Abstract
Background
This real-world clinical setting study characterized the virological patterns in genotype-1 patients failing interferon (IFN)-free regimens and evaluated the efficacy of re-treatment.
Methods
A total of 73 consecutive patients failing IFN-free regimens were enrolled (17 genotype-1a and 56 −1b). At failure Sanger sequencing of NS3, NS5A and NS5B regions was performed by home-made protocols.
Results
In patients having failed an NS3 inhibitor, the prevalence of NS3-RASs was higher in the 10 with genotype-1a than in the 24 with genotype-1b (80% versus 41.6%). In patients treated with an NS5A inhibitor, the prevalence of NS5A-RASs was very high in the 14 with genotype-1a and the 27 with genotype-1b (78.6% and 92.5%, respectively). In patients having failed sofosbuvir, the prevalence of NS5B-RASs was more frequently identified in the 45 with genotype-1b than in the 10 with genotype-1a (37.7% versus 10%). The prevalence of NS5B-RASs in patients having failed dasabuvir was high in both genotypes, 66.6% in the 6 with genotype-1a and 45.5% in the 11 with genotype-1b.
The 6 patients re-treated with genotype-1a less frequently (50%) showed sustained virological response (SVR) than the 18 with genotype-1b (88.8%; P=0.07). SVR was more frequent in the 21 patients with an effective second-line direct-acting antiviral (DAA) regimen than the 3 without (90.4% versus 0%; P<0.005).
Conclusions
The prevalence of RASs was high in our real-world population. NS3, NS5A and NS5B sequencing seems mandatory in the choice of DAA re-treatment.
Introduction
HCV infection affects more than 70 million people worldwide. In the past, pegylated interferon-alpha (PEG-IFN) plus ribavirin (RBV) were the standard treatment for HCV infection. This therapy provided a sustained clearance of HCV (sustained virological response [SVR]) in about 50% of the patients infected with HCV genotype-1, the most frequent HCV genotype in Western countries, in almost 70% of those with HCV genotype-2 and around 60% of those with HCV genotype-3. Moreover, the frequency and severity of the side effects (flu-like symptoms, depression, cytopenia and haemolytic anaemia) made this therapy arduous for many patients [1–5].
The treatment of HCV infection has been revolutionized by the recent development of potent direct-acting antivirals (DAAs). IFN-free treatment with DAAs provides excellent chances for sustained HCV elimination and can prevent the progression of liver disease [6,7].
In spite of the excellent efficacy of DAAs, some patients (around 5%) still fail to eradicate HCV. The failure to DAA was associated with the emergence of resistance-associated substitutions (RASs) within the viral quasispecies [8], and many questions about their prevalence and relevance in re-treatment remain unanswered [9]. Genotype-1 is the most frequent HCV genotype in Italy and worldwide. Few data are available in the literature on the virological characteristics and efficacy of re-treatment of HCV genotype-1 patients with a failure to a DAA regimen.
In this paper the authors analyse the virological patterns and RASs in the HCV genotype-1 patients failing an IFN-free regimen enrolled in a real-world clinical setting. In addition, the authors analysed the efficacy of re-treatment in terms of SVR.
Methods
All 73 consecutive HCV genotype-1 patients failing an IFN-free regimen were enrolled at the Laboratory of Infectious Diseases of the University of Campania Luigi Vanvitelli, Naples from October 2015 to September 2017. All patients had been followed in 19 clinical centres in Campania, southern Italy and had been treated with a DAA regimen according to the HCV genotype, international guidelines and local availability. These centres had cooperated in several clinical investigations using the same clinical approach [10–12].
At failure, these patients were referred to the laboratory of infectious diseases of the University of Campania Luigi Vanvitelli for a genotype resistance test for RASs in the NS3, NS5A and NS5B HCV regions.
The patients who were HCV-RNA-negative at week 12 after stopping treatment were defined as having an SVR. Patients that showed a virological reactivation once treatment was discontinued were defined as relapsers. The patients who did not obtain HCV RNA negativity during treatment were defined as non-responders. The patients were defined as having a viral breakthrough when, after an initial HCV-RNA-negative result, they had a subsequent recurrence of HCV RNA during DAA treatment. The patients with initial liver cirrhosis were diagnosed on the basis of a liver biopsy showing a fibrosis score of F4 according to the METAVIR score, or F5 or F6 according to Ishak, or, if not performed, a Fibroscan score of more than 12.4 kPa or on the basis of the presence of unequivocal clinical, biochemical and ultrasound signs including a blood platelet count lower than 100,000/mm3 associated with one or more of the following: ascites, porto-systemic encephalopathy, esophageal varices and ultrasound evidence characterizing liver cirrhosis.
From each patient at the time of enrolment (at failure to DAA regimen), a serum sample was obtained and stored at −80°C until used for this investigation.
For all the failed patients, the physician had the data on the presence of RASs in NS3, NS5A and NS5B regions. However, the choice of the second-line DAA regimen was made by the physician, according to the international guidelines [13] and/or local availability and/or considering the presence of RASs in NS3, NS5A and NS5B regions.
In accordance with the international guidelines and with the Helsinki Declaration of 1975 and revised in 1983 and with the guidance set out by the Ethics Committee of the Azienda Ospedaliera of the University of Campania Luigi Vanvitelli all patients provided written, informed consent for the collection and storage of biological samples and for the anonymous use of their data in clinical research. The anti-HCV antibody was sought using a 3rd generation commercial immunoenzymatic assay (Ortho Diagnostic Systems, Neckargemund, Germany). Liver biochemistry and routine analyses were performed by routine methods in a Cobas Modular 6,000 automated analyzer using c501 biochemistry modules (Roche Diagnostics Ltd, Rotkreuz, Switzerland).
Viral RNA was extracted from 140 ml of plasma samples using a microspin column (QIAamp RNA viral kit; Qiagen GmbH, Hilden, Germany). HCV RNA was quantified by performing a real-time polymerase chain reaction (PCR) in a Light cycler 1.5 (Roche Diagnostics, Branchburg, NJ, USA), as reported in a previous paper [14]; by this method, the detection limit in plasma samples is estimated at around 40 IU/ml. HCV genotypes were determined by HCV genotype Lipa assay (Bayer, Loos, France), following the manufacturer's instructions.
NS3, NS5A and NS5B Sequencing Methods
On the serum collected at failure, HCV genotype was re-evaluated by Sanger sequencing of NS5B, and RASs in NS3, NS5A and NS5B were sought.
Sanger sequencing of NS3, NS5A and NS5B was performed applying home-made protocols for all patients enrolled, as previously reported [15]. Briefly, the NS3 (181aa), NS5A (140aa) and NS5B (565aa) regions were amplified and sequenced from stored serum/plasma samples using ABI 3500 Genetic Analyzer (Applied Biosystems, Foster City, CA, USA). The sequences were submitted to bio-technology analysis by comparison with reference sequences recognized in the literature and taken from Los Alamos Database and other databases (GenBank-accession-numbers: HCV-1a:H77 NC_004102, HCV-1b:D90208). The phylogenetic trees were made using the Mega 6 programme and by comparison with the reference sequence, it was possible to establish the genotypes and possible contaminations of the samples. The mutations and quasi-species were identified by seqscape programme software (Applied Biosystems) with a >20% tolerance for improper sequencing. Finally, we interpreted the resistance mutations based on the reference sources. More specifically, the list of RASs analysed, known to confer reduced susceptibility (increase of > twofold in 50% effective drug concentrations [EC50]) of different HCV genotypes/subtypes to currently available HCV DAAs, was as follows:
NS3-RASs (reduced sensitivity to asunaprevir; boceprevir; paritaprevir, simeprevir, telaprevir, grazoprevir, glecaprevir, danoprevir, voxilaprevir) at positions: V36A/G/M, F43I/L/S, T54S, V55A, Y56H, Q80K/R, S122G/I/N/R/T, R155G/K/Q/T/W, A156S/G/T/V, D168A/C/E/G/H/I/N/T/V/Y, any V/I170T/I, M175L.
NS5A-RASs (reduced sensitivity to daclatasvir, ledipasvir, ombitasvir, elbasvir, velpatasvir, pibrentasvir, ravidasvir, ruzasvir, GSK-2336805, odalasvir, samatasvir) at positions: any 24G/N/R, any 28A/G/M/S/T/V, any 30D/E/G/H/L/Q/K/R/S/T, any 31I/F/M/V, any 32L/F, S38F, Q54H, any 58D/P/S, any 92K/R/T, Y93C/F/H/N/R/S/T/W.
NS5B nucleotide inhibitor RASs (reduced sensitivity to sofosbuvir): L159F, K211R, E237G, S282T, C316H/N, L320F, V321A, A421V, E440G.
NS5B non-nucleotide inhibitor RASs (reduced sensitivity to dasabuvir and beclabuvir, GS-9669, ABT-072): L314H, C316H/N/Y, S368T, A395G, M414I/T/V, L419I/L/M/P/S/T/V, A421V, R422K, M423A/M/I/T/V, N444K, E446K/Q, Y448C/H/R, I482L, A486A/I/M/T/V, V494A, L497F, A553T/V, G554S/D, S556G/N/R, G558R, D559G/N, Y561H, S565F.
Statistical analysis
We used the Kolmogorov-Smirnov test to check for a Gaussian distribution of quantitative variables. In cases of Gaussian distribution, we used for comparisons the Student t-test for unpaired variables. In cases of non-Gaussian distribution, we used for comparisons the Mann-Whitney U-test. The χ 2 test (or Fisher's exact test) was used for categorical variables. A P-value <0.05 was considered to be statistically significant. All statistical analyses were performed using the Statistical Package for the Social Sciences version 18.0 (SPSS, Chicago, IL, USA).
Results
The demographic, clinical and virological data at DAA failure of the 73 patients enrolled are summarized in Table 1. 17 patients had HCV genotype-1a and 56 genotype-1b. Forty-nine patients (67.1%) were males, and the median age was 67 years (range 42–81). All patients were HIV-negative. All but two patients at the time of virological failure had the same genotype as that reported before the start of the first-line of therapy with DAAs. The majority of patients (57, 78.1%) had cirrhosis. According to the type of virological failure, 63 patients (86.3%) were relapsers, 4 (5.5%) were non-responders and 6 (10.9%) experienced a virological breakthrough. The DAAs used in the failed regimens are shown in Table 1. The median timing of the resistance test from the end of the first-line DAA regimen was 7 months (range, 1–22).
Demographic, virological and clinical characteristics of the patients enrolled and type of treatment
DAA, direct-acting antiviral; HCC, hepatocellular carcinoma.
Figure 1 shows the RAS distribution among the different HCV subtypes according to the DAA regimen used. In the 34 patients having failed an NS3 inhibitor, the prevalence of NS3-RASs was higher in the 10 with genotype-1a than in the 24 with genotype-1b (80% versus 41.6%; P=0.06). Instead, in the 41 patients treated with an NS5A inhibitor, the prevalence of NS5A-RASs was very high and similar in the 14 with genotype-1a and the 27 with genotype-1b (78.6% and 92.5%, respectively). In the 55 patients having failed sofosbuvir, the prevalence of NS5B-RASs was more frequently identified in the 45 with genotype-1b than in the 10 with genotype-1a (37.7% versus 10%) with no significance at the statistical analysis, P=0.13). In any case, no patient harboured the RAS 282T, which confers clinically relevant resistance. The prevalence of NS5B-RASs in the patients having failed dasabuvir was high in both genotypes, 66.6% in the 6 with genotype-1a and 45.5% in the 11 with genotype-1b. The distribution of the ‘clinically relevant’ RASs according to the EASL guidelines [13] and reference sources [15,16] is shown in Additional file 1.

Prevalence of RASs in the three HCV regions (NS3, NS5A and NS5B) among the different HCV-1 subtypes and according to the DAA regimen used
Out of the 73 patients enrolled, 24 (33%) patients were re-treated. Table 2 shows the clinical and virological data of the 24 re-treated patients.
Clinical and virological data of the 24 re-treated patients
RASs conferring low level of resistence to sofosbuvir. DAA, direct-acting antiviral; dacl, daclatasvir; led, ledipasvir; riba, ribavirin; sim, simeprevir; sof, sofosbuvir; velp, velptasvir; 3D, ombitasvir, dasabuvir, paritaprevir-ritonavir.
The demographic, clinical and virological data of the 24 re-treated patients are summarized in Table 3 according to the different HCV subtypes. No association was observed between different first-line DAA regimens or specific RASs and the outcome of the second-line DAA regimen. Table 4 shows the outcome of the 24 re-treated patients according to the first-line DAA and second-line regimen. The 6 patients re-treated with genotype-1a less frequently (67%) showed an SVR than the 18 with genotype-1b (89%), but the difference was not significant to the statistical analysis (P=0.2). Considering as effective a DAA regimen that was active in at least two HCV regions according to NS3, NS5A and NS5B genotyping (absence of RASs of at least fivefold in EC50) [14], SVR was more frequently obtained in the 21 patients with an effective second-line DAA regimen than in the 3 without (90.4% versus 0%; P<0.005). In the first group, patient number 16 showed a breakthrough to a daclatasvir-based retreatment, although no RAS in NS5A was identified before re-treatment, suggesting a low compliance. On the other hand, patients number 10 and number 19 experienced a relapse to daclatasvir-based re-treatment and patient number 9 a relapse to a simeprevir-based regimen, because of the presence of significant NS5A-and NS3-RASs, respectively (Table 2).
Epidemiological, clinical and virological characteristics of HCV genotype-1a and 1b retreated patients
A versus B, P=0.2. DAA, direct-acting antiviral; HCC, hepatocellular carcinoma; RAS, resistance-associated substitution; SVR, sustained virological response; /, none.
Outcome of the 24 re-treated patients according to the first-line DAA and second-line regimen
DAA, direct-acting antiviral; dacl, daclatasvir; led, ledipasvir; riba, ribavirin; sim, simeprevir; sof, sofosbuvir; SVR, sustained virological response; vel, velpatasvir; 3D, ombitasvir, dasabuvir, paritaprevir-ritonavir.
Discussion
In this real-world clinical setting study the clinical, demographic and virological characteristics of 73 patients with HCV genotype-1 infection experiencing failure to DAA therapy were described. The results obtained from the present study demonstrated that the first-line therapy influenced the development of RASs particularly for genotype-1a. In fact, the prevalence of NS3-RASs in patients treated with an NS3 inhibitor was higher in the patients with HCV genotype-1a than in the patients with HCV genotype-1b. Moreover, the rate of NS5A RASs was very high (78–92%) in the patients treated with an NS5A-based DAA regimen, with no difference between the two HCV subtypes; the rate of NS5B RASs was high (45–66%) in the patients treated with dasabuvir and low (10–37%) in those treated with sofosbuvir, confirming the high genetic barrier of the latter drug. However, it should be taken into account that the prevalence of the RASs identified in the different HCV regions could have been influenced by the fact that the median time of the resistance test from the end of treatment was long (median of 7 months, range 1–22). In fact, it is known that the persistence of RASs typically varies widely, from very short (282T in NS5B) to very long (NS5A RASs), with NS3 RASs usually intermediate.
In any case, these data confirmed that NS5A and non-nucleoside inhibitors of the NS5B region have relatively low barriers to resistance, while sofosbuvir has a high genetic barrier [17–22]. Moreover, our data con-firmed that the genetic barrier of the second-generation NS3 inhibitors was different in HCV sub-genotype-1a and −1b, being high in genotype-1b and low in −1a [15,23–25]. This difference was already known regarding the first-generation NS3 inhibitor: for example, two nucleotide changes were required to generate an amino acid change in position 155 in subtype-1b isolates [26,27], while only one for subtype-1a. Differences between the HCV-1 sub-genotypes were present also for the clinical impact of RASs in the NS5A region [27,28]. For example, in genotype-1b, RASs in positions 31 and 93 were associated with a limited impairment of the efficacy of third-generation NS5A-inhibitors (velpatasvir or pibrentasvir), except in the presence of other secondary resistance mutations (for example at position R30 and P58). Instead, in genotype-1a, changes at positions 28, 30, 31 and 93 were associated with high resistance also to the more recent NS5A inhibitors [15,25,29–33].
These data suggest that the patients with HCV genotype-1a more frequently show RASs after a failure to a DAA regimen and, thus, they are more difficult to retreat compared to those with genotype-1b.
Another interesting observation is that according to our finding, the background level of RASs for NS3 is relatively similar for patients with genotype-1b who failed treatment with an NS3 inhibitor and those who failed with a non-NS3 inhibitor DAA. This is probably due to the high prevalence of NS3-RASs also in naive patients. For example, Li et al. [34] observed the presence of at least one RAS in the NS3 region in 85.48% of 62 DAA treatment-naive HCV-1b patients.
Of the 73 patients enrolled, 24 were re-treated with a second-line DAA-regimen. The rate of SVR was high (83%), higher in genotype -b (89%) than in genotype-1a (67%).
Although the number of re-treated patients was low, the data seems to be interesting since few data are available in the literature and the recommended re-treatment approaches come prevalently from expert opinion based on the analysis of trials or of small case series. In this regard the results are interesting from the POLARIS-4 trial evaluating the efficacy of the combination sofosbuvir/velpatasvir/voxilaprevir in 182 retreating genotype-1–4 patients who had failed a prior non-NS5A DAA regimen; the patients re-treated with this combination for 12 weeks showed a high SVR12 rate (98%) [35]. The placebo-control Phase 3 POLA-RIS-1 trial, instead, evaluated the efficacy of a 12-week course of the same combination in 263 patients with HCV genotype-1–6 infection who had failed a previous DAA regimen containing an NS5A inhibitor. Overall, the SVR rate was 93% in patients with cirrhosis and 99% in those without [35]. Moreover, the MAGELLAN-1-part 2 randomized, open-label, Phase 3 study evaluating the efficacy and safety of 12 or 16 weeks of the combination glecaprevir/pibrentasvir in 50 patients with chronic HCV infection who experienced a virological failure to an NS3/4A protease- and/or an NS5A inhibitor-containing therapy is also interesting. An SVR was achieved by 89% and 91% of patients who, respectively, received 12 or 16 weeks of this combination [36]
Another interesting study is that performed by de Lédinghen et al. [37] evaluating 26 patients with NS3 or NS5A RASs detectable at the time of virological failure. These patients were randomized into two groups to receive 16 or 24 weeks of a combination of sofosbuvir + grazoprevir/elbasvir + ribavirin. 25 of 26 patients achieved an SVR (0.96 [95% CI 0.80,0.99]).
Therefore, considering that in the literature the data on re-treatment are few, in our opinion the observations on our 24 re-treated patients could make a contribution to the knowledge on this topic although in the present study the associations of NS3, NS5A and NS5B combinations (sofosbuvir + velpatasvir + voxilaprevir or sofosbuvir + pibrentasvir + glecaprevir) were not used as the second-line DAA regimen. Moreover, the most interesting data of the present study were those regarding the re-treatment schedule considering the RAS data: the rate of SVR was very high (up to 91%). Thus, the identification of RASs in all three HCV regions after DAA failure is mandatory for the efficacy of the re-treatment schedule in patients with genotype-1. Moreover, because of the low number of patients, the comparison between different first-line DAA regimens or specific RASs and the outcome to the second-line DAA regimen was not possible.
The lack of a serum sample before the start of the first DAA regimen did not allow us to perform the phylogenetic analysis to exclude a re-infection.
In conclusion, in this paper we characterized the virological characteristics of genotype-1 patients failing a first-level DAA regimen. In addition, we observed a high SVR rate when the re-treatment regimen was chosen according to the sequencing data of NS3, NS5A and NS5B, suggesting a close interaction between the clinical and laboratory centres in the management of these patients.
Footnotes
Acknowledgements
MP, M Starace and NC were involved in study concept and design, drafting of the manuscript, critical revision of the manuscript for important intellectual content; statistical analysis; administrative, technical, or material support; study supervision. CM, SDP, MM, LO, VM, VS, EC, DP, GS, M Stanzione, IG, GB, SM, A Masiello, ASM, CC, AF, MP, AGL, A Marrone and were involved in acquisition of data, analysis and interpretation of data and in critical revision of the manuscript; ES, GBG and NC were involved in acquisition of data and critical revision of the manuscript.
The authors declare no competing interests.
