Abstract
INTRODUCTION
Impulsive-compulsive behaviors (ICBs) are recognized as serious neuropsychiatric complications in Parkinson disease (PD), with potentially devastating personal, social and financial consequences [1, 2]. These abnormal behaviors include the four major impulse control disorders (ICD) pathological gambling, compulsive shopping, binge eating and hypersexuality [1]. These behaviors are ego-syntonic and impulsive in nature, characterized by an effort to obtain arousal and gratification and cognitive biases [3–5]. In addition, a range of related behaviors have been described in PD, including punding, hobbyism, walkabout and compulsive dopaminergic medication overuse [6]. The related ICBs are ego-dystonic and compulsive in nature, associated with a calming or anxiolytic effect on the patient [5, 6].
Reported prevalence estimates of ICBs in PD vary considerably, ranging from 6% to almost 35% [1, 7]. Potential explanations include differences in the definition and assessment of ICBs, dopaminergic treatment, and patient selection, with most studies performed at highly-specialized movement disorders centers. In addition, since only few studies included normal control subjects, little is known about the risk of ICBs in PD relative to the general population [8–10]. Such information would, however, be important given that social, cultural and economic factors are likely to influence the prevalence of ICBs.
ICBs in PD have been associated most consistently with dopaminergic medication, and dopamine agonist (DA) treatment in particular [9, 11]. Other proposed determinants include premorbid personality traits, younger age, male gender, and depression and anxiety [12]. However, evidence in this respect is not unequivocal and even less clear for a range of other features within the spectrum of motor and non-motor symptoms associated with PD.
Against this background, we investigated the risk and determinants of ICDs and related impulsive-compulsive behaviors in a population-based PD cohort and normal controls (NCs) using comprehensive and standardized assessments of ICBs, as well as neurological, neuropsychiatric and cognitive functioning.
MATERIALS AND METHODS
Study design and participants
All participants were derived from the Norwegian ParkWest project, a population-based longitudinal study of the incidence, neurobiology and prognosis of PD. Details of the case ascertainment and diagnostic procedures to recruit a population-representative PD cohort have been published elsewhere [13]. Briefly, patients with newly diagnosed PD and NC subjects were recruited from four counties in Western and Southern Norway between 2004 and 2006, and followed prospectively by movement disorders neurologists with standardized clinical examinations. Assessment of ICBs was introduced at the 5 year re-examination, in which 155 patients with PD and 159 NCs participated. Of these, we excluded 28 patients and 1 control subject due to dementia [14, 15]. Thus, 125 non-demented PD patients and 159 NC subjects were eligible for this cross-sectional study of ICBs in PD. All PD patients met the National Institute of Neurological Disorders and Stroke and the United Kingdom PD Society Brain Bank criteria for PD [16, 17]. All participants were Caucasian.
Standard protocol approvals, registrations, and patient consents
The study was approved by the Regional Committee for Medical and Health Research Ethics, Western Norway. Signed written informed consent was obtained from all participants.
Assessments
A standardized examination program was administered by trained members of the ParkWest study group. Information regarding demographic variables, lifestyle factors, clinical history, and medication was obtained during semistructured interviews. Motor severity and disease stage were assessed by the Unified PD Rating Scale (UPDRS) and Hoehn and Yahr scale. Levodopa equivalent doses (LEDs) were calculated according to published recommendations [18].
For assessment of ICBs, the self-report short form version of the Questionnaire for Impulsive-Compulsive Disorders in PD (QUIP) was completed by all participants [19]. The QUIP is designed to detect clinically significant impulse control disorders (compulsive gambling, sexual behavior, shopping and eating) and related impulsive-compulsive behaviors (punding, hobbyism, walkabout, and compulsive use of dopaminergic medication), and has been demonstrated to be a valid self-assessment screening instrument for ICBs in patients with PD [20]. Participants with positive response to one or more screening questions of the QUIP were classified to have ICB [20].
Cognitive function was assessed using the Mini-Mental State Examination (MMSE) as a measure of global cognition [21]. In addition, a comprehensive neuropsychological test battery [Stroop test [22], Semantic verbal fluency test [23], California Verbal Learning Test II (CLVT-II) [24], and Silhouettes and Cube subtests of the Visual Object and Space Perception Battery (VOSP) [25]] was administered by trained study nurses to assess a wide range of cognitive domains: attention (Stroop word reading and color naming), executive functioning (Semantic verbal fluency, Stroop interference condition), verbal memory (CVLT-II), and visuospatial skills (VOSP). A diagnosis of PD dementia (PDD) was determined according to published criteria [14], as described previously [26].
Neuropsychiatric symptoms were assessed using the 12-item version of the Neuropsychiatric Inventory (NPI) [27]. A composite score (product of frequency and severity; range 0–12) was calculated for each neuropsychiatric symptom. The validity of the NPI has been established [27], and high reliability in PD has been reported [28]. In addition, more comprehensive assessments of depressive symptoms, daytime sleepiness, and night-time sleep problems were performed using the Montgomery and Aasberg Depression Rating Scale (MADRS) [29], the Epworth Sleepiness Scale [30], and the PD Sleep Scale [31]. To identify possible subcomponents of depressive symptoms, we applied a three-factor model of MADRS as suggested by Suzuki et al. [32].
Statistical methods
All statistical procedures were performed using IBM SPSS Statistics version 22. Group differences were analysed using t tests, Mann–Whitney tests, χ2 tests and Fisher exact tests as appropriate. Logistic regression analyses (enter method) without and with adjustment for potential confounders (age, gender, MADRS and MMSE-scores) were used to compare the risk of ICBs in patients with PD vs controls, expressed as odds ratios (ORs) with 95% confidence intervals (CIs). Since the unadjusted and adjusted analyses yielded similar results, unadjusted OR and CI are reported in the manuscript. Multivariate logistic regression analysis (enter method) was also applied to assess independent correlates of ICBs in patients with PD. For this purpose, variables attaining a significance level of p < 0.10 in univariate analyses were considered for inclusion as independent variables in multivariate models, with the presence or absence of ICBs as the dependent variable. Two-tailed p values < 0.05 were considered statistically significant.
RESULTS
Participant characteristics
Patients with PD had slightly lower MMSE and higher MADRS scores than age- and gender-matched NCs, but there were no between-group differences regarding lifestyle factors, daytime sleepiness, or night-time sleep problems (Table 1).
Frequency of ICBs
The frequencies of ICDs and related behaviors in patients and controls are illustrated in Fig. 1. Overall, 30.4% (38/125) of patients and 11.9% (19/159) of controls reported at least one ICB, yielding an OR of 3.2 (95% CI 1.8–5.9; p < 0.001). Multiple ICBs were reported by 8.8% of patients (28.9% of those with ICBs) compared with 1.3% of controls (10.5% of controls with ICBs). The corresponding OR for multiple ICBs was 7.6 (95% CI 1.7–34.8; p = 0.009).
ICDs were reported by 20.8% (26/125) of patients and 5.7% (9/159) of controls (OR 4.4, 95% CI 2.0–9.7; p < 0.001). The frequencies of ICD subtypes in patients vs controls were as follows: compulsive gambling 1.6% vs. 0.6%, hypersexuality 5.6% vs. 0.6%, compulsive shopping 4.8% vs. 2.5%, and compulsive eating 11.2% vs. 2.5%.
Related impulsive-compulsive behaviors were reported by 16.8% (21/125) of patients and 7.5% (12/159) of controls (OR 2.5, 95% CI 1.3–5.3; p = 0.018). The frequencies of related behavior subtypes in patients vs. controls were as follows: punding 9.6% vs. 5.0%, hobbyism 10.4% vs. 4.4%, walkabout 4.0% vs. 0.6%, and compulsive dopaminergic medication use 2.4% vs. 0%. We did not identify a gender difference between patients with the different ICB types.
Demographic and clinical correlates
Patients with ICBs were younger than patients without ICBs (p = 0.054), but there were no between-group differences in gender distribution, lifestyle factors, disease duration, motor severity, disease stage, daytime sleepiness or night-time sleep problems (Table 2). No patients had a history of deep brain stimulation.
Neuropsychiatric and neuropsychological correlates
Compared to patients without ICBs, those with ICBs had higher MADRS total scores and MADRS subscores related to dysphoria and retardation (Table 2). In addition, NPI items regarding depression, agitation, apathy, and irritability were more common in patients with than without ICBs (Table 3). In contrast, there were no significant between-group differences in global cognition or neuropsychological measures of attention, executive functioning, verbal memory, or visuospatial abilities (Supplemental Table). Supplemental analyses including only patients on DA treatment (n = 78) yielded similar results (data not shown).
Medication effects
There were no differences in monoaminooxidase-B inhibitor (MAO-B) use, levodopa use or dose, DA LED, or total LED between patients with or without ICBs (Table 2). However, patients with ICBs were more likely to use DA than those withoutICBs.
The distribution of ICBs stratified by treatment is summarized in Table 4. The highest frequency was observed among patients using DA only (50%), followed by those on both DAs and levodopa (38.3%), and patients taking levodopa but not DAs (13.9%). Compared to controls, the corresponding ORs were 7.4 (95% CI 2.6–20.9; p < 0.001) for those on DAs only and 4.6 (95% CI 2.3–9.3; p < 0.001) for combination users. Patients using levodopa only had no increased odds of ICBs compared to controls (OR = 1.2; 95% CI 0.5–3.2; p = 0.723). Compared to patients with a single ICB, patients with multiple ICBs did not use higher dosage of dopamine agonist (t = 1.20, P = 0.240).
Combined analysis
A multivariate model with ICB status as dependent variable and age, MADRS score, and DA treatment as independent variables, showed significant effects for higher MADRS score (OR 1.2, 95% CI 1.1–1.3; p = 0.001) and DA treatment (OR 6.4, 95% CI 2.0–20.4; p = 0.001), but not age (OR 1.0, 95% CI 0.9–1.0; p = 0.429). A second model that included age, DA treatment and positive NPI scores (score ≥1) regarding agitation, depression, apathy and irritability as independent variables, showed significant effects for NPI depression (OR 4.0, 95% CI 1.2–13.4; p = 0.022) and DA treatment (OR 5.7, 95% CI 1.6–19.7; p = 0.006), but not age (OR 1.0, 95% CI 0.9–1.0; p = 0.269) or other NPI symptoms (data not shown).
DISCUSSION
The main finding of this population-based study was that patients with PD have a 3-fold increased odds of ICBs compared with age- and gender-matched controls. About 30% of our PD cohort screened positive on the QUIP for at least one ICB and almost 10% for multiple ICBs. Presence of ICBs in PD was strongly and independently associated with DA treatment and depressive symptoms, but not with other clinical or demographic variables, levodopa treatment or neuropsychological measures of attention, executive function, memory or visuospatial skills. These findings have implications for individualized patient management and follow-up.
All ICB subtypes were more common in patients than in NCs, particularly hypersexuality, compulsive eating and walkabout. These findings clearly underline the importance of screening for related behaviors beyond the major ICDs in patients with PD. Compared to our population-based estimate of 30.4% ICBs in PD, previous studies from Mexico, Finland and Denmark reported both lower and higher ICBs rates, ranging from 14.9% to 34.8% [10, 34]. However, these studies comprised convenient PD samples and no control group, making comparisons difficult. Indeed, we are aware of only one other controlled study reporting comparative data on the broad range of ICBs in PD. However, that study investigated drug-naïve patients and found similar ICBs rates compared to healthy controls, affecting about 20% in each group [8]. The frequency of ICBs in our control group was substantially lower, probably reflecting differences in sample recruitment and characteristics, as well as social, cultural and economic factors. These are important to consider when comparing the occurrence of ICBs between continents and countries.
ICBs in patients with PD have consistently been associated with dopaminergic medication, and DA use in particular. Our population-based data support and extend this observation, showing a more than 7-fold increased odds of ICBs among patients using DA but not levodopa, compared with NCs. In contrast, the association of ICBs with levodopa treatment has been less clear and a matter of debate. While some authors reported that levodopa treatment is associated with ICDs in PD [12], others argue that this finding may be an artefact of including patients with comorbid dopamine dysregulation syndrome who are taking high-dose levodopa [35]. Therefore, it has been claimed that levodopa remains a first-line choice in patients at high risk of ICDs and is essential to maintain antiparkinson efficacy in patients who need to reduce or stop DA treatment. Our findings seem to support this view, as the highest odds of ICBs was observed among DA only users, whereas the frequency of ICBs among patients not taking DAs was similar to that observed in NCs.
While ICBs were strongly associated with DA treatment, they were not related to DA dose in our cohort, suggesting a drug class rather than drug dose effect. A caveat of this conclusion is that our study did not differentiate between severe and less severe ICBs, making identification of a potential drug dose effect difficult. Although similar observations have been made previously [10], others report ICBs in PD to be associated with higher DA dosages [35–37]. This is also in line with the common clinical observation that down titration of DA dosage may alleviate ICB symptoms in patients with PD.
Despite conflicting findings, some studies argue that other antiparkinson drugs, such as monoaminoxidase-B (MAO-B) inhibitors and amantadine, may be associated with increased risk of ICBs [38–41]. While amantadine was not used in our cohort, we found no association between treatment with MAO-B inhibitors and frequency of ICBs.
We found strong associations between ICBs and depressive symptoms in our cohort, specifically symptoms of dysphoria and retardation. Although depressive symptoms were mild or even subclinical (i.e. under the cut-off for clinical significant depression in PD [42]) in most patients, the association with ICBs was consistent across several measures (NPI depression item and MADRS) and independent in multivariate analysis. Despite consistent evidence in multiple studies [33, 44], the relationship between ICBs and depressive symptoms in PD is not fully understood. However, it has been hypothesized that denervation of afferent dopaminergic neurons may result in sensitization of the subcortical motivational reward pathways. When exposed to exogenous DAs, affected patients may experience fluctuating symptoms of both depression and ICBs [44].
Presence of ICBs in our PD cohort was not related to other clinical or demographic measures. For example, we were unable to identify significant difference in gender between patients with and without ICBs. In line with previous studies [12, 43], patients with ICBs in our cohort were younger than those without. However, age was not independently associated with ICBs in multivariate analysis that also took into consideration the effects of DAs, which often are the preferred dopaminergic treatment in younger patients with PD. Furthermore, we were not able to demonstrate any association between ICBs and motor disability or disease duration, nor cognitive impairment. Although altered reward and stimulus valuation have been reported in patients with PD and ICBs [3, 9], global cognitive functioning has usually been demonstrated to be preserved [43, 45], in line with our findings. Indeed, a recent longitudinal study in PD even reported lower cognitive decline in patients with than without ICBs [45].
These observations argue against ICBs in PD being a consequence of more widespread brain pathology and rather suggest that the vulnerability to DAs in a substantial subset of patients reflects genetic susceptibility. In support of this, a recent study in PD found that 57% of the variance in ICB incidence was explained by common genetic variants, and that differentiation between patients at risk and patients without risk of ICB development may be possible using a broad candidate genetic panel [46]. These results are promising and highlight the involvement of premorbid genetic factors of multiple neurotransmitter systems in the pathogenesis of ICBs in PD. Continued research into potential genetic markers of ICBs might translate into clinical practice and make identification of at-risk patients possible.
Our study has both strengths and limitations. Major strengths include the population-based design, the well-characterized PD cohort, the comprehensive clinical, neuropsychiatric and cognitive assessments, and the age- and gender-matched control group from the same geographical area. We consider the use of the QUIP, a validated screening instrument covering a broad range of ICBs [20], another strength of our study, although we recognize that the short form version applied in this study does not allow to determine the severity of ICB symptoms, which is a relative limitation. We also recognize the assessment of ICBs by self-report as a potential limitation of this study, as affected individuals not always recognize ICBs as problematic [20]. Using QUIP, only moderate interrater reliability has been found between patients and their caregivers, arguing for a risk of false negatives in the absence of informant-based information on ICBs in PD [47, 48]. On the other hand, we are aware that the QUIP may overestimate the frequency of ICBs. However, this is most likely true for both patients and controls and should therefore not impact the odds ratios between these two groups. Another study limitation is the cross-sectional data presented here. However, these data extend previous evidence by demonstrating that ICBs are very common in the general PD population, with a more than 3-fold increased risk compared to matched control subjects. Importantly, this increased risk of ICBs in PD was driven by patients on treatment with DA, whereas levodopa per se was not associated with ICBs in our population-based cohort. Clinicians are therefore advised to demonstrate caution when administering DAs and to routinely screen for ICB symptoms in PD, as patients not always spontaneously report ICBs in daily clinical practice. Given the very limited long-term data in this field, collection of longitudinal data in our population-based study is ongoing and will hopefully provide further valuable insights into important aspects related to the causes, evolution and consequences of ICBs.
CONFLICT OF INTERESTS
The authors have no conflict of interest to report.
Footnotes
ACKNOWLEDGMENTS
The authors are grateful to all patients for their willingness to participate in this study and thank all personnel involved in planning and conducting the Norwegian ParkWest study. This study was supported by the Research Council of Norway (grant# 177966), the Western Norway Regional Health Authority (grant# 911218 and grant# 912014), and the Norwegian Parkinson’s Disease Association.
