Abstract
BACKGROUND:
Omega-3 fatty acid (OM3) intake is associated with a lower risk of developing Alzheimer’s disease, but individuals carrying the ɛ4 allele of apolipoprotein E (APOE4) might not benefit from this prevention strategy. Indeed, they might have lower OM3 into plasma free fatty acid (FFA) and lysophosphatidylcholine (LPC) compartments, the two forms the brain can take-in.
OBJECTIVE:
To evaluate the docosahexaenoic acid (DHA) and eicosapentaenoic acid (EPA) concentrations in the FFA and LPC pre- and post-OM3 supplementation in APOE4 carriers and non-carriers.
DESIGN:
Plasma samples from 25 APOE4 carriers and non-carriers before and six months after receiving 2.5 g/d DHA+EPA daily were analyzed. DHA and EPA concentrations in the LPC, and FFA were compared by supplementation and genotype. A secondary analysis investigated the interaction between body mass index (BMI) and APOE genotype status.
RESULTS:
There was no genotype x supplement interaction nor a genotype effect on LPC and FFA. However, there was a supplement effect where OM3 increased in all lipid compartment by < 1-fold to 4-fold. Individuals with a low BMI had higher OM3 increase concentrations in the LPC than those with a high BMI.
CONCLUSIONS:
APOE4 carriers and non-carriers can both benefit from taking an OM3 supplement. However, individuals with a high BMI have lower OM3 increases than those with a lower BMI.
Introduction
Alzheimer’s disease (AD) is a neurodegenerative disease that represents 60 to 70% of the 50 million dementia cases worldwide [1]. The main genetic risk factor for late-onset AD is carrying the ɛ4 allele of the apolipoprotein E gene (APOE4) [2]. However, not all individuals who carry the APOE4 allele develop AD, suggesting that some environmental factors influence the risk. One environmental factor to reduce the risk of developing AD is regular consumption of fish containing the omega-3 fatty acids docosahexaenoic acid (DHA) and eicosapentaenoic acid (EPA) [3–5]. However, carrying the APOE4 allele might change this relationship since in non-carriers, consumption of fatty fish at least two times per week reduced the risk of developing dementia by 28% and reduced the risk of developing AD by 41%, but this protective effect was not present in APOE4 carriers [6]. This result might be the consequence of a modified metabolism of omega-3 fatty acids in APOE4 carriers compared to non-carriers. Our team previously reported that the relative percentages of DHA and EPA at baseline were 60% and 67% higher in APOE4 carriers than in non-carriers. After the participants took 3 g/d EPA+DHA for six weeks, the relative percent of EPA in FFAs and DHA in TGs did not increase as much in APOE4 carriers compared to non-carriers [7]. In another study, APOE4 carriers and non-carriers were given uniformly labeled carbon 13 DHA and their metabolism over 28 days was evaluated. In APOE4 carriers, the mean plasma-labeled DHA concentration was 31% lower, and cumulative β-oxidation was higher than that in non-carriers [8].
To cross the blood brain barrier, plasma fatty acids need to be in the non-esterified form (FFA) bound to albumin or esterified in lysophosphatidylcholine (LPC) as detailed in [9, 10]. Considering that DHA does not increase in some plasma lipid pool after an omega-3 fatty acid supplementation in APOE4 carriers, we hypothesized that in APOE4 carriers, omega-3 fatty acids increase will be less in LPC and FFA compared to non-carriers after an omega-3 fatty acid supplementation for six months. The aim of this study was to quantify DHA and EPA in plasma FFAs and LPCs of APOE4 carriers and non-carriers before and after six months of omega-3 supplementation. The secondary objective was to compare the plasma
Subjects and methods
The present research is a secondary analysis of a randomized controlled clinical study that was performed earlier [12]. In the main clinical study, healthy male and female participants between the ages of 20 and 80 years were included. Participants were excluded from the study based on the following criteria: a diabetes or cancer diagnosis within the past six months; uncontrolled hypothyroidism or hyperthyroidism; smoking; alcoholism; autoimmune disorders, for example, rheumatoid arthritis and multiple sclerosis; uncorrected visual impairments; French not being their native language; cognitive disorders; brain injuries; mental health disorders that can impact cognitive functions; intake of omega-3 fatty acid supplements within six months prior to recruitment; regular weekly consumption of more than two portions of fatty fish; and intense physical training. During the recruitment process, blood samples of the participants were screened to ensure their blood triglycerides (TGs) did not exceed 1.7 mmol/L, HDL cholesterol was at least 1.3 mmol/L, glucose was less than 6 mmol/L, TSH was less than 3.5 mUI/L, C-reactive protein was less than 10 mg/L, and the white blood cell count was between 4000 and 11000μL.
Eligible participants were randomized into the placebo or omega-3 fatty acid group. Participants were randomly assigned to the n-3 PUFA group or the placebo group using a computerized, web-based, random number table with stratification by sex and age (20–39; 40–59; 60–80 years old) in a 1 : 1 ratio. All research personnel were blinded treatment assignment to intervention. Participants in the placebo group were given corn/soybean oil supplements, while those in the other group were given 0.7 g of DHA and 1.8 g of EPA to take every day for six months. Blood samples were taken before the participants started consuming the supplements and then once a month for six months. Blood samples were centrifuged to collect the plasma, which was aliquoted and stored in a –80 °C freezer. Since there was no rationale to analyze samples from the placebo group, in the present secondary study, plasma samples from only the omega-3 fatty acid group were investigated since this is a metabolic study evaluating whether EPA and DHA are incorporated within plasma FFAs and LPCs. Twenty-five APOE4 carriers and 25 non-carriers supplemented with omega-3 fatty acids and with plasma samples at baseline and 6 months under the supplementation were matched based on sex, age±5 years and BMI±5.3 kg/m2. Their plasma samples taken before the participants started taking the supplements (pre-supplementation) and after they took the supplements for six months (post-supplementation) were analyzed. The Research Ethics Board of the CIUSSSE-CHUS provided approval of this trial. All participants provided written informed consent.
APOE4 genotyping: The APOE genotype of each participant was analyzed using the RNomics Platform (Centre de Recherche du CHUS, Sherbrooke, Canada). First, DNA was extracted from 200μL of thawed whole blood using a QIAmp DNA extraction kit (Qiagen, Hilden, Germany) and then genotyped with predesigned TaqMan SNP genotyping assays (Applied Biosystems, Foster City, United States) for the SNP ID rs429358 and rs7412 assays. Using PCR, DNA fragments with the APOE gene were amplified using the Stratagene Mx3005P multiplex quantitative system (Agilent Technologies, La Jolla, United States). The samples underwent forty cycles of PCR amplification. Each cycle consisted of heating the double-stranded DNA for 30 seconds at 95 °C and 1 minute at 60 °C for the primer/probe mix to anneal to the target DNA area and amplify that target DNA region. Then, the different APOE alleles were determined for each participant. Participants who had one or two copies of the APOE4 allele were considered APOE4 carriers, and those who did not carry any APOE4 allele were considered non-carriers.
Plasma lipid separation and analysis: Plasma total lipids were first extracted from 500μL of thawed plasma samples using the Folch et al. method [13]. Internal standards were added as described in the appendix.
Once the total lipids were extracted from the plasma, they were reconstituted in 50μL of chloroform before being plated on a thin layer chromatograph (250μm thick with F-254 indicator, SiliCycle, Quebec City, Canada) to separate the plasma lipid compartments. CE, TG, FFA and total phospholipids were separated using the developing migration solvent petroleum ether:diethyl ether:acetic acid:methanol (170 : 30 : 5:2 v/v) [14]. After migration, the plates were sprayed with 0.02% 2,7-dichlorofluorescein (Acros Organic, Fisher Scientific) dissolved in methanol to visualize the lipids under UV light. Lipids in the CE, TG and FFA compartments were extracted from the silica using hexane:methanol:saturated NaCl in distilled water (2 : 2:5 v/v). After centrifugation, the lipids were collected and evaporated for the following steps. CE was saponified with KOH-MeOH at 90 °C for one hour. Following this step, CE with TG and FFA were methylated with BF3-MeOH as previously described [15].
To allow the separation of LPC from the other phospholipids, total phospholipids were extracted from the silica with chloroform:methanol:water (5 : 5:1 v/v). The extracted lipids were then plated on a second pre-heated TLC plate and migration of phospholipids were performed under a chloroform:methanol:acetic acid:water (100 : 75 : 9:4 v/v). Each phospholipid class (LPC, PE and PC) was extracted from the silica as described above for phospholipid extraction. LPC, PC, and PE were methylated with BF3-MeOH at 90 °C for 30 minutes.
Fatty acid methyl esters were analyzed and quantified using gas chromatography as described previously [16]. Briefly, 1μL of FAME was injected in splitless mode at 250 °C. The capillary column used was a 50 m BPX-70 (SGE, Melbourne, Australia). Peaks were identified based on their retention times and the calibration curves of each identified peak. OpenLAB CDS (ChemStation Edition for GC Systems, Agilent Technologies) software was used to visualize the chromatographs and to process the data. The concentrations were assessed with calibration curves, and the internal standard added to the samples.
Statistical analysis
The sample size used in the current supplementary study was 25 APOE4 carriers and 25 non-carriers, and it was based on the number of APOE4 carriers available in the omega-3 fatty acid cohort from the main clinical study. To confirm that there would be adequate statistical power, the sample size was calculated using the mean
Prior to all statistical analyses, the normal distribution of data was assessed by the Shapiro–Wilk test. Baseline anthropometric measurements between APOE4 carriers and non-carriers were compared using an unpaired parametric Student’s
Results
In the main randomized controlled clinical study, recruitment extended from August 2012 to September 2016 and 272 participants were recruited from Sherbrooke and its surroundings (Fig. 1). Twenty-nine participants did not meet the inclusion criteria, were excluded from the study, or were no longer interested in participating. The remaining participants (

Flowchart of participant recruitment and selection. APOE2 –Epsilon 2 allele of the apolipoprotein E gene; APOE3 –Epsilon 3 allele of the apolipoprotein E gene; APOE4 –Epsilon 4 allele of the apolipoprotein E gene.
Baseline anthropometric measurements were compared between APOE4 carriers and matched non-carriers (Table 1). When comparing APOE4 carriers and non-carriers, there was no significant difference in the number of females and males, age, BMI, weight, height, concentration of blood glucose, TG, total cholesterol, high-density lipoprotein cholesterol, low-density lipoprotein cholesterol, and vitamin B12.
Baseline characteristics of APOE4 carriers and non-carriers
Data presented as the mean±SEM. TG – Triglyceride; HDL – High-density lipoprotein; LDL – low-density lipoprotein; BMI – Body mass index.

DHA concentrations in APOE4 carriers (black) and non-carriers (white) in different plasma lipid compartments were compared pre- and post-supplementation. LPC: There was a diet effect (

In APOE4 carriers (black) and non-carriers (white), EPA concentrations in different plasma lipid compartments were compared pre- and post-supplementation. LPC: There was a diet effect (
Since a previous study from our group suggested a BMI x genotype interaction in the response to omega-3 fatty acid supplementation, we then separated our two APOE4 genotype groups according to the median BMI. There was no BMI x genotype interaction of


Our hypothesis stipulated that in APOE4 carriers, omega-3 fatty acids are less packaged in LPC and FFA compared to non-carriers after an omega-3 fatty acid supplementation for six months. We showed that this hypothesis is rejected. Plasma DHA and EPA concentrations were similar in LPC and FFA between APOE4 carriers and non-carriers pre- and post-supplementation with omega-3 fatty acids. Additionally, the DHA and EPA concentrations did increase in both APOE4 carriers and non-carriers in these lipid compartments post-supplementation compared to pre-supplementation. Therefore, technically, more DHA and EPA were available to reach the brain by being packaged in the appropriate compartments. To our knowledge, this is the first study to report the concentrations of DHA and EPA in the plasma LPC compartment pre- and post-supplementation.
Previous studies reported DHA and EPA concentrations in PC but not in the LPC plasma compartment [17]. The difference between a PC and an LPC is one extra fatty acid attached to the glycerol backbone of PC [18, 19]. PC is the main phospholipid found in the plasma, and LPC is present in lower quantities [20]. The absence of a genotype by diet interaction in the LPC and FFA plasma compartment was surprising to us since our group previously reported a gene-by-diet interaction of EPA in plasma FFA and DHA in plasma TG [7]. The difference between the two studies is mainly the number of carriers (
In this study, we reported the fatty acid profile in the LPC since this is the most efficient form to cross the BBB, whereas it is thought that PC requires the hydrolysis of one fatty acid to be converted into LPC to cross the BBB using the MFSD2A transporter [21]. On the other hand, FFA is quantitively the most important plasma pool of fatty acids readily available to cross the BBB [9]. We previously evaluated how much free DHA crosses the BBB using in situ cerebral perfusion, and we showed lower brain DHA rates of entry in 4-month-old mice knock-in for the human APOE4 genotype compared to APOE2 and APOE3 mice [22]. However, a study by Yassine et al. [23] examined the incorporation rate of [1–11C]-DHA in different regions of the brain using positron emission tomography in healthy young adults (
The LPC results of this study can somehow be compared to the results of Donadio et al.; however, they looked at total PL in a general population. They gave a similar omega-3 supplement dose (1.47 g of DHA and 1.88 g EPA) for six months, as in our study. They reported that the relative % of DHA and % of EPA in plasma PL were 213% higher post-supplementation than pre-supplementation [26]. In another study investigating a general population the association between oily fish (a good source of DHA and EPA) intake and the concentration of DHA and EPA was evaluated [27]. The DHA concentration was 37–280% higher in PC, FFA, CE and TG among those who consumed more than two portions of oily fish per week than among those who did not consume oily fish. With respect to the EPA concentration, those who consumed more than two portions of oily fish had 40–178% higher EPA in PC and TG and CE compared to those who did not consume oily fish [27]. These results were comparable to ours since we reported a similar range of increase after supplementation. Based on these results, it seems that omega-3 plasma levels in FFA and PL can increase in APOE4 carriers when they are supplemented with an omega-3 supplements.
One interesting result we obtained was the effect of BMI on the response to omega-3 fatty acid supplementation (Figs. 3 and 4). In the current study, there was a BMI effect for
This study has strengths and limitations. One strength is that the samples were collected while the participants were enrolled in a randomized controlled trial and the participants were blinded to their treatment while in the study. We were able to match APOE4 carriers by sex, age and BMI to produce an equal number of APOE4 carriers and non-carriers with similar anthropometric characteristics. Another strength is that we used a very robust method to analyze and separate the plasma lipid compartments since thin layer chromatography is considered the gold standard in the field. The principal advantage of using thin layer chromatography is that it has a low cost compared to high-performance liquid chromatography, although it is labor intense. Additionally, this technique is simple and has good resolution, sensitivity and reproducibility. We also quantified fatty acids in the plasma instead of the classical relative % such that here, we report the actual levels of EPA and DHA pre- and post-supplementation. One limitation of this study is that we did not have enough statistical power to compare men and women. This study was also conducted in a Caucasian population; hence, generalization of our results to other ethnicities is limited. Another limitation was the sample size in the BMI x diet x genotype analysis. Sample size was calculated from data of a previous study [11] and it was sufficiently powered a priori to test this interaction. However, some of our results seem to be more dispersed than those from the previous study [11] and the expected increase in DHA was lower in this study compared to the previous performed by [11]. Therefore, this specific result should be taken with caution and requires further validation with another larger cohort.
Conclusion
Our results suggest that APOE4 carriers can increase their omega-3 fatty acid levels in the plasma compartment efficient at crossing the BBB. Based on our secondary results, individuals with a BMI higher than 25.2 kg/m2 had a lower DHA and EPA increase is some blood lipid compartment compared to those with a BMI less than 25.2 kg/m2.
Footnotes
Acknowledgments
Pauline Léveillé held a post-doctoral fellowship from the Fonds de la Recherche du Québec - Santé (FRQ-S); Mélanie Plourde holds a salary award from the Canadian Institutes of Health Research and FRQ-S, as well as a chair on lipid metabolism during aging funded by the Medical Research Center of Université de Sherbrooke. The authors thank Annick Vachon, Christine Brodeur-Dubreuil, and Audrey Perreault for their valuable assistance. PL and RCW recruited the participants and were highly involved in the day-to-day trial; JB and AV performed the lipid analysis at the Research Center on Aging. JB and MP planned the statistical analysis. JB performed the statistical analysis. JB, MAH, AV, PL, RCW, PP, and MP interpreted the data. JB wrote the first draft, and all authors contributed to the writing of the manuscript thereafter. All authors have read and approved thismanuscript.
Funding
This work was supported by the Canadian Institutes of Health Research between 2012 and 2017 (Grant number: MOP119454).
Data availability
Data described in the manuscript, code book, and analytic code will be made available upon request, pending application and approval by the corresponding author.
Conflict of interest
MP has received funding from Neptune Wellness Solutions to conduct clinical trials unrelated to the current project. No other financial disclosures are reported. All of the remaining authors do not have any disclosures.
