Abstract
Despite the introduction of novel therapies that maximally decrease androgen-receptor (AR) signaling activity, metastatic castration-resistant prostate cancer (mCRPC) remains a lethal disease. Even though abiraterone and enzalutamide represent breakthroughs in the treatment of mCRPC and have demonstrated significant survival benefits, a significant proportion of patients have primary resistance to these agents and virtually all patients develop secondary resistance. While the mechanisms of resistance to these agents are not fully understood, many hypotheses of AR-dependent and AR-independent mechanisms are emerging, including upregulation of AR and cytochrome P450 17α-hydroxylase/17,20-lyase (CYP17), induction of AR splice variants, AR point mutations, upregulation of glucocorticoid receptor, activation of alternative oncogenic signaling pathways, neuroendocrine transformation, and immune evasion via programmed death-ligand 1 upregulation. The aim of this review is to summarize the most clinically relevant mechanisms of resistance to novel androgen-directed agents, focusing on escape from enzalutamide and abiraterone.
Keywords
Introduction
Metastatic castration-resistant prostate cancer (mCRPC) is the final common pathway in the disease continuum of prostate cancer and remains a lethal phenotype that leads to a significant burden of morbidity and mortality worldwide. In the US, prostate cancer is the second most common cause of cancer deaths in men, and approximately one in every six American men will be diagnosed with this disease during his lifetime. 1 Most patients who eventually develop mCRPC are initially diagnosed with localized high-risk disease that progresses after treatment. Less than one-third of patients are diagnosed with metastatic prostate cancer at disease presentation. While mCRPC currently benefits from a wealth of treatment options, the disease remains incurable. It is becoming increasingly understood that this disease entity continues to evolve over time, acquiring additional and diverse resistance mechanisms with each subsequent therapy used.
It is now accepted that mCRPC is not androgen independent and continues to rely on androgen signaling, despite systemic androgen depletion strategies. 2 Owing to this new understanding, several novel drugs have emerged for the treatment of mCRPC; these agents either suppress the synthesis of extragonadal androgens or target the androgen receptor (AR) directly. 3 Abiraterone is an inhibitor of cytochrome P450 17A1 (CYP17A1) that impairs AR signaling by inhibiting both the 17α-hydroxylase and 17,20-lyase activities of the CYP17A1 enzyme, thereby depleting adrenal and intratumoral androgen.4,5 Enzalutamide is an inhibitor of AR signaling that exerts its activity by binding avidly to the ligand-binding domain (LBD) of the AR, competing with and displacing the natural ligands of this receptor (testosterone and dihydrotestosterone), while also inhibiting translocation of the AR into the nucleus and impairing transcriptional activation of androgen-responsive target genes.6,7 After several studies showed augmented survival with these drugs,3,8,9 both agents were approved by the Food and Drug Administration for the treatment of mCRPC.
Although enzalutamide and abiraterone arguably represent significant advances in the treatment of mCRPC, approximately 20%-40% of patients have primary resistance to these agents and exhibit no response with respect to prostate-specific antigen (PSA) levels or other measures of clinical benefit.3,7–9 Furthermore, among patients who initially have a serological or clinical response to enzalutamide or abiraterone, virtually all eventually acquire secondary resistance over time. While our understanding of prostate cancer biology and disease resistance mechanisms has grown over the past few years, drug resistance represents the primary challenge of treating prostate cancer today.
The aim of this review is to summarize the most clinically relevant mechanisms of resistance to novel androgen-directed agents (Fig. 1), focusing on enzalutamide and abiraterone. The diversity and heterogeneity of pathways in prostate cancer demands a critical consideration of the numerous biological events involved. Readers are referred to other reviews for a more comprehensive discussion of resistance to first-line hormonal therapies.10,11

Mechanisms of resistance to novel antiandrogens: (
AR and CYP17 Upregulation
Resistance mechanisms leading to CRPC have been described affecting multiple parts of the AR axis. AR gene amplification and protein overexpression have been frequently observed in response to treatment with androgen deprivation therapy (ADT) and likely also play a key role in the development of resistance to novel antiandrogens such as abiraterone and enzalutamide. Indeed, over 80% of CRPC shows high levels of AR expression due to gene amplification and/or mRNA/protein overexpression.
12
Mostaghel et al demonstrated that treatment of human CRPC xenografts with abiraterone increased the expression of both full-length AR (FL-AR) and truncated AR splice variants by threefold.
13
Additionally, Yamamoto et al showed that enzalutamide-resistant LNCaP cells express high levels of both FL-AR and AR splice variants compared with CRPC LNCaP cells.
14
The authors also showed that knockdown of AR (either FL-AR alone or FL-AR plus AR variants) suppressed cell growth and AR-regulated gene expression and delayed tumor growth
In addition, CYP17 upregulation (or upregulation of other androgen-synthetic enzymes) also appears to play a role in resistance to novel antiandrogens. Mostaghel et al showed that treatment with abiraterone increased expression of the
AR Splice Variants
The discovery of alternative mRNA splicing variants of the AR in 20 0 8
20
has added further complexity to our understanding of the role of androgen/AR signaling in mCRPC and is one putative mechanism for the resistance to both enzalutamide and abiraterone.13,21 At least 22 AR splice variants have been reported in the literature to date,22,23 with AR-V7 and ARv567esbeing the most widely studied and perhaps the most clinically relevant. AR splice variants develop from alternative mRNA splicing events or (more rarely) through gene alterations, frequently in the noncoding regions of the AR gene, for example, by homologous recombination-independent mechanisms.
24
These alternative mRNA species encode a truncated AR protein that lacks the C-terminal LBD but retains the trans-activating N-terminal domain.20,25 Although the resultant truncated proteins are unable to bind ligand, they are constitutively active as transcription factors and capable of promoting activation of target genes in a ligand-independent fashion. It has been repeatedly demonstrated that the expression of splice variants such as ARV567es and AR-V7 is upregulated or induced by inhibition of the AR pathway with hormonal agents, such as abiraterone and enzalutamide.13,21,26 Mostaghel et al studied mRNA expression levels of AR-V7, FL-AR, and ARV567es in a mouse xenograft model using LuCaP cell lines engineered to express AR-V7 and ARV567es. Mice treated with abiraterone had significant improvement in median overall survival (OS) compared with placebo. At the time of disease progression, mRNA levels of FL-AR, ARV567es, and AR-V7 were analyzed from harvested tumor tissues and were noted to be elevated by 3.4-fold (P = 0.001), 5.2-fold
The first prospective clinical study reporting on the prognostic value of AR-V7 in the context of novel antiandrogen therapy was published by Antonarakis et al in 2014. 27 In that study, men with mCRPC embarking on treatment with standard-of-care abiraterone or enzalutamide were evaluated for AR-V7 mRNA expression in their circulating tumor cells (CTCs) using the AdnaTest platform (Qiagen). PSA responses (PSA decline ≥50%), progression-free survival (PFS), and OS were compared between patients positive for AR-V7 and patients without AR-V7 expression. Eighteen of the 62 patients (29%) tested positive for AR-V7 at baseline (12 of 31 enzalutamide-treated patients and 6 of 31 abiraterone-treated patients). None of these 18 AR-V7–positive patients had a PSA response with enzalutamide or abiraterone, compared with AR-V7–negative patients who had a 53% and 68% PSA response rate to enzalutamide and abiraterone, respectively. PFS was also markedly different between the AR-V7–positive and -negative cohorts at 2.1 and 6.1 months, respectively, for enzalutamide, and 2.3 and 6.3 months, respectively, for abiraterone. OS was also decreased for the AR-V7–positive population in this study, with a median survival of 5.5 months vs not reached for the enzalutamide-treated patients in AR-V7–positive and -negative patients, respectively. In the abiraterone-treated patients, the median OS was 10.6 months vs not reached for AR-V7–positive and -negative patients, respectively. Interestingly, all of the patients with detectable CTC-derived AR-V7 at baseline remained positive for AR-V7 at the time of progression, while six patients (14%) who were AR-V7–negative at baseline converted to AR-V7–positive during the course of therapy with enzalutamide or abiraterone. These patients who converted had worse clinical outcomes compared with the patients who remained AR-V7 negative throughout the treatment with enzalutamide or abiraterone. This initial study provided preliminary evidence that AR-V7 detection in CTCs might be associated with primary resistance to novel antiandrogen therapies and suggested that expression of alternative AR splice variants is increased as a consequence of continued androgen-directed therapies.
More recently, Steinestel et al reported on their experience with AR-V7 detection and novel antiandrogen therapy resistance. 28 Patients with detectable CTCs using the AdnaTest platform (Qiagen) were evaluated for treatment response to abiraterone and enzalutamide. Overall, 18 of 37 patients (48%) were found to express AR-V7. They also noted an increased incidence of AR-V7 expression in patients receiving multiple prior AR-directed therapies compared with patients progressing after ADT alone (80% vs 28.6%, respectively). Ten of 14 AR-V7–negative patients (71%) demonstrated a PSA response to therapy, whereas only 1 of 15 AR-V7–positive patients (7%) had a PSA response to therapy, in this case to abiraterone. 28 While this report corroborates the study by Antonarakis et al, it also suggests the possibility of occasional responses to abiraterone/enzalutamide, despite tumoral expression of AR-V7.
Finally, Efstathiou et al also evaluated 60 men with mCRPC for AR-V7 expression at the protein level from bone marrow biopsies prior to treatment with enzalutamide and after eight weeks of therapy. 29 Six of 12 (50%) patients with baseline AR-V7 protein expression using an immunohistochemical assay demonstrated primary drug resistance (ie, no PSA response to enzalutamide therapy), and none experienced benefit from enzalutamide treatment lasting longer than six months. The incidence of AR-V7 expression was 50% at baseline and increased to 70% after eight weeks of therapy in patients experiencing primary resistance to enzalutamide. Overall, the incidence of AR-V7 expression increased from 26% at baseline to 40% by the conclusion of the study in all 60 patients. 29 Given the high incidence of the splice variant expression noted in this study, AR-V7 appears to be a frequent cause of drug resistance to enzalutamide in this setting, although the differences between the CTC-derived mRNA-based assay and the bone marrow-derived protein-based assay should also be noted.
Although the discovery of the AR-V7 splice variant represents a significant advance in helping to elucidate the mechanisms of resistance to novel hormonal therapy, it is important to note the limitations of using AR-V7 testing in clinical decision-making. First, the presence of AR-V7 may merely represent a marker of aggressive disease rather than being a driver of therapeutic resistance. Furthermore, the clinical relevance of AR-V7 differs between treatment-naïve and heavily pretreated CRPC patients. Indeed, most patients included in the aforementioned AR-V7 trials are CRPC patients with advanced disease, who have progressed through multiple lines of hormonal therapy. Furthermore, AR-V7 testing is currently performed via a CTC-based assay that requires the presence of CTCs, so determination of AR-V7 status is not possible in patients without CTCs. Finally, AR-V7 testing is not currently commercially available outside of a Clinical Laboratory Improvement Amendments-certified laboratory at Johns Hopkins Hospital, Baltimore, MD, and, therefore, not broadly applicable outside of academic institutions.
AR Point Mutations
While exceedingly uncommon in primary hormone-sensitive disease, point mutations in the
One of the most frequently observed mutations is the T878A mutation (previously T877A).
36
This mutation appears to arise in the setting of treatment with androgen synthesis inhibitors such as abiraterone. Through CYP17 inhibition, the production of dehydroepiandrosterone and testosterone is suppressed, while upstream progestin production is increased. This increased progesterone concentration may select for the T878A mutation. This mutant broadens the ligand-binding specificity of AR, sensitizing it to steroid hormones such as progesterone and estrogens.37,38 Interestingly, it also appears to sensitize the AR to some antiandrogens that are converted to strong agonists.
39
A recent study by Chen et al evaluated metastatic tumor tissue biopsy samples using targeted sequencing of the
Another important mutation that has frequently been reported is the F877L mutation (previously F876L). This mutation has been demonstrated in both cell line models42,43 and patient tumor samples
44
and appears to arise in the setting of enzalutamide and ARN-509 (apalutamide) therapy. This mutation seems to sensitize the AR to enzalutamide and converts this agent from an antagonist into a strong agonist. In a study by Korpal et al, enzalutamide-resistant clones were created spontaneously by culturing LNCaP cells with enzalutamide for an extended period of time, and all resistant clones were found to express the AR F877L mutation.
43
This mutation has also been demonstrated clinically. A study of 62 patients progressing on abiraterone, enzalutamide, or other hormonal therapies identified missense
Other
Glucocorticoid Receptor Upregulation
Another potential mechanism of resistance by which tumors bypass AR blockade is through upregulation or induction of the glucocorticoid receptor (GR). The AR and GR belong to class I nuclear steroid receptors, which also includes the estrogen receptor and progesterone receptor. These receptors share many commonalities in their structure and mechanism of action. Indeed, the GR may be able to bind to AR promoter elements, thereby substituting for the AR in certain circumstances. 45 The AR and GR appear to have overlapping sets of gene targets and transcriptomes, suggesting that GR may be implicated in the development of resistance to antiandrogen therapy. 48 In a recent seminal study by Arora et al, LNCaP xenografts expressing wild-type AR were treated with novel AR inhibitors, including enzalutamide and ARN-509. 45 The authors found that many common gene targets of AR and GR were upregulated in the resistant tumors, while GR mRNA and protein levels were significantly higher in tumors resistant to enzalutamide and ARN-509. Furthermore, knockdown of GR in cells derived from resistant tumors restored the sensitivity to enzalutamide when administrated in VCaP cells. Additionally, AR inhibition led to strong GR expression in a subset of prostate cancer cells in this study. 45 These findings support the hypothesis that GR upregulation promotes resistance to novel antiandrogens. The authors also evaluated the expression of GR in metastatic prostate cancer biopsies obtained from patients treated at MD Anderson Cancer Center, Houston, TX, with enzalutamide for eight weeks and showed that poor responders had higher levels of GR compared with good responders at the same time point and compared with baseline levels. This result was consistent with a previous study by Davies and Rushmere, which showed that GR expression in the ventral rat prostate increased after castration. 49 These conclusions highlight the potential role of GR in the development of resistance to novel antiandrogens.
Other Oncogenic Signaling Pathways
Alternative oncogenic signaling has also been implicated in the posttranscriptional activation of AR and development of treatment resistance. Indeed, androgen deprivation and AR inhibition lead to the activation of numerous oncogenic signaling pathways that promote the transcriptional activities of AR and induce prostate cancer cell growth. For example, Ueda et al found that steroid receptor coactivator-1 (Src-1) and interleukin-6 (IL-6) promote AR activation in the absence of androgens, while inhibition of mitogen-activated protein kinase abolished this effect. 50 Furthermore, IL-6 has been shown to promote resistance to bicalutamide through upregulation of the AR coactivator transcription intermediary factor 2 (TIF2). 51
Human epidermal growth factor receptor 2 (HER2) and HER3 downstream signaling has also been associated with increased AR activity during prostate cancer progression. 52 For instance, Mellinghoff et al found that knockdown of HER2 inhibits AR transcriptional activity in LNCaP and LAPC4 cell lines, while HER2 and HER3 stabilize AR and increase its binding to androgen-responsive elements in the promoters of AR-regulated genes. 53 Furthermore, Chen et al found that androgen depletion increases HER2, thereby promoting AR stabilization and PSA production. 54
Activation of the phosphatidylinositol 3-kinase-Akt (PI3K-Akt) signaling pathway and loss of the phosphatase and tensin homolog (PTEN) tumor suppressor gene have also been shown to occur very frequently in mCRPC. 32 Mouse models and cell line studies using LNCaP cells have shown that alterations in PI3K-Akt and PTEN activity using either targeted drugs or gene knockout techniques demonstrate changes to AR expression and AR transcriptional activity.55–57 Akt-mediated AR phosphorylation has been shown to increase the interaction of AR with the transcriptional factor p300/ CBP, inhibiting AR ubiquitination and degradation. 58 Furthermore, high expression of p300 has been correlated with higher AR protein levels in human prostate cancer specimens and appears to be important for the androgen-dependent and androgen-independent transactivation of AR.58,59 Finally, PTEN deletion and subsequent Akt activation were also found to decrease AR protein levels and transcriptional activity through HER3 signaling alterations. 55
In addition, the signal transducer and activator of tran-scription 3 (STAT3) has been implicated in the development of mCRPC. 60 A recent study showed that AR inhibition and androgen depletion induces STAT3 activation and promotes the development of prostate cancer stem-like cells. 61 Furthermore, Liu et al demonstrated that overexpression of IL-6 promotes resistance to enzalutamide through STAT3 activation, and autocrine IL-6 promotes AR transactivation through STAT3 induction. The authors also showed that STAT3 inhibition increases the sensitivity of LNCaP cells to enzalutamide. 62 Therefore, STAT3 signaling appears to be another example of an AR-suppressed oncogenic pathway involved in the development of resistance to novel antiandrogens, and targeting STAT3 may be a reasonable treatment approach for patients with mCRPC.
Finally, Li et al found that the expression of c-Myb, a transcriptional factor upregulated in progression of various malignancies including prostate cancer,63,64 was increased with AR inhibition and antiandrogen therapy. 65 The authors also found that MYB silencing inhibited prostate cancer cell growth. Additionally, gene microarray data showed that c-Myb and AR share a subset of DNA damage response-related target genes, suggesting that c-Myb may replace AR as the dominant regulator of their common tar-get genes in CRPC. 65 As such, c-Myb appears to regulate a resistance pathway that might be targeted to develop new treatment approaches for patients with mCRPC resistant to novel antiandrogens.
Overall, these results suggest that many alternative oncogenic signaling pathways likely play a role in the development of a more aggressive form of CRPC. AR inhibition by novel antiandrogens may select for these cells, leading to rapid development of resistance and disease progression. However, exploiting these pathways in the clinic is still at a very pre-liminary stage, and the clinical relevance of these molecular insights remains uncertain at the present time.
Neuroendocrine/Small Cell Transdifferentiation
Neuroendocrine and small cell carcinoma of the prostate represent a subset of prostate cancer associated with aggressive tumor characteristics and particularly poor prognosis. Transformation of prostate adenocarcinoma to the neuroendocrine phenotype may be linked to resistance to AR signaling inhibition. Indeed, many cases of neuroendocrine prostate cancer, and even pure small cell prostate cancer, can arise after hormone therapy. 66
Recent studies have shown that the Aurora kinase A
Several other molecular markers of small cell differentiation in prostate cancer have been identified. Tan et al showed loss of retinoblastoma protein in 90% of small cell carcinomas compared with only 7% of primary high-grade acinar carcinomas. Loss of PTEN protein was observed in 63% of small cell carcinomas, and
Programmed Death-Ligand 1/Programmed death-1 Upregulation
The importance of immune checkpoints in modulating anti-androgen resistance in prostate cancer is unclear. Recent studies have shown that treatment of certain prostate cancer cell lines with antiandrogens (including enzalutamide) can induce tumoral programmed death-ligand 1 (PD-L1) expression and that enzalutamide-resistant prostate cancer cell lines demonstrate striking expression of PD-L1. 73 These results are aligned with preclinical findings indicating increased amounts of circulating PD-L1/2-positive dendritic cells and increased levels of tumor-intrinsic PD-L1 in mice with enzalutamide-resistant tumors.73,74 As such, immune evasion of prostate cancer via upregulation of PD-L1 may possibly play a role in the development of resistance to novel antiandrogen therapy such as enzalutamide. To test this hypothesis, a phase 2 clinical trial is currently investigating the use of pembrolizumab (with continuation of enzalutamide) in men who develop secondary enzalutamide-refractory mCRPC (NCT02312557). Another trial will use the combination of ipilimumab and nivolumab in patients with AR-V7-positive mCRPC (NCT02601014).
Conclusion
mCRPC remains a lethal disease, despite the introduction of novel antiandrogen therapies that maximally decrease androgen ligand and AR signaling activity. While abiraterone and enzalutamide represent advances in the treatment of mCRPC and have demonstrated survival benefits, a significant proportion of patients have primary resistance to these agents and virtually all patients develop secondary resistance. This review has highlighted that various AR-dependent as well as AR-independent mechanisms likely play a role in the development of resistance to these novel antiandrogens, including upregulation of AR and CYP17, induction of AR splice variants, AR point mutations, upregulation of GR, activation of alternative oncogenic signaling pathways, neuroendocrine transformation, and immune evasion via PD-L1 upregulation. Targeting these pathways will be critical for the development of novel therapeutic approaches for patients with refractory mCRPC (Table 1) and will hopefully change the natural history of this disease. Developing robust clinical assays to simultane-ously evaluate many of these resistance mechanisms at the same time (preferably from a single liquid biopsy) 75 is one of our major challenges for the future.
Selected ongoing clinical trials attempting to overcome resistance to abiraterone and/or enzalutamide.
Author Contributions
Conceived and designed the experiments: KB, ESA. Analyzed the data: KB, ESA. Wrote the first draft of the manuscript: KB, ESA. Contributed to the writing of the manuscript: KB, ESA. Agree with manuscript results and conclusions: KB, ESA. Jointly developed the structure and arguments for the paper: KB, ESA. Made critical revisions and approved final version: KB, ESA. Both authors reviewed and approved of the final manuscript.
