Abstract
Due to the Irretrievable impacts of the COVID-19 pandemic on society, this study aimed to analyze the barriers and reasons for the Iranian people’s implementation of public health measures during the COVID-19 pandemic in 2021. The study explores the barriers and reasons for non-compliance by Iranian people in following and maintaining the health guidelines to combat the spread of the coronavirus in 2021. This research is qualitative and recorded participants’ feedback from the Ardabil province of Iran. The study used a purposeful sampling method and lasted from April to May 2021 to collect the data through semi-structured interviews with 45 participants based on their gender, education, employment status, and marital status. The researchers analyzed the qualitative content until the required data-target through interviews implementation. This study incorporated MAXQDA version 10 to analyze the data and followed Goba and Lincoln’s criteria to ensure quality research results. After analyzing the data, two main categories (internal and external barriers) and seven subcategories were obtained. The internal barriers exhibited further classified subcategories, such as mental, belief, and awareness barriers. The results indicated that external barriers included social, political, managerial, and economic barriers. The study results designated that a set of internal and external factors might cause individuals' non-compliance with health guidelines and standard SOPs in the advent of the pandemic COVID-19. Recognition of such factors, identified following the social, cultural, and political context and individuals' characteristics during the COVID-19 outbreak, can be used effectively to plan educational and management programs. As a result, elimination and eradication of obstacles and the relevant dimensions may facilitate disease control. Moreover, the high prevalence and spread of the disease can be managed by reducing the influence of factors preventing proper health behaviors.
Adherence to health protocols and guidelines to protect the community is essential and requires public participation. By discovering the obstacles and reasons for non-compliance with health protocols, it is possible to help people in the health field create new guidelines. Health service management programs can also make practical changes to prevent Covid-19 disease. This study identified the barriers to social, cultural, political, and economic aspects and individual characteristics of individuals during the COVID-19 outbreak. So that by removing and correcting internal and external barriers, the control of the disease can be facilitated, and the high prevalence and spread of the disease can be controlled. These achievements can be used effectively in designing training and management programs.What do we already know about this topic?
How does the research contribute to the field?
What are the research’s implications for theory, practice, or policy?
Background
The outbreak of the novel coronavirus (Covid-19) in China started in late 2019 and its rapid spread in different parts of the world has highly concerned countries.1,2 At present, and with a 2% mortality rate, the disease has influenced all countries of the world. 3 The rapid spread, extensive latency as the exposure and the onset of the symptoms lasts 2-14 days, and the potential to infect all groups, especially those with weak immune systems (e.g., elderly, pregnant women, patients with chronic diseases) are of the main features of the disease. 4 In Iran, it was identified on February 20, 2017, in the city of Qom and then it spread and influenced the whole country.5,6 In April 2022, there were 500,186,525 confirmed cases of COVID-19 in the world, including 6,190,349 deaths, reported by WHO. In Iran, there have been 7,199,861 confirmed cases of COVID-19 with 140,711 deaths.7,8
WHO has declared Coronavirus (Covid-19) an acute health problem and a severe concern. 4 Pandemics, like Covid-19 disease, often cause an increased level of fear and anxiety, leading to widespread behavioral disorders and negative influences on physical and mental health.9,10
Due to the lack of definitive treatment, the implementation of protocols presented by WHO is the best way to control the virus and cut the disease transmission chain. 11 Adherence to protocols requires public participation, and due to the nature of COVID-19 disease, public participation in self-care is more important than ever. This issue is also emphasized by the Ministry of Health of Iran.12-14
Numerous studies have reported the benefits of adherence to health protocols and people’s participation in self-care, e.g., promoting the mental and social health of communities.15-18 Also, cross-sectional studies show that compliance with protocols is not as expected.19-21 The results of field visits showed that more than 50% of citizens do not follow health protocols, including observing social distance and wearing masks, etc.
Not maintaining corona-related health advice may cause detrimental consequences for the individual, family, and even society. Therefore, despite the preventive notifications about the virus, the general public does not follow the health and care guidelines sufficiently. Hence, there is an urgent need to investigate the reasons for the lack of adherence to the health tips to help policymakers, managers, and health professionals do planning in this regard. The recent studies on the coronavirus have often adopted quantitative and experimental approaches. However, the qualitative research which has been carried out has shown that the works on the reasons for non-compliance with health guidelines are not so much.
Given the situation, especially in Iran, which is still seriously influenced by the disease, coping with the crisis requires careful planning and identification of effective causes and factors through public expression. Therefore, using a qualitative approach, the researchers of the present study decided to explain the obstacles and reasons for the non-observance of health guidelines by the people of Ardabil, Iran in 2021.
Methods
Study Design and Recruitment
This research was conducted with a conventional qualitative content analysis 22 method from the end of February until May of 2021, in Ardabil province of Iran. The primary data was collected through semi-structured interviews. After the researcher announced the health centers of Ardabil province, those who could and willed to participate were selected via purposive sampling. Before the interview, research questions were compiled by reviewing the literature and using consultants, medical staff, and faculty members' opinions in face-to-face sessions and one online session(Questions list). The order of the interview questions was different for each participant, and other research questions were asked according to the answer provided. Participants determined the time and place of the interviews. The average interview time was 13-41 minutes, mostly done in public places or at their workplaces. In all the interviews, the health principles related to COVID-19 were strictly maintained. The researcher provided the safety items to the participants and kept the appropriate distance before starting the interviews. The researcher introduced herself and briefly described her resume to the participants. After that participants gave their written consent and the central questions of the interviews were asked. Due to the limitations caused by Corona, 34 interviews were done on the phone, and 11 interviews were conducted face-to-face (13-41 minutes). For phone cases, the consent form was sent through the Internet. After reading and signing, they returned the form via WhatsApp and email.
According to the purpose of the study, the two general questions pre-designed were: “Do people follow health guidelines properly?” “Why do people not properly follow the preventive measures against Covid-19?"
Other questions were of an exploratory and individual nature; 1. What do they think about maintaining preventive measures against Corona? 2. Do people follow health guidelines properly? 3. What do they think is the problem with those who do not follow the preventive instructions? 4. Why do they travel despite being aware of the disease in the country? 5. What are the barriers to controlling and preventing Corona from their point of view? 6. What factors other than people’s behavior influence the occurrence of the disease? 7. What are the barriers to preventing and controlling the disease? 8. What problems do their families face to prevent maintaining health guidelines? 9. What is needed to deal with the problems mentioned? 10. What do they suggest to solve the problems mentioned (including social, financial, emotional, physical, and mental problems)? 11. What will help them to follow health guidelines as best as possible?
Participants’ Conversations Were Recorded and Transcribed on Paper
The data collection process continued until saturation was reached. Saturation in qualitative research is when data is repeated and no new concepts can be derived from it. 23 In this study, the researchers reached saturation after the 41st interview, but several other interviews were done for accuracy, and finally, after 45 interviews, the collection of research data was completed. The data were analyzed using conventional qualitative content analysis. Data were categorized and analyzed via MAXQDA10 software based on Granheim and Landman’s five steps. 22 Immediately after the interview ended, the recorded content was copied word by word from the voice recorder to Microsoft Word 2013. Preliminary analysis and coding of the data of each interview were done before the following interview. Then, the interview text was read line by line two or three times, and the part related to the research question was coded. Codes were categorized based on similarities and differences. The codes with similar meanings and concepts were placed in the same subcategory. The codes and subcategories were compared, and their relationships were examined. The codes with conceptually more comprehensive and abstract were placed in the main categories. Finally, in a joint session, the entire data analysis process was shared, and the opinions of all the article’s were used.
Rigor
Guba and Lincoln’s criteria were used to increase the research quality. 24 To increase the credibility, the researchers selected the participants with the highest diversity by demographic characteristics to observe the principle of diversity in sampling. Due to the quarantine, people were in their homes, and with the closure of their jobs, the researcher had enough time to be involved with both participants and data continuously, which might lead to more valid findings. Qualitative methodology experts analyzed the data and modified it if needed. To increase conformability, all the authors participated in group meetings, analyzed, coded, and performed all the processes, and expressed their opinions freely. Then, the findings were sent to 3 prominent researchers in qualitative research, and they confirmed the steps, analysis, and findings.
For the transferability of the findings, the entire process of the research was described, and various methods (phone, face-to-face, and video interviews) were used to collect data. In addition, participants' quotations were given directly and in large numbers. The findings were also shared with five individuals whose conditions were relatively similar to the participants’, though they did not participate. They confirmed having experiences like the participants.
Ethical Considerations
He ethics committee approved the study of Ardabil University of Medical Sciences (IR. AUMS.REC. 1400.067). To address ethical considerations, the interviewer introduced himself/herself at the beginning, and after explaining the purpose of the study, she gave the consent form to the participants. Data confidentiality was assured. Their names were asked neither in interviews nor in the final description and through the data analysis. Each subject was given a code to be identified in the following steps. The consent form was also delivered to all participants, and they read and signed the form. In the case of remote interviews, the consent form was sent through the Internet. The interviewees returned it via WhatsApp and email after reading and signing. Then, the interview was transcribed and returned to the interviewee to confirm the accuracy of the information and express his/her satisfaction.
Results
Sociodemographic Characteristics of the Participants
Demographics of the Participants.
Categories, Subcategories, and Codes.
Internal Barriers
“Some do not have a mentality. No matter how much you explained, they do nott learn. Their brain is not capable” (Participant1)
Not taking the disease seriously, negligence, a history of being infected, distrust in the government, stubbornness, distrust in the news, lack of motivation, distrust in the media, and monotony of life are among the items set for this subcategory.
“What happens if I get sick? Our neighbor's wife was diagnosed with Corona. She visited the doctor. She was asked to be hospitalized, but she was scared of the hospital. She bought medicine from an herbal store and took it. Now, she is fine."
Codes related to this subcategory include low health literacy of individuals, not speaking in a common language, lack of information about sampling sites, lack of knowledge about rules and civil duties, lack of a coherent media for awareness, passivity to the news, and the need for new educational intervention methods.
“There are three reasons for not following the recommendations: illiteracy, stubbornness, and lack of learning. People do not understand some things"
External Barriers
Among the codes related to the mentioned subcategory the followings can be mentioned: Inadequacy of hospitals in treating patients–excessive simplification by the authorities-need to involve people in the solution of the problem–lack of coordination in closing centers–lack of complete quarantine of cities–lack of face-to-face care for t suspects and patients-lack of access to free and equal treatment–lack of lay off infrastructures–lack of personal protective equipment for public employees-lack of attention to aspects of quarantine.
Codes related to the mentioned subcategory include: Concern about the cost of Corona diagnosis and treatment-financial problems-fear of losing one’s job-dependence of the family economy on self-employment-lack of a fixed income-need to leave home for work and rent.
“If it were not for the economic problem, I think many people would follow the protocols, but what they should do when the stores close and the goods spoil in the stores and the checks do not arrive? Many are tenants and do not have a fixed income. So, they cannot stay in the home (Participant 44)
Discussion
This study aimed to investigate the barriers to non-compliance with health protocols during the Covid-19 pandemic. The results revealed that compliance with health protocols is a complex issue involving numerous factors. Until now, Covid-19 disease does not have a standardized treatment, adhering to the protocols is the most efficient approach that together with vaccination can control the disease burden in communities. The data analysis identified two main categories: 1) Internal barriers with mental, belief, and, awareness barriers and, 2) External barriers with social, political, managerial, and economic barriers.
The first category includes the internal barriers of individuals. A person’s behavior refers to her/his values. Positive and negative values have remarkable impacts on a person’s behavior, especially in the case of new behaviors that emerged for the first time in society. An individual’s motivation to perform a healthy behavior is affected by three categories: 1-Perception of the problem 2-Modulating factors 3-Probability of results implementation. 24 The present study showed that mental barriers (individuals’ insufficient knowledge and understanding-depression - the need for communication, and non-acceptance of the possibility of getting sick) were the main reasons for citizens’ non-compliance with protocols. If participants have insufficient knowledge and understanding of the severe threat to life, in other words, if they do not consider themselves exposed to the disease and its consequences, they will not behave properly. 25 These results align with the study of Darvishpour, 25 Champion, 26 and Becker. 27 They reported poor and insufficient knowledge about a disease and health issues as the significant reasons for non-observance of health behavior and screening. Knowledge is a prerequisite for changing attitudes, behaviors, and decision-making on coping with behavior.28,29 Purposeful and needs-based training might encourage people to follow health protocols. 30 In addition, a significant relationship between individuals' knowledge and perception degree with being at the risk of a severe problem has been realized by other studies. 31 In other words, if people do not accept being at the risk of a severe health problem, they will not require themselves to maintain the protocols. Health behaviors are more likely to be adopted if people stay healthy and believe that healthy behaviors will improve their health. 32
Depression and the need for communication were among the items detected in the category of mental barriers. Depression is a disorder that causes a lack of motivation. 33 Psychological injuries during the pandemic and decreased social relationships, and disruption of everyday life threaten those with a history of mental illness and others to the same extent. 34 On the other hand, depression is a dangerous outcome of quarantine and a severe decline in social relations caused by increasing the time spent at home and results in emotional challenges. 35 Studies show that familial and telephone communication is a prominent factor in improving the mental and psychological health of individuals.36-39 Research results suggested that talking to others and traveling with family and friends reduce the burden of daily stress. 40 Participants said they attend family meetings to avoid depression. According to them, Corona and extend stays at home are the leading causes of depression, which they thought was worse than the infection with Covid-19.
Barriers to awareness were another category detected in the present study. The analysis of participants’ experiences and views showed that low health literacy of individuals, not speaking in the language of ordinary people, lack of knowledge of sampling sites, lack of knowledge of the rules and civilian duties, lack of a coherent awareness of media, the passivity of people towards the news, and the need for new interventional methods were the obstacles to maintain health protocols. Due to the persistence of Covid-19 disease and the need to educate different age groups, the use of new technologies appropriate for age and gender is an essential point that should be considered because the selection and application of training techniques and methods (based on age groups and audience needs) motivate individuals’ behaviors. 41 Studies show that education, mainly teaching in simple language and according to the needs of the people, is very effective, especially in critical circumstances and in situations where there is no definite solution to solve the problem.42,43 People wait for messages with training content to deal with the trouble in critical and epidemic situations. If the education and messages are not followingo the citizens’ needs, they will be confused. 42
Social barriers were identified. Some subjects considered the Covid-19 disease as a social stigma because it causes isolation. To avoid isolation and social stigma, they hide their disease and this causes them not to follow quarantine, which is a requirement for controlling the pandemics.44,45 Social barriers might be overcome through purposeful education, which requires the review of educational terms. 46 For example, the virus and disease were not limited to a specific area. Instead of calling the patients people with Corona, they should be called infected cases. Instead of using terms such as spreading the virus and infecting others (in active voice) which is highly stigmatizing, it is better to say spreading and transmistting the virus (in the passive voice). According to the studies, the social stigma and induction of being a problematic case causes emotional distress and exposes people to compensation or denial of their illness. 32 This is seriously important, especially in the case of contagious diseases, since it paves the way for an outbreak. 47
Political barriers were another subcategory detected in this study. At present, using comprehensive and accurate planning and the establishment of coordination between the nation and the government, countries are dealing with the spread of coronavirus and treatment of the cases. Authorities’ confusion in decision-making and their contradictory statements, lack of people’s attention to specific regulations, and distrust in official statistics were mentioned as the reasons for not following the protocols. Due to the nature of Coronavirus disease, coordination of the organizations with the Ministry of Health is required to control the disease. The lack of such coordination might lead to infection disease and non-compliance with protocols. In addition, the participants expected full quarantine for all jobs; though, not implementing a complete quarantine has caused the spread of the disease and a kind of passivity among the citizens. Ineffective policies in monitoring quarantine and non-quarantine of infected cities, and late notification of the first cases provoked citizens to underestimate the disease. Studies show that a single policy is needed to coordinate organizations in times of crisis and epidemic; otherwise, operations will take an island and scattered shape. The result achieved through a cohesive whole in the face of a crisis is different from the result from separate islands, which may lead to failure.48,49
Management barriers were identified with concepts such as inadequacy of hospitals in caring for patients, oversimplification of the disease by the authorities, need to involve people in solving the problem, lack of coordination in closing centers, not complete quarantine of cities, the need to provide services to suspects and patients, lack of access to equal and accessible treatment, lack of lay off infrastructure, and lack of personal protection facilities for government employees. In Iran, the high trend of morbidity and mortality, the limitations caused by sanctions, and the lack of a cross-sectoral and participatory view on the issue of health and disease control has caused a kind of passivity among the people that prevents implementing protocols. 50 People need to be interested in improving the status and effectiveness of policies. More importantly, the policies should align with the prevailing conditions; otherwise, people may suppose the end of the disease and return to normal life.
Economic barriers were identified, too. Economic problems were a severe reason for non-compliance with protocols and quarantine. Considering the associations between livelihood and economic issues, participants said they had to violate the rules and go to work even if they were patient.
Limitations and Strengths
This study is one of the few qualitative studies that explored the reasons for non-compliance with health guidelines, particularly in Iran, which is still struggling with such a problem. The results can be a beacon for policymakers to recognize problems and obstacles people face in taking steps to prevent and control the pandemic. Also, based on the information coming from the heart of the society, there should be proper planning for political, social, and managerial interventions to increase compliance with health tips and a complete preparation to control emerging and re-emerging diseases in the future. Diverse samples and selection of people with different occupations were another strength of the study.
Though, there are limitations, too. Some people were worried about the record of their names somewhere as people who do not follow the laws and issues related to Corona and that it would be a nuisance for them. This was eliminated when the researcher guaranteed that their name would not be asked in any way; thus, they were encouraged to participate in interviews. Moreover, some people were reluctant to do face-to-face interviews. This was eliminated by phone interviews, social distancing, disinfectant to sterilize the interview site, and giving two masks to more sensitive subjects. As another limitation, in the case of telephone interviews, it was not possible to realize interviewees' moods and responses to the questions and to record their body language behavior.
Conclusion
According to the results, a combination of internal and external factors leads to individuals’ non-compliance with health guidelines in the face of COVID-19. Recognition of these factors, which are in accordance with social, cultural, and political context and individual characteristics, can be effectively used to plan educational and management programs for confronting the pandemic so that by removing and modifying the barriers and noticing different dimensions of them, control of the disease will be facilitated. It is also possible to manage the high prevalence and spread of such future infectious diseases by reducing the impact of factors preventing proper health behaviors.
Footnotes
Acknowledgments
The authors would like to acknowledge the participants for their participation in this study.
Authors’ contributions
All authors participated and approved the study design. RT and AZ contributed to design the study, JYL and NN collected the data, and analyzed by AZ and JYL. The final report and article were written by RT, IAM and AZ and All authors read and approved the final manuscript.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
Ethical approval
The study was approved by the Research Ethics Committee of Ardabil University of Medical Sciences (IR. ARUMS. REC.1400.067). Written informed consent was obtained from all group members.
