh among all cancers. China is among the top 5 countries with the highest incidence of esophageal cancer. 1 In particular, Linxian, Henan Province, and Cixian and Shexian, Hebei Province has the highest incidence rates in the world. 2 Furthermore, in Taixing, Jiangsu Province, esophageal cancer has the highest morbidity rate among all cancers. 3 More than 90% of the esophageal cancers that are detected are diagnosed as esophageal squamous cell carcinoma (ESCC). 4 Currently, the risk factors associated with ESCC include single nucleotide polymorphisms (SNPs) 5 and lifestyle factors such as alcohol consumption 6 , smoking/tobacco consumption7,8 and poor oral health care. 9
Poor oral health is an established risk factor for ESCC. 10 Furthermore, problems associated with poor oral health, including tooth decay and missing and filled teeth 11 may contribute to ESCC.12,13 Chen et.al 9 found that the loss of more than 6 teeth significantly increased the risk of ESCC compared with no tooth loss (more than 6 teeth lost vs. none, OR = 1.48, 95% CI 1.04–2.11). And tooth-brushing once or less per day, which represents poor oral hygiene to some extent, 14 compared with tooth-brushing twice or more per day, was associated with a 1.81-fold increase in the risk of ESCC. 9 Regular care at home, such as teeth and tongue cleaning, can reduce the growth of specific microbes in the oral cavity, thereby reducing the risk of esophageal cancer. 15
ESCC has been found to have genetic basis. 16 For example, SNPs in the PCLE1 gene have been significantly associated with esophageal cancer in Asian populations. 17 Research has also shown that alcohol interacts with functional genetic polymorphisms of aldehyde dehydrogenase (ALDH2) and alcohol dehydrogenase (ADH) and increases the risk of ESCC. 18 With regard to head and neck cancer, the interplay between gene polymorphisms and oral health has been found to increase cancer risk. 19 However, with regard to ESCC, the interaction between SNPs and oral health and their effect on its occurrence remain unclear.
Taixing has one of the highest incidence rates of esophageal cancer in China. 3 A large population case-control study was conducted in Taiwan, in which biological samples and data on specific lifestyle habits, such as oral health, smoking, and drinking, were obtained from ESCC patients and controls. These findings indicate that poor oral health increases the risk of ESCC. In this study, we intend to explore whether interactions between genetic variations and oral health may influence ESCC risk.
Materials and Methods
Study Design
We performed a case-control study in Taixing, 9 China and over 90% of the esophageal cancer cases were from four major hospitals.
We attempted to enroll all individuals with incident esophageal cancer (i.e., patients with esophageal cancer that was newly diagnosed between October 2010 and September 2013). A total of 1681 patients were recruited for the study, including 1401 from the four hospitals and 280 additional patients from the Taixing Cancer Registry. After biopsy samples and pathological reports were assessed by pathologists, 1499 patients with esophageal cancer were identified. This group was further screened according to the following inclusion criteria: age between 40 and 85 years, residence in Taixing for at least 5 years, availability of blood samples, call rate ≥ 0.9, willingness to complete the questionnaire and undergo clinical examination, and identification of the pathological type of ESCC. Based on these criteria, 927 patients with esophageal cancer were selected for this study. The patient selection process is illustrated in Figure 1. Flow chart for the recruitment of esophageal squamous cell carcinoma cases and controls.
A total of 3501 healthy controls were randomly selected from the same study region as the ESCC patients and were frequency-matched with the patient group based on sex and age (spanning 5 years). In order to improve the response rate and participation rate, the local government called on people to take an active part in the research, and we provided a basic physical examinations and certain rewards like umbrellas for participants. We ensured that the controls represented every town of Taixing. Excluding deaths and immigrant populations, 2858 controls remained. Excluding the lost follow-up population, 2011 controls remained. Excluding the population older than 85 years, 1992 people remained. Excluding those whose call rate was less than 0.9, 1701 individuals were finally included in the control group.
All recruited individuals gave their written informed consent and volunteer for scientific research. And we have identified all patient details.
Single Nucleotide Polymorphism Genotyping and Screening
A total of 101 SNPs from 59 genes were selected for genotyping; they were selected on the basis of had been previously reported to associate with ESCC in candidate or GWAS studies. Finally, our primary genes of study are those in the alcohol metabolism pathways, N-Acetyltransferase2(NAT2), Phospholipase C Epsilon 1(PLCE1), X-Ray Repair Cross Complementing 1(XRCC1) and Flagellum Associated Containing Coiled-Coil Domains 1(FLACC1). The detailed SNP information was in Supplementary Table 1. 18 The SNPs were genotyped using a three-round multiplex polymerase chain reaction procedure with next-generation sequencing method, specific primers were designed for the sites to be detected, and multiple PCR amplification was performed in a single tube. Different samples were differentiated by different Barcode primers. After mixing the samples, high-throughput amplicon sequencing was performed on Illumina platform.20,21 We use the All SNPs had a call rate of at least 0.90 in all samples and had Hardy-Weinberg equilibrium according to chi-square tests, with p values of 0.05 or higher in the controls. To ensure genotyping accuracy, we also implemented quality control procedures, such as by including negative controls. In addition, a randomly selected 8% of total samples were genotyped twice and the consistency was higher than 98%. The average sequencing depth was 1225x. All SNPs had a minor allele frequency of 0.1 or more in both the case patient and control samples, rendering adequate statistical power. Among the 101 SNPs, 4 SNPs were monozygotic, 14 did not reach Hardy–Weinberg equilibrium, and 5 had a missing rate of >10%. The remaining 78 SNPs were included in the subsequent analysis. We established four genetic models: the codominant model, over-dominant model, dominant model, and recessive model. All SNPs was corrected by Bonferroni test. Each of the 78 SNPs were entered into the most significant model among the four models for analyzing its relationship with ESCC.
Oral Health Assessment and Quality Control
Participants were interviewed face-to-face with structured questionnaires, and information on basic characteristics was collected, including age, sex, smoking, alcohol consumption status, education, wealth, marital status, family history of esophageal cancer, hot tea consumption (According to the time between placing tea leaves mixed with boiling water and tea drinking, the temperature of tea drinking was classified as hot/yes (1–5 minutes) and warm/no (more than 5 minutes)), fruit consumption, and oral health information which included how many times a day a person brushes their teeth, tooth loss, and the age at which the first tooth loss occurred. The whole process was recorded by audio to facilitate quality control. In addition, we used the double-entry method by also entering the questionnaire into the electronic system and comparing the input results, and we also checked the questionnaires for logical mistakes.
Statistical Analysis
Logistic regression models were established by adjusting for age, sex, smoking status, alcohol consumption, wealth score (Family wealth score was calculated based on the ownership of valuable home items using a multiple correspondence analysis. These scores were categorized as quintiles according to the observed coordinates among control participants, like cars, vacuum cleaner, washing machine et.al),
9
family history, tea consumption,
22
and daily consumption of fresh fruits. Using “daily frequency of tooth brushing” as an example, we build two models as follows:
We conducted a genetic risk score (GRS)
23
analysis to summarize the cumulative effects of SNPs on ESCC. The genotypes were coded as 0, 1, and 2: 0 = homozygous for the wild allele, 1 = heterozygous, and 2 = homozygous for the mutant allele. The following formula was used to calculate GRS
The reporting of this study conforms to STROBE guidelines. 25
Results
Basic Characteristics of the Case Patients with ESCC and Controls in a Population-Based Case-Control Study in Taixing, People’s Republic of China (n = 2628).
We analyzed the relationship between the 78 SNPs and ESCC in the four inheritance models: the co-dominant, dominant, recessive, and over-dominant models, which were adjusted for confounders. The findings showed that 45 SNPs were statistically significant; therefore, they were selected for further analysis. Figures 2 and 3 and showed the distribution of SNPs’ model in different covariates. The −log P values of the 78 SNPs of the ESCC correlation test in four genetic models in which the “daily toothbrushing times” were adjusted by adding covariates as oral health indicators. Red line: Bonferroni correction line; Pink line: .05 P value line. The −log P values of the 78 SNPs of the ESCC correlation test in four genetic models, where “tooth loss” was adjusted by adding covariates as oral health indicators. Red line: Bonferroni correction line; Pink line: .05 P value line.

Interaction Effect Between Oral Health and SNPs on the Incidence of ESCC. Good Oral Hygiene Means that Individuals Brush their Teeth At Least Twice a Day, and Poor Means Individuals Brush their Teeth At Most Once a Day.
The findings revealed that a total of seven SNPs interacted with oral health to increase the risk of ESCC. The individuals who brushed their teeth at least twice daily and carried the ancestral allele were regarded as the reference group. In the individuals who carried the CC genotype for rs11187842 and brushed their teeth once a day at the most, the risk of ESCC was more than double (OR = 2.55, 95% CI: 1.93–3.83) that of the individuals with the same genotype who brushed their teeth at least twice a day. Among the individuals with the CT/TT genotype for rs11187842, those who brushed their teeth once a day at the most had a risk of ESCC more than three times greater (OR = 3.45, 95% CI: 2.55–4.70) than those who carried the CC genotype and brushed their teeth at least twice a day. For individuals with the rs3781264 TT genotype, those who brushed their teeth once a day at most had more than double the risk of ESCC (OR = 2.43, 95% CI: 1.84–3.23) than those who brushed their teeth at least twice a day; and for those with the CT/TT genotype for rs3781264, those who brushed their teeth once a day at most had a more than 3-fold risk of ESCC (OR = 3.21, 95% CI: 2.37–4.38) than those who carried the TT genotype and brushed their teeth at least twice a day. Among the individuals with the GG genotype for rs753724, the ESCC risk was more than double (OR = 2.58, 95% CI: 1.96–3.43) in the individuals who brushed their teeth once a day at most than in those who brushed at least twice a day. Individuals with the GT/TT genotype for rs753724 who brushed their teeth once a day at most had a more than 3-times greater risk of ESCC (OR = 3.48, 95% CI: 2.56–4.75) than those who brushed at least twice a day. In tooth lost, we found that rs1159918 TT with tooth lost could increase 2.15-fold risk on ESCC (OR = 2.15, 95% CI: 1.26–3.86). Moreover, People who had tooth lost in rs3813867 GC had nearly 1.10-fold risk on ESCC than CC/GG with no tooth lost (OR = 1.09, 95% CI: 1.04–1.33).
GRS values were calculated to summarize the effect of the seven SNPs for further analysis. The association of GRS and oral health conditions with the risk of ESCC is shown in Figure 4. Participants with GRS ≤ 1 were considered as the reference group for all comparisons. Overall, individuals with higher GRS had a higher risk of ESCC among the four groups that were defined by daily toothbrushing frequency and tooth loss status. Overall, the values indicate that brushing teeth at least twice a day and not having a tooth loss experience are associated with limited ESCC risk, even in individuals with high GRS. In contrast, among individuals with high GRS, those who brush their teeth less than twice a day and have tooth loss have more than 4-fold risk of ESCC. Genetic risk score (GRS) analysis on the seven SNPs (5 SNPs interacting with daily tooth-brushing frequency and 2 SNPs interacting with tooth loss). Group 1 represented people who brushed their teeth at least twice daily and without tooth loss experience, group 2 represented people who brushed their teeth at least twice daily but with tooth loss experience, group 3 represented people who brushed their teeth at most once daily but without tooth loss experience, and group 4 represented people who brushed their teeth at most once daily and with tooth loss experience. Individuals with higher GRS, brushing teeth at most once a day or suffering from tooth loss had a higher risk of ESCC.
Discussion
We analyzed all the collected oral health indicators and firstly found that two indicators interact with SNPs to increases ESCC risk, namely, daily frequency of tooth brushing and tooth loss. The age of tooth loss showed no significant interaction effect, so we removed it from analysis. Additionally, we identified five SNPs that interact with daily tooth brushing frequency to increase the ESCC risk. Four of the five SNPs are located in the same protein-coding gene PLCE1, which belongs to one of the phospholipase families of enzymes that regulate cell growth, differentiation, apoptosis, and angiogenesis. 26 A previous study found that the epigenetically upregulated oncoprotein PLCE1 drives esophageal carcinoma angiogenesis and proliferation via activating the PI-PLCε-NF-κB signaling pathway and VEGF-C/Bcl-2 expression. 27 Moreover, putatively functional PLCE1 variants and their associated susceptibility might contribute to the risk of ESCC. 28 The other SNP, rs994771, is from the LOC102723576 gene on chromosome 10. This is the first study to report an interaction between oral health and LOC102723576 in relation to the risk of esophageal cancer.
We also conducted a GRS analysis on the seven SNPs to explore their cumulative interaction with oral health. We found that individuals with higher GRS have higher ESCC risk, and this association is especially prominent in individuals who brush their teeth less than twice a day and have experienced tooth loss. These findings indicate an obvious interaction between SNPs and oral hygiene that increases the risk of ESCC.
Possible mechanisms with the interaction between those SNPs and oral hygiene on ESCC is still unclear. Because of the fact that oral problems, including tooth decay and missing and filled teeth, 13 may be caused by lack of oral care, 9 which may lead to undesirable changes in the oral microbiota and subsequently contribute to ESCC. 12 And we speculate that the possible mechanisms may involve inflammation, carcinogenic microbial metabolites, or oral microbes, which have yet to be explored.12,29–31
This is the first relevant report on the association between the LOC102723576 SNP rs994771 and esophageal cancer. However, further research is needed to explore the possible relationships between the two and the underlying mechanisms. Our study highlights the synergistic effect of gene and lifestyle factors on ESCC risk, and provides new insights into the prevention and control of ESCC. The findings indicate the importance of practicing good dental hygiene, especially in populations with a high genetic risk. This study also has some limitations. All the oral health indicators are categorical variables, and more detailed results cannot be obtained on the basis of quantitative analysis. Another potential limitation is that decayed and missing teeth, as well as periodontal health were not assessed. This study was a case-control study, which cause lower validation power in cause of disease compared with prospective cohort studies, and this conclusion needs to be verified in further research. Case-control studies are retrospective studies with a certain recall bias in data collection. To control recall bias , we tried to select new patients and controls with high compliance. And objective indexes and scientific methods were used to reduce recall deviation when collecting information.
Conclusion
In this study, we verified that tooth loss and tooth brushing were independent risk factors for ESCC. More importantly, we first identified seven SNPs that may interact with these two oral health indicators to increase ESCC risk, providing an important basis for the accurate prevention and control of ESCC, especially in populations with high-risk genetic variants. Further prospective studies are needed to verify this conclusion and explore the possible mechanisms.
Footnotes
Acknowledgments
We would like to thank the interviewers and technicians of Fudan-Taizhou Institute of Health Sciences for their invaluable contribution to the data collection and sample preparation, the staff of Taixing Center for Disease Control and Prevention for their help in the fieldwork, and the staff of Taixing People’s Hospital for their assistance with sample collection. We would also like to thank Editage (
) for English language editing.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the National Natural Science Foundation of China [grant numbers 91846302, 81502870]; the Innovation Grant from the Science and Technology Commission of Shanghai Municipality, China [grant number 20ZR1405600], and the Three-Year Action Plan for Strengthening Public Health System in Shanghai [grant number GWV-10.2-YQ32].
Ethical Approval
All procedures in this study were conducted in accordance with the Ethics Committee, School of Life Sciences, Fudan University approved protocols (approval number: KYLL-2018(KS)-204).
Statement of Human and Animal Rights
All procedures in this study were conducted in accordance with the Ethics Committee, School of Life Sciences, Fudan University approved protocols.
Statement of Informed Consent
Verbal informed consent was obtained from a legally authorized representative(s) for anonymized patient information to be published in this article.
