Abstract
INTRODUCTION
Parkinson’s Disease (PD) is a neurodegenerative disease affecting approximately 7 to 10 million people around the world, according to the Parkinson’s Disease Foundation [1]. Its prevalence is estimated at 2,802 per 100,000 persons in North America, Europe and Australia [2]. PD’s main cardinal symptoms are tremor, bradykinesia, rigidity and postural instability [3]. Other typical motor symptoms can be observed such as altered gait pattern, freezing of gait and motor coordination deficits [3, 4]. Thus, PD has a direct impact on motor control, and on mobility in general. Furthermore, most patients will also experience non-motor symptoms that include, but are not limited to, cognitive impairment and dementia [5], insomnia [6], depression and anxiety [7], apathy [8], bladder dysfunction [9], pain [10], and fatigue [11]. It is important to note the high variability in disease progression and symptoms between patients; the consequence being that the impact of PD on functional capacities, quality of life, activities of daily living and social participation may differ among individuals. Nonetheless, the progressive nature of the disease will unavoidably worsen the patient’s quality of life.
Physical activity (PA) can be seen as a complement to pharmaceutical treatment to manage the inherent decline associated with the disease. The notion of integrating PA in the therapeutic treatment of PD was introduced during the 1950’s. Back then, PA was already foreseen as a way of minimizing the limitations induced by the disease [12–14]. Even with the introduction of levodopa, which had a tremendous effect on the treatment of PD, some researchers kept advocating for the integration of exercises as an essential component of therapy in order to maximize the benefits of the medication [15, 16]. From the first experimental studies in the 80’s [17, 18] until today, positive effects of PA on people living with PD have been demonstrated and consensually recognized within the scientific community [19–22]. According to these reviews, PA seems to improve mobility, gait, balance and muscle strength of people living with PD. Health professionals and PD patients can surely rely on those positive results to justify the importance of PA. Nevertheless, the positive effects of PA on other health parameters such as superior cognitive functions, activities of daily living and psychosocial aspects of life remain unclear. Moreover, the extent of the positive results observed in some areas does not seem to be reflected on clinical symptoms as measured by PD-specific scales. Therefore, there is a need to clarify when PA has a clear positive effect, when PA appears to have less convincing health benefits, and where research is needed. Accordingly, the aim of this article is to present, through an extensive search of the literature covering the last three decades, an overview of the effects of PA on people living with PD.
Our goal is to highlight the aspects of health that, so far, have shown the most improvements as a result of PA interventions. This will also allow us to identify the areas where PA seems to be less effective. Finally, we aim at identifying those areas that have been less studied and that could benefit from further research.
To our knowledge, this is the first paper to present a compilation of the results published in the last thirty-four years. This review will provide a clear and unique picture of the situation with regards to what researchers have brought forward so far in terms of benefits of PA in PD. In the end, we hope that this overview will provide factual basis to promote PA and enhance its practice among people living with PD.
METHODS
Literature search
In order to identify relevant references, we searched PubMed and SCOPUS databases for clinical trials, using mainly a combination of the following keywords: Parkinson’s disease, physical activity, exercise and effects. We also searched for reviews with the same keywords. From those reviews, we identified relevant cited articles from lists of references. For the purpose of this review, physical activity is simply defined as a body movement produced by the action of skeletal muscle that increases energy expenditure [23]. This may include, but is not limited to, fitness exercises, sports, dance, martial arts, walking, physical therapeutic movements and occupational therapy. It is the authors’ view that physical activity can bring benefits as long as it raises the level of energy expenditure, engages the musculoskeletal system, and causes some level of physical exertion. Modality and intensity of exercise were not taken into consideration, only whether the exercise generated significant benefits on the outcome measures studied.
To be included in this review, a study had to meet the following criteria: (a) it targeted subjects diagnosed with idiopathic PD who participated in PA as a mean of intervention; (b) the outcome measures included effects of PA on physical, cognitive, psychological or social parameters in terms of performance, function or symptoms; (c) evaluations were conducted at baseline and post-intervention; (d) the effects of PA were statistically measured; (e) the peer-reviewed article was published in English or French. Were excluded from this review studies that met at least one of these criteria: (a) it was mainly comprised of passive movements (for example electrostimulation and massage therapy); (b) it was founded on the effects of external stimulations such as visual or verbal cueing; (c) the experimental group was comprised of less than four subjects. Accordingly, we included controlled studies, as well as case series, cross over studies and studies comparing different types of interventions with baseline and post intervention evaluations. In the end, 106 studies published from 1981 to early 2015 were selected. The methodological approach chosen for this review differs from other analysis as it includes almost the entire literature on the subject. In order to provide an overview of current knowledge, the high number of papers included in this review allows, in our view, for an equal treatment of all studies.
Identifying and combining outcome measures
For each study, primary and secondary outcome measures were extracted. A total of 868 outcome measures were identified throughout the 106 papers. Since one specific outcome measure (e.g., Time-up-and-go) could have been administered in a different manner between studies, we simply dealt with each outcome measure as being a distinct one.
The results were compiled into a database. All 868 outcome measures were then grouped into four main categories, and further divided into sub-categories. This categorization was inspired by the work of Rikli and Jones [24]. Their model is based on a relationship between physical parameters, functional capacities and activities. For instance, a parameter such as muscular strength can directly affect a capacity such as walking, which in turn can affect the performance of a daily activity such as shopping. This classification is presented and further explained in Table 1.
For each outcome measure, the result reported by the authors was then sorted as having a positive effect or no effect. In order to be considered as having a positive effect, the result for an outcome measure had to show a statistically significant improvement from baseline to post intervention assessment (p < 0.05) within the intervention group. We did not take into consideration the persistence of effects after a follow-up period, since many studies did not include this assessment, and those that did were rarely conducted within the same time frame. This decision was also based on the fact that PA should be a persistent therapy, and stopping it is known to reverse its benefits [25]. For studies based on the comparison of intervention methods, we took into account the effect of each intervention. For this review, we were interested in the effects of PA, this regardless of the type of exercises, volume or intensity. Furthermore, in order to get an overview of the effects of PA on PD, we categorized the potential for improvement in accordance with the proportion of positive results obtained from outcome measures, using a scale as follows:≥70% = Excellent, 60 to 69.9% = Very good, 50 to 59.9% = Good, 40 to 49.9% = Fair, 30 to 39.9% = Poor and <30% = Very poor.
Finally, we compared the effect size of outcome measures that were shown to have a positive effect or no effect for the categories with Fair, Poor and Very Poor effectiveness. Here we used Hedge’s g as a measure of effect size [26] since it provides a better estimate; especially for smaller sample sizes. It is important to note that the data required to compute the effect size was not available for all studies; nor for all outcome measures in each study. Effect sizes were compared using a t-test and a significance threshold at p < 0.05.
RESULTS
The results are presented in Table 2. They include, for parameters of each category and its sub-categories, the number of outcome measures that were identified throughout the reviewed papers and the number of research papers in which they were identified. This is followed by the proportion, in percentage, of outcome measures that resulted in positive effects after a PA intervention, i.e. statistically significant improvements. In the case of Fair, Poor and Very Poor effectiveness, we also compared the effect size of the studies that were effective to those that were not effective if the data allowed it.
Physical capacities
Potential for improvement in this category is good with 57.2% of all reported outcome measures resulting in positive effects.
Lower limbs, trunk and upper limbs strength, endurance or speed
Potential for improvement in Lower limbs strength, endurance or speed is good; as 59.6% of outcome measures resulted in positive effects. It is very poor for Trunk strength, endurance or speed; as 14.3% of outcome measures resulted in positive effects. However, the data available in the literature only enabled us to assess the effect size in the study yielding positive outcomes; which was 0.935. As for the potential improvement in Upper limbs strength, endurance or speed, it is very good as 66.7% of outcome measures resulted in positive effects.
Flexibility or range of motion
Potential for improvement in Flexibility or range of motion is fair; as 46.7% of outcome measures resulted in positive effects. Analysis of the effect size between the studies exhibiting significant improvements in flexibility (0.73±0.3) and those showing no improvement (0.33±0.1) demonstrated a statistically significant difference between the two groups. Note that the data from two studies did not allow for the calculation of the effect size of interventions with positive (n = 2) and null (n = 5) outcome measures related to flexibility.
Motor control
Potential for improvement in Motor Control is good; as 52.2% of outcome measures resulted in positive effects. In addition to the results presented in Table 2, we looked into specific aspects of Motor control; potential for improvement is poor for fine motor skills with 33.3% of positive results out of 12 outcome measures, and very good in gross motor skills with 66.7% of positive results out of 9 outcome measures. Analysis of the effect size between the studies exhibiting significant improvements in fine motor skills (0.87±0.6) and those showing no improvement (0.56±0.5) did not demonstrate a statistically significant difference between the two groups. Note that the data from six studies did not allow for the calculation of the effect size of interventions with positive (n = 8) and null (n = 5) outcome measures related to fine motor skills.
Metabolic functions
Potential for improvement in Metabolic functions is good; as 57.1% of outcome measures resulted in positive effects. In addition to the results presented in Table 2, we found that potential for improvement in oxygen consumption is very good with 63.3% of positive results out of 11 outcome measures.
Physical and cognitive functional capacities
Potential for improvement in this category is good with 55.3% of all reported outcome measures resulting in positive effects.
Gait, mobility, posture and balance
Potential for improvement in Gait efficiency is good; as 59.8% of outcome measures resulted in positive effects. Potential for improvement is also good in Gait velocity and cadence; as 59.8% of outcome measures resulted in positive effects. It is also good in Mobility; as 50% of outcome measures resulted in positive effects. In addition to the results presented in Table 2, we looked into the results for the two most reported Mobility measures, the 6 Minute Walking test (6MWT) and the Time-up-and-go (TUG). Potential for improvement is excellent using the 6MWT as an assessment tool with 72% of positive results out of 25 outcome measures, and very poor using the TUG as an assessment tool with 35.3% of positive results out of 34 outcome measures. Analysis of the effect size between the studies exhibiting significant improvements in the TUG (0.71±0.4) and those showing no improvement (0.50±0.4) did not demonstrate a statistically significant difference between the two groups. Note that the data from ten studies did not allow for the calculation of the effect size of interventions with positive (n = 4) and null (n = 6) TUG outcome. Finally, potential for improvement is very good in Balance, posture and risks of fall; as 61.2% of outcome measures resulted in positive effects.
Cognitive functions
Potential for improvement in Cognitive functions is very poor; as 29% of outcome measures resulted in positive effects. Analysis of the effect size between the studies exhibiting significant improvements in cognitive functions (0.69±0.3) and those showing no improvement (0.19±0.1) demonstrated a statistically significant difference between the two groups. Note that the data from two studies did not allow for the calculation of the effect size of interventions with positive (n = 1) and null (n = 2) outcome measures related to cognitive functions.
Depression
Potential for improvement in Depression is poor; as 38.9% of outcome measures resulted in positive effects. Analysis of the effect size between the studies exhibiting significant improvements in depression (0.42±0.1) and those showing no improvement (0.18±0.2) demonstrated a statistically significant difference between the two groups. Note that the data from eight studies did not allow for the calculation of the effect size of interventions with positive (n = 2) and null (n = 6) outcome measures related to depression.
Activities of daily living
Potential for improvement in Activities of daily living is good; as 59.5% of outcome measures resulted in positive effects.
Level of activity
Potential for improvement in Level of activity is fair; as 41.2% of outcome measures resulted in positive effects. Analysis of the effect size between the studies exhibiting significant improvements in the level of activity (0.90±0.4) and those showing no improvement (0.70±0.9) did not demonstrate a statistically significant difference between the two groups. Note that the data from four studies did not allow for the calculation of the effect size of interventions with positive (n = 2) and null (n = 4) outcome measures related to the level of activity.
Clinical symptoms of Parkinson’s disease
Potential for improvement in this category is good with 50% of all reported outcome measures resulting in positive effects.
Overall symptoms and disabilities
Potential for improvement in Overall symptoms and disabilities is good; as 51.9% of outcome measures resulted in positive effects.
Specific components of UPDRS
Potential for improvement in Part I – Non-Motor Aspects of experiences of Daily Living (formerly Mentation, behavior and mood) is poor; as 38.5% of outcome measures resulted in positive effects. Analysis of the effect size between the studies exhibiting significant improvements in Part I (0.38±0.1) and those showing no improvement (0.32±0.4) did not demonstrate a statistically significant difference between the two groups. Note that the data from four studies did not allow for the calculation of the effect size of interventions with positive (n = 2) and null (n = 2) UPDRS Part I outcome. It is good in Part II – Motor Aspects of experiences of Daily Living (formerly Activities of Daily Living); as 50% of outcome measures resulted in positive effects. It is excellent in Part III – Motor examination; as 71.1% of outcome measures resulted in positive effects. As for the potential for improvement in Part IV – Motor complications (formerly Complication of therapy), it is very poor as 22.2% of outcome measures resulted in positive effects. However, the data available in the literature did not enable us to assess the effect size of any study yielding positive outcomes in the UPDRS Part IV. As for the potential improvement in Part V – Clinical fluctuations or Modified Hoehn and Yahr Staging, it is also very poor as none of the outcome measures resulted in positive effects. Additionally, no data was available for the calculation of the effect size. Finally, it is good in Part VI – Other complications or Independence in daily living; as 50% of outcome measures resulted in positive effects.
Specific symptoms of PD
Potential for improvement in Bradykinesia is very poor; as 22.2% of outcome measures resulted in positive effects. However, the data available in the literature did not enable us to compare the effect size of the studies yielding positive and null outcomes related to bradykinesia. As for the potential improvement in Freezing of gait, it is poor as 33.3% of outcome measures resulted in positive effects. Analysis of the effect size between the studies exhibiting significant improvements in freezing (0.96±0.9) and those showing no improvement (0.08±0.1) did not demonstrate a statistically significant difference between the two groups however, this is likely due to the very limited number of available studies. Note that the data from two studies did not allow for the calculation of the effect size of interventions with null outcome measures related to freezing of gait. As for Gait and posture alterations (specific component of UPDRS Part III), the potential for improvement is excellent in as 75% of outcome measures resulted in positive effects. It is good in Rigidity; as 55.6% of outcome measures resulted in positive effects. Finally, it is very poor in Tremor; as 20% of outcome measures resulted in positive effects. The data available in the literature did not enable us to compare the effect size of the studies yielding positive and null outcome measures related to tremor.
Psychosocial aspects of life
Potential for improvement in this category is fair with 45.3% of all reported outcome measures resulting in positive effects.
Quality of Life (QoL)
Potential for improvement in QoL – total score is good; as 50% of outcome measures resulted in positive effects. It is poor in QoL - specific components; as 38.1% of outcome measures resulted in positive effects. Analysis of the effect size between the studies exhibiting significant improvements in QoL (0.65±0.7) and those showing no improvement (0.23±0.1) demonstrated a statistically significant difference between the two groups. Note that data to compute effect size was available for all studies reporting outcome measures related to QoL.
Health Management
Potential for improvement in Health management is good; as 52.9% of outcome measures resulted in positive effects.
DISCUSSION
In this review, we were able to extract 868 outcome measures from 106 papers published from 1981 to 2015, providing an overview of the effects of PA on people living with PD. After regrouping those outcome measures into four main categories (Physical capacities, Physical and cognitive functional capacities, Clinical symptoms of PD and Psychosocial aspects of life), we were able to look at specific parameters and identify the proportion of positive results for each of them.
Throughout this review, we were able to determine that PA seems the most effective for improving Physical capacities as well as Physical and cognitive functional capacities, with good overall results. Specifically, for Physical capacities, positive results were greater for Lower and upper limbs strength, endurance or speed as well as for Metabolic functions. For Physical and cognitive functional capacities, the sub-categories Activities of daily living as well as Gait, mobility, posture and balance presented greater positive results. We further divided this latter sub-category into specific parameters, showing that effects of PA seemed more effective on Balance, posture and risks of fall, but less on general Mobility. The lower score obtained for the Mobility parameter could be explained by the considerable gap between the results of two tests widely used to assess mobility, the 6MWT that ended with excellent results, being positive in 72% of cases, and the TUG test that ended with poor results, being positive in only 35.3% of cases. The reasons leading to low effects of a PA intervention on TUG performance compared to this other test are unclear and should be further investigated. Nevertheless, we propose that the continuous pattern of movement associated with the 6MWT may help patients perform better, while the discontinuous pattern of the TUG (standing, walking, turning, sitting) is more challenging for the basal ganglia related disease that is PD.
Overall, the parameters classified in the Physical and cognitive functional capacities category were the most widely measured in the reviewed articles. Yet, the number of outcome measures differed greatly between sub-categories. Gait, mobility, posture and balance outcomes were measured 377 times within the reviewed papers while Cognitive functions and Depression outcomes were measured respectively 31 and 18 times. We must mention that the very poor results for Cognitive functions were based on only 31 outcome measures originating from 9 papers. Moreover, these were all published in 2009 or later, except for one that was published in 1999. In our view, this indicates that research on the effects of PA on cognitive functions of PD patients is fairly recent and emerging. Our analysis of the observed effects of PA intervention highlights the fact that some outcome measures related to cognition seem to have a greater sensitivity to PA; whether it be in the test used or in the specific cognitive process being assessed (e.g. cognitive dual task performance). Further studies are certainly required to draw stronger conclusions on potential for improvements in this field. As for Depression, even though the results show poor potential for improvement, the low number of outcome measures, 18, makes it difficult to bring out a trend; it only highlights the need for further investigation.
This review also shows that the effects of PA on Clinical symptoms of PD and Psychosocial aspects of life were not as positive, with respectively good and fair results. It is important to note that the Clinical symptoms of PD category exhibited the highest and lowest effectiveness results in the current study. Indeed, the UDRS Part III – Motor Examination as well as the Gait and posture alterations (specific component of UPDRS Part III) showed excellent potential for improvement after a PA intervention. On the other hand, outcome measures related to symptoms of Bradykinesia, Freezing of gait and Tremor revealed very poor potential for improvement. Nonetheless, we must be cautious in the interpretation of these results. First, some Specific components of UPDRS and some Specific symptoms of PD have not been the object of many post PA intervention assessments. Therefore, results based on a very small pool of outcome measures may be drawn upward or downward and not reflect the reality. Second, some clinical scales may not be sensitive to the changes in symptoms following PA interventions. Clinical ratings of symptoms are performed during a short specific time-window before and after the PA intervention. Symptoms of PD have been shown to be variable over time; from day-to-day and even within one day. It is possible that PA interventions have a positive effect on Clinical symptoms of PD that cannot be captured in those small measurement time-windows but would require other assessment methods such as wearable sensors for long-term monitoring. Third, as we previously mentioned, there is high variability in symptoms between patients. It is reasonable that patients not exhibiting Freezing of gait or having only very mild Tremor not show improvements in those outcome measures after PA interventions. In our view, not only do further studies seem required to draw stronger conclusions on potential for improvements in clinical symptoms of PD, but there is also a need to use sensitive assessment tools to detect subtle changes, especially in specific motor symptoms.
According to our review, Psychosocial aspects of life show, overall, the least potential for improvement as a results of a PA intervention. However, it is interesting to note that Health management was more positively influenced by PA than QoL. Our explanation is that, in the short term, general health might benefit more rapidly and more importantly from a PA intervention, showing better results immediately after its completion. We also hypothesize that QoL would be more positively influenced by a persistent PA program, which would be demonstrated on a long term scale. This is in part supported by our analysis of the observed effects of intervention as those exhibiting the largest effects of PA seem to be in areas where short-term variations can readily be observed by patients (e.g. mobility, ADL, symptoms) whereas those exhibiting the smallest effects may require longer periods of time to change (e.g. social support, communication). Further research would be needed to confirm this hypothesis.
Lastly, this review aspects of PA intervention in PD patients that would benefit from further research. In this review, we have not examined in details the modality of PA delivery since our goal was to bring out aspects of health that, so far, have shown the most potential for improvements regardless of the activity undertaken. We must emphasize that there was a high variety of modalities used across the studies. Also, the duration of the interventions spanned from 2 to 96 weeks, and frequency from once every two weeks to 7 days a week. However, we were able to observe that walking exercises, closely followed by multimodal interventions, seemed to provide the best results, regardless of volume and intensity. However, this observation does not allow us to determine the best-suited activity for PD patients. Moreover, the long term effects of PA on the outcome of PD remain to be determined. Even though it is agreed that type and dosage of PA may influence the results in terms of benefits, it is also agreed that similar results may be obtained through interventions that vary in mode, duration, volume and intensity. In the perspective of improving health and well-being of people living with PD, it would be, in the authors view, relevant to measure the impact of a PA interventions on participants’ lifestyle habits with regards to exercise. Even though the American College of Sports Medecine (ACMS) considers regular exercise as an adjunctive to PD treatment and provides general guidelines for the prescription of PA [27], specific guidelines for exercises remain to be determined, particularly in terms of identifying the optimal type, frequency and intensity of PA. It is our view however, that any PA program that engages the musculo-skeletal and cardiovascular systems, as well as cognitive functions, has the potential to have a positive effect on the lives of patients with PD. Clinicians should therefore set realistic goals with their patients, based on scientific observations that improvement might be possible in all aspects of health, but that some present a greater potential.
LIMITATIONS
One limitation of the present review is the heterogeneity of the studies included. Indeed, there were various types of studies, including controlled and uncontrolled, as well as randomized and non-randomized trials. Furthermore, as mentioned above, there was a very high variability in PA modalities. Taken together, this may have skewed our interpretation of the potential effectiveness of PA on different aspects of PD; in one way or another. Finally, we have to acknowledge that the classification of parameters and outcome measures was based on a priori, informed and deliberate choice by the authors of this review. A different classification may have changed somewhat the results.
CONCLUSION
This overview of the literature highlights the positive effects of PA on Physical capacities and Physical and cognitive functional capacities, more specifically on Gait, mobility, posture and balance. The parameters that were classified in this sub-category have been studied thoroughly in the last 34 years and our findings are in line with recent meta-analyses assessing the effects of PA on PD [20, 21]. This review also brings out the mitigated effects of PA on Clinical symptoms of PD. PA appears to have highly positive effects on gait-related motor symptoms as measured by the UPDRS Part III – Motor examination, but much lower effects on other symptoms. It also highlights the less effective results reported on Psychosocial aspects of life, especially on QoL. Finally, this paper brings out the need for further research on the effects of PA on some health parameters that have not been looked at as extensively in the literature. Effects of PA on Cognitive functions, Depression as well as Specific symptoms of PD could benefit from additional assessments.
Footnotes
ACKNOWLEDGMENTS
All authors declare that (1) CD has grant support from the Canadian Institutes of Health Research (CIHR) and Natural Sciences and Engineering Research Council of Canada (NSERC), and JFD has postdoctoral fellowship support from the CIHR and grant support from the Michael J Fox Foundation; (2) JFD and ML are founders of and have shares in NeuroMotrix.
