Biomarkers for C9orf7 -ALS in Symptomatic and Pre-symptomatic Patients: State-of-the-art in the New Era of Clinical Trials

Abstract

The development of new possible treatments for C9orf72-related ALS and the possibility of early identification of subjects genetically at risk of developing the disease is creating a critical need for biomarkers to track neurodegeneration that could be used as outcome measures in clinical trials. Current candidate biomarkers in C9orf72-ALS include neuropsychology tests, imaging, electrophysiology as well as different circulating biomarkers. Neuropsychology tests show early executive and verbal function involvement both in symptomatic and asymptomatic mutation carriers. At brain MRI, C9orf72-ALS patients present diffuse white and grey matter degeneration, which are already identified up to 20 years before symptom onset and that seem to be slowly progressive over time, while regions of altered connectivity at fMRI and of hypometabolism at [¹⁸F]FDG PET have been described as well. At the same time, spinal cord MRI has also shown progressive decrease of FA in the cortico-spinal tract over time. On the side of wet biomarkers, neurofilament proteins are increased both in the CSF and serum just before symptom onset and tend to slowly increase over time, while poly(GP) protein can be detected in the CSF and probably used as target engagement marker in clinical trials.

Keywords

ALS FTD biomarkers symptomatic pre-symptomatic clinical trials antisense oligonucleotides ASO clinical markers neuroimaging MRI DTI PET brain imaging neurofilaments DPRs

ABBREVIATIONS:

ATS

Andersen-Tawil syndrome

AAV

adeno-associated virus

ALS

Amyotrophic Lateral Sclerosis

ASO

Antisense oligonucleotide

axial diffusivity

BAC

bacterial artificial chromosome

bvFTD

behavioral fronto-temporal dementia

CSF

cerebro-spinal fluid

CNS

central nervous system

CST

cortico-spinal tract

DPR

dipeptide-repeat protein

DTI

diffusion tensor imaging

EMG

electromyography

fractional anisotropy

FDA

Food and Drug Administration

fMRI

functional magnetic imaging

FTD

fronto-temporal dementia

glycine-alanine

glycine-proline

mean diffusivity

mi-RNA

micro RNA

MRI

magnetic resonance imaging

MUNE

motor unit number estimation

MUNIX

motor unit number index

PET

positron emission tomography

pNfL

phosphorylated Neurofilament Light Chain

pNfH

phosphorylated Neurofilament Heavy Chain

RCT

randomized clinical trial

radial diffusivity

spinal cord

TDP43

TAR-DNA binding protein 43

TMS

transcranial magnetic stimulation

VBM

voxel-based morphometry

INTRODUCTION

Amyotrophic Lateral Sclerosis (ALS) and Fronto-Temporal Dementia (FTD) are progressive neurodegenerative diseases displaying a remarkable clinical overlap and sharing common genetic bases and pathogenic mechanisms [1, 2]. The discovery, in 2011, that intronic GGGGCC hexanucleotide expansions in the C9orf72 gene localized on chromosome 9 justify almost half of familial cases of ALS and FTD, as well as up to 20%of apparently sporadic forms of the two diseases, further established the tight bond existing between these two clinical entities as part of a single spectrum [3, 4].

Over the last 10 years, knowledge about C9orf72 mutations and the clinical phenotype they can determine has been steadily increasing. Nowadays, it is well known that the hexanucleotide expansion is localized in the first intron of the C9orf72 gene and that a threshold higher than 30 repeats is usually pathogenic, with symptomatic patients having up to several hundred or thousand repeats [5]. The disease has an autosomal dominant transmission with elevated penetrance (up to 90%, increasing with age) [6]. Nevertheless, the relationship between repeats number and age of symptom onset is not clearly established yet [7], and no confirmed prognostic indicators currently exist to predict the projected clinical manifestation of GGGGCC repeat expansions as FTD or ALS at the asymptomatic stage. Subjects carrying the mutation may remain asymptomatic for a long time, knowing that the mean age of onset of the symptoms is between 50 and 70 years [8].

Pathogenic mechanisms underlying C9orf72-related diseases are on the other side not fully understood yet. The three most considered hypotheses are: loss of function caused by reduced C9Orf72 protein levels in the brain and the spinal cord (SC), toxicity of mutant RNA that aggregates into nuclear foci, and accumulation of dipeptide-repeat (DPR) proteins generated by non-ATG dependent translation of the expanded repeat [1]. At the pathological level, the mutation is mostly associated with the presence of widespread TAR-DNA binding protein 43 (TDP-43) and p62-positive inclusions, as well as with intranuclear RNA foci and cytoplasmic DPR inclusions [9]. At the pathological level, the mutation is mostly associated with FTLD-TDP type A or type B subtypes, or with a combination of both [10].

No effective treatment is currently available for C9orf72-related ALS-FTD. Nevertheless, some therapeutical strategies, including gene targeting approaches, are under study and new, more innovant, clinical trials for C9orf72-related ALS-FTD are on their way [11]. In this context, the identification of reliable biomarkers and outcome measures to be used in pre-clinical as well as in clinical stages of research will be needed to improve the responsiveness of clinical trials. Asymptomatic carriers of disease-causing GGGGCC hexanucleotide expansions represent an optimal study population to characterize early pathological changes, anatomical patterns of propagation and mechanisms of disease spread [12, 13]. More importantly, the presymptomatic phase of the disease provides an invaluable opportunity to widen the therapeutic window and introduce neuroprotective therapy at the time when central nervous system (CNS) integrity is still relatively preserved. Moreover, recent research has extensively described the presence of pre-clinical alterations in subjects carrying the expansion up to 20–25 years before the estimated onset of the symptoms [14].

The aim of this review is to describe actual and emerging biomarkers for C9orf72-related diseases starting from pre-clinical models and going through possible outcome measures for up-coming clinical trials.

Innovative Therapies For C9orf72-Als: From Pre-Clinical Development To Translation

In recent years, advances in the understanding of the molecular basis of C9orf72-related clinical phenotypes and the development of disease models have led to the identification of innovant disease modifying drugs [11 , 16]. Although currently available C9orf72 animal models lack some of the key features of the disease, such as reduced survival and neuromuscular decline [17, 18], they can recapitulate the molecular signature of the disease and were used for therapeutic pre-clinical development [19, 20]. Importantly, the accumulation of repeat-containing transcripts, RNA foci and/or DPRs, were exploited as therapeutic read-outs for the testing of two gene targeting approaches which recently entered clinical trials.

Antisense oligonucleotides (ASOs) are synthetic single-stranded deoxyribonucleotides which are complementary to an RNA target [21]. The goal of treatment with ASOs is the downregulation of a molecular target, usually leading to reduction of gene translation.

In C9orf72-related diseases, ASOs can be designed to bind toxic RNAs responsible of toxic gain-of-function, one of the central mechanism in the pathogenesis of the disease [22]. In fact, in mouse models, administration of ASOs targeting the C9orf72 hexanucleotide expansion selectively reduced the repeat-containing RNA levels, decreased both soluble and insoluble DPR proteins and significantly attenuated behavioral deficits in transgenic mice [19, 23]. Importantly, some of these ASOs are designed to specifically target expansions containing C9orf72 transcripts, reducing the risk of decreasing protein levels. One phase 1 clinical trial (NCT03626012) is ongoing with the aim of testing the safety and efficacy of an ASO (BIIB078, IONIS-C9Rx, Biogen) that selectively targets expansion-containing C9orf72 transcripts. Currently, no interim results on efficacy of this treatment have been published [11]. Other ASOs with a stabilized chemistry, called stereopure, selectively reduced the repeat-containing variants of C9orf72 in cellular and mouse models of the disease [24]. These ASOs (WVE-004, Wave Life Science) are now administered as investigational treatment in a phase 1b/2a clinical trial (FOCUS-C9, NCT04931862). The effects on molecular targets of the two translated therapies in mouse models are summarized in Table 1. Interestingly, the measurement of DPRs provided a valuable tool for therapeutic assessment not only in mouse tissues, but also in patients [25]. The analysis of a specific DPR, poly glycine-proline (GP), was used as pharmacodynamic marker in the cerebrospinal fluid of C9orf72-patients, to follow the ASO-therapy [25]. This work highlights the importance of the identification of “translatable” biomarkers in preclinical models and the need of synergizing the efforts of basic research and clinical research towards the development of precision medicine approaches.

Table 1

Effects on the C9Orf72-molecular signature of translated ASO-based therapies in mouse models

Study	Model	ASOs	Reduction of repeat-containing transcripts after treatment	Reduction of sense RNA foci after treatment	Reduction of DPRs after treatment
Jiang et al. 2016 [19]	BAC mouse model harbouring 500 repeats	ASO 1 ASO 2 ASO 3	ASO 1: 60%in cortex and 80%in spinal cord	40–45%40–45%50%	ASO 1 and 2: PolyGP ∼100%in cortex and spinal cord PolyGA 80%in cortex and 60%in spinal cord
			ASO 2: 60%–70%in cortex and spinal cord
		ASO 4 (at 4 weeks of treatment)	ASO 3 and 4: 60%in cortex and spinal cord	50% In the hippocampal dentate gyrus	ASO 3 and 4: PolyGP 80%in cortex
Liu et al., 2021 [24]	BAC mouse model harbouring 1000 repeats (O’Rourke et al., 2015) [18]	ASO 631 (at 2 weeks of treatment)	33%in cortex and 59%in spinal cord	63%in motor neurons of the spinal cord	PolyGP 68.7%in spinal cord and 64.9%in cortex

ASO: Antisense oligonucleotide, BAC: bacterial artificial chromosome, DPRs: dipeptide-repeat proteins, GP: proline –alanine, GA: glycine –arginine.

Another promising approach for genetic degenerative diseases and namely for C9orf72 ALS-FTD is viral vector-mediated gene therapy. In the last years, gene therapy has shown a great potential to modulate gene expression in different monogenic diseases including ALS [26] [27]. The use of viral vectors as, for example, adeno-associated viral (AAV) vectors with neural tropism, enables the correction of defective genes in affected tissues, replacing a dysfunctional gene or reducing the expression of toxic proteins. AAV-mediated expression of silencing sequences is being tested to treat C9orf72-ALS-FTD. Two studies sponsored by UniQure showed the feasibility of miRNA-based and AAV-delivered gene therapy in experimental models. In particular, an AAV serotype 5 (AAV5) expressing artificial miRNA, was injected in an ALS mouse model and showed significant reduction in repeat-containing C9orf72 transcripts and RNA foci after treatment [28]. However, no clinical trial in patients has started yet.

With the advent of these novel therapeutic entities, the identification of effective biomarkers is necessary for the design of proper clinical trials. In the next section, recent efforts in biomarker search for C9orf72 patients will be summarized. Importantly, clinical trials for gene targeting strategies in other diseases demonstrated the importance of precocious therapeutic interventions (Zolgensma) [29]. For this reason, one of the main focuses of this review will be on the search for diagnostic biomarkers in pre-symptomatic carriers. The early identification and follow-up of carriers amenable to a gene targeting approach, will likely ensure the efficacy of the upcoming therapies.

BIOMARKERS AND OUTCOME MEASURES

The term “biomarker” has been defined by the U.S. Food and Drug Administration (FDA) as a “characteristic that is objectively measured and evaluated as an indicator of normal biological processes, pathologic processes, or biological responses to a therapeutic intervention”. Four main categories of biomarkers are identified: diagnostic, prognostic, predictive and pharmacodynamic [30].

A diagnostic biomarker is a parameter that is related to the presence or absence of a pathophysiological state. Specific and sensitive diagnostic biomarkers may enable an early diagnosis of ALS-FTD, including pre-symptomatic carriers of pathogenic ALS-FTD mutations, and may be useful to differentiate ALS not just from healthy individuals but also from ALS-mimic diseases.

Prognostic biomarkers are baseline characteristics that inform about the natural history of the disease in the absence of therapy. The stratification of ALS-FTD patients into homogeneous prognostic groups has direct implications on clinical trials by improving statistical power, reducing trial duration and costs, and revealing a therapeutic effect in specific subgroups of patients. A predictive biomarker is a baseline characteristic that categorizes patients according to their likelihood of response to therapy.

Finally, pharmacodynamic biomarkers are measures that change in response to a therapeutic intervention [31].

In ALS-FTD, several categories of possible biomarkers have been studied and proposed, with the aim of better characterizing disease onset and progression and in the perspective of improving reliability of clinical trials [30, 32].

In the next paragraphs we will describe in detail different types of biomarkers and possible outcome measures which are of primary relevance both in pre-clinical and clinical research on C9orf72-related diseases.

Different biomarkers identified in C9orf72-related ALS are resumed in Fig. 1.

Fig. 1

Biomarkers in C9orf72-related ALS.

Clinical spectrum of C9orf72-related ALS-FTD and perspectives for clinical biomarkers in symptomatic and asymptomatic carriers

C9orf72 mutations are known to determine both ALS and FTD, inducing a large heterogeneity of phenotypes even in the same family.

The behavioral variant of FTD (bvFTD), characterized by behavior and social cognition alterations associated with semantic access and speech fluidity impairment, is the most frequent C9orf72-related form of FTD [33], while the aphasic presentation of FTD is rarer but anyway possible in association with this mutation.

In C9orf72 carriers presenting with ALS, the disease has no distinguishing features compared to sporadic patients. Nevertheless, C9orf72-mutated patients are in average younger than sporadic ones at onset of the symptoms and they present a higher frequency of bulbar onset and co-occurring frontal cognitive deterioration (around 50%of the patients) [34]. A significant faster motor progression rate is usually observed as well, which, together with the presence of cognitive impairment, finally leads to a shorter survival [34].

Extra-pyramidal involvement and psychiatric symptoms can sometimes also be considered as part of the clinical spectrum of C9orf72-related diseases. It is in fact now known that the mutation may produce phenotypes clinically mimicking idiopathic Parkinson disease, progressive supranuclear palsy, cortico-basal syndrome and Huntington disease [35]. Its implication in psychiatric disorders such as schizophrenia as well as in manifestations considered part of the autistic spectrum has been described in patients as well as in first-degree relatives [36, 37]. Interestingly, patients with schizophrenia associated with C9orf72 mutations often present later onset of clinically manifested psychosis than sporadic ones.

Studies investigating clinical biomarkers in pre-symptomatic carriers of C9orf72 suggest that the onset of motor symptoms is a late event in the history of the disease. Indeed, subjects that will later develop ALS have early cognitive alterations [38, 39].

An example of specific C9orf72-related impairment is the presence, in pre-symptomatic carriers, of deficits in cognitive inhibition (i.e., the ability to resist to interference from irrelevant stimuli) which seems to become more evident in individuals who are closer to symptom onset [40]. Some other studies have shown the presence of deficits in semantic access [41] as well as early involvement of praxis, which has been observed already in subjects younger than 40 years of age, supporting the hypothesis that frontal and prefrontal structures are early involved in degeneration [42]. Deficits in verbal fluency are also well recognized. Interestingly, they have been described to be stable over time, suggesting a possible neurodevelopmental origin for at least a part of the C9orf72-related syndrome [43].

Apathy is a frequent symptom of C9orf72-related bvFTD and is correlated with the extension of executive dysfunction. In pre-symptomatic C9orf72 mutation carriers, it occurs early in the disease history, worsens over time and predicts a subsequent subclinical deterioration of cognitive performance [44].

Impairment of social skills is also considered one of the main clinical manifestations of bvFTD. Late pre-symptomatic C9orf72 mutation carriers present significant alterations in social cognition associated with involvement of the insula and atrophy of the left frontal lobe, of basal ganglia and of the right amygdale. Such manifestations seem to be more evident in subjects that are closer to symptom onset, who also present a decrease in emotion processing abilities.

Neuroimaging biomarkers in symptomatic and asymptomatic C9orf72 carriers

Neuroimaging studies have gained much relevance in recent years thank to their ability to detect early degenerative changes and to track their evolution over time. To be considered an effective biomarker, an imaging measure should present measurable changes over a short observation period, good reliability, and effect size, and possibly be correlated to a clinical measure of disease progression.

Structural magnetic resonance imaging (MRI)

aims at describing volumetric modifications of cortical and sub-cortical structures (for example through voxel base morphometry studies, VBM, as well as through cortical thickness measurements). Similarly, at the SC level, white and grey matter atrophy can be quantified on T1 and T2-weigthed sequences.

All recent data on C9orf72 ALS-FTD symptomatic patients agree that widespread cortical and subcortical abnormalities are detectable all along the disease course. These abnormalities consist in cerebral volume loss with increased ventricular volume and reduced cortical thickness [45 –47]. Cortical thinning involves mainly the superior and medial frontal cortex and temporal poles bilaterally. Compared to non-C9orf72 ALS patients, mutation carriers have more diffuse atrophy of extra-motor cortical regions, particularly of parieto-occipital areas including the cuneus and precuneus, while the primary motor cortex seems to be relatively spared. Such cortical changes are probably related to the presence of cognitive impairment and seem to be more severe in patients with clinical features of bvFTD [14 , 47].

Several studies have described the presence of marked and early subcortical atrophy involving the thalamus and especially the pulvinar [48]. Namely, pulvinar atrophy seems to be a typical feature of C9orf72-related diseases and could be considered as a relevant diagnostic biomarker [49, 50]. The thalamus plays a central role in several cortico-thalamic circuits, where the pulvinar has fundamental connections with the posterior parietal, prefrontal, and cingulate cortical areas [49, 51] and with executive functions more generally.

Another structure which is early involved in C9orf72-ALS is the cerebellum. Cerebellar volume loss is focal and involves regions connected to the dorsolateral prefrontal cortex and parietal association areas playing a role in executive function such as the posterior lobe and the vermis [45, 52]. Cerebellar and thalamic atrophy seem an interesting biomarkers since high levels of DPR proteins and RNA foci were observed in these structures and correlated with cognitive impairment [53].

Volumetric MRI has also pointed out the presence of basal ganglia nuclei atrophy as well as of the corpus callosum [45, 54].

Only a few MRI studies have followed up symptomatic C9orf72-ALS patients longitudinally, thus suggesting that cortical atrophy may evolve over time [46, 55]. The possibility that, at least in part, cortical and subcortical atrophy could be of neurodevelopmental origin, thus justifying its early presence in pre-symptomatic subjects and slow evolution over time, is under discussion as well [56, 57].

A few studies have analyzed the presence of brain MRI modifications in asymptomatic C9orf72 carriers, showing that they can be detected up to 20 years before the estimated onset of the symptoms [14]. Namely, one study described the presence of MRI alterations already in subjects younger than 40 years of age [42]. Morphometric analyses have focused over the years both on cortical and subcortical structures, showing the presence of atrophy of the cerebellum up to 10 years and of the thalamus up to 20 years before the estimated onset of the symptoms [14 , 59].

Diffusion tension imaging (DTI)

is the main approach used to study degeneration of white matter bundles. DTI is a mathematical model based on diffusion MRI that allows to compute four main parameters of degeneration (AD = axial diffusivity, MD = mean diffusivity, RD = radial diffusivity, FA = fractional anisotropy) [45].

DTI imaging studies showed that C9orf72-ALS patients have more widespread white matter degeneration than sporadic ALS and controls. Most commonly, white matter bundles degeneration is observed in frontal tracts and is described by reduced FA and increased MD. Involvement of the genu of the corpus callosum, of the anterior commission, of the anterior limbs of the internal capsule and of thalamic radiation seems to be specific to C9orf72-ALS and progressive over time [12 , 60]. Interestingly, FA decrease in the corpus callosum is correlated with functional scores, upper-motor neuron involvement clinical signs and disease duration [61].

DTI imaging has been used to confirm in vivo histopathological staging in ALS, showing that TDP-43 accumulation and degeneration start mainly along the cortico-spinal tract (CST) and evolves later into frontal and hippocampal areas [62, 63]. This model supports a corticofugal hypothesis of degeneration which apparently starts at brain level and progresses to the spinal cord and muscle only in more advanced phases of the disease [64]. Even if this corticofugal model is not fully confirmed and alternative hypotheses proposing a muscular origin of ALS exist, recent DTI data showed that degeneration follows the same stages in C9orf72-ALS patients, while it seems to present a different pattern in SOD1-mutated patients [65]. Furthermore, this study strongly supports the idea that DTI imaging constitute a reliable in vivo biomarker of disease status and progression in C9orf72-ALS.

Recent studies indicate that widespread cortical and subcortical abnormalities can be detected in asymptomatic C9orf72 carriers younger than 40 years of age [42, 66].

Functional connectivity

Functional connectivity is defined as the study of functional brain networks and is performed mostly by resting-state of task-based functional MRI (fMRI).

In C9orf72-ALS and FTD patients, connectivity alterations were noted using both task-based and resting state fMRI in the salience networks, frontal and temporal regions and thalamic networks [52], with regions of both increased and decreased connectivity being described by different groups. A recent study [67] demonstrated the presence of an overall decrease in connectivity with regions implicated in motor and frontal cognitive control being more impaired than others. Interestingly, no substantial reorganization of network hubs was shown in this study, indicating a relatively diffuse and possibly slow global decline in connectivity.

In pre-symptomatic carriers of the mutation, disruption of the salience network and of thalamic networks was detected, while other studies pointed out the presence of early alteration in visual related regions [68, 69]. Globally, alterations in brain networks are considered to be an early event in the history of the disease, further supporting the hypothesis of a neurodevelopmental origin of at least a part of the C9orf72-related syndrome. Alternatively, network disruption could be also interpreted as a progressive adaptation of brain networks over time [68].

[¹⁸F]FDG-positron emission tomography (PET)

assesses brain glucose metabolism and is retained as a useful diagnostic marker in the earliest stages of ALS and FTD [70], mainly showing hypometabolism in the frontal lobes already in early stages of the disease.

In C9orf72-ALS, brain hypometabolism is more widespread and involves different clusters in the cingulate, insula, caudate, and thalamus, with clusters of hypermetabolism in the occipital, left precentral, left postcentral, and superior temporal cortex [71].

In pre-symptomatic carriers of the mutation, hypometabolism is observed in frontotemporal and insular cortices, the basal ganglia, the thalamus as well as in the anterior cingulate cortex, supporting the hypothesis of an early silence network disruption [72]. At the same time, clusters of hypermetabolism are present in the precentral and superior frontal gyrus, suggesting the presence of a compensatory neuronal activity in response to ongoing neurodegeneration [72].

Spinal cord MRI

Spinal cord MRI has been used to describe the presence of white and grey matter atrophy in sporadic ALS carriers as well as to track longitudinal degeneration of cortico-spinal tracts (CST) at DTI [73 –75]. Further studies showed that SC MRI can be useful in the classification of ALS patients from controls, suggesting that it could be an effective diagnostic biomarker [76].

In C9orf72-ALS symptomatic patients, a recent study indicated the presence of global cervical SC atrophy which was relatively stable over a 6 months observation period [77].

In pre-symptomatic carriers of the disease, white matter atrophy was described in subjects older than 40 years of age, while no grey matter atrophy was detected. In the same cohort, progressive degeneration of the CSTs was described by the identification of a progressive decrease of FA [78]. SC MRI alterations in pre-symptomatic carriers of the mutation are graphically represented in Fig. 2.

Fig. 2

Longitudinal evolution of cervical SC alterations in pre-symptomatic C9 o rf72-mutation carriers.

Neurophysiology techniques are used in ALS to detect both upper (through transcranial magnetic simulation) and lower motor neuron degeneration (trough EMG) [79]. Transcranial magnetic stimulation (TMS) has been applied to C9orf72-ALS patients showing increased cortical excitability early in the course of the disease and loss of excitability in late stages. Nevertheless, pre-symptomatic carriers did not show any abnormalities [80].

Further techniques quantitatively assessing lower motor neuron loss, such as for example Motor Unit Number Estimation (MUNE and MUNIX), are being applied to ALS and techniques used as outcome measure in clinical trials [81, 82]. To date, no study has specifically used EMG and MUNIX to investigate LMN degeneration in symptomatic and pre-symptomatic C9orf72-ALS patients. Further explorations in this direction are needed to fully define the pathology.

Fluid-based and molecular biomarkers

Fluid-based biomarkers have been extensively studied in ALS, ranging from cerebrospinal fluid (CSF)-related molecules to markers of inflammation and altered metabolism, to micro-RNAs [32, 83].

One of the most promising fluid biomarkers are phosphorylated neurofilament heavy and light chains which can be measured both in the serum and in the CSF. Neurofilaments are neuron-specific structural proteins of the cytoskeleton and axon which are defined according to their molecular weight into neurofilament light (NfL), medium and heavy (NfH). Their release into the CSF and subsequently into the blood follows neuronal death, while their accumulation in motor neurons has been linked to neuronal dysfunction [84 –86]. High levels of the neuronal subunits phosphorylated neurofilament heavy (pNfH) and neurofilament light chain (NfL) are found in a wide range of neurological diseases including ALS compared to healthy and neurological controls, suggesting that they could be an effective diagnostic marker of the disease [87].

In C9orf72-ALS, pNfH and pNfL are significantly higher both in the serum and CSF compared to controls as well as to sporadic ALS [88, 89], and tends to slowly increase over time, with higher levels predicting poorer survival and being related to a more severe phenotype [88, 90]. Interestingly, their serum level is less increased in patients with slowly progressive phenotypes and with psychiatric forms of the disease, suggesting that they could be used as a reliable predictor of aggressiveness and rapidity of disease progression [89].

Additionally, relevant studies have demonstrated that NfL levels change in pre-symptomatic carriers of the mutation 2–5 years before the fully symptomatic disease. They also suggest that NfL levels are a valuable predictor of clinical proximity in pre-symptomatic subjects, with a more rapid increase around 12 months before symptom onset [86, 88]. All these characteristics make neurofilaments levels a possible reliable biomarker which could be useful for patients’ stratification, for the identification of at-risk subjects closer to phenoconversion and for the monitoring of the response to treatment both in symptomatic and pre-symptomatic clinical trials.

Dipeptide repeat proteins

As mentioned above, a characteristic neuropathological feature of C9orf72 ALS and FTD is the presence of neuronal inclusions formed of DPR proteins synthesized from expanded C9orf72 repeats. One of these proteins, poly(GP), is abundantly expressed in the brain of C9orf72 carriers and is detected in CSF [91]. Given that levels of poly(GP) correlate with levels of repeat-containing RNA in the cerebellum of C9orf72 carriers, poly(GP) was investigated as a marker of target engagement for repeat RNA-based therapies [25].

CONCLUSION AND FUTURE DIRECTIONS

The landscape of biomarkers in ALS and FTD has dramatically changed in recent years with a radical transition from descriptive academic studies to precision clinical tools. In C9orf72-ALS and FTD development of “wet biomarkers” (neurofilaments and DPRs) and “dry biomarkers” (neuroimaging) can now be transferred to the clinical context. These unique tools will be central in this very exciting period of emerging promising treatment in C9orf72-ALS. However, we have to keep in mind that clinical efficacy, and not change in a biomarker such as neurofilament levels, will always be the criteria for the approval of a new treatment. In this context, we have to learn from the experience of randomized clinical trials (RCTs) in other neurodegenerative diseases, which showed some limits of biomarkers. In Alzheimer disease, anti-amyloid therapies dramatically reduced the amyloid burden on PET but did not demonstrate a parallel clinical efficacy [92]. In the same way, DPRs seem a useful target engagement marker [25], but their role in the neurodegenerative cascade remains controversial and we know nothing about their correlation with clinical severity. It can be assumed that in the future, evaluation of treatment will rely on a combination of wet and dry biomarkers, including the emerging digital health tools. In the context of rare diseases where RCTs cannot include large populations, biomarkers will also be essential in post-approval drug studies to provide real-world data about effectiveness, safety and definition of responder groups. Great progresses are expectable in a near future thanks to the technological and conceptual advances, collaborative multicentre research efforts as well as the strong involvement of pharmaceutical industry.

CONFLICT OF INTEREST STATEMENT

The authors declare no competing financial interests.

Footnotes

ACKNOWLEDGMENTS

M.G.B. and G.Q. are supported by the Association Française contre les Myopathies (AFM-Téléthon), the Association Institut de Myologie (AIM), Sorbonne Université, the Institut National de la Santé et de la Recherche Medicale (INSERM). PF Pradat received research study funding by the EU Joint Programme –Neurodegenerative Disease Research (JPND), Association Française pour la Recherche sur la SLA (ARSLA), Association Française contre les Myopathies (AFM-Téléthon), Institut pour la Recherche sur la Moelle Épinière et l’Encephale (IRME), Target ALS Foundation, Institut du Cerveau (ICM) and Institut des Neurosciences Translationnelles de Paris (IHU-A-ICM). GQ and MGB are members of the European Reference Network for rare neuromuscular diseases (EURO-NMD). M.G.B. is currently employed by Spark Therapeutics, Philadelphia (PA 19104, USA).

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Biomarkers for C9orf7 -ALS in Symptomatic and Pre-symptomatic Patients: State-of-the-art in the New Era of Clinical Trials

Abstract

Keywords

ABBREVIATIONS:

INTRODUCTION

Innovative Therapies For C9orf72-Als: From Pre-Clinical Development To Translation

BIOMARKERS AND OUTCOME MEASURES

Clinical spectrum of C9orf72-related ALS-FTD and perspectives for clinical biomarkers in symptomatic and asymptomatic carriers

Neuroimaging biomarkers in symptomatic and asymptomatic C9orf72 carriers

Structural magnetic resonance imaging (MRI)

Diffusion tension imaging (DTI)

Functional connectivity

[ 18 F]FDG-positron emission tomography (PET)

Spinal cord MRI

Fluid-based and molecular biomarkers

Dipeptide repeat proteins

CONCLUSION AND FUTURE DIRECTIONS

CONFLICT OF INTEREST STATEMENT

Footnotes

ACKNOWLEDGMENTS

References

[¹⁸F]FDG-positron emission tomography (PET)