Abstract
In this article, the effect of vibration amplitude during ultrasonic elliptical vibration–assisted turning on cutting tool flank wear (
Keywords
Introduction
Nowadays, with the remarkable progress in various technologies and industries, the demand for materials with special mechanical and thermal properties has increased. Materials such as hardened steels have received great attention because of their high hardness and wear resistance. 1 These materials, which typically have a hardness of more than 45 HRC, are called difficult to cut materials. During machining of these materials, cutting tools are exposed to large forces and considerable heat is generated in the machining area. Besides, the tendency to create built-up edge and high cutting tool wear are among the challenges of machining these materials. 2 To solve the problem of high cutting tool wear rate in machining of these materials, different methods have been used so far, such as the development of new coatings for cutting tools, new techniques in applying cutting fluids, as well as the development of modern machining processes.
Today, the appearance of cubic boron nitride (CBN) and poly-crystalline cubic boron nitride (PCBN) tools, as well as the application of advanced deposition methods for AlTiN, TiAlN/TiSiN nanocomposite coatings and AlTiCrN nanocrystals, have dramatically increased the cutting tools life in the machining of hard to cut materials; this increase in cutting tool life is mainly because of the effect of these tools in reducing the cutting forces and cutting temperatures.3,4
Alongside dry machining, the emergence of modern lubrication techniques (such as high-pressure cooling, MQL, cryogenic cooling, etc.)5–7 and the development of new cutting fluids (such as nanofluids) 8 have a significant effect on the reduction of force and temperature in cutting zones and, as a result, on the weakening of tool wear mechanisms.9,10
Other techniques for reducing cutting forces and temperatures and thus tool wear in machining processes include the development of hybrid machining processes such as ultrasonic assisted machining (UAM); in this method, high-frequency mechanical vibrations with very small amplitudes are applied to the cutting tool tip and makes the cutting tool to have discontinuous contact with the workpiece. According to the researches in this field, UAM is able to reduce cutting forces, cutting temperature, extend tool life, improve workpiece surface quality, eliminate machining chatter and prevent the creation of build-up edges.11,12
The force applied to the cutting tool and its temperature variations in conventional turning (CT) and UAM are shown in Figure 1. As it can be seen, in case of CT, the cutting tool temperature increases continuously until it finally reaches steady state. Also, the cutting forces in case of CT are almost constant in nature. However, in case of UAM, owing to the separation of cutting tool and workpiece, cutting forces and temperatures have alternating nature, which results in an alternating thermo-mechanical loading on the cutting tool.11,12

In 2007, Nath et al. claimed that cutting tool wear rate in case of UAM was substantially lower than that of CT. They experimentally studied the one-dimensional (1D) ultrasonic-assisted turning (UAT) on low-carbon steel using the CBN tool and found that the cutting forces in this process were about 50.0% smaller than that of CT and that the tool wear was about one-fifth in comparison of CT. The reason is mainly because of the fact that in UAT, the tool temperature is reduced by alternating separation between the tool and the workpiece which weakens the tool wear mechanisms. 13
In another study, in 2009, Nath et al., experimentally studied the ultrasonic elliptical vibration–assisted turning (UEAT) (along cutting speed and depth of cut) using a poly-crystalline diamond (PCD) tool on a tungsten carbide workpiece. According to the results of this study, applying ultrasonic vibrations along depth of cut does not significantly reduce the cutting tool flank wear. 14
In 2010, Zhang et al., experimentally studied UEAT (along cutting speed and depth of cut) using a PCD tool on a hardened steel (49 HRC). According to the results of this study, the application of ultrasonic elliptical vibrations reduces tool wear. They justified this by arguing that in the conventional turning process on this type of steel, the dominant wear mechanism is the chemical diffusion mechanism that is directly related to the cutting temperature. Therefore, they conclude that the use of ultrasonic elliptical vibrations results in a reduction in cutting forces and subsequently a decrease in heat in the cutting zones, causing a decrease in tool wear due to weakening of the chemical diffusion mechanism. 15
In 2012, Deng et al. applied UAT in machining of a SiC/Al2024 composite workpiece using a PCD tool, claimed that applying ultrasonic vibrations reduced tool wear. In addition, the researchers stated that alongside the mechanical wear mechanism, the adhesion mechanism is also one of the main mechanisms of tool wear. They confirmed their findings by examining the tool flank face using the energy dispersive spectroscopy (EDS) method and finding a layer of aluminum and silicon elements on it. 16
In 2014, Zhou et al., performed the experimental study and finite element simulation of UEAT (along cutting speed and depth of cut) on fiber-reinforced polymer (FRP) composites using a tungsten carbide tool with a TiAlN/TiN coating. In CT of this type of composite, owing to the high cutting forces as well as the produced abrasive long fiber, the cutting tool flank wear as well as the depth of the crater wear is remarkable. However, in UEAT, in addition to decreasing cutting forces, the formation of smaller chips will result in reduced tool wear. 17 However, the effect of elliptical vibration on machining temperature and the effect of ultrasonic vibration direction on forces, cutting temperature and tool wear have not been investigated in this study.
In 2014, by experimentally investigating UEAT (along cutting speed and depth of cut) on Inconel 718 by a carbide tool, Lu et al. 18 claimed that the use of ultrasonic elliptical vibrations reduced the cutting tool flank wear. However, in this study, the effects of ultrasonic elliptical vibrations on heat generation and tool wear mechanisms such as chemical diffusion have not been addressed.
In 2016, by combining UEAT and cold plasma, Huang et al. experimentally studied diamond tool wear in the machining of iron-based metals. The results imply the achievement of a novel technology in metal cutting that offers the benefits of vibrational machining (reducing force, reducing temperature and improving surface roughness) along with weakening the chemical diffusion of diamond because of the nitrogen performance in the cold plasma. 19
In 2017, by experimentally examining UAT, Zou et al. investigated the influence of machining parameters (feed, cutting speed, depth of cut and tool relief angle) on tool wear in the machining of a die steel workpiece by a diamond tool and claimed that tool wear occurs mainly at the tool flank face and its dominant mechanisms are graphitization and chemical diffusion. They also stated that ultrasonic vibrations reduce tool wear and weaken chemical diffusion and graphitization mechanisms by 58.0% and 67.0%, respectively. 20 However, in this study, only 1D vibrations have been investigated and the effect of vibration amplitude on tool wear has not been considered.
According to the researches mentioned above, it is concluded that the effect of ultrasonic elliptical vibrations in a plane defined by cutting speed and feed as well as the effect of amplitude of these vibrations on the flank wear is a subject matter that has not been considered by researchers so far. Therefore, the present study is dedicated to the experimental study of the effect of ultrasonic elliptical vibration amplitudes on machining forces, tool temperature and cutting tool flank wear. Finally, the influence of the amplitude of ultrasonic elliptical vibrations on the cutting tool diffusion wear mechanism has been investigated.
UEAT
In UAM, applying ultrasonic vibrations to the cutting tool can be performed one- or two-dimensionally. 12 In the 1D UAT, the cutting tool only vibrates in one direction, Figure 2. Vibration can be applied in the direction of the cutting speed, Figure 2(a), the feed direction, Figure 2(b), or the depth direction, Figure 2(c).

Illustration of the vibration direction of cutting tool in one-dimensional ultrasonic assisted machining. (a) Cutting speed direction. (b) Feed motion direction. (c) Depth of cut direction.
If the ultrasonic vibrations are along the cutting speed, then the tool has a linear and straight-line vibration motion that is superimposed with the cutting motion of the workpiece. If the velocity of the linear motion is shown by
where
In 1D and two-dimensional (2D) vibration systems having a vibrational component in the direction of cutting speed, work velocity (i.e.
As mentioned, when
During UEAT, cutting tool vibrates in both speed direction, X-axis in Figure 2(a), and feed direction,Y-axis in Figure 2(b). These harmonic motions can be described with the following equations:
Equations (4) and (5) represent the equation of vibration motion of the tool in the direction of cutting speed and feed, respectively, and the parameters a and b are the amplitude of vibration in the direction of cutting speed and feed, respectively.
These two harmonic motions, equations (4) and (5), are superimposed together during UEAT to define the tool tip locus:
Equation (6) defines the locus of tool tip in UEAT as an ellipses, Figure 3. Using equations (4) and (5), the velocity of cutting tool in speed and feed directions are calculated as following:
According to equation (7), if

Illustration of tool tip motion path in ultrasonic elliptical vibration–assisted turning (along cutting speed and feed motion).
The duration of engagement between cutting tool and workpiece in case of UEAT is the intersection of the time intervals in which the tool is involved with the workpiece both in feed and cutting speed directions. This time interval is shown in Figure 4(a) in dark gray. In this article, a Visual Basic Code was written to calculate separation time (

Comparison of separation time in UAT and UEAT. (a) Comparison of
In Figure 4(b), the effect of vibrations amplitude on
In Figure 4(c), the effect of
Experimental methodology
Setup for UEAT
Shown in Figure 5(a) is the tool used in UEAT; it consists of two sandwiched half-ring piezoelectric sets in 90 degree orientation to each other. By separately electrically stimulating, the piezoelectric with the specified phase difference, the cutting tool performs elliptical vibration along both feed and cutting speed and, owing to the presence of the relative velocity between the tool and the workpiece, alternating separations between the tool and the workpiece will occur. The vibrational equation of each piezoelectric is as follows:
In Figure 5(b), two perpendicular modes of bending vibration are shown. The first mode vibrates at 18212 Hz, and the second mode vibrates at 18268 Hz. The first vibrational mode is bending and has the highest vibrational amplitude along feed. Also, the second bending mode with frequency difference of 36 Hz to the first bending mode has the highest vibrational amplitude along cutting speed. In this way, by stimulating the tool with a frequency of 18240 Hz, the first and second bending modes can be created simultaneously in the tool and the tool tip will traverse an elliptical path on a plane consisting of cutting speed and feed. It should be noted that other vibrational modes before and after these two modes have significant differences with them. For example, the next mode, with a difference of 616 Hz, is located at a frequency far beyond the operating frequency range.

Illustration of the ultrasonic elliptical vibrations assisted turning setup along feed and cutting speed. (a) 3D Model of Vibration tool. (b) Two modes of perpendicular bending vibration. (c) UEAT machining setup. (d) Thermocouple embedded inside the insert.
Design of experiments
The workpiece was selected as solid shafts made of AISI 4140 steel with a diameter of 40 mm. By heat treatment, the surface hardness of the specimens in a depth of 3 mm increased to 52 ± 2 HRC. Obtained from the quantumetry experiment, the chemical composition of the workpiece is summarized in Table 1. Also the mechanical properties of the workpiece at 20° C obtained by performing uniaxial tensile test are summarized in Table 2.
AISI 4140 chemical composition (% in weight).
AISI 4140 mechanical properties at 20 °C.
For the experimental tests, the TCMT16T304 F2, HX triangular carbide tungsten carbide insert from Seco, Table 3, and the TN50D lathe were used. In order to hold the tool during the machining process, the transmitter tip is designed in the shape of a tool-holder hole and the insert is fastened tightly by a fine-thread screw, Figure 5(c).
Insert specifications.
Experimental tests are designed and performed according to the full factorial method, Table 4. Each cutting test was repeated three times, and the average value was recorded. In order to compare the results with that of UATspeed, all experiments of 1D ultrasonic-assisted machining were performed with an amplitude of 13 μm.
Design of experiments.
The Kistler 9257 dynamometer was used to measure the force components. Also, to measure the temperature of the cutting tool during the process, a 735-2 Model Testo was used which records temperature data using Comfort X35 software. The measuring range of the device is from −50 to 1000 °C, and its measurement accuracy is ±0.5 °C. According to Figure 5(d), the thermocouple is embedded inside the insert through a hole created by the super-drill method near the cutting edge.
Measurement of cutting tool flank wear (i.e.
The amplitudes of the ultrasonic vibration in every each perpendicular directions (i.e. feed and speed) were separately measured using a PU09 Gap Sensor and an AEC-5509 converter along with oscilloscope, Table 5. First, a specified input voltage was applied to the set, and then the output voltage was recorded by the oscilloscope. The output voltage was a sinusoidal wave, and by measuring the peak of the diagram, it can be converted to the vibration amplitude.
Specification of PU09 Gap sensor.
Results and discussion
Main cutting force
The results show that in case of UATspeed with a = 13 μm and

Effect of one- and two-dimensional ultrasonic vibrations on the main component of cutting force and cutting temperature at different values of vibration amplitude, workpiece speed and feed. (a) Main cutting force (
In case of UEAT with a = 13 μm and
In case of UEAT with a = 5 μm and
Cutting tool temperature
In the present research, UEAT was observed to be more effective in reducing the cutting tool steady state temperature in comparison to UATspeed, Figure 7.

A typical real-time curve of steady state temperature for CT, UATspeed and UEAT (
Based on the results of the experimental tests, in UATspeed with a = 13 μm and
In case of UEAT with a = 13 μm and
In case of UEAT with a = 5 μm and
Cutting tool flank wear
Based on the results of the experimental tests, in UATspeed with a = 13 μm and

The effect of 1D and 2D ultrasonic vibrations on
In case of UEAT with a = 13 μm and
In case of UEAT with a = 5 μm and
Now, additional consideration is given to the cutting speed and how it affects cutting forces, cutting temperature and

Schematic representation of the effects of cutting speed variation on main cutting force.
The cutting force trend while varying cutting speed is different between CT, UAT and UEAT. In case of CT, as the cutting speed increases, the cutting force decreases, for instance, at
The cutting temperature increases while increasing cutting speed in CT, UAT and UEAT; increasing cutting speed (
In which,
As shown in Figure 4(a), at
Diffusion wear mechanisms
Figure 10 shows SEM image from cutting tool rake and flank faces after conventional turning at

SEM image of cutting tool surface in conventional machining (
To study cutting tool diffusion wear mechanism, the percentage of tool elements is determined using EDX analysis. According to the results of this analysis, the chemical composition of the cutting tool before machining comprises 65.0% tungsten and 32.0% carbon. Now, according to Figure 10(c), two points A and B are selected on the tool flank face after conventional machining and EDX analysis is performed on them. The carbon content at points A and B are 9.2% and 3.4%, respectively. Owing to the proximity of point B to the cutting edge and the higher temperature at this area, it can be concluded that this point experiences higher temperatures, thereby loses more carbon due to diffusion mechanism. On the other hand, it is observed that the carbon content at both points is lower than the initial carbon content at these points. Therefore, reducing carbon content by 71.2% and 89.3% at points A and B, respectively, indicates that carbon diffusion from cutting tool to workpiece is one of the mechanisms of tool wear in this machining process.
In Figure 11, SEM image from cutting tool in UATspeed for

SEM image from cutting tool surfaces after UATspeed machining (
In Figure 12, the SEM image from cutting tool flank face and cutting tool edge has been shown after UEAT machining performed with

SEM image of cutting tool surface in UEAT (
After UEAT machining, EDX analysis is performed on points A, B and C. Points A and B were selected on the tool flank face and precisely in the previous locations. Point C is selected on the chip attached to the cutting edge. The carbon content at points A and B is 15.3% and 12.4%, respectively. Carbon content reductions of 52.0% and 61.4% were observed at points A and B, respectively, which are lower than those corresponding to UATspeed. As a result, it can be concluded that UEAT weaken the mechanism of carbon diffusion much more than UATspeed.
Point C is on the build-up edge and contains 88.0% iron and 6.8% carbon. The decrease in iron content by 9.2% and the increase in carbon content by 6.4% compared with the machined workpiece indicates the diffusion of these two elements from cutting tool to chip and the difference of EDX analysis peaks in Figure 12(c) and (d) illustrates this phenomena.
The percentage of carbon content determined from EDX analysis at point B on the flank face for

The percentage of carbon content measured from EDX analysis at point B on the flank face of the cutting tool for
Conclusion
In this article, the effect of vibrations amplitude during UEAT on cutting tool flank wear (
UEAT is more effective in reducing
UEAT is more effective in reducing machining steady state temperature in comparison to UATspeed; at a = 13 μm,
UEAT is more effective in reducing
In case of UEAT, increasing the amplitude of the vibrations results in a further decrease in machining force and temperature, thereby further reduction in tool flank wear; at
Applying ultrasonic vibrations in machining AISI 4140 hardened steel using uncoated carbide tungsten weakens cutting tool diffusion wear mechanism. This attenuation is much higher in case of UEAT than UATspeed.
The attenuation in cutting tool diffusion wear mechanism in UEAT of AISI 4140 hardened steel is reduced by increasing the vibration amplitude.
Footnotes
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
