Abstract
Education is one of the strongest predictors of political participation at the individual level. However, the association between education and participation varies across countries, which previous studies attribute mainly to institutions like electoral systems. Drawing on policy feedback and political socialization theories, we suggest an alternative explanation: education policies generate powerful and lasting policy feedback effects in adolescence, which continue to influence patterns of participation among adults. More concretely, we argue that policies aimed at de-stratifying secondary education (i.e., promoting more comprehensive models of education) are associated with a decrease in political inequality. We empirically investigate our argument in Germany, where education policies vary across sub-national units (Länder) and over time. We leverage this variation by combining data on Land-level policies with data on individual’s participation. Our results show that de-stratifying education policies have reduced in inequality in various forms of political participation, interest, and efficacy, but not in turnout.
Introduction
A well-established finding in scholarship on political participation is that people with more education are politically more active than those with less education – a finding which holds across countries and over time (e.g., Marien et al., 2010; Smets & Van Ham, 2013; Verba & Nie, 1972; Wolfinger & Rosenstone, 1980). Moreover, this educational inequality in participation has further increased in recent decades (Dalton, 2017; Dassonneville & Hooghe, 2017; for Germany: Schäfer et al., 2020). This has far-reaching consequences, among others that there is diminishing responsiveness to the preferences of the less educated (Mathisen, 2023). Furthermore, research shows that the association between education and participation varies across countries (e.g., Dalton, 2017; Gallego, 2010, 2015; Garritzmann, 2021), which is typically believed to be related to cross-national differences in electoral systems (Gallego, 2010, 2015; Lijphart, 1997; Rosenstone & Wolfinger, 1978), party systems (Anderson & Beramendi, 2012; Pontusson & Rueda, 2010), or welfare states (Marx & Nguyen, 2016; Schneider & Makszin, 2014).
Our contribution adds an important aspect to these debates: we argue that education policies shape individuals’ resources for and attitudes towards political participation during their adolescence, thereby influencing patterns of participation in later adult life. Schools constitute an important political socialization environment for individuals: youths spend much time in schools during their politically formative, ‘impressionable’ years (Jennings & Niemi, 1968; Krosnick & Alwin, 1989; Stoker & Jennings, 2008), and in doing this, they have regular personal encounters with state officials, especially teachers (Bruch & Soss, 2018). Drawing on theories of policy feedback (Gingrich, 2019; Mettler & Soss, 2004; Pierson, 1993), we hypothesize that education policies matter for these socialization experiences.
We focus on ‘(de-)stratifying policies’, i.e., policies that shape the socio-economic composition of classrooms. Stratifying education policies imply an early sorting of students into different educational tracks (or school types), which goes along with more socio-economically homogenous classrooms and more differences between schools. De-stratifying policies – for example, comprehensive schooling – imply the opposite: a more heterogenous socio-economic composition of classrooms with reduced between-school differences. Regarding educational outcomes, an established literature shows that stratifying education policies (in particular early tracking) are causally associated with higher inequality in educational attainment (Brunello & Checchi, 2007; Hanushek & Wößmann, 2006). Much less research exists on how education policies shape patterns of political behavior.
We argue that stratifying education policies reinforce patterns of inequality also in the realm of political participation: under stratifying policies, students from lower socio-economic backgrounds are deprived of opportunities to interact with and learn from socio-economically advantaged peers (who are typically more politically resourceful and active), and their curricula may include fewer general subjects, such as civic education; with Pierson (1993), we call this a resource-based feedback effect. In addition, attending a lower or disadvantaged school is often attached with stigma, which negatively affects the social identities of disadvantaged youths as politically efficacious individuals; we call this an interpretive feedback effect. Thereby, stratifying education policies foster inequality in the resources for and attitudes towards political participation, developing long-lasting effects on political inequality.
We empirically investigate our claim exploiting sub-national variation in Germany. This case is well-suited to investigate our claims as there is a significant degree of subnational variation in education policies (across the
In particular, we focus on political inequality between individuals with the highest and those with the lowest education. This comparison not only defines the maximum extent of (education-related) political inequality in a society, but it also is the inequality that has been rising the most in the past decades, as the participation of citizens with the lowest educational qualifications has dropped the most (Armingeon & Schädel, 2015; Dassonneville & Hooghe, 2017).
Methodologically, we use hybrid “between-within” models to analyze the moderating effect of de-stratifying policies on political inequality. These models allow us to differentiate between policy variation across and within the
Our findings are relevant beyond the particular country context of Germany and beyond the case of the specific reforms: while we focus on (de-)stratifying policies related to tracking as one example, policies that regulate the private sector or parental school choice likely have similar effects. Our results thus shed light on how education policies more generally generate feedback effects on political participation patterns – a point we discuss in the concluding section.
Education and Political Participation
Education has the potential to shape individuals’ political attitudes and behavior. According to the OECD (2021), individuals spend a total of around 6.000–8.000 hours in school up to the end of secondary education. Schools are thus the place in which children and adolescents spend most of their time when they are outside their family. Importantly, individuals spend this time in schools particularly during their early politically formative years, which they start to experience in their youth (Jennings & Niemi, 1968; Prior, 2010; Stoker & Jennings, 2008). This formative, ‘impressionable years’-period starts at between age 7 and 12 and lasts until age 25 to 35 (Neundorf & Smets 2017). When individuals enter this period, they start to grasp abstract things such as politics, to question their parents’ attitudes and behaviors, and to develop their own political selves. Afterwards, their political attitudes and behavior become solidified, i.e., relatively stable over time (Kiley & Vaisey, 2020). This makes it plausible to assume that the experiences they make in schools, in particular in secondary schools, have a lasting imprint on their later political behavior.
But how could education matter for political participation? The strong positive association between education and participation is one of the most established findings in political science – and thus has attracted much scholarly interest. According to a first group of scholars, education fosters the skills needed for participation and thus has a direct, absolute effect on participation (e.g., Delli Carpini & Keeter, 1996). Such positive effects of education have been shown for a number of important predictors of political participation, for example, language skills (Condon, 2015), political knowledge (Torney-Purta, 2002; Verba et al., 1995), and grit (Holbein, 2017; Holbein & Hillygus, 2020). In line with this, several studies suggest that the link between education and participation is – at least partially – causal (e.g., Lindgren et al., 2017, 2019; Milligan et al., 2004).
A second group of researchers suggests that education relates to participation in a more indirect way, mediated via individuals’ SES: individuals’ educational attainment is associated with their jobs, income, and position in society as adults. Thereby, education influences individuals’ opportunities to practice and strengthen their general – politically relevant – skills at the workplace (Brady et al., 1995) as well as their social networks and positions within these networks as adults, which differ with regard to their political mobilization potential (Campbell, 2009; Nie et al., 1996; Persson, 2011).
A third group of scholars regards education merely as a proxy for pre-adult socialization (Highton, 2009; Kam & Palmer, 2008; Persson, 2014). As parents’ socio-economic (SES) background influences both educational attainment and participation, these studies suggest, parental SES explains a significant part of the association between education and political engagement. In a way, this argument relates to the large literature on processes of political socialization at home. Research in this area shows that students from higher SES homes are more likely to discuss politics with their parents and to see their parents turn out in elections, which enhances their own likelihood for political participation (Gidengil et al., 2016; Jennings & Niemi, 1968). Individuals from lower SES backgrounds lack such supportive political socialization at home. However, and in contrast to the “education as a proxy”-view, some studies show that education could potentially partly mitigate this lack of political socialization at home, as education can increase the resources for participation and participation among individuals from lower SES backgrounds (Campbell & Niemi, 2016; Garritzmann, 2021; Lindgren et al., 2017, 2019; Neundorf et al., 2016).
Overall, thus, education has been argued to influence political participation both directly – via an increase in resources for participation – and indirectly – via an effect on individuals’ SES and the associated social networks – but that parental influences account for a part of the association between education and participation. Furthermore, the effect of education on political resources and participation might be heterogenous and most visible among individuals from disadvantaged backgrounds.
Despite the extensive literature on the association between education and participation, one aspect remains significantly underdeveloped, namely the impact of education policies on patterns of participation. This lack of research is significant since it is well-known that education policies and institutions vary a lot across countries (e.g., Green et al., 2006; West & Nikolai, 2013) and, in many countries with multilevel governance systems, even within countries (e.g., Garritzmann et al., 2021). Furthermore, there is established research that education policies affect educational and socio-economic outcomes, including inequality (Brunello & Checchi, 2007; Hanushek & Wößmann, 2006; Heisig & Solga, 2015; Van de Werfhorst & Mijs, 2010).
Combining and extending these different literatures, we argue in the next section that education policies shape political inequality. From our point of view, existing work has largely failed to appreciate the moderating effect of education policies on the link between education and participation. To the best of our knowledge, only a handful of studies developed some arguments and analyses in this direction. However, these studies either concentrate on the cross-country level (Busemeyer & Goerres, 2014; Garritzmann, 2021; Janmaat, 2011; Witschge & van de Werfhorst, 2020) and/or analyze other outcomes, such as political knowledge or policy attitudes (Gingrich, 2019; Janmaat, 2011). We expand upon these studies in several ways: theoretically, we draw on policy feedback theory to explain how education policies shape participation patterns; and empirically, we provide more rigorous empirical evidence than previous research by focusing on within-
How Education Policies Shape Patterns of Political Participation
Our core claim is that education policies moderate the micro-level association between education and political participation. In developing our argument, we start by building on policy feedback theory, i.e., the notion that “policies shape politics” (Pierson, 1993, p. 595): policies are not only outcomes of the political process, but themselves structure subsequent political dynamics and processes by shaping the resources and social identities of political actors, both interest groups, elites, and the mass public. Building on the seminal work of Pierson (1993) and others, a large literature has evolved that studies policy feedback effects on individual-level attitudes and preferences (i.e., the “mass public”) (for reviews, see Campbell, 2012; Béland & Schlager, 2019; Larsen, 2019; Busemeyer et al., 2021). However, among those investigating the feedback effects of education policies, most studies focus on political attitudes and policy preferences (e.g., Busemeyer, 2013; Busemeyer & Garritzmann, 2017; Garritzmann, 2015; Gingrich, 2019; Rhodes, 2015). Only few studies analyze the feedback effects of education policies on patterns of political participation (exceptions – yet focused exclusively on the US context – are: Mettler, 2002; Mettler & Welch, 2004; Bruch & Soss, 2018). We build on the policy feedback literature at large, and contribute in particular to the literature on the feedback effects of education policies on participation.
What do we mean by ‘education policy’? Education policies capture a large variety of issues such as the level and distribution of education spending, the relationship between public and private financing and provision of education, the relative importance of vocational versus academic education, governance structures, the number and kind of school tracks, and requirements for private school operation. We posit that not all of these concrete policies are equally likely to develop feedback effects on patterns of political participation. To identify which policies are the most important in this regard, we follow findings from sociological and economic education research. These studies repeatedly show that education policies defining the stratification of an education system – i.e., the extent to which it reflects, reproduces, or creates social strata in a society (Allmendinger, 1989) – influence educational and socio-economic inequality (for many: Hanushek & Wößmann, 2006; Brunello & Checchi, 2007; Van de Werfhorst & Mijs, 2010; Bol et al., 2014).
Thus, and in line with Garritzmann (2021), we focus on education policies that promote or reduce stratification in education systems. One of the most strongly stratifying education policies is early tracking. Every education system differentiates between academic and vocational pathways at some point, and typically, tracking decisions are based on students’ academic performance. The main difference is the age at which tracking is implemented: while some countries implement early tracking around age 10 to 12, others have late-tracking policies and differentiate between educational pathways around age 16 (Green et al., 2006). This difference is of fundamental importance: the earlier tracking takes place, the stronger is the association between parental background and children’s academic performance – and thus their track placement (Brunello & Checchi, 2007; Hanushek & Wößmann, 2006). In consequence, early tracking results in socio-economically homogenous schools and classrooms (Jenkins et al., 2008; Strello et al., 2022). While we focus on tracking as arguably one of the most important stratifying policies, other education policies can also have (de-)stratifying effects and similarly influence political inequality. We discuss these in the conclusion.
How, then, do de-stratifying policies such as late tracking affect political inequality? Policy feedback theories suggest different mechanisms: effects of policies on individuals’ resources (resource effect), and effects on their social identity (interpretive or normative effect) (Bruch & Soss, 2018; Campbell, 2002, 2012; Mettler, 2002; Mettler & Soss, 2004; Pierson, 1993; Svallfors, 2010). Both of these, as we argue in the following, are strongest for individuals with low education, who disproportionally come from homes with low levels of political resources and thus can benefit the most from education (see also Campbell & Niemi, 2016; Garritzmann, 2021; Lindgren et al., 2017, 2019; Neundorf et al., 2016).
Resource Effects of De-Stratifying Education Policies
De-stratifying education policies can have feedback effects on resources through several pathways. Here, we discuss four of these. First, de-stratifying policies increase the
Secondly, similar compensation effects of de-stratifying policies are likely to emerge for other, more
Thirdly, heterogeneous classrooms also increase the likelihood for children from low-SES homes to become part of more heterogeneous
Fourthly, beyond their resource effects among adolescents, education policies can develop
Interpretive Effects of De-Stratifying Education Policies
De-stratifying education policies can also have interpretive or normative effects. For Pierson (1993), interpretive feedback effects refer to the impact of policies on the “cognitive processes of social actors” (ibid.: 610), defining which policy options are deemed feasible and reasonable. Above and beyond that, we understand these effects also to have normative implications for social identities (see e.g., Svallfors, 2010), i.e., policies affect how individuals see and make sense of their place in society.
In the context of (de-)stratifying education policies, this refers to the relative prestige that certain schools or school types carry. This is particularly evident in contexts with early-tracking policies, where the lowest school track typically is regarded as less valuable, less prestigious, or even stigmatized, whereas the highest (academic) track has a very good reputation in society. This negatively influences the self-perception and social identity of individuals on the lowest tracks while they are in school: proceeding to “only” the lowest school type after primary education means being officially assigned to the group of not so smart students with few chances of achieving good education and highly valued jobs (Völcker & Hansen-Schaberg, 2016). In line with this, Groß (2000) finds education to be a stronger predictor of subjective social status in more stratified educational systems. The stigma and poor prospects attached to low education generate a negative self-perception (Stubager, 2009) and thereby inhibit those individuals’ motivation to engage in politics (Armingeon & Schädel, 2015).
De-stratifying policies, we suggest, can mitigate these negative interpretive effects via different pathways, of which we explain three in detail. Firstly, later tracking treats individuals equally for some more years during their formative phase, which
Secondly, de-stratifying policies might increase the
Thirdly, while the interpretive effects related to school types and school experiences develop among adolescents, we expect that de-stratifying policies can in addition have
To summarize, we argue that (de-)stratifying education policies shape the distribution of political resources – via resource feedback effects – as well as the social identity of individuals – via interpretive/normative feedback effects –, thereby influencing patterns of political participation. It goes beyond the scope of this paper to empirically disentangle these mechanisms. Yet, this is also not necessary to make our argument, since the interpretive and resource effects of (de-)stratifying policies point in the same direction: stratifying policies should reinforce political inequality between individuals with the highest and those with the lowest education, whereas de-stratifying policies should reduce this inequality. Nevertheless, as mentioned above, we expect the effects of (de-)stratifying policies to be stronger for those with low education (i.e., we expect an interaction effect): they disproportionally often have low-SES backgrounds and thus can profit more from school experiences (Campbell & Niemi, 2016; Garritzmann, 2021; Lindgren et al., 2017, 2019; Neundorf et al., 2016). Based on our theoretical considerations, our leading hypothesis is: The implementation of de-stratifying education policies decreases inequality in political participation among adults who experienced the impact of these policies in their ‘impressionable years’.
Figure 1 graphically illustrates our core argument (highlighted in bold black): de-stratifying policies shape the experiences that adolescents make in schools, thereby generating both resource and interpretive effects. These accrue in particular among adolescents with low education and increase their likelihood for participation as adults, resulting in lower political inequality at the macro level. Graphical illustration of the argument.
However, as discussed in the previous section, the association between individuals’ education and their political participation can also be driven by parents’ SES or mediated via individuals’ own SES (Brady et al., 1995; Persson, 2015). Parental SES affects both individuals’ education and their participation. As de-stratifying policies weaken the association between parental SES and individuals’ education, this could contribute to explain the effect of de-stratifying policies on the education-participation link (see grey arrow from de-stratifying policies to the individual-level link between parental SES and education). Furthermore, the impact of de-stratifying education policies on political participation could also be mediated by individuals’ SES (i.e., their jobs, incomes, and social networks) as adults 1 (see grey arrows from education to own SES resp. to participation). To test our core argument as precisely as possible, we will empirically disentangle these alternative mechanisms by accounting for the effects of parental SES and of individuals’ SES on political participation.
Research Design
To investigate whether de-stratifying education policies have the expected feedback effects on patterns of participation, we exploit subnational variation in education policies in Germany across the 16
It may be debatable whether this set-up provides for genuinely causal evidence since the variation in policies is not the result of a random process, but related to political and historical circumstances. From a comparative perspective, left governments are more likely to implement de-stratifying reforms (Österman, 2018). However, this does not seem to hold unambiguously in Germany, where de-stratifying reforms have also been implemented by conservative parties (Helbig & Nikolai, 2015, pp. 302–307), often to maintain schools in rural areas that faced declining numbers of pupils (ibid, 100f; see also Busemeyer & Haastert, 2017). To address challenges to causal inference, our empirical analysis distinguishes between “between” and “within”
Empirical Approach: Exploiting Variation in Education Policies in Germany
In Germany, education policy largely falls under the authority of the
Macro-Level Data on Education Policies
The main independent variable of interest is the respective
Drawing on this rich information, we construct an index of de-stratifying education policies that combines information on three concrete policies: (1) The (2) The second de-stratifying policy included in our index is the (3) The third component of our index is an indicator measuring the
Each of these indicators is standardized to range from zero for a stratifying policy to one for a de-stratifying policy in the German context and takes values in between for policies that fall on neither end point. We then construct the de-stratification index by generating the mean, i.e., we add the indicators for each school year and in each (De-)stratifying education policies in the German Länder
The Eastern German
Individual-Level Data
We take our individual-level data from the ALLBUS (GESIS, 2021), which is the German general social survey and has been conducted every second year since 1980. The ALLBUS is known for high data quality and is a frequently used data source by social scientists. All German
We study the effect of de-stratifying policies on inequality in political participation. The ALLBUS includes information on many different forms of participation, covering both conventional and unconventional forms. We focus on the ten single items asked most frequently, which also cover the most commonly used activities. The ALLBUS asks: - saying one’s political opinion among acquaintances or at work, - participation in an election, - participation in a public discussion, - participation in a citizen initiative, - working in a party, - participation in an unlawful demonstration, - participation in a lawful demonstration, - protest voting, - abstaining, - and signing a petition.
Our main analyses are based on a mean index of all those participatory activities combined. In additional analyses, we further distinguish between conventional and unconventional forms of participation to uncover potential differences between these (appendix figures A8-A9). We also replicate the analyses for each single participation item (appendix figures A11-A12, A15-A16).
An advantage of the ALLBUS is that it does not only offer information on actual participation but also on other crucial indicators of political engagement. We make use of this to test our argument in the broadest sense by adding two additional dependent variables: political interest and political efficacy. Both of these seem to be mutually related with political participation, that is, they both predict and are predicted by participation (Condon & Holleque, 2013; Finkel, 1985; Prior, 2019). While we stay agnostic with regard to the causality of the relationship between interest, efficacy, and participation, we do think that it offers interesting additional insights to include these important indicators of political engagement more generally in our analyses.
Political interest is measured with a straightforward question:
To facilitate comparability of coefficients across models, all dependent variables are recoded to range from zero to one. We use data for political participation and political efficacy from waves 2008 and 2018, and for political interest from waves 1991 and 2006 to 2018. These different observation periods reflect the availability of the variables in the ALLBUS, on the one hand, and of the information in which
Coding of Educational Categories.
All models include the standard individual-control variables gender, age, age squared, German nationality, and parental SES (measured by parents’ educational degree and occupational qualification). In the robustness section, we present additional models that further include indicators of individuals’ SES as mediating variable, and we replicate our models only among employed respondents to ensure that results are not driven by respondents’ labor market status.
Modeling Strategy
To analyze the feedback effects of education policies on individuals’ political participation, we combine the macro-level information on education policies in the
To estimate the effect of de-stratifying education policies, we rely on a comparison of individuals socialized under differently stratifying education policies. As can be seen in Figure 1, overall variation in education policies has two sources: 1) differences
To address concerns regarding the endogeneity of de-stratifying reforms, our main analyses include additional time-varying indictors on the level of the
All main models are linear regressions with fixed effects for year of birth (= school cohorts) to control for the possibility of a general time trend from one generation to the next driving both education policy change and individuals’ participation. Furthermore, since individuals who entered secondary school in the same year are drawn from different ALLBUS waves, we add survey wave fixed effects to capture period effects. Standard errors are clustered at the level of
We are mainly interested in the effect of education policies on political inequality, and argued that de-stratifying policies are more positive for the political participation among individuals with low education than among those with high education. To identify such effect heterogeneity, we implement cross-level interactions between the respective indicator of individuals’ education and both the between- and the within-components of the policy indicators (see Giesselmann & Schmidt-Catran, 2019). The interaction of individual-level education and the
Results: Education Policies Shape Political Inequality
Before delving into the discussion of the analytical results, Figure 3 presents the associations between our dependent political variables (political participation, interest, and efficacy) and individuals’ education (measured by educational degrees and occupational qualifications). Unsurprisingly, those with academic education are more likely to be politically engaged across all political indicators: the gaps in engagement between individuals with basic and those with academic education amount to between 13 %-points (for participation) and 20 %-points (for interest and efficacy) – which represent massive inequalities. Educational degrees, occupational qualifications, and political engagement.
Turning to the empirical results, we start with the direct associations between macro-level education policies and micro-level political participation. We find that de-stratifying education policies do not affect political participation among the full sample (see also tabular results in appendix tables A6, A8, A10). As illustrated in Figure 4, neither the between- nor the within-component of the de-stratifying policies index show a statistically significant, direct association with individuals’ political participation, interest (although there is a negative coefficient on the between-component), or efficacy. That is, variation in de-stratifying education policies between and within Main effects of de-stratifying education policies on political engagement.
The cross-level interaction of within- Cross-level interaction: effects of de-stratifying education policies (within effects) on political engagement among citizens with different educational qualifications.
For individuals with academic education, in contrast, de-stratifying education policies are unrelated (when using educational degree) or negatively related (when using occupational qualification) to their political participation. Finding no effects of de-stratifying policies on political participation among those with academic educational degrees is in line with our theoretical arguments, according to which individuals with academic degrees likely come from more politicized homes and thus do not profit much from education in this regard. The (only just significant) negative effect for those with academic occupational qualifications, in turn, might point towards the existence of direct effects of de-stratifying policies on individuals’ occupational qualifications, and thus to compositional effects: as de-stratifying policies increase the likelihood of individuals from low-SES homes to acquire higher occupational qualifications, the academic group includes more such individuals after the implementation of de-stratifying reforms. While the political participation rates of those “newly academically qualified” individuals will be higher than the political participation rates of individuals with the same low-SES background but low occupational qualifications, they will remain at a lower level than those of the traditional academic group (individuals from high-SES homes with academic occupational qualifications). This interpretation is supported in further analyses (appendix figures A26-A27) that add individuals’ educational degree as additional control to the models that focus on occupational qualifications: the negative coefficient for those with academic occupational qualifications turns insignificant.
The inequality-mitigating effect of de-stratifying education policies extends to political interest and efficacy, which are important indicators of political engagement more generally. As shown in Figure 4, the relevant coefficients are positive and significant among individuals with basic educational degrees for their political interest (but fail to reach statistical significance for their efficacy); and positive and significant among individuals with basic occupational qualifications for their political interest and efficacy. Similarly, we see no or only small negative coefficients among those with academic education for both educational indicators. The pattern is thus the same as for political participation: after the implementation of de-stratifying policies, inequality in political interest and efficacy decreases; this effect is primarily driven by a positive effect of these policies on political engagement among individuals with basic education.
To summarize, the results provide evidence in support of the expected effect of de-stratifying education policies on political inequality: individuals with basic education who experienced their impressionable years under more de-stratifying education policies are more likely to participate in politics, to be more politically interested, and to have higher political efficacy than individuals with basic education who went to school under more stratifying policies. For those with academic education, in contrast, de-stratifying education policies barely alter their political engagement. In consequence, political inequality decreases after the implementation of de-stratifying education policies within a
Robustness Checks
To corroborate the robustness of our results and to gain further insights, we conducted a large range of robustness tests, which further increased our trust in the findings. First, we decomposed the political engagement indices (see appendix tables A8-A10). For political participation, we differentiated between conventional and unconventional forms of participation. We find that the inequality-reducing effect is more pronounced for unconventional participation. Furthermore, de-stratifying education policies reduce inequality in internal efficacy, but not in external efficacy (appendix figure A10). De-stratifying policies thus seem to influence how low-educated individuals see their capacity to act within the system, but not their perspective on how the system reacts to their demands (see for related finding Rennwald & Pontusson, 2022).
Appendix figures A11-A18 show even more fine-grained results for the single variables that the political participation and efficacy indices are composed of. Reassuringly, most single variables show the same pattern as the main results. With regard to conventional forms, de-stratifying education policies reduce inequality the most for working in a party and protest voting. For turnout (appendix figures A11 & A15), however, the results are unexpected: although we see positive effects of de-stratifying policies among all educational groups, these are statistically insignificant among those with basic occupational qualifications (and a clear null-finding when using educational degrees), and significantly strongest among those with academic education. This suggests that turnout inequality even increases following the implementation of de-stratifying reforms – which clearly opposes our expectations as well as the findings for political interest, internal efficacy, various single forms of unconventional participation, and other conventional forms of participation. While explaining this surprising finding is a task for future research, it might relate to biased turnout overreporting in surveys: voters with academic education are more likely than those with low education to report having turned out while in fact they did not (Karp & Brockington, 2005). Another explanation could relate to turnout-specific determinants of turnout, which are not associated with other forms of participation. Civic duty would be an example: the feeling that turnout is an obligation of citizens is very stable within individuals and thus may be hardly malleable by school experiences (Feitosa & Galais, 2020). Besides overreporting among the high educated, this might also contribute to the unexpected – and, in comparison to all other results, exceptional – finding with regard to turnout. Turning to the single items in the indices of political efficacy, de-stratifying policies reduce inequality in almost each single indicator of internal efficacy, and in almost no single indicator of external efficacy.
We also replicated the analyses with regard to our main independent variable, using a binary index of de-stratifying education policies and the single policies (appendix figures A19-A20). These additional analyses demonstrate the robustness of the main findings: de-stratifying education policies – whether measured as a binary indicator, continuous measure, or each single policy – reduce inequality in political participation, interest, and efficacy. There are interesting differences regarding which policies are particularly important for decreasing inequality in participation: when using individuals’ educational degree as an indicator of their education, the duration of primary education appears to have particularly strong inequality-mitigating effects on participation. This makes sense: it is the only de-stratifying policy in the index that applies to all individuals in the given school-year cohorts without opt-out options for individuals with high-SES backgrounds. This is particularly beneficial for particular individuals with basic educational degrees. When using individuals’ occupational qualification as an indicator of their education, the share of the
In addition, we replicated the main models for indicators of parental SES (parental educational degrees and occupational qualifications) and individuals’ own SES (income and Oesch class classification (Oesch, 2006) based on ISCO-88 codes provided by the ALLBUS (Jann, 2019)). As appendix figure A21 shows, de-stratifying policies do not exert any influence on political engagement among any group defined by parental SES. In stark contrast, our main findings are largely replicated based on individuals’ own social class and income. This suggests that the weaker relation between parental SES and education under de-stratifying policies plays only a marginal role for our results, compared to mechanisms that develop in or after school.
Furthermore, we empirically analyzed the role of individuals’ SES as a potential mediator by estimating models that additionally include two different indicators of individuals’ SES: their income at the time of the survey (measured in three equally sized groups each survey year), and their social class (based on the Oesch classification, summarized in three groups). The point estimates remain very similar, and although confidence intervals increase, most effects remain statistically significant (appendix figures A26-A27). That is, although a part of the effect of de-stratifying policies is mediated via an effect on individuals’ SES, there remains a moderating effect of these policies on the link between education and participation. Additionally, we replicated the main models in a reduced sample, using only individuals in employment to ensure that our results are not driven by individuals’ labor market status. The results are mostly robust to this modification (appendix figures A24-A25).
Finally, we tested the robustness of our results to alternative modelling strategies, replicating the estimations using (1)
To summarize, our results are highly robust to a large number of robustness checks. This paper thus presents strong evidence in support of the long-term feedback effects of education policies on political inequality: de-stratifying education policies reduce political inequality.
Conclusion
This paper argued and showed that education policies shape political inequality. Drawing on theories of policy feedback effects, we suggested that de-stratifying education policies increase the political resources of individuals with low education (resource effect) and facilitate the development of positive social identities among them (interpretive effect). Thereby, we argued, de-stratifying education policies reduce political inequality. We empirically tested our claim by exploiting variation in education policies within
Even though our findings do not extend to turnout, the reduction of inequality in various other forms of participation might equally lead to more equal policy responsiveness. According to Weisstanner and Jensen (2024), both parliamentary and extra-parliamentary mobilization of disadvantaged groups can increase policy responsiveness to these groups. Consequently, the inequality-mitigating effects of de-stratifying policies might increase policy responsiveness to the lower educated, even though these policies do not reduce inequality in each single form of participation.
From a comparative perspective, the de-stratifying policies implemented in the German
In general, our findings are relevant beyond the case of Germany. While we focused on (de-)stratifying education policies that relate to tracking, these are not the only education policies that affect the extent of stratification in education systems. Other policies are, for example, those that regulate the private sector, parental school choice, or school authority in student admission (Gingrich, 2019; Haberstroh, 2016). All of these policies can be (de-)stratifying. To illustrate: a sufficiently large private sector extracts primarily students with higher SES backgrounds from public schools and may teach other curricula (though the stratifying potential and curricular differences depend on official requirements, e.g., regarding fees) (West, 2006, 2014). Sweden, one of the Scandinavian countries known for its equalizing education policies, currently (re-)introduces stratification through private schools (ibid) and tracking (Busemeyer et al., 2020). This would be a good case for future research to investigate the stratifying impact of privatization and its consequences for political inequality. Furthermore, in countries such as the United States or England, strong residential segregation drives stratification in education (Gingrich, 2019; Gingrich & Ansell, 2014). Thus, our argument not only applies to countries with tracking policies, but could travel to many other countries and contexts.
One important limitation of our study is that we cannot test the mechanisms that we suggested to underly the effects of de-stratifying policies. This would require a design in which students at school are directly observed and followed over a long period of time in many geographical units with different (de-)stratifying policies or in a unit that saw changes in de-stratifying policies. Lacking such data, we were not able to empirically disentangle the different resource effects and interpretative effects, but future research might overcome this limitation.
By analyzing the link between education policies and political inequality, this paper makes several main contributions: while much of the policy feedback literature focuses on short- or mid-term effects, we are able to show that education policies have long-lasting feedback effects on patterns of political engagement. Although (most) individuals have experienced education policies as adolescents, those policies shape their political engagement as adults – long after their school experiences. Furthermore, we contribute to the comparative education literature in political science, sociology, and economics by showing that education policies not only affect educational and economic inequalities, but also political inequality; and to research on political behavior that education policies are an important factor shaping patterns of participation (see also Garritzmann, 2021). Taking a more abstract perspective, our results have implications beyond the case of education policies, as our logic could similarly extend to other redistributive policies, in particular those that are (de-)stratifying.
Given current debates about increasing (political) polarization with regard to both political participation patterns and attitudes, our research is highly relevant also from political and societal perspectives. The most important implication of our study is that de-stratifying education policies can help to counter trends of rising inequality in different forms of political participation. Reforming an established education system, however, is politically not always easy due to path dependencies and interest groups (e.g., Garritzmann & Garritzmann, 2023; Pierson, 2000). This also is reflected in political processes surrounding de-stratifying reforms in the German
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Footnotes
Acknowledgments
This article benefittet a lot from helpful and constructive feedback by the editors and anonymous reviewers as well as by Marius Busemeyer, Niccolo Durazzi, Julian Garritzmann, Anja Giudici, Thomas Kurer, Mikael Persson, Alexander Schmidt-Catran, Delia Zollinger, and the participants of the ESPAnet 2022, track 24 “The Politics of Education”.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This work was supported by the Deutsche Forschungsgemeinschaft; (Germany’s Excellence Strategy) - EXC-2035/1 - 390681379
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