Abstract
Acetylcholine is critically involved in modulating learning and memory function, which both decline in neurodegeneration. It remains unclear to what extent structural and functional changes in the cholinergic system contribute to episodic memory dysfunction in mild cognitive impairment (MCI), in addition to hippocampal degeneration. A better understanding is critical, given that the cholinergic system is the main target of current symptomatic treatment in mild to moderate Alzheimer’s disease. We simultaneously assessed the structural and functional integrity of the cholinergic system in 20 patients with MCI and 20 matched healthy controls and examined their effect on verbal episodic memory via multivariate regression analyses. Mediating effects of either cholinergic function or hippocampal volume on the relationship between cholinergic structure and episodic memory were computed. In MCI, a less intact structure and function of the cholinergic system was found. A smaller cholinergic structure was significantly correlated with a functionally more active cholinergic system in patients, but not in controls. This association was not modulated by age or disease severity, arguing against compensational processes. Further analyses indicated that neither functional nor structural changes in the cholinergic system influence verbal episodic memory at the MCI stage. In fact, those associations were fully mediated by hippocampal volume. Although the cholinergic system is structurally and functionally altered in MCI, episodic memory dysfunction results primarily from hippocampal neurodegeneration, which may explain the inefficiency of cholinergic treatment at this disease stage.
Keywords
INTRODUCTION
Acetylcholine (ACh) plays a critical role in modulating learning and memory processes [1, 2], which both decline in healthy aging [3] and (even more) in neurodegenerative diseases [e.g., 4]. Cholinergic neurons can be subdivided into projecting neurons located in the basal forebrain and those located in the brain stem [5], with the basal forebrain cholinergic system (BFCS) representing the predominant cholinergic source of the cerebral cortex and hippocampus [5]. The BFCS includes neurons located in the medial septal nucleus, the vertical and horizontal limbs of the diagonal band of Broca, and the nucleus basalis of Meynert (NbM) [6, 7]. Projections of the different subnuclei overlap substantially and mostly reach the hippocampal formation, although some send to neocortical areas, the olfactory bulb and thalamic reticular regions [2, 9].
In patients with moderate or severe Alzheimer’s disease (AD), the BFCS undergoes severe neurofibrillary degeneration and cell loss, which is most pronounced in the NbM [1]. BFCS neurodegeneration, however, may not be a primary event in the pathogenetic cascade of AD, as neuropathological studies did not provide clear evidence for a loss of cholinergic neurons in mild cognitive impairment (MCI, a prodromal stage of AD) or mild AD, but altered cholinergic function as indicated by changes in ACh release [see 1 for a review] and an upregulation of ACh synthesis. On the other hand, in an
Complementing work on structural changes of the cholinergic system, another line of research has aimed to assess the integrity of cholinergic function by employing the non-invasive short-latency afferent inhibition (SAI) protocol. SAI is thought to probe an inhibitory circuit in the human cerebral motor cortex [13]. The inhibition refers to the suppression of the amplitude of a motor evoked potential (MEP) induced by a conditioning afferent electrical stimulus prior to transcranial magnetic stimulation (TMS; Fig. 1) [13]. SAI is related to the integrity of cholinergic circuits, as the muscarinic antagonist scopolamine significantly suppressed the inhibition [14], indicating a less active cholinergic system. Furthermore, the inhibitory effect of SAI has been consistently found to be suppressed in AD patients [15] but can be increased for approximately two hours by a single dose of the acetylcholine esterase inhibitor, rivastigmine [16]. SAI effects in MCI were more variable compared to those observed in AD, but tended to be suppressed across studies [17–19]. So far, only one study associated SAI with cognition in different subtypes of MCI [19] and found a more pronounced inhibition, indicative of a more active cholinergic system, associated with better verbal long-term memory in amnestic MCI but with worse verbal fluency in non-amnestic MCI.
As previous studies were limited by focusing on either structural or functional properties of the cholinergic system, we aimed to simultaneously examine
MATERIAL AND METHODS
Participants
Twenty patients with MCI (72.7±5.6 years, range: 60–82; 10 female; CDR (sum of boxes) = 0.5; MMSE = 25.9±1.9; Table 1) were recruited from the University Medical Center Freiburg. Cognitive functioning was evaluated using the Consortium to Establish a Registry of Alzheimer’s disease (CERAD) neuropsychological battery [22] with German age-, gender-, and education-adjusted norms (http://www.memoryclinic.ch). Participants were diagnosed with MCI if at least one cognitive function was below 1.5 SD according to established criteria [23, 24]. We did not include patients with a vascular type of MCI or with substantial white matter hyperintensities, as there is a substantial body of literature on the contribution of white matter hyperintensities in the cholinergic system on cognition in neurodegenerative diseases [27–32]. To exclude cases with a predominantly vascular origin of cognitive changes, we excluded those with reported sudden steep decline of cognitive performance, focal neurological signs [33], and major white matter changes observed in the FLAIR image (i.e., three points on the Faszekas scale) [34]. To increase diagnostic certainty, a clinical follow-up was implemented after 12 months.
Twenty healthy controls (69.7±5.4 years, range: 61–81; 14 female; Table 1) were recruited via newspaper advertisement and included if their Montreal Cognitive Assessment (MoCA) score was ≥ 26 [25] and their Beck’s Depression Inventory-II (BDI-II) score was ≤ 13 [26].
No participant reported a history of severe neurological or psychiatric disease, drug or alcohol abuse, counter-indications to TMS, or neuroactive drug intake. The study was approved by the local Ethics Commission (approval #227/12) and was conducted according to the Declaration of Helsinki. Written informed consent was obtained from all participants prior to testing.
Genetic analyses
The
Study procedure
The experiments were conducted on two consecutive afternoons to reduce the effects of fatigue. On the first day of the study, all participants underwent MRI and neuropsychological testing, while TMS was performed on the second day.
Neuropsychological testing
Verbal memory was assessed using the Verbal Learning and Memory Test (VLMT) [35]. The VLMT is a test of verbal immediate and long-term memory. Participants were asked to listen to a list of 15 words and to reproduce as many words as possible thereafter. There were 5 trials in which the words were presented and retrieved (to assess a rate of learned words, i.e., short-term word learning) and a delayed recall after 30 minutes (without rehearsal).
Short latency afferent inhibition
TMS was performed using a magnetic stimulator (Magstim 200; Magstim, Whitland, UK) with a figure-of-eight coil. The coil was held over the motor cortex at the optimum scalp position to elicit motor responses in the abductor pollicis brevis muscle. The intensity of the transcranial stimulator was adjusted to result in unconditioned MEP amplitudes of approximately 1 mV. TMS pulses were applied at an interval of 6 s and with a variability of 20% in order to prevent systematic MEP variability due toexpectation.
SAI was applied based on the technique described by Tokimura and colleagues [13]. Conditioning stimuli were single pulses of electrical stimulation applied through bipolar electrodes (cathode proximal, stimulus width 300μs) to the median nerve at the wrist, using a constant current stimulator (Digitimer DS7; Welwyn, Garden City, UK). Stimulation intensity was adjusted to evoke a visible twitch in the abductor pollicis brevis muscle. The conditioning stimulus to the peripheral nerve preceded the magnetic cortical stimulus by pseudo-randomized inter-stimulus intervals (ISI) of 20 ms, 21 ms, and 50 ms (Fig. 1). The conditions with the ISI of 20 ms and 21 ms were used, as Tsutsumi et al. [17] found maximal inhibition with an ISI of 20 ms, while, in Tokimura et al. [13], maximal inhibition was found with an ISI of 21 ms. An ISI of 50 ms was added as a control condition and was expected to result in a facilitation of the MEP responses [36]. The peak-to-peak MEP amplitude for each ISI was measured (i.e., SAI 20, SAI 21, and SAI 50) and an
Magnetic resonance imaging
Structural MRI was acquired using a three-dimensional Magnetization Prepared Rapid Acquisition Gradient Echo (MPRAGE) sequence and a 12-channel standard head coil using a 3 T scanner (Tim Trio; Siemens, Erlangen, Germany). The parameters applied were as follows: flip angle of 12°, repetition time (TR) of 2200 ms, echo time (TE) of 2.15 s, matrix size of 256×256×176, and slice thickness of 1 mm. The entire MRI session was 45 minutes. No participant withdrew from the study due to claustrophobia. Besides structural MRI (i.e., T1), T2, FLAIR (TE 388 ms, TR 5000 ms, matrix size 256×256×260, slice thickness 1 mm), DTI, and resting state fMRI were acquired. Results from the other MRI contrasts may be reported elsewhere. MRI data were preprocessed using Statistical Parametric Mapping (SPM12, Welcome Trust Center for Neuroimaging) and the VBM8 toolbox (http://dbm.neuro.uni-jena.de/vbm/) implemented in Matlab R2013b (MathWorks, Natick, MA, USA). MRI scans were segmented into gray matter (GM), white matter, and cerebrospinal fluid and high-dimensionally registered to Montreal Neurological Institute (MNI) standard space using the VBM8 toolbox. GM voxel values were modulated to account for the volumetric differences introduced by the high-dimensional warps but not for an initial affine registration step that served to account for global differences in brain size. GM volumes of the BF cholinergic nuclei were automatically extracted by summing up the modulated GM voxel values within the respective regions (see below).
Basal forebrain cholinergic system volumetry
A stereotactic atlas of the BFCS based on combined postmortem MRI and histological examination of cholinergic nuclei was used [37] (Fig. 1). As it is based on the histological examination of a single brain specimen and may not generalize across individuals, the coordinates (i.e., centers of gravity) of the cytoarchitectonic areas published by Zaborszky et al. [38] and a mask of the BFCS obtained from the Anatomy Toolbox (version 2.1) were used to replicate the results. As projections of the BFCS’ subnuclei overlap substantially, we did not further subdivide the BFCS, comparable to previous studies [39, 40].
Hippocampal volumetry
GM volumes of the left and right hippocampus were extracted automatically using FreeSurfer 5.3 [41] (http://surfer.nmr.mgh.harvard.edu) followed by visual quality control. FreeSurfer analyses were manually checked by two raters and compared to an anatomical atlas. An agreement between raters was sought on all cases with low segmentation quality. We did not perform a formal inter-rater reliability analysis because ratings were not done completely independently. The hippocampus is strongly associated with changes in episodic memory performance and atrophies at an annual rate of approximately 3% [42]. The normalized sum of left and right hippocampal volume was calculated for each individual, using residuals from a linear regression between hippocampal volume (y) and total intracranial volume (x) as described by Jack et al. [43].
Statistical analyses
Statistical analysis was performed using the SPSS software package (version 21.0; IBM Inc.; Armonk, USA) and a critical
Mediation effects
To gain further insight into the interrelation between structure and function of the BFCS, and the clinical consequences of these relations in MCI, the SPSS PROCESS macro [version 2.10; 44] was used to estimate direct and indirect effects of a predictor on an outcome (mediation analyses, see below), with bias-corrected 95% bootstrap confidence intervals for the indirect effects. Mediation analyses test the assumption that the bivariate relationship between a predictor variable X and an outcome variable Y is mediated by a third variable M, with M assumed to be affected by X and in turn to predict Y, thereby contributing to the effect of X on Y.
We computed mediation analyses (Model 4 of the PROCESS macro) in MCI, to assess if the strength of the SAI ratio mediated the relationship between BFCS volume and word learning or delayed recall, respectively. To address if previously reported associations between BFCS volume and verbal memory in MCI were driven by neurodegeneration of the hippocampus, we additionally assessed if hippocampal volume serves as a mediator for the association between BFCS volume and word learning or verbal delayed recall, respectively.
We used BFCS volume as a focal predictor X, verbal delayed recall (or word learning, respectively) as outcome variable Y and strength of SAI (or hippocampal volume, respectively) as the mediator M (Figs. 2A, 3A). The analysis tests the possibility (with 95% confidence) of the indirect effect (the mediating effect) to be zero, which would indicate that there is no mediation. Bootstrapping (50.000 iterations) was preferred over the Sobel test because it provides greater statistical power in testing the significance of the indirect effect [44].
RESULTS
MCI patients showed worse cognitive performance compared to healthy controls. They had significantly lower MoCA scores, and learned and retrieved significantly fewer words (Table 1). Additionally, they showed significantly smaller BFCS and hippocampal volumes compared to healthy controls (Table 1), but no significant difference in brain size could be observed (t (38) = 1.463,
The MEP following SAI20 was 0.57±0.23 in healthy controls and 0.71±0.34 in patients with MCI, while for SAI21 the MEP was 0.52±0.20 in healthy controls and 0.69±0.35 in patients with MCI, respectively. The rmANOVA-based analyses of the mean SAI20/21 effect revealed a significant SAI effect (F (2,76) = 38.44,
Genetic analyses
Genetic data were available from 20 HCs and 19 MCIs. In HC, the distribution of the ApoE gene was the following:
Bivariate correlations between structure and function of the cholinergic system
In MCI, smaller volumes of the BFCS were associated with a more active cholinergic system as indexed by a stronger inhibitory effect of the SAI protocol on the MEP (r = 0.49,
Volume of the BFCS correlated significantly positively with volume of the hippocampus (r = 0.59,
Mediating role of SAI or hippocampal volume
We found no evidence for a mediating role of SAI on the association between BFCS volume and either word learning (indirect effect: b = –0.010, 95% bias corrected CI [–0.015, 0.005]) or verbal delayed recall (indirect effect: b = –0.002, 95% bias corrected CI [–0.004, 0.026]) (Fig. 2B). Likewise, hippocampal volume did not mediate the association between BFCS volume and word learning (Fig. 3B; indirect effect b = 0.023, 95% bias corrected CI [–0.026, 0.080]).
However, hippocampal volume fully mediated the effect of BFCS volume on verbal delayed recall, as we found a significant indirect effect of hippocampal volume on the relationship between BFCS and verbal delayed recall (b = 0.015, 95% bias corrected CI [0.002, 0.033], while the direct effect of BFCS volume on verbal delayed recall was not significant (b = 0.001,
We found a left-volume-less-than-right asymmetry pattern that has been reported earlier [e.g., 45]. In patients with MCI, left hippocampal volume was 3296.0±527.6, while volume of the right hippocampus was 3494.6±546.7. However, left and right hippocampi correlated significantly (r = 0.68,
DISCUSSION
The aim of this study was to simultaneously examine structural and functional properties of the cholinergic system as well as to explore their effects on episodic memory performance in patients with MCI.
Comparable to previous studies, TMS with the SAI protocol resulted in a significant inhibition of the MEP at an ISI of both 20 and 21 ms in MCI patients and healthy controls [13, 17], while MEPs at an ISI of 50 ms showed a facilitation [36]. When comparing groups, the inhibition of the MEP amplitude (i.e., SAI ratio) tended to be suppressed in MCI, which is well in line with previous studies [13, 17–19], although between-group differences reached significance in some of them [17, 19]. Similar to previous studies, patients with MCI showed both significantly smaller BFCS [10, 11] and hippocampal volumes [e.g., 47] compared to healthy controls.
Although patients with MCI tended to show a suppressed SAI ratio, we found a significantly
Limitations
Although multimodal, our approach does not capture all contributing factors. The SAI effect, for example, does not exclusively probe the cholinergic system, as it is also modulated by the dopaminergic system [56, 57]. Similarly, although the great majority of neurons in the BFCS are cholinergic (e.g., 90% in the NbM; 42), our volumetric approach does not allow us to identify the degenerating population of neurons and neither are we able to distinguish between death of projecting neurons or changes in synaptic density [1]. Although the main analyses were performed with a BFCS mask derived from a single subject, results were validated when repeating our analysis with the coordinates (i.e., centers of gravity) of the cytoarchitectonic areas published by Zaborszky et al. [38] and a BFCS mask obtained from the Anatomy Toolbox (version 2.1).
In summary, we found bivariate associations between volume of the BFCS and strength of SAI but no mediating effect of SAI on the association between BFCS and verbal memory performance. The relationship between BFCS volume and verbal long-term memory was completely driven by hippocampal atrophy. Our findings therefore indicate that changes in the cholinergic system do not drive episodic memory dysfunction in MCI. This may explain the lack of response to cholinergic treatment at this stage of the disease.
