Abstract
Lacunes and white matter hyperintensities (WMHs) are features of cerebral small vessel disease (CSVD) that are associated with poor functional outcomes. However, how the two are related remains unclear. In this study, we examined the association between lacunes and several WMH features in patients with a history of vascular disease. A total of 999 patients (mean age 59 ± 10 years) with a 1.5 T brain magnetic resonance imaging (MRI) scan were included from the SMART-MR study. Lacunes were scored visually and WMH features (volume, subtype and shape) were automatically determined. Analyses consisted of linear and Poisson regression adjusted for age, sex, and total intracranial volume (ICV). Patients with lacunes (n = 188; 19%) had greater total (B = 1.03, 95% CI: 0.86 to 1.21), periventricular/confluent (B = 1.08, 95% CI: 0.89 to 1.27), and deep (B = 0.71, 95% CI: 0.44 to 0.97) natural log-transformed WMH volumes than patients without lacunes. Patients with lacunes had an increased risk of confluent type WMHs (RR = 2.41, 95% CI: 1.98 to 2.92) and deep WMHs (RR = 1.41, 95% CI: 1.22 to 1.62) and had a more irregular shape of confluent WMHs than patients without lacunes, independent of total WMH volume. In conclusion, we found that lacunes on MRI were associated with WMH features that correspond to more severe small vessel changes, mortality, and poor functional outcomes.
Keywords
Introduction
Cerebral small vessel disease (CSVD) is a major cause of cognitive decline and dementia.1–3 Lacunes and white matter hyperintensities (WMHs) of presumed vascular origin are considered hallmark magnetic resonance imaging (MRI) features of CSVD and are frequently observed in older individuals. 4 WMHs appear as hyperintense lesions on MRI in fluid-attenuated inversion recovery (FLAIR) images. 5 Lacunes are round or ovoid, subcortical, fluid filled cavities of between 3 mm and 15 mm in diameter with a signal intensity similar to cerebrospinal fluid. 5
CSVD is a highly prevalent disease in which the clinical spectrum can range from asymptomatic disease through to vascular dementia. 6 Previous histopathological studies have shown that WMHs correspond to different underlying brain parenchymal changes. 7 Smooth, periventricular lesions are associated with mild, non-ischemic parenchymal changes. 8 In contrast, irregular and confluent WMHs are associated with more severe brain parenchymal changes, including loss of myelin and incomplete parenchymal destruction.8–10 Functionally, confluent and deep WMHs are associated with cognitive impairment, gait disturbances, mortality, and a higher risk of stroke, while these associations have not been found for periventricular lesions.11–14 Lacunes, previously thought to arise solely from lacunar infarcts, are now considered lesions that may result from different causes, such as small hemorrhages, infarcts microembolism, and amyloid angiopathy. 5 Importantly, there is increasing evidence that presence of lacunes on MRI is associated with cognitive impairment and poor clinical outcomes after stroke.15–17 The relationship between lacunes and WMH features, however, remains unclear. As lacunes can have profound clinical consequences, examining the relationship between the two may aid in identifying patients with certain WMH characteristics that are prone to develop lacunes.
To better define the relationship between lacunes and WMH features, we developed an automated method to assess different WMH features (volume, subtype, and shape) on brain MRI. 18 With this method, we investigated the relationship between lacunes and WMH features in a large group of patients with a history of vascular disease.
Material and methods
Study population and study sample
Data were used from the Second Manifestations of ARTerial disease-Magnetic Resonance (SMART-MR) study, a prospective cohort study at the University Medical Center Utrecht with the aim to investigate risk factors and consequences of brain changes on MRI in patients with symptomatic atherosclerotic disease. 19 In brief, between 2001 and 2005, 1309 middle-aged and older adult persons newly referred to the University Medical Center Utrecht for treatment of symptomatic atherosclerotic disease (manifest coronary artery disease, cerebrovascular disease, peripheral arterial disease, or abdominal aortic aneurysm) were included for baseline measurements. During a one day visit to our medical center, a physical examination, ultrasonography of the carotid arteries to measure the intima-media thickness (IMT) (mm), blood and urine samplings, neuropsychological assessment, and a 1.5 T brain MRI scan were performed. The height and weight of patients were measured, and the body mass index (BMI) (kg/m2) was calculated. Questionnaires were used for the assessment of demographics, risk factors, medical history, medication use, and cognitive and physical functioning. The SMART-MR study was approved by the medical ethics committee of the University Medical Center Utrecht according to the guidelines of the Declaration of Helsinki of 1975 and written informed consent was obtained from all participants.
Of the 1309 patients included in the SMART-MR study, MRI data were irretrievable for 19 patients and 239 patients had missing data of one or more MRI sequences due to motion artifacts or logistic reasons. Of the remaining 1051 patients, 44 had unreliable brain volume data due to motion artifacts in all three MRI sequences, and four patients were excluded due to severe undersegmentation of WMHs by the automated segmentation program. Four patients were excluded because they did not have any WMHs greater than five voxels. As a result, 999 patients were included in the current study.
Cardiovascular risk factors
Smoking habits and alcohol intake were assessed with questionnaires and were categorized as never, former, or current. Height and weight were measured, and the BMI was calculated (kg/m2). Systolic blood pressure (SBP) (mmHg) and diastolic blood pressure (DBP) (mmHg) were measured three times with a sphygmomanometer, and the average of these measures was calculated. Hypertension was defined as a mean SBP of ≥160 mmHg, a mean DBP of ≥95 mmHg, self-reported use of antihypertensive drugs, or a known history of hypertension at inclusion. An overnight fasting venous blood sample was taken to determine glucose and lipid levels. Diabetes mellitus was defined as the use of glucose-lowering drugs, a known history of diabetes mellitus, or a fasting plasma glucose level of >11.1 mmol/l. Hyperlipidemia was defined as a total cholesterol of >5.0 mmol/l, a low-density lipoprotein cholesterol of >3.2 mmol/l, use of lipid-lowering drugs, or a known history of hyperlipidemia. Mean carotid IMT (in mm) was calculated for the left and right common carotid arteries based on six far-wall measurements on ultrasound.
MRI
MRI of the brain was performed on a 1.5 T whole-body system (Gyroscan ACS-NT, Philips Medical Systems, Best, the Netherlands) using a standardized scan protocol consisting of two-dimensional multi-slice sequences. Transversal T1-weighted (gradient-echo; repetition time (TR) = 235 ms; echo time (TE) = 2 ms), T2-weighted (turbo spin-echo; TR = 2200 ms; TE = 11 ms), FLAIR (turbo spin-echo; TR = 6000 m; TE = 100 ms; inversion time (TI) = 2000 ms), and T1-weighted inversion recovery images (turbo spin-echo; TR = 2900 ms; TE = 22 ms; TI = 410 ms) were acquired. All MR sequences had a resolution of 1.0 × 1.0 × 4.0 mm3 and consisted of 38 contiguous slices (field of view 230 mm × 230 mm; matrix size 180 × 256, slice gap 0 mm).
Lacunes were visually rated by a neuroradiologist (TW) blinded to patient characteristics on the T1-weighted, T2-weighted, and FLAIR images. We defined lacunes as focal lesions between 3 to 15 mm according to the STRIVE criteria. 5 Brain infarcts were visually rated by a neuroradiologist (TW) blinded to patient characteristics on the T1-weighted, T2-weighted and FLAIR images.
Assessment of WMH volumes and other brain volumes
WMH volumes were obtained using an automated segmentation program on the T1-weighted, FLAIR, and T1-weighted inversion recovery sequences of the MR scans. A probabilistic segmentation technique was performed with Examples of periventricular (a), confluent (b) and deep (c) WMHs visualized in our algorithm. The corresponding FLAIR images are shown. The deep WMH lesion (arrow) is reconstructed in the coronal view, while the periventricular and confluent WMHs are viewed from a transverse perspective.
Total brain volume was calculated by summing the volumes of gray matter, white matter, total WMH and, if present, the volumes of brain infarcts. 19 Total ICV was calculated by summing the cerebrospinal fluid volume and total brain volume.
Assessment of WMH subtypes
To assess whether different WMH subtypes were associated with lacunes, patients were categorized into the following three WMH subtypes: periventricular WMHs without deep WMHs, periventricular WMHs with deep WMHs, and confluent WMHs. The rationale behind the WMH subtype definitions is described in the Supplementary material.
Assessment of WMH shape
We assessed WMH shape using shape features. 18 WMH shape features were calculated from the binary segmentation data for all patients. Definitions and selection of shape features are described in the Supplementary material and Supplementary Table 1. In short, we analyzed periventricular and confluent WMHs by reconstructing convex hulls and calculating volume and surface area ratios. Solidity was obtained by dividing lesion volume by the volume of its convex hull, while convexity was obtained by dividing the convex hull surface area by the lesion’s surface area. The concavity index 22 was calculated from the solidity and convexity. A mean value for solidity, convexity, and concavity index was calculated for each patient. For deep WMHs, we calculated eccentricity by dividing the minor axis of a lesion by its major axis. In case of multiple deep WMHs, a mean value for eccentricity was calculated across all deep WMHs per patient. Fractal dimension was calculated for periventricular, confluent, and deep WMHs using the box counting method. A mean value for fractal dimension was calculated for periventricular or confluent WMHs and deep WMHs for each patient. Examples of WMHs that correspond to a low or high value of WMH shape features are shown in Supplementary Table 2.
Statistical analysis
First, baseline characteristics and WMH features (volume, subtype, and shape) of patients with lacunes and patients without lacunes were compared using an independent samples t-test or Chi-square test.
Second, linear regression analyses were performed to compare total, periventricular or confluent, and deep WMH volumes (natural log-transformed) in patients with lacunes versus patients without lacunes, adjusted for age, sex, and ICV. These analyses were repeated in patients with one lacune versus patients with multiple lacunes.
Third, relative risks for a confluent WMH subtype or a periventricular WMH subtype with deep WMHs were estimated using Poisson regression with robust error variance for patients with lacunes compared to patients without lacunes, adjusted for age, sex, and ICV. These analyses were repeated in patients with one lacune versus patients with multiple lacunes. A periventricular WMH subtype without deep WMHs was chosen as the reference category.
Fourth, we assessed the association between lacunes and WMH shape features. Due to inherent shape differences between periventricular and confluent WMHs visible on MRI, analyses were performed across strata of three WMH subtypes (periventricular without deep WMHs (n = 360), periventricular with deep WMHs (n = 424), and confluent WMH (n = 215)).
A
Results
Baseline characteristics of the patients with lacunes, patients without lacunes, and the total study population.
Note: Characteristics are presented as mean ± SD or %.
BMI: body mass index; IMT: intima-media thickness.
Between group analysis was performed on natural log-transformed values due to a non-normal distribution of this characteristic.
WMH features of patients with lacunes, patients without lacunes, and the total study population.
Note: Characteristics are presented as mean ± SD or %.
WMH: white matter hyperintensity; MRI: magnetic resonance imaging.
Median (10th percentile, 90th percentile).
Between group analysis was performed on natural log-transformed values due to a non-normal distribution of this characteristic.
Percentage of patients with the WMH subtype on MRI in the group of patients with lacunes, without lacunes and in the total study population.
In periventricular or confluent WMHs, a lower convexity, and a higher solidity, concavity index or fractal dimension corresponds to a more complex lesion. In deep WMH, a higher eccentricity corresponds to a more round lesion, while a lower eccentricity corresponds to a more elongated lesion. A higher fractal dimension of a deep lesion corresponds to a more complex lesion.
Association between lacunes and WMH volumes
Results of linear regression analyses with lacunes on MRI as independent variable and total, periventricular or confluent WMH, and deep WMH volumes as dependent variables (all natural log-transformed).
WMH: white matter hyperintensity; MRI: magnetic resonance imaging; CI: confidence interval.
Adjusted for age, sex and total intracranial volume. B represents the natural log-transformed difference in volume between patients with and without lacunes on MRI.
Association between lacunes and WMH subtypes
Results of Poisson regression with WMH subtype groups as dependent variable and lacunes on MRI as independent variable (n = 188).
WMH: white matter hyperintensity; RR: relative risk; CI: confidence interval.
Adjusted for age, sex and total intracranial volume.
Association between lacunes and WMH shape features
Linear regression analyses of WMH shape parameters as dependent variables and lacunes on MRI as independent variable.
WMH: white matter hyperintensity; ICV: intracranial volume; NA: not applicable; CI: confidence interval.
In periventricular or confluent WMH, a lower convexity, and a higher solidity, concavity index or fractal dimension corresponds to a more complex lesion. In deep WMH, a higher eccentricity corresponds to a more round lesion, while a lower eccentricity corresponds to a more elongated lesion. A higher fractal dimension of a deep lesion corresponds to a more complex lesion.
Linear regression analyses were performed separately in each WMH subtype group.
B represents difference in WMH shape parameter for patients with lacunes versus those without lacunes.
Model 1: Adjusted for age and sex. Model 2: Additionally adjusted for natural log-transformed total WMH volume (% ICV).
In patients with a confluent WMH subtype, presence of lacunes was associated with a more complex WMH shape (lower convexity
In patients with a periventricular WMH subtype with deep WMHs, presence of lacunes was associated with lower solidity
Presence of lacunes was associated with lower solidity
Discussion
In this cohort of patients with a history of vascular disease, we observed that patients with lacunes on MRI had greater total, periventricular or confluent, and deep WMH volumes than patients without lacunes. Patients with lacunes also had an increased risk of confluent type WMHs and deep WMHs. Finally, patients with lacunes had a more irregular shape of confluent WMHs than patients without lacunes, independent of total WMH volume.
Our results regarding WMH volume are in line with the findings of a prior cross-sectional MR study that used quantitative WMH volume measurements. 23 In this study, greater total WMH volumes were found in patients with lacunar stroke than in non-lacunar stroke subtypes in two independent cohorts of patients with ischemic stroke. 23 However, more recent studies have shown that lacunar stroke is not synonymous with lacunes, and conversely not all lacunes are due to lacunar stroke.5,24–27 Therefore, it is likely that patients with lacunes in our study represent a more heterogeneous group of small vessel pathologies than solely lacunar stroke, and the results should be interpreted accordingly. In addition to the previous study, 23 we showed that WMH subtype and WMH shape features are also associated with lacunes. To the best of our knowledge, these WMH features have not been previously linked to the presence of lacunes on brain MRI.
Although small vessel pathologies are considered the culprit for both lacunes and WMHs, previous studies have shown that the pathological processes leading to WMHs and lacunes are diverse.28–30 For example, it is thought that not all lacunes are due to lacunar infarcts. 5 Rather, a lacune most likely represents damage to the brain from different etiologies, such as small hemorrhages, infarcts, microembolism, amyloid angiopathy, or arteritis.2,26 While it is currently impossible to determine the specific underlying small vessel pathologies in individual patients using brain MRI, several possibilities can be proposed that may explain the association between lacunes and WMH volume and subtype. First, it may be that lacunes and WMHs share a common pathogenesis, while at the same time not affecting each other.5,24 Alternatively, WMHs may lead to the formation of lacunes through secondary hypoperfusion and ischemia in the surrounding brain parenchyma. 31 This notion has been supported by a recent study in patients with an inherited form of CSVD in which the edges of WMHs were identified as a predilection site for lacunes. 32 Also, lacunes may promote formation of WMHs, possibly through affecting white matter tract integrity. 33 With regard to WMH shape, we found that lacunes are associated with more irregular WMHs in patients with confluent lesions independent of WMH volume. Previous histopathological studies have demonstrated that more irregular periventricular and confluent WMHs correspond to more severe small vessel changes.7–9 While it may be that lacunes in the presence of irregular confluent WMHs indicate increasing CSVD severity, it should be acknowledged that the relationship between WMH shape features as measured in our study and clinical outcomes are currently not known. To the best of our knowledge, our study is the first to quantify periventricular, confluent and deep WMH shape features on brain MRI, and further work is needed to examine whether WMH shape features are associated with clinical outcomes.
Our findings might have clinical relevance. Previous studies have shown that WMHs and lacunes have consistently been associated with cognitive and functional impairment.11,15,16 The strong association between lacunes and WMHs in our study suggests that lacunes may affect clinical outcomes not only through their own presence 13 but also through the concomitant presence of WMHs and vice versa. In addition, our results indicate that WMH volume and subtype should be considered as possible confounders in analyses investigating the relationship between lacunes and clinical outcomes.
We found in our study that patients with lacunes were older, more often had diabetes mellitus and hypertension, and had a higher IMT than patients without lacunes. These observations support findings of two large population-based studies in which increased age, hypertension, and diabetes mellitus were found to be associated with presence of lacunes on MRI.34,35 It has been hypothesized that diabetes mellitus and hypertension may lead to lipohyalinosis and microatheroma formation, respectively, in the microvasculature of the brain.4,24 As discussed above, these processes can lead to acute lacunar infarcts, large acute infarcts or small hemorrhages, which eventually can lead to formation of lacunes.4,5,26 Thus, our findings add to the notion that certain vascular risk factors may be associated with lacunes, and future research is warranted to investigate whether diabetes mellitus and/or hypertension may act as possible targets for prevention or treatment of CSVD. 24
Although in our study patients with multiple lacunes showed a greater WMH volume than patients with only one lacune, we did not find differences for WMH subtype or WMH shape. Taken together, our data suggest that the association between lacunes and WMHs is largely determined by the presence of lacunes, rather than the number of lacunes. While this finding may support the notion that WMHs and lacunes result from the same underlying mechanism, future studies in different cohorts are needed to validate our findings with respect to the impact of the amount of lacunes on WMH features.
The strengths of our study are the use of a large cohort of patients in which we used quantitative WMH volume measurements and automated image processing techniques to examine multiple features of WMHs and their relation to lacunes. Also, we adjusted our shape analyses for total WMH volume to determine to what extent a more irregular shape of WMH was explained by a greater WMH volume.
A limitation of our study is the cross-sectional design, which did not allow us to assess the relationship between lacunes and WMH features over time. Another limitation might be the use of a somewhat arbitrary distance of 10 mm from the margins of the lateral ventricles to differentiate periventricular from confluent WMHs. It should be noted, however, that there are currently no unambiguous, non-disputable approaches to differentiate periventricular from confluent WMHs, and some authors have proposed a distance of 10 mm. 36 Lastly, our study consisted of patients with a history of vascular disease, which may limit the generalizability of the results. However, this characteristic of our study cohort may also have led to a higher prevalence of lacunes and greater total WMH volumes, 37 which facilitated the analyses.
In conclusion, we found that lacunes on MRI were associated with several WMH features that correspond to more severe small vessel changes, mortality, and poor functional outcomes.
Project members
We gratefully acknowledge the contribution of the SMART research personnel: R. van Petersen and B.G.F. Dinther and also the participants of the SMART Study Group: A. Algra MD, PhD; Y. van der Graaf, MD, PhD; D.E. Grobbee, MD, PhD; G.E.H.M. Rutten, MD, PhD, Julius Center for Health Sciences and Primary care; F.L.J. Visseren, MD, PhD, Department of Internal Medicine; G.J. de Borst, MD, PhD, Department of Vascular Surgery; L.J. Kappelle, MD, PhD, Department of Neurology; T. Leiner, MD, PhD, Department of Radiology; P.A. Doevendans, MD, PhD, Department of Cardiology.
Supplemental Material
Supplemental material for The association between lacunes and white matter hyperintensity features on MRI: The SMART-MR study
Supplemental material for The association between lacunes and white matter hyperintensity features on MRI: The SMART-MR study by Rashid Ghaznawi, Mirjam I Geerlings, Myriam G Jaarsma-Coes, Maarten HT Zwartbol, Hugo J Kuijf, Yolanda van der Graaf, Theo D Witkamp, Jeroen Hendrikse and Jeroen de Bresser in Journal of Cerebral Blood Flow & Metabolism
Footnotes
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: Funding for this paper was received as part of a grant from the Netherlands Organization for Scientific Research-Medical Sciences (NWO-MW: project no. 904-65-095). This funding source had no role in the design, data collection, data analyses and data interpretation of the study or writing of the report. We also gratefully acknowledge the funding from the European Research Council under the European Union’s Horizon 2020 Programme (H2020)/ERC grant agreement nos.°637024 and 66681 (SVDs@target).
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Authors’ contributions
Rashid Ghaznawi – Literature search, figures, data collection, MR image processing, data analysis, data interpretation, and writing. Mirjam I Geerlings – Study design, data interpretation, and critically reviewed the manuscript. Myriam G Jaarsma-Coes – MR image processing and analysis, data analysis, and critically reviewed the manuscript. Maarten HT Zwartbol – Data interpretation and critically reviewed the manuscript. Hugo J Kuijf – MR image processing and analysis, critically reviewed the manuscript. Yolanda van der Graaf – Study design, critically reviewed the manuscript. Theo D Witkamp – MR image analysis, critically reviewed the manuscript. Jeroen Hendrikse – Critically reviewed the manuscript. Jeroen de Bresser – Data interpretation and critically reviewed the manuscript.
References
Supplementary Material
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