Abstract
This study presents a second-order sliding mode observer (SOSMO) framework developed to improve the estimation of lateral tire forces in vehicles. The framework incorporates two distinct approaches for approximating the sideslip angle: one based on dynamical equations and another employing an inverse model estimation technique with a new tire model. The suggested tire model captures the nonlinear characteristics of tire–road friction, enabling a more accurate representation of lateral force behavior. Comparative evaluations are conducted using a single-track vehicle model based on the Pacejka formula under two scenarios: the open-loop steering pad maneuver and the lane change maneuver. Simulation results demonstrate the superior performance of the proposed methods compared to two established observers, namely, the extended Kalman filter and the state-dependent Riccati equation (SDRE) filter, even in the absence of detailed tire–road interaction models. Notably, in a steady-state circular driving scenario, the second approach achieves a 99% smaller error compared to the first approach and a 99.38% smaller error relative to the SDRE filter. In a transient maneuver scenario, the second approach achieves a 10.71% smaller error than the first approach and a 99.63% smaller error compared to the SDRE filter. Robust studies under external disturbances further confirm the proposed methods’ precision and reliability in estimating sideslip angle and lateral tire forces, offering a cost-effective alternative to traditional tire–road interaction models.
Keywords
Introduction
Road vehicles are influenced by various factors, such as speed, lateral acceleration, yaw rate, and tire–road friction coefficients, which are crucial for performance and safety. However, real-time monitoring of these factors is impeded by sensor limitations. While some factors can be measured directly, others, such as lateral tire–road forces and sideslip angles, necessitate expensive equipment. A more effective approach involves using sensors to obtain standard outputs and employing observation algorithms to estimate system states.
The prioritization of accurately estimating the sideslip angle and lateral forces in road vehicle applications, which has motivated this study, has been extensively explored by researchers since the 1950s. Various methodologies have been investigated, including dynamic and kinematic models, each offering unique advantages and limitations (Liu et al., 2018). Traditionally, dynamic model-based estimation techniques have included deterministic state estimators such as the sliding mode observer (SMO; Stéphant et al., 2007) and high-gain observer (Alai et al., 2024), as well as stochastic state estimators like the traditional Kalman filter (Park, 2022), extended Kalman filter (EKF; May et al., 2023), and unscented Kalman filter (UKF; Antonov et al., 2011), all of which have been applied without relying on costly optical sensors.
Over the past decade, there has been a significant increase in the use of nonlinear estimation techniques in the field of vehicle dynamics, building on prior academic work. For instance, Gadola et al. explored a nonlinear single-track vehicle model that integrated a simplified Magic tire model, using an EKF to estimate sideslip angles without the need for additional sensors. Their research demonstrated the effectiveness of this method through both simulations and practical experiments (Gadola et al., 2014). Similarly, Ding et al. employed a simple nonlinear model for a single-track vehicle, incorporating a random-walk model to account for road friction. They developed an extended Luenberger observer to accurately estimate sideslip angles and road friction coefficients, achieving notable precision and robustness in their estimates (Ding et al., 2014). In a subsequent investigation, the state-dependent Riccati equation (SDRE) method was applied to estimate the sideslip angle of road vehicles, in conjunction with the Random Walk Model. This approach showcased improved performance compared to the traditional EKF (Strano and Terzo, 2017). A novel approach was presented for estimating vehicle sideslip angles within a double-track vehicle model, considering variations in tire pneumatic trail (Xia et al., 2018). Their enhanced model, combined with the EKF framework, yielded more precise estimates. Then, an innovative method was introduced using a constrained UKF for a single-track vehicle model to estimate sideslip angles (Strano and Terzo, 2018). This approach allowed the estimator to operate independently of the specific modeling of tire interaction forces, demonstrating promising results in accurately estimating complex dynamic systems. In addition, Cheng et al. investigated a unified observation algorithm designed to simultaneously estimate tire sideslip angles and lateral tire forces for a double-track vehicle model. Although their adaptive SMO initially demonstrated potential, the computational complexity of the compensation algorithm used for estimating vehicle sideslip angles warrants further investigation (Cheng et al., 2019). In 2020, a method combining deep neural networks with nonlinear Kalman filters was proposed for vehicle sideslip angle estimation, improving accuracy through adaptive measurement updates (Kim et al., 2020). While effective in simulations and experiments, challenges include computational complexity and limited validation under diverse real-world conditions. An EKF was also employed to estimate the states of a dual-track vehicle, demonstrating its accuracy through simulations conducted across various road surfaces and driving maneuvers (Lenzo et al., 2020). In 2022, an interacting multiple-model Kalman filter was developed integrating two EKFs for vehicle lateral velocity estimation (Park, 2022). The method showed improved sideslip angle and tire stiffness estimation but was limited by its reliance on a single GPS sensor, affecting performance in weak GPS environments and extreme driving conditions. In addition, while it improved accuracy in the tire nonlinear region, it did not address performance under abrupt steering inputs during rapid lane changes. Wang et al. proposed a second-order fault-tolerant EKF designed to enhance the robust estimation of yaw rate, lateral acceleration, and sideslip angle for a single-track vehicle model, even under varying data loss distributions (Wang et al., 2023). By incorporating an arbitrary discrete distribution to model data loss within the second-order fault-tolerant EKF framework, their method achieved an improvement of over 23% in sideslip angle estimation accuracy compared to conventional EKF methods. In 2023, a technique was introduced for estimating sideslip angles and yaw rates in a single-track vehicle model, utilizing an information fusion-based UKF and assessing its effectiveness through various testing methods (Zhao et al., 2023). Recently, a hybrid estimator was developed for vehicle sideslip angles, integrating the principles of a UKF with a convolutional neural network based on a nonlinear single-track vehicle model (Bertipaglia et al., 2024). This integration enables the neural network to leverage physical laws while providing pseudo-measurements to the UKF, effectively combining model-based and data-driven approaches using standard inertial measurement units and tire force data. Experimental results from 216 maneuvers indicated that this hybrid methodology significantly improved estimation accuracy over existing techniques, achieving a 25% reduction in mean squared error compared to traditional dynamic EKF, particularly in critical areas relevant to active vehicle control systems.
From the reviewed strategies, it can be concluded that enhancing estimation accuracy can be achieved through two principal approaches: refining tire models and developing advanced estimation techniques. First, from the perspective of tire model development, it can be observed that various specific tire models have been employed to describe tire friction, including linear tire models (Venhovens and Naab, 1999) and nonlinear models such as the Pacejka tire model (Pacejka’s Magic Formula; Pacejka, 2005), the Dugoff tire model (Han and Huh, 2011), the LuGre tire model (Lian et al., 2015), and the Brush tire model (Jin et al., 2017). The numerous parameters associated with these models necessitate extensive calibration through testing across different tire specifications and pressures, which complicates the understanding of tire forces and tire–road friction, rendering their direct application for estimation impractical. Consequently, developing methodologies that do not rely on prior knowledge of tire–road properties is essential. While integrating a vehicle model with a physical or empirical tire model also introduces complexities due to factors such as tire properties, vehicle specifications, and road conditions, this study, drawing inspiration from the validated performance of the arctangent tire model in literature (Gao et al., 2010), proposes the hyperbolic tangent (H-T) tire model. The H-T model, both computationally efficient and conceptually aligned with the high-accuracy Magic Formula model, demonstrates substantial improvements over the arctangent model in terms of estimation accuracy and performance.
Second, from the perspective of estimation techniques, a comprehensive study was conducted employing various Kalman filtering-based estimators to assess the accuracy of unmeasured vehicle states (Leanza et al., 2024). Nonlinear estimation techniques, such as UKF and the Cubature Kalman filter (CKF), were compared with EKF using real-world experimental data. The results indicated that although more complex models and estimation methods exist, simpler models often provide a more favorable trade-off between accuracy and computational demands for typical applications. In contrast, specialized scenarios require more intricate models and advanced estimation methods. As this study forms part of an ongoing research project aimed at advancing deterministic estimation methods as alternatives to the widely adopted Kalman filters, it holds the potential to improve upon the results reported by highly promising methods. The study seeks to identify the most suitable model and estimation algorithm, balancing accuracy with computational efficiency. In addition, it highlights the advantages of tuning parameters optimally through optimization algorithms, which simplifies the process and enhances overall performance.
Considering these objectives and drawing inspiration from the comprehensive review in literature (Leanza et al., 2024; Zhu et al., 2024) on the current state of vehicle sideslip angle estimation, this paper aims to advance the discussion with contributions that diverge from existing approaches in two significant ways. First, it develops an extended second-order SMO (SOSMO) framework designed to enable the precise estimation of lateral tire forces in single-track road vehicles, ensuring a trade-off between estimation accuracy and computational efficiency. Second, the methodology is supplemented with two approaches for estimating the sideslip angle: one based on dynamic equations and the other employing an inverse model approach, incorporating a cutting-edge tire model that accurately captures nonlinear tire–road friction characteristics. It is worth noting that while the theoretical foundation builds upon the established SOSMO method, the supplementary techniques provide a robust alternative to conventional, time-consuming estimation methods, which often rely heavily on extensive knowledge of tire–road interactions. The proposed approach enhances reliability and cost-efficiency while achieving superior performance in estimating sideslip angles and lateral forces. The key contributions are outlined as follows:
Development of a class of SOSMO frameworks specifically designed for the precise estimation of lateral tire forces in single-track road vehicles.
Exploration of two distinct methodologies for sideslip angle estimation: one based on dynamic equations and the other innovatively employing an inverse model approach, incorporating an advanced tire model capable of capturing nonlinear tire–road friction characteristics.
Demonstration of the superior accuracy and efficiency of the proposed strategies compared to conventional observers, such as EKF and SDRE methods, particularly in estimating sideslip angles and lateral forces.
Presentation of significant improvements in estimation accuracy, validated through comprehensive analyses conducted across two practical scenarios.
Highlighting the potential of the proposed techniques as reliable and cost-effective alternatives to traditional estimation methods, which typically require extensive prior knowledge of tire–road interactions.
Extensive computer simulations were conducted using MATLAB software, where two practical scenarios were meticulously designed to assess the proposed methodologies. In the first scenario, the vehicle’s steady-state circular driving behavior was analyzed, maintaining a constant longitudinal speed while progressively increasing steering angles. This controlled environment provided a basis for evaluating the accuracy of yaw rate and lateral force estimations. In the second scenario, a transient lane change maneuver was performed under high-adhesion conditions, incorporating sudden steering inputs to assess the vehicle’s dynamic response. The precise tuning of the observer parameters was essential for the accuracy of these simulations, as it was calibrated to minimize the root mean square error (RMSE) in both scenarios. The results revealed that sideslip angle estimations exhibited exceptional precision, with the second estimation method achieving a significantly lower RMSE compared to traditional approaches.
The paper is structured systematically. The section “Modeling the single-track vehicle dynamics” provides an illustrative representation of a reference single-track vehicle model, emphasizing the application of the Pacejka Magic Formula, which employs four parameters to effectively model tire–road interactions. The section “Development of the second-order sliding mode observer” begins by elaborating on the model’s details and its significance in capturing the nonlinear characteristics of tire behavior under various conditions. This section then discusses the design aspects of the extended-state SOSMO and complementary observation algorithms. The section “Simulation results” demonstrates the efficacy of the observer through numerical validation, supported by simulation results that highlight the accuracy and reliability of the approaches. Finally, the section “Conclusion” concludes by summarizing the key findings of the study and outlining potential research directions, focusing on improvements to the observer framework and the exploration of new methods for estimating vehicle states in increasingly complex driving environments.
Modeling the single-track vehicle dynamics
This section focuses on the depiction of a conventional single-track vehicle, as shown in Figure 1, which includes a front steering axle positioned within the inertial reference frame denoted as Oxy. In addition, it introduces a body-fixed reference frame referred to as O′xy.

Reference frames of a 2-degree-of-freedom vehicle model.
The single-track vehicle model described in equations (1a) and (1b) is used to represent the lateral dynamics of the vehicle, with particular emphasis on critical states, including the yaw rate and sideslip angle (Nguyen et al., 2024)
where m represents the total mass of the vehicle, r denotes the yaw rate, δ signifies the steering wheel angle of the front tires,
where
As shown in equation (3),
where B signifies the stiffness factor, C represents the form factor, and E is the curvature factor. Besides, for the tire
Prior to addressing the estimation of lateral forces exerted by the tires and the vehicle’s sideslip angle, it is essential to outline widely accepted simplifying assumptions that serve as a practical foundation for observer design. The first assumption states that the longitudinal velocity remains constant (
Taking the first two assumptions into account, it can be deduced that
where
in which
Development of the SOSMO
The observation algorithm implemented in this study leverages readily available data, including parameters such as the steering angle of the front wheels, vehicle speed relative to the ground, lateral acceleration, and yaw rate. To simultaneously estimate yaw rate and unknown lateral forces, extended-state SOSMOs given by equations (6) and (7) have been developed based on the standard SOSMO framework presented in literature (Davila et al., 2005; Razmjooei et al., 2022b)
and
where
and
Accordingly, by taking into account the Lipschitz condition and ensuring that all differential inclusions comply with the upper semi-continuity property in the Filippov sense, the error dynamics are reformulated as follows
and
where the secondary formulations for
The stability analysis of the error dynamics is now concluded using the following lemma, which guarantees that the observation error converges to a small neighborhood around zero, even in the presence of uncertainties
where, for
Two approaches are now considered to estimate the vehicle’s sideslip angle. The first approach uses dynamic formulations, where substituting equation (1a) into equation (2b) yields
where
where the sideslip angle
where
Notably, the single-track vehicle model under investigation is equipped with the established Magic Formula tire model given by equation (3), while the proposed model given by equation (16) specifically targets accurate and effective tire behavior estimations. Considering the proposed model given by equation (16), it is evident that once the finite-time estimation of the uncertain terms
The effectiveness of this approach, along with the innovative tire model that streamlines and ensures accurate estimations, is demonstrated in the subsequent evaluation section.
Simulation results
This section presents comprehensive computer simulations conducted using MATLAB software to compare the results obtained from the proposed frameworks with those from leading state-of-the-art benchmarks. To ensure a fair comparison, these methods are evaluated using the nominal parameters
To maintain focus and prevent data overload, simulation results are presented for two specific scenarios (Ben Moussa and Bakhti, 2024; Nguyen et al., 2024; Strano and Terzo, 2017; Strano and Terzo, 2018). The first maneuver involves a gradual increase in the steering angle while maintaining a constant vehicle speed relative to the ground, which allows for the assessment of the vehicle’s behavior during circular driving. The second scenario features specific parameters for a lane-change maneuver, incorporating abrupt steering inputs for rapid lane changes, thereby providing insights into the vehicle’s lateral acceleration and yaw rate responses during dynamic maneuvers.
Scenario 1: Open loop steering pad maneuver
The first simulated maneuver is designed to assess the vehicle’s steady-state behavior during circular driving. This scenario involves operating at a constant longitudinal speed of
Figure 2 illustrates the effectiveness of the implemented extended-state SOSMO in estimating the yaw rate. Although this variable has been measured previously, the primary focus here is on assessing the proposed strategy’s ability to accurately estimate this measurable state variable. Notably, the estimation error for the yaw rate consistently remains within an exceptionally low range, highlighting the high accuracy achieved.

Yaw rate estimation in the extended
Figure 3 demonstrates the excellent estimation performance of the lateral tire forces compared to the actual forces determined by the developed observer framework, revealing minimal estimation errors. This further affirms the extended-state SOSMO’s competence in estimating unknown variables. Regarding sideslip angle estimation, Figure 4 showcases the efficacy of the proposed estimation strategies. The dynamical model-based approach (depicted by the blue dashed curves), which employs a straightforward procedure, exhibits an acceptably small estimation error. In contrast, the second framework (represented by the red dashed-dotted curves), based on an innovative model, demonstrates remarkable performance in correlating the estimated sideslip angle with the actual state.

Lateral forces estimation in the extended

Sideslip estimation in the extended
Despite the indirect nature of the sideslip angle estimations, both methods successfully provide accurate estimates within a finite time frame. Building on the superior performance of the H-T model-based method, the estimation of lateral acceleration is expressed by the equation
Figure 5 illustrates the estimation and associated error of the vehicle’s lateral acceleration, clearly indicating strong convergence of the estimated values toward the actual lateral acceleration. This underscores the exceptional accuracy achieved over time, reflecting a robust estimation process characterized by minimal deviations.

Lateral acceleration estimation in the SOSMO.
To further assess the efficacy of the proposed approaches, two additional model-based estimation techniques, recognized for their high-performance capabilities—the SDRE filter discussed in the study by Strano and Terzo (2017) and the EKF outlined in other literatures (Li et al., 2014; May et al., 2023)—are employed for comparative analysis. Figure 6 illustrates the yaw rate estimation errors. The bar chart quantitatively depicts the RMSE performance index values, defined in terms of the infinity norm of the yaw rate observation error data. The developed SOSMO demonstrates the most favorable performance, achieving an RMSE of

Comparative analysis of yaw rate estimation errors.
Furthermore, with regard to sideslip angle estimation, Figure 7 displays a bar chart illustrating the numerical values of the performance index, represented as the infinity norm of the sideslip angle observation error. Both proposed estimation frameworks exhibit high effectiveness; however, the H-T scheme outperforms the others, achieving an RMSE of

Comparative analysis of sideslip angle estimation errors.
Scenario 2: Lane change maneuver
This scenario, characterized by a transient maneuver, involves a lane change executed at a constant longitudinal speed of
Figure 8 presents the results of yaw rate estimation for both the extended-state SOSMO and SDRE methods. The data clearly demonstrate that the extended-state SOSMO method produces significantly better outcomes, characterized by notably smaller yaw rate estimation errors. In contrast, the SDRE method shows considerably larger estimation errors. To quantitatively evaluate overall performance, the norm of the yaw rate estimation errors was computed. The results demonstrate that the extended-state SOSMO method, with an RMSE of

Comparative analysis of yaw rate estimation errors in the second scenario.
Furthermore, Figure 9 illustrates the performance of sideslip angle estimation along with the associated estimation errors for both the innovative methods and the SDRE framework. The findings reveal that the proposed techniques exhibit smaller error bounds, with an RMSE of

Comparative analysis of sideslip angle estimation errors in the second scenario.
In alignment with another primary objective of this study—to provide an accurate estimation of lateral tire forces—Figure 10 illustrates the performance of the developed extended-state SOSMO method in estimating these forces. These comprehensive analyses underscore the significance of the proposed techniques, particularly the innovative second approach, in achieving precise estimation within the field of vehicle dynamics.

Lateral tire force estimation by the extended
Detailed comparative analysis of the proposed methodologies for vehicle dynamics estimation in challenging scenarios
The simulation results suggest that the proposed methods effectively manage abrupt changes in vehicle dynamics and are suitable for challenging scenarios, such as lane changes. However, it is important to note that EKF encounters difficulties due to its reliance on linear approximations. While the SDRE method demonstrates adaptive characteristics, it still produces larger estimation errors. EKF performs adequately in systems with small or gradual changes but faces significant challenges in scenarios involving rapid dynamics. This limitation is particularly evident during sharp steering maneuvers, such as lane changes, where the EKF fails to accurately capture the underlying dynamics in comparison to alternative methods. The SDRE method demonstrates improved performance over the EKF, with RMSE values of
Since the proposed methods demonstrated exceptional performance in handling abrupt vehicle dynamics, surpassing both EKF and SDRE in demanding scenarios such as rapid lane changes, their superior robustness to external disturbances, even though not fully illustrated here due to figure limitations, is detailed below.
Future research will prioritize real-world experimentation, expanding the study to account for factors such as time-varying speed, wet road surfaces, environmental fluctuations, real-world noise, and various uncertainties, including wind. Advanced and robust methodologies will be explored, including the second-order EKF (Wang et al., 2023), derived from the second-order Taylor expansion of a nonlinear system; hierarchical techniques for state and parameter estimation (Razmjooei and Safarinejadian, 2015), which effectively enhance modeling and estimation accuracy; robust data-driven learning algorithms (Zhao et al., 2024), which offer greater adaptability to diverse road and driving conditions by reducing reliance on idealized assumptions; time-varying estimation algorithms (Razmjooei et al., 2020b), which effectively push the state variables to converge to the actual state variables; distributed real-time architectures (Jleilaty et al., 2024), which enable real-time error correction and rapid responses to sudden driving events, such as sharp turns or abrupt braking; and adaptive estimation techniques (Razmjooei et al., 2023; Wang et al., 2024), which are capable of accommodating larger sideslip angles and addressing more critical practical challenges.
Conclusion
This study effectively addressed the challenge of accurately estimating the sideslip angle and lateral tire–road forces in single-track vehicles. The development of an extended-state SOSMO framework, supplemented by two additional estimation algorithms, facilitated the finite-time convergence of lateral tire force estimates. The proposed frameworks were rigorously evaluated under steady-state circular driving and lane change scenarios, significantly outperforming the SDRE and EKF methods with minimal errors. While the SOSMO approach demonstrated adaptability to varying conditions, unknown tire models, and external disturbances, its performance relied on the assumption of constant longitudinal speed. Even during demanding lane change maneuvers, accuracy remained high, confirming its effectiveness for practical applications. However, its dependence on calibrated parameters posed challenges for real-world applicability, emphasizing the need to improve the model’s accuracy and generalizability by incorporating adaptive techniques to enhance robustness in diverse operating environments. Motivated by these research gaps and inspired by findings that established the proposed methods as reliable and accurate solutions for vehicle state estimation, future research will emphasize real-world experimentation. This will involve expanding the study to include factors such as time-varying speeds, wet road surfaces, environmental variations, real-world noise, and various uncertainties, including wind. Advanced observers capable of accommodating larger sideslip angles and addressing these challenges will be prioritized. In addition, the model’s accuracy and generalizability must be enhanced through the integration of adaptive hierarchical techniques, robust data-driven learning algorithms, and distributed real-time architectures to improve robustness across diverse operating environments.
Footnotes
Acknowledgements
Declaration of conflicting interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
Data availability
The data that support the findings of this study are available from the corresponding author upon reasonable request.
