Abstract
Background:
Quality of Life (QoL) is an important outcome measure in dementia, particularly in the context of interventions. Research investigating longitudinal QoL in dementia with Lewy bodies (DLB) is currently lacking.
Objective:
To investigate determinants and trajectories of QoL in DLB compared to Alzheimer’s disease (AD) and controls.
Methods:
QoL was assessed annually in 138 individuals, using the EQ5D-utility-score (0–100) and the health-related Visual Analogue Scale (VAS, 0–100). Twenty-nine DLB patients (age 69±6), 68 AD patients (age 70±6), and 41 controls (age 70±5) were selected from the Dutch Parelsnoer Institute-Neurodegenerative diseases and Amsterdam Dementia Cohort. We examined clinical work-up over time as determinants of QoL, including cognitive tests, neuropsychiatric inventory, Geriatric Depression Scale (GDS), and disability assessment of dementia (DAD).
Results:
Mixed models showed lower baseline VAS-scores in DLB compared to AD and controls (
Conclusion:
QoL is lower in DLB, while in AD QoL shows steeper decline as the disease advances. Our results indicate that non-cognitive symptoms, more than cognitive symptoms, are highly relevant as they impact QoL.
INTRODUCTION
Dementia with Lewy bodies (DLB) is the second most common form of neurodegenerative dementia after Alzheimer’s disease (AD) in older people, accounting for 4–10% of all dementia cases [1–3]. DLB is clinically characterized by cognitive decline and one or more core features including fluctuating attention, visual hallucinations, parkinsonism and rapid eye movement (REM) sleep behavior disorder (RBD) [4]. DLB differs in clinical manifestation from AD with more frequent non-cognitive symptoms, including motor symptoms, autonomic dysfunction and neuropsychiatric symptoms like delusions, apathy, anxiety, and depression. DLB is associated with earlier nursing home admission [5], decreased time to death [6, 7], higher healthcare costs [5], and higher caregiver burden [8, 9] compared to AD.
Quality of Life (QoL) is an important outcome measure in dementia, especially when evaluating the efficacy of interventions. Health-related QoL in dementia is a multidimensional concept that includes perceived mental, physical, emotional, and social functioning in relation to different stages of a disease [10]. When providing treatment in dementia care, the ultimate goal is to optimize patients’ health-related QoL. Knowledge on the natural trajectory of QoL and determinants thereof is essential as this provides a baseline condition for intervention studies, but also enables the identification of potential targets for interventions aiming to optimize QoL.
To date, little is known about QoL in different types of dementia and factors that determine QoL. Reviews concerning QoL in dementia suggest that loss of functional ability, limited social engagement [11] and poorer mental and physical health [12] are associated with worse QoL, while more severe cognitive impairment does not seem to predispose for worse QoL [11]. These determinants are similar to those found in non-demented older people [13]. Concerning longitudinal QoL in dementia, some studies suggest that decline in QoL over time is associated with the presence of neuropsychiatric symptoms [12, 14–17], while another study only found this effect when QoL was caregiver reported [18]. However, these studies mainly considered QoL in AD and used nursing home populations, i.e., late disease stages. For DLB, one study found that QoL was lower in DLB than in AD, and that this was associated with the presence of neuropsychiatric symptoms [19]. However, this study was limited by a small sample size and cross-sectional design. We hypothesized that QoL would decline faster over time in DLB than in AD, related to more prominent involvement of non-cognitive symptoms in DLB. To test this hypothesis, the current multicenter study aimed to investigate determinants and trajectories over time of QoL in DLB, compared to AD and controls.
METHODS
Patient groups
In this multicenter study, we included 140 patients from the Dutch Parelsnoer Institute (PSI) Neurodegenerative Diseases (
All patients received standardized work-up including clinical data, cognitive assessment, MRI, blood samples and CSF samples (optional) [20]. Syndrome diagnoses were made in multidisciplinary meetings; and included subjective cognitive decline (SCD), mild cognitive impairment (MCI), or dementia. In case of dementia, an etiological diagnosis was made. For probable DLB, etiological diagnoses were made according to the 2005 international consensus criteria [23], for AD the National Institute of Neurological and Communicative Disorders and Stroke and the Alzheimer’s Disease and Related Disorders Association (NINCDS-ADRDA) criteria were used [24]. All patients were invited annually for follow-up for at least two years. In both cohorts, follow-up visits consisted of neuropsychological assessment, clinical questionnaires, and clinical assessment. Total follow-up duration varied per patient, the median number of visits was 3, with a minimum of 1 visit and a maximum of 6 visits. Mean follow-up time was 2.5±1.8 years.
Patients were eligible for inclusion if QoL data were available. From the PSI cohort, we included all 19 patients with probable DLB. We matched 58 patients with AD and 33 controls with SCD on age range and sex. From the ADC, we additionally included all DLB patients with available QoL data (
The PSI-neurodegenerative diseases cohort and ADC are approved by the Medical Ethics Review Committee of the Amsterdam University Medical Center. The research is performed according to the principles of the Declaration of Helsinki. All patients enrolled in the study gave their written informed consent.
Instruments
Quality of Life
QoL was assessed with the Euro Quality of Life-5 dimensions (EQ5D) [25]. The EQ5D consists of five questions and a health-related visual analogue scale (VAS). In these questions, the respondent is asked to rate their current health state on five dimensions (mobility, hygiene, usual activities, pain/discomfort, and anxiety/depression) into one of three levels (no problems (1), some problems (2) or a lot of problems (3)). The answers are transformed into a utility value, describing the respondent’s health, where utility = 0 equals death and utility = 1 equals perfect health. For example, the answer pattern 11111 would result in perfect health state (utility = 1), whereas 33333 would result in the worst possible health state (utility < 0, worse than death). The weights of the different answer patterns are based on the valuation of these health states by the Dutch population, making these scores useful in cost-utility analyses, health-economics and medication trials.
In contrast, the VAS reflects the self-perceived health-related QoL. Using the VAS, the respondents rate their own health status on a 20-cm health thermometer, which is recoded as a score between 0 (worst imaginable health state) to 100% (best imaginably health state) [25].
Non-cognitive symptoms
DLB core criteria were assessed for DLB patients only during the clinical assessment at baseline. Core criteria of DLB, i.e., visual hallucinations, parkinsonism, fluctuations, and RBD were rated as being present or absent. Neuropsychiatric symptoms were assessed with the 12 items Neuropsychiatric Inventory, with information provided by the caregiver [26]. We recoded the neuropsychiatric symptoms as being present (≥1) or absent. The Disability Assessment for Dementia (DAD) is administered through an informant-based interview for measuring the competence in instrumental activities in daily living ((I)ADL), with scores ranging from 0 to 100%, higher scores indicating higher competence [27]. Depressive symptoms were assessed with the self-reported Geriatric Depression Scale (GDS), with scores ranging from 0 to 15, higher scores indicating more depressive symptoms [28].
Cognition
We used the Mini-Mental State examination (MMSE) to assess global cognition [29]. Memory functioning was assessed with the Dutch version of the Auditory Verbal Learning test (AVLT). We used the summed score of direct recall after 5 presentations. The delayed recall was assessed after 20 minutes. Speed and attention were assessed with the Trail Making Test-A (TMT-A), and Trail Making Test-B (TMT-B) was used as a measure for executive functioning.
Statistical analysis
Analyses were performed in SPSS (IBM®, V22, Chicago, IL) and R (version 3.2.5, R Development Core Team, 2010). After data check, we identified and removed two outliers from the control group (>3 SD on baseline VAS). Hence, all analyses were conducted on 29 DLB patients, 68 AD patients, and 41 controls. EQ5D-utility scores were multiplied by 100, so that EQ5D-utility ranges between 0 and 100. Multiple imputation was used to impute missing values of individual neuropsychological test-scores. Fifteen imputed datasets were created to ensure stability of the results. Analyses were done on the pooled datasets. For TMT-A and TMT-B, inverted data were used such that lower scores represent worse performance. We log-transformed TMT-data to meet the assumption of normally distributed data. ANOVA, Kruskal-Wallis, and
RESULTS
Demographic and clinical data are presented in Table 1. MMSE and AVLT scores at baseline were lower for the DLB and AD groups compared to controls (
Baseline characteristics
DLB, dementia with Lewy bodies; AD, Alzheimer’s disease; MMSE, Mini-Mental State Examination; CHEI, cholinesterase inhibitor; DAD, Disability Assessment for Dementia; GDS, Geriatric Depression Scale; NPI, Neuropsychiatric Inventory; AVLT, Auditory Verbal Learning Test, RBD, REM sleep behavior disorder. a

The prevalence of Neuropsychiatric Inventory (NPI) symptoms in dementia with Lewy bodies (DLB,
Linear mixed models showed that baseline QoL measured with the VAS was lower in DLB compared to AD and controls (
Dementia types and trajectories in QoL
Data represent β (SE). Linear mixed models were used include term for time and diagnosis, the interaction term for time * diagnosis was used to estimate change of over time between diagnosis for VAS and EQ5D-utility scores, corrected for age and sex. Negative betas indicate lower scores at baseline for DLB compared to AD/controls or steeper decline over time for DLB compared to AD/controls. *

Estimated trajectories of QoL over time for patients with DLB, AD, and controls. Data represent individual trajectories of raw QoL-scores over time. Regression lines represent estimated group trajectories over time in years with 95% confidence intervals. A) Trajectories of Visual Analogue Scale (VAS) over time. B) Trajectories of EQ5D-utility scores over time.
For QoL measured with EQ5D-utility, we found that DLB had lower QoL at baseline compared to controls (β±SE = -9.2±4.1,
Subsequently, to assess possible determinants for QoL in dementia, we used linear mixed models. Table 3 shows the associations of different demographics at baseline, neuropsychiatric symptoms, and cognitive tests scores with QoL in terms of VAS and EQ5D. For VAS scores we found an association with diagnosis, as DLB had lower VAS scores compared to AD (β±SE = 5.1±2.4,
Mixed models associations with VAS and EQ5D-utility
Data represent β (SE). Linear mixed models include putative determinants as independent variables and VAS and EQ5D-utility as outcome variable. Model 1: univariate associations with VAS and EQ5D-utility. Model 2: associations with VAS and EQ5D after backwards selection. MMSE, Mini-Mental State Examination; DAD, Disability Assessment for Dementia; GDS, Geriatric Depression Scale; NPI, Neuropsychiatric Inventory; AVLT, Auditory Verbal Learning Test. *
Lower scores for EQ5D-utility were related with higher scores on the GDS and lower scores on the DAD (
DISCUSSION
The main finding of this multicenter study is that QoL at the time of diagnosis was lower in DLB patients than in AD patients, while subsequently QoL in AD patients declined more steeply over time and DLB patients remained relatively stable. In addition, we found that independent of type of dementia, higher reports of depressive symptoms and higher dependency in (I)ADL were associated with lower QoL, while severity of cognitive impairment was not associated with lower QoL.
At baseline, QoL in DLB patients was lower than in AD patients. Contrary to our hypothesis, however, QoL in DLB remained relatively stable on follow-up, while we observed marked decline in QoL as measured by VAS in AD. Previous studies on longitudinal QoL in dementia have been inconclusive. While some studies report no change in QoL after one-year follow-up [30, 31], others found only a decrease in relation with neuropsychiatric symptoms [18]. Patients with DLB present with a wide variety of non-cognitive symptoms, such as motor impairment, neuropsychiatric symptoms, and autonomic dysfunction [4]. We suspect that our findings could be explained by the fact that these symptoms are present early in DLB, therefore explaining the lower QoL at baseline. It is conceivable that non-cognitive symptoms play an increasingly large role in AD in the course of the disease, resulting in a decline in QoL as AD advances [18, 32].
In line with this hypothesis and previous research, we found an association between non-cognitive symptoms and QoL, as functional impairment and depressive symptoms were related to lower QoL. Also, we found that severity of cognitive impairment was not independently related to QoL. To put this in a broader perspective, non-cognitive symptoms like depressive symptoms and loss of functional ability are not only associated with lower QoL, other studies have linked these symptoms to higher caregiver burden [33, 34] and earlier nursing home admission [35–38] as well. Taken together, this illustrates that non-cognitive symptoms, more than cognitive symptoms are highly relevant as they have impact on the experienced QoL and disease burden of patients with dementia.
Differences in trajectories of QoL between diagnostic groups were only found when QoL was measured with the VAS score. The EQ5D-utility scores show a similar trend as the VAS, yet these differences did not reach significance. A potential explanation for this finding is the distribution of EQ5D-utility scores. When all five questions of the EQ5D are answered negatively, the score automatically reaches maximum. Therefore, the utility-score shows a ceiling effect, making the statistical analyses less powerful and easy to interpret. In contrast, the VAS score is normally distributed and is based on a more subjective rating of QoL.
Strengths of the current study include the multicenter approach and the longitudinal design. All patients were diagnosed following a standardized diagnostic protocol which was harmonized across centers. Using data from multiple centers, contributes to the generalizability of our study. Furthermore, our identified determinants of QoL were assessed over the course of the disease, so it takes into consideration the QoL of patients with dementia at several points in time. We had a mean follow-up duration of around 2.5 years, which is considerably longer than many other recent studies investigating longitudinal QoL [14, 30]. By using a longitudinal design, we can draw conclusions about naturalistic disease course. Furthermore, our study has more power compared to a cross-sectional design, as we consider multiple data points per participant. Among the potential limitations is that not all patients that were included at baseline had sufficient follow-up data available. Patients that were lost to follow-up had lower MMSE scores at time of diagnosis and it is likely that they were in a more advanced disease stage at the time of diagnosis. The selection toward cognitively healthier patients at follow-up may give a more favorable image of the course of QoL over time. Second, it could be argued that there is considerable overlap between the concepts of depressive symptoms and QoL. Patients that score high on the GDS are likely to have a higher score on the EQ5D depression/anxiety question as well. Therefore, presence of depressive symptoms lowers the EQ5D-utility score. However, we found the same relation with depressive symptoms for the VAS score, which is not directly targeted at measuring depression. Since comparable results are found in both measures, we believe that depressive symptoms are a robust determinant of QoL, but a certain degree of circularity is inevitable. Third, our research focused on QoL in DLB and AD, but did not include other types of dementia like vascular dementia or frontotemporal dementia, nor did we take the possibility of mixed pathology into account. However, we found that non-cognitive symptoms are the main determinant of QoL, irrespective of type of dementia. We suspect that in cases with mixed pathology and other types of dementia, the same non-cognitive symptoms will influence QoL. In line with this notion, previous studies on QoL in for example vascular dementia found the same determinants of QoL [39, 40]. Finally, our control group consisted of individuals with SCD. These patients experience memory decline, but perform within normal range on cognitive tests. Previous research has found that in individuals with SCD, higher reports of cognitive complaints are related with worse QoL in SCD [41]. It is possible that the results would have been different if we used a control group without cognitive complaints, and that our current results reflect an underestimation of the effect.
This study has important clinical implications. First, our results underline the importance of preventing and treating depressive symptoms in dementia. Clinicians need to be aware of the relevance of these symptoms and adequately address them over the course of the disease in order to maintain QoL. Furthermore, our results might imply that interventions aiming to maintain independency in daily living may help to optimize QoL. This could be via psychosocial interventions that target independency, as well as pharmacological interventions. For example, one study investigating the effect of memantine in DLB found that improved physical health generally improved the perceived QoL [42]. Thus, in the search of disease modifying treatment for dementia, the focus should not merely be on preserving cognition, but also preserving autonomy. As the ultimate goal with any intervention is to maintain or improve QoL, future interventions should also target non-cognitive symptoms like depression and dependency in (I)ADL.
In conclusion, we found different trajectories of QoL in DLB compared to AD, as patients with DLB initially present with lower QoL, while AD patients show steeper decline in QoL over time. Future interventions aimed at optimizing QoL in dementia should focus on decreasing depressive symptoms and maintaining independence, as these are major determinants of QoL in dementia.
Footnotes
ACKNOWLEDGMENTS
This research was supported by the Parelsnoer Initiative, Parel Neurodegenerative Diseases, which is part of and funded by the Netherlands Federation of University Medical Centers and has received initial funding from the Dutch Government. Research of Alzheimer Center Amsterdam is part of the neurodegeneration research program of Amsterdam Neuroscience. The Alzheimer Center Amsterdam is supported by Alzheimer Nederland and Stichting VUmc funds. A.L. has received funding from stichting Dioraphte en from ZonMW Memorabel (project #733050509).
