Abstract
The COVID-19 pandemic brings the topic of citizen data management (CDAMA) into the public eye. This study is one of the first attempts to analyze the national approaches for CDAMA applied by governments of different countries and continents in public sectors. The study first conducts a systematic overview of the representative contact tracing apps in 21 countries of four continents, collecting information of the four aspects of the CDAMA system. It then summarizes and analyzes the various governments’ approaches to the CDAMA system applied by different countries and continents based on the app overview. We found that governments’ priority between national safety (i.e., public health in this study) and citizen privacy is different in terms of their national approaches for CDAMA. For example, governments of Asian countries are more intrusive and hold a stricter attitude in their national CDAMA approach than countries elsewhere. Our study has contributions both theoretically and practically. Theoretically, it fills the literature gap about data management by discussing the data management in governments; practically, the study provides the background information as well as implications for future debates and discussions on governments’ data management system and citizen data use.
Introduction
The COVID-19 crisis has urged governments worldwide to apply various technological solutions to manage their citizens more effectively and fight against the pandemic (Mora et al., 2021; Nasseef et al., 2021). The contact tracing app is one of the technological solutions applied by governments (Das & Zhang, 2021; Meijer & Webster, 2020; Urbaczewski & Lee, 2020). In particular, with the help of contact tracing apps, citizen data, including close contacts, location, time, and date, is collected, stored, and shared with the government if this individual was tested positive. In this way, governments are able to minimize the negative impact of the virus, conduct quarantine on a limited number of people, and curb the transmission chain of the virus (Mora et al., 2021). Along with the release of these apps, governments’ different national approaches for citizen data management (CDAMA) are reflected in the process.
However, since COVID-19 and contact tracing apps are recent developments, it is not well-studied how different countries develop and use citizen data to handle the pandemic, let alone a systematic overview. It is vital to examine the divergent national approaches of CDAMA as it fills the gaps of the literature about data management. Firstly, previous literature discussed data management from the perspective of private sectors and in industrial environments rather than public sectors (DAMA International, 2010; Lucas-Estan et al., 2018; Raptis et al., 2019). In addition, although there are some attempts to study data management in governments, such as the foresight report The Future of Citizen Data Systems (Government Office for Science, Government of U.K., 2020), these are discussed in a generic way – they did not analyze the pattern of each government in data management with specific case analysis, and their data did not allow researchers to conduct detailed comparison among various countries and continents.
To fill the literature gap mentioned above, this study uses the specific cases of governments’ contact tracing apps as a niche to analyze the various styles of CDAMA systems taken by different countries and continents. More specifically, it first systematically overviews typical cases of contact tracing apps in 21 countries from 4 continents during COVID-19, and then synthesizes the implications of CDAMA systems of governments in various countries and continents based on the case summary. The study aims to answer the following three research questions: 1) What contact tracing apps have been developed by different countries? 2) How do governments in different countries manage (i.e., collect and store) citizen data? and 3) What are the characteristics of the national approaches for CDAMA of each government and whether there are any patterns across different countries and continents?
By answering the three research questions above, this study aims to make three major contributions: First, it aims to provide a comprehensive and systematic overview of the representative contact tracing apps worldwide, which can be served as background information for future debates and discussions on governments’ data management systems and citizen data use. Second, the study summarizes and discusses different national approaches for CDAMA systems for future practical and academic use. Lastly, it fills the research gap on data management by adding governments as the unit of analysis.
The rest of the article is organized as follows. The following section (Section 2) explains the definition of the citizen data management (CDAMA) system and provides rationales about why our study focuses on the processes and technologies involved in the data collection and data storage in the CDAMA system. Section 3 introduces contact tracing apps, which is the case of this study, and explains the specifications of the CDAMA system in the case of contact tracing apps. Section 4 elaborates the methodology of our study, especially our rationales of the case and data selection and collection. Section 5 provides detailed case descriptions of contact tracing apps in 21 countries from four continents, answering the first and second research questions. Section 6 explains findings and offers implications about the national approaches for CDAMA in response to COVID-19 based on the case summary of contact tracing apps, which answers the third research question. Finally, the last section – Section 7 – provides discussion points along with future research directions and conclusions. A unique contribution of this study is that it focuses on data management in governments, and more specifically, the national approaches of CDAMA decided by the governments of different countries during the COVID-19 pandemic.
Citizen data management
Citizen data management (CDAMA) has become a critical topic during COVID-19 (Government Office for Science, Government of U.K., 2020) because on one hand, citizen data enables governments to manage the disease more effectively, while on the other hand, sharing citizen data with governments easily arouse citizens’ privacy concerns. Despite its increasing importance, the concept of data management is still discussed massively from the perspective of private sectors, such as business enterprises. For example, the Data Management Body of Knowledge (DAMA-DMBOK), as the world’s well-known data management industry guide, defines and guides data management in private sector organizations. Lucas-Estañ et al. (2018) proposed data management architecture along with the trend of Industry 4.0 where factories’ different production parts need to contain some digitalized and intelligent elements; Raptis et al. (2019) summarized data management in an industrial environment as well as the data properties, design, and philosophy.
Among the few researches and government reports that discussed CDAMA in governments, U.K. Government’s foresight report The Future of Citizen Data Systems (Government Office for Science, Government of U.K., 2020) defined both citizen data and CDAMA system. In the report, citizen data was defined as “any data that could originate from or relate to any individuals or groups of people from any country, now or in future” (p. 13), which includes DNA, fingerprint, passport number, identity card number, name, home address, date of birth, I.P. address, tracking cookies, location, etc. The national CDAMA system is defined as “the people, processes, and technologies involved in collecting, discovering, storing, analyzing, linking, and sharing citizen data” (p. 13).
Based on the definition of the CDAMA system mentioned above, this study focuses mainly on the processes and technologies of citizen data collection and storage. We select the elements of processes and technologies in the CDAMA system is because process and technology can explicitly reflect the national approaches for CDAMA of different countries. We select the procedures of data collection and data storage in the CDAMA system is because – firstly, data collection and storage are the most basic and initial steps for CDAMA, and lay an essential foundation for the following steps in the system, such as data analysis and data sharing. Secondly, data collection and storage are the two procedures where the government-citizen interaction happen most frequently, among all six data procedures (see CDAMA’s definition mentioned above) in the CDAMA. Given the essentiality and the attention aroused among the public and researchers, this study focuses on four variables altogether, which are 1) the process of data collection, 2) the technology of data collection, 3) the process of data storage, and 4) the technology of data collection (see Fig. 1). The focus on the four variables also gives our study the structure when collecting information for the overview of contact tracing apps.
The focus of this study: four aspects in the CDAMA system.
This study uses contact tracing apps1
Based on WHO (2020), digital tools for contact tracing are classified into three categories, which are 1) outbreak response tool, 2) proximity tracing tool, and 3) symptom tracking tool. This study mainly discusses the second tool – proximity tracing, which refers to the tools using technologies such as GPS or Bluetooth to record the contact history of the individual. It is used the most commonly during this COVID-19, of which the representatives include different check-in and scanning apps in the smartphone and the wearable tokens.
We specify the four aspects (as mentioned in Section 2) in the CDAMA system in
contact tracing apps. The process of data collection is specified
as
Specifications of the four aspects in the case of contact tracing
apps.
We then select the most suitable measurements for the four aspects of the apps based on prior research. Figure 3 visualize the four aspects and their measurements, and the following section will explain in detail the four measurements, including the compliance policy of the app (Section 3.1), the sensor technology of the app (Section 3.2), the app framework (Section 3.3), and the app protocol (Section 3.4).
Measurements of the specifications in contact tracing apps.
In our study, we measure the compliance policy by whether it is mandatory or voluntary. In the case of contact tracing apps, the compliance policy refers to the policies that the governments used to encourage or push the citizens to download and use the app, and thus governments could collect the data. Among governments’ various policies to motivate their citizens, such as the prize or penalty of using or not using the app, the most effective policy is that some governments make it mandatory for the citizens to download and use the app, while the others remain it voluntary.
Data collection technology: Sensor technology of the app
We measure the sensor technology by whether the app uses Bluetooth alone or other technologies, such as GPS and the combination of sensor technologies. GPS and Bluetooth are the two most popular sensor technologies used in digital contact tracing to collect citizens’ location information (Li & Guo, 2020). According to Chowdhury et al. (2020), GPS uses GPS satellites to capture GPS signals and identifies one’s location via coordinated longitude and altitude, but its drawback is the lack of accuracy when the person is indoor. Apps using GPS technology include India’s Aarogya Setu and South Korea’s Corona100. Bluetooth uses the Received Signal Strength Indicator (RSSI) to measure the proximity between two individuals, but it can work only when they turn on their Bluetooth (Chowdhury et al. 2020). Apps using Bluetooth technology include Australia’s COVIDSafe, Singapore’s TraceTogether, and U.K.’s NHS COVID-19 app. Besides GPS and Bluetooth, other sensor technologies include Q.R. code scanning, telecommunication technology, and the combination of different sensor technologies.
Among all the technologies, Bluetooth is the least invasive in citizen data collection. It is because with Bluetooth, citizens have options on whether or not, when, and where their data is collected – they can just turn off Bluetooth when they do not want their data to be collected. On the contrary, other technologies, especially telecommunication technology, is more invasive in data collection that citizen data will be collected regardless of their unwillingness to do so. Therefore, this article measures sensor technology by checking whether it uses Bluetooth only or other sensor technologies.
Data storage process: App framework
We measure the app framework by whether it is centralized or decentralized. Based on the data storage process, researchers categorized the digital contact tracing apps into two app frameworks, which are centralized and decentralized. Centralized apps store citizen data in a central server that is managed by the government, and so the government will have more control over citizen data. Decentralized apps store citizen data on their own mobile phones rather than a central server (which is usually managed by the government), and so citizens have more control over their own data (Akinbi et al., 2020; Cellan-Jones & Kelion, 2020).
It is worth mentioning that while the app framework (measured by centralized/ decentralized) contains elements of both technology and process, this study regards the app framework as the process rather than the technology of the data storage because the core of the framework is about how and where the citizen data is stored. While this process contains technologies inside, it is more about the processes of data storage. Additionally, the two elements (technologies and processes) regarding the data framework are not necessarily mutually exclusive with each other.
Data storage technology: App protocol
We measure the app protocol used by whether it is Apple-Google API exposure or other protocols. Apps with different app frameworks have their app protocols accordingly – centralized apps use various protocols, such as the BlueTrace protocol,2
For the protocols used for centralized framework apps, the BlueTrace protocol is a typical protocol, and it is self-developed by the Singapore government. Ahmed et al. (2020) specified the process of how the BlueTrace protocol works, from app registration, encounter information registration, encounter data uploading, and the processing of encounter data. Upon registration for the centralized apps, individuals are required to hand in their personal information such as name, age, phone number, etc., and the individuals need to verify their phone number. The central tracing app server generates a temporary ID for that individual every 15 minutes, which is linked to that phone number. Once the individual meets with other individuals who turn on that tracing app, their encounter information is exchanged via Bluetooth, and this encounter information is stored in the app server. After the individual is diagnosed with the pandemic and agrees to upload the data to health officials, the server will share this stored encounter data of that individual with the government. The health officials will notify the close contacts who are potentially exposed to the pandemic accordingly. In this case, the central app server has too much power and authority over too much personal data, and once they collaborate with the government, individuals’ privacy will be transparent to the government.
Our paper uses the case of contact tracing apps to analyze the CDAMA systems of countries worldwide. More specifically, it first systematically overviews the typical contact tracing apps, and then synthesizes and discusses insights regarding CDAMA of each country, the country that developed and implemented these apps. Hence, this section explains in detail what countries’ contact tracing apps are selected, why they are selected, what information of the selected apps we collect, and how the information is collected.
First, regarding what contact tracing apps are selected, this study selects 21 contact tracing apps worldwide. Among the 21 apps, around half (10/21) is from Asia, and one-third is from Europe (7/21). Among the documented 49 contact tracing apps worldwide in MIT Technology Review Covid Contact Tracing Tracker (MIT Tracker) which is last updated in Jan 2021, the study selects 21 representative contact tracing apps.
Second, regarding the rationale and criteria for app selection, the study selects 21 contact tracing apps, which are 1) released already, 2) being implemented currently, and 3) frequently mentioned by journal articles and news articles for the sake of data collection and analysis. With the theoretical sampling method, we regard our sample representative because we can observe patterns in the national approaches of CDAMA in response to COVID-19. Additionally, our sample of the country cases covers almost half of all the apps around the world (21/49). In addition, it covers almost all the critical and representative apps worldwide. Finally, it summarizes more than one app for each continent and more than seven apps for Asia and European countries. This helps offer a comparatively comprehensive picture of the approaches of data management continent-wise.
Third, regarding the information on the selected apps, as mentioned in Section 3, this study mainly focuses on the processes and technologies involved in data collection and data storage. We collect information of the selected apps accordingly, including its compliance policy (i.e., data collection process), sensor technology (data collection technology), app framework (data storage process), and app protocol (data storage technology). Besides, we also collect basic information of contact tracing apps, including the tool name, launch date, developer, and adoption rate. Table 1 provides the summary of all the information collected in our study about contact tracing apps.
Summary table: Data collected for each contact tracing app
Summary table: Data collected for each contact tracing app
Finally, regarding how the information is collected, information about the apps is
mainly from three sources: 1) news articles, 2) government documents, and 3) journal
articles. For the news articles, this study purposefully selects mainstream tech
newspapers and websites (such as techcrunch.com and the Financial Times) to increase
the trustworthiness of the information, with the search keywords of the “app name,”
such as “TraceTogether” and “app name
All three sources have advantages and limitations. For example, the main advantage of the news articles is their timeliness (e.g., the response time is usually shorter than three days), but meanwhile its major limitation is that some information might not be accurate. Although the main advantage of journal articles is that they are typically precise and trustworthy, a major limitation is their time delay due to peer review or the accountability process (Bryman, 2016). While government documents cover policies in detail, they may not be objective because they tend to emphasize the app’s benefits and prevent the costs. In this case, journal articles tend to be more objective, and the peer review or editorial review process may further improve the quality of the articles (Bryman, 2016). Hence, the combination of these information sources can double-check and supplement each other.
This section systematically overviews the cases of contact tracing apps in 21 countries of four continents. The cases are categorized based on continents, from Asia, Europe, North America, to Oceania, and within each category of the continent, the cases are sequenced in alphabetical order. The appendix provides a brief summary of the 21 cases. It is noteworthy that given the extra attention of apps gained worldwide – both from media (such as news articles) and academia (such as journal articles), the apps of countries such as China (Case #1), India (Case #2), Singapore (Case #7), France (Case #13), and U.K. (Case #17) occupies more space than others such as Malaysia (Case #5), Vietnam (Case #10), and Austria (Case #11).
Continent 1: Asia
Case #1 – China: Health Code mini-program
First released on Feb 9
Case #2 – India: Aarogya setu app
Developed by the National Informatics Centre (NIC) under the Indian government, the Aarogya Setu app was launched in April 2020 and in more than 12 Indian languages (Gupta et al., 2020). The app is designed to include four sections, which are 1) health status, 2) self-assessment, 3) COVID-19 news update, and 4) E-Pass. Among these four sections, the “health status” section plays the most part for contact tracing, in which the app uses both Bluetooth and GPS as sensor technology to track and collect citizens’ contact and location data (Ahmed et al., 2020; Basu, 2021). The app uses GPS and Bluetooth because it can use the GPS data to identify and predict hotspots for the possible virus infection areas. The app uses a centralized framework – after individual’s contact and location data is collected, his/her data will be stored both in his/her mobile phone and the central server. Once the individual is infected, the app will receive real-time infection information from the Indian Council of Medical Research database, and the app will then request the infected individual to share contact data. After getting approval from the infected, the app will upload the data stored in the central server to the government (Basu, 2021; Gupta et al., 2020). Interestingly, the Indian government initially refused to open their code for this app for the sake of national security issues. But their lack of transparency met critics, and later the government agreed to openly share their code. The app is mandatory by the Indian government for people who work in public and private sectors and those who live in the containment zones (Ahmed et al., 2020; Chowdhury et al., 2020). By Jan 2021, the app’s adoption rate has reached 12.05% nationwide (MIT Tracker, 2021).
Case #3 – Indonesia: PeduiLindungi app
Developed by the Indonesian government (i.e., the Communications and
Information Ministry and the State-Owned Enterprises Ministry) and launched
on Apr 10
Case #4 – Israel: HaMagen app
First launched in Mar 2020, Israel’s HaMagen app, which used GPS for data
collection, was criticized for the inaccuracy of false positive. After that,
the Health Ministry of Israel revamped the HaMagen app by using both
Bluetooth and GPS to guarantee the accuracy and efficiency of the contact
tracing app, and it is re-launched on Jul 27
Case #5 – Malaysia: MyTrace app
Malaysian government developed three main applications to manage COVID-19 at the state level, which are 1) MyTrace for contact tracing, 2) Gerak Malaysia for monitoring interstate travel, and 3) MySejahtera for self-assessment of health status and latest information about the pandemic (Bunyan, 2020; Yatid, 2020). To supplement the MySejahtera app, MyTrace app tracks and records citizens’ contact history via Bluetooth and is released after the release of MySejahtera (“COVID-19: ‘MyTrace’ app”, 2020). According to Shepherdson and Boxall (2020), little information has been revealed on how citizens’ data is processed within the app. According to MIT Tracker (2021), the voluntary MyTrace app uses Bluetooth as sensor technology, and decentralized data storage as framework.
Case #6 – Philippines: StaySafe.ph app
Released on Sep 3
Case #7 – Singapore: TraceTogether app
Launched by the government on Mar 20
Case #8 – South Korea: Corona 100m app
While it is the government who developed the digital contact tracing tool in
most countries, South Korea’s Corona 100m app is developed by the private
sector, of which the representative developer is Bae Won-Seok (Kluth, 2020;
Watson & Jeong, 2020). Launched as early as Feb 11
Case #9 – Thailand: Mor Chana app
The Thailand government co-developed with private sectors and released their
version of contact tracing app – Mor Chana app (which means “doctors win” in
Thai), on April 10
Case #10 – Vietnam: BlueZone app
Launched on Apr 18
Continent 2: Europe
Case #11 – Austria: Stopp corona
As one of the first countries to launch the contact tracing app, Austria
launched its national contact tracing app Stopp Corona on Mar 25
Case #12 – Finland: Koronavilkku app
Released on Aug 31
link:
The TousAntiCovid app, where “Tous Anti Covid” refers to “everyone against COVID-19”, is a relaunched app after the failed launch of StopCovid, the first version of the contact tracing app (Sun et al., 2021). The first version StopCovid is launched on Jun 2nd 2020, while the rebranded TousAntiCovid app is launched on Oct 21st. The government relaunched the app to have more functions besides contact tracing (Dillet, 2020a). France’s contact tracing app is a rebellious one among its European counterparts. For example, firstly, it develops its own app protocol rather than uses the Apple-Google API or other protocols such as BlueTrace (which is used by Singapore and Australia). France’s self-developed protocol ROBust and privacy-presERving proximity Tracing (ROBERT) is developed by research institutes INRIA in France and Fraunhofer in Germany and several private companies (Ahmed et al., 2020; Dillet, 2020b). Secondly, France uses a centralized app framework for their data storage, different from most European countries that use decentralized frameworks. Based on Ministry of Solidarity and Health in France (2020), the government hesitated between the two frameworks and finally chose a centralized one because it could offer more data security than the decentralized one – the centralized framework prevented the list of contact information from leaking because the data will not store on citizens’ individual mobile devices.
Case #14 – Germany: Corona-Warn-App
Launched on Jun 16
Case #15 – Italy: Immuno app
The Italian Ministry of Health and the Minister of Technological Innovation
developed their national contact tracing app Immuni and released it on Jun 1
link:
The Switzerland government launched the SwissCovid app on Jun 25
Case #17 – U.K.: NHS COVID-19 app
The development and design of the digital contact tracing app in the U.K.
experienced a major U-turn: England’s National Health Service (NHS) launched
the centralized contact tracing app in May 2020, and changed it into
decentralized framework after the failure in trial implementation (Kent,
2020). The second version of NHS COVID-18 app is launched on Sep 24
Continent 3: North America
Case #18 – Canada: COVID Alert app
The Canadian government released its national contact tracing app – COVID
Alert, on Jul 31
link:
MIT Tracker (2021) summarized the contact tracing apps across the states in the U.S., and provided information about the app of each state, such as the app names, developers, sensor technologies, and protocols used. Based on the Tracker, more than half of the U.S. states (27/50) have their local contact tracing app developed by different organizations, including LLCs (such as ProudCrowd and NearForm) and NPOs (such as PathCheck). Most of the apps use Bluetooth alone as the sensor technology and a decentralized app framework based on the Apple-Google API protocol. Only a few of them use GPS to track and record citizens’ location information.
Continent 4: Oceania
Case #20 – Australia: COVIDSafe app
Developed based on Singapore’s open code of the TraceTogether app, Australia
launched on Apr 26
Case #21 – New Zealand: NZ COVID Tracer app
Launched on May 20
Updated on Dec 10
Discussion and implications
Based on the systemic overview of the contact tracing apps in Section 5, this section summarizes the findings and provides implications accordingly. Table 2 provides a brief summary of the 21 cases described above.
Summary table (based on systematic case overview)
Summary table (based on systematic case overview)
This study summarizes the basic information of the apps in terms of the continent. Among the apps implemented in 21 countries of 4 continents, almost half of them (10/21) are from Asia, one-third (7/21) are from Europe, and four are from North America (2/21) and Oceania (2/21).
Besides basic information, the study also summarizes in terms of four aspects of CDAMA. For the data collection process, specified by the compliance policy to download and use the app, four countries use mandatory policies, while the other 17 countries use voluntary policies. All four countries are Asian countries. For the data collection technology specified by the sensor technology of the app, 11 out of 21 countries use Bluetooth alone as their sensor technology for data collection. In comparison, the other 10 countries either use other sensor technologies, such as telecommunication technology and Q.R. code scanning (see Case #1 China) and GPS and public database (see Case #8 South Korea), or use the combination of Bluetooth and other technologies, such as the combination of Bluetooth and Q.R. code scanning (see Case #7 Singapore and Case #17 U.K.), the combination of Bluetooth and GPS (see Case #2 India, Case #4 Israel, Case #9 Thailand, Case #6 Philippines, and Case #21 New Zealand), and the combination of Bluetooth and telecommunication technology (see Case #3 Indonesia). Interestingly, among the 11 countries that do not use Bluetooth alone as their sensor technology, nine of them are Asian countries. All ten Asian countries except Malaysia choose to use either other technology or the combination of Bluetooth and other technology in their data collection.
For the data storage process specified by app framework in the case of contact tracing apps, one-third of the total apps (7/21) use the centralized framework, while the rest use the decentralized framework. All the 7 European countries chose the decentralized framework, except France. Among them, U.K. (see Case #17) took a major U-turn, shifting from a centralized framework to a decentralized process. For the data storage technology specified by app protocol, nine apps use the Apple-Google API protocol. Interestingly, no apps in Asia use the Apple-Google API, while all apps in Europe use the Apple-Google API protocol, except France (see Case #13).
The findings above brings three major implications for national CDAMA systems worldwide.
The following pieces of evidence support this implication. First, regarding the compliance policy, governments of China (Case #1), Singapore (Case #7), India (Case #2), Indonesia (Case #3), and South Korea (Case #8) make the use of the contact tracing apps make use of the contact tracing apps mandatory despite citizens’ privacy concerns (Sarkar, 2021). One strategy of making the app mandatory is to combine the app with the check-in system (see Case #7 Singapore and Case #1 China). In this way, as long as citizens want to enter public venues such as restaurants, workplaces, schools, and malls, they have to download and use the app. Second, regarding the sensor technology, compared to non-Asian countries, governments of the Asian countries use more intrusive sensor technologies, such as telecommunication tech (see Case #1 China and Case #3 Indonesia), GPS (see Case #2 India, Case #4 Israel, and Case #8 South Korea), and Q.R. code scanning (see Case #1 China and Case #7 Singapore). These sensor technologies are more intrusive than Bluetooth. Compared to Bluetooth, which collects citizens’ approximate close contact data only when citizens turn on the Bluetooth on their phone, the telecommunication technology is able to automatically collect identifiable data of citizens, such as location, time, and date, as long as they have signals in their phones, and GPS is able to collect precise location data of citizens. Third, regarding the app framework, governments of all seven European countries, except France (Case #13), use the decentralized framework to store citizen data on their own mobile phones. This means that citizens have more ownership toward their data than the government that they can choose to share or not their data with the government. Finally, regarding the app protocol, many governments of the Asian countries choose to use other protocols (usually self-developed) for their app rather than use the Apple-Google API protocol. The main reason is that the Apple-Google API protocol is a platform designed for decentralized app framework, prioritizing citizens’ privacy protection than governments’ needs of contact tracing. In addition, the tech companies Apple and Google refused to share their users’ data with the government. Therefore, this finding suggests those governments who want to own more citizen data developed their own app protocols to collect more data from their citizens.
Implication 2: Governments of the European, North American, and Oceanian countries are more flexible and hold a softer and more respectful attitude in their national CDAMA approach
The shreds of evidence for this implication are as follows. First, regarding the compliance policy, governments of all European, North American, and Oceanian countries in our study make the download and use of the app voluntary. It means that citizens have the option to either download and use the app or reject the app at their will. Second, regarding the sensor technology, governments of all European, North American, and Oceanian countries (except Case #17 U.K. and some states in Case #19 U.S.) choose to use the Bluetooth for data collection, with which citizens have an option to switch off Bluetooth if they are unwilling to be data collected. Third, regarding the app framework, governments of all countries (except Case #13 France) use a decentralized framework that citizens’ data is stored on their mobile phones rather than on central servers managed by the government. In this way, citizens have more authority over their data – governments need to ask permission to access citizens’ data and citizens can decide whether to share their data with the government. Even if the U.K. government (Case #17) initially planned to use a centralized framework, it shifted to decentralized due to various reasons such as technical and cultural barriers. Finally, regarding the protocol, governments of all countries (except Case #13 France) use the Apple-Google API protocol. One reason is that the principle of protecting citizen privacy insisted by the Apple-Google API aligns with the decentralized app framework that these countries are using. Furthermore, since the apps are voluntary, the Apple-Google API platform can help governments increase the download rate because citizens can easily find the apps in the app store.
Implication 3: Governments’ priority between national safety and citizen privacy is different reflected from their different national CDAMA approaches
From the first and second implications, this study finds that governments have different priorities between national safety (i.e., public health in this study) and citizens’ individual privacy. We assume that every government of the countries knows clearly that the more citizens the government can track and the more citizen data the government can own, the more effective the contact tracing measure is and the more national safety the country can gain. But with the same knowledge of contact tracing, governments worldwide choose different CDAMA approaches. To guarantee the national safety to the biggest extent, most governments of Asian countries use intrusive sensor technologies to collect citizen data, require the permission of access to citizen data that is not necessarily related to COVID-19 management, collect identifiable citizen data, such as photo, name, address, etc., and store citizen data in the central server managed by the government. While this helps manage the pandemic efficiently and effectively, governments are criticized for not respecting and protecting citizen privacy. On the contrary, governments of non-Asian countries, especially those of the European countries, apply voluntary policy to their citizens and use Bluetooth alone to collect their citizen data without requiring any identifiable information. This helps protect citizen privacy to the greatest extent, but meanwhile also received complaints that the app loses its function as few people are using or downloading it.
Conclusions
The COVID-19 pandemic brings the topic of governments’ national citizen data management (CDAMA) to public attention because, on the one hand, governments are tracking citizens to manage the pandemic via citizen data collection, and on the other hand, citizens are concerned about their data privacy under governments’ management system (Gerli et al., 2021; Mora et al., 2021). Despite the importance of this topic, less researches in the past are about data management in public sectors, and instead, most of them are in private sectors, which researchers called the industrial environment. This study has aimed to fill this gap by conducting research about data management in governments and thus overviews 21 representative contact tracing apps from four continents. More specifically, this study answers the following research questions: 1) What contact tracing apps have been developed by different countries? 2) How do governments in different countries manage (i.e., collect and store) citizen data? and 3) What are the characteristics of the national approaches for CDAMA of each government and whether there are any patterns across different countries and continents?
Focusing specifically on the processes and technologies involved in data collection and data storage in the national CDAMA system, with the case of contact tracing apps, our finding shows that in terms of CDAMA approaches, governments’ priorities between national safety and citizen privacy is different: governments of Asian countries tend to prioritize national safety over citizen privacy and thus are more intrusive of citizen data and requires more control over the data than those of the non-Asian countries (including European, North American, and Oceanian countries), while governments of non-Asian countries tend to prioritize citizen privacy over national safety, and thus are more flexible and hold a softer and more respectful attitude in their CDAMA approaches. We conclude the implications by analyzing and comparing the similarities and differences of the contact tracing apps in terms of their data collection process (compliance policy), data collection technology (sensor technology), data storage process (app framework), and data storage technology (app protocol). This study demonstrates that for countries in the same continent, which share similar cultures and social norms, their governments are more likely to adopt similar technologies and processes in developing and promoting the app. Nevertheless, the concern of individual privacy and data storage will be major concerns for citizens in all contexts (Gerli et al., 2021; Mora et al, 2021).
The findings support the statements in the foresight report The Future of Citizen Data Systems (2020) that governments of China, the U.S., and E.U. countries have different priorities between citizen privacy and national safety. Our study also further specifies the findings in Shepherdson’s (2020) investigation report of six ASEAN countries (including Malaysia, Singapore, Thailand, Indonesia, Vietnam, and the Philippines) on how their governments use citizen data in contact tracing apps during COVID-19. Compared to the two reports mentioned above, our study goes one step further, using the specific case of contact tracing apps to analyze and synthesize the national approaches of CDAMA adopted by their governments in more countries of various continents.
The finding leads us to think more about the research on CDAMA in the future. Future studies can dig deeper into the specific country’s case of their contact tracing app selection. While so doing, future studies may interview policy makers of the selected countries to understand why policy makers have selected a particular sensor technology, compliance policy, app framework and protocol, given their countries’ context. Additionally, because technologies used by the government impact employee job satisfaction (Demircioglu & Chen, 2019) and citizen satisfaction (Alruwaie et al., 2020), future studies may also be conducted to understand how the app characteristics and features affect employee and citizen satisfaction future studies may also investigate how trade-offs between citizen rights and public interest during COVID-19 impact public value such as “encompass[ing] a wider range of values [beyond efficiency and effectiveness towards user orientation, participation, legality, and equity], which also reflect the contribution of the public sector to society and democracy” (Gerli et al., 2021, p. 2). Furthermore, because governments’ COVID-19 responses influence citizens’ trust towards government (Mansoor, 2021), future studies may also investigate how contact tracing apps and the trade-offs between citizen rights and public interest affect citizens’ trust in government with testing theories from good governance. Finally, future studies may use a comparative analysis with regards to how governments have used other technologies (Sarkar, 2021) other than contact tracing apps. These kinds of comparative studies give an opportunity to identify best practices which will be effective for countries to deal with future crises like COVID-19 (Mora, 2021).
Our study makes vital contributions by providing information, summary, and implications on governments’ approaches of citizen data management systems in different countries worldwide. While prior literatures mainly discussed data management in private sectors, the governments’ citizen data management (CDAMA) is necessary and essential, especially during COVID-19, when conflicts arose around governments’ need to manage pandemic and citizens’ concern of data privacy. With our findings, discussions, and future research directions, we hope our study can offer some inspirations for future researches and policymaking.
Footnotes
Appendix: Representative digital contact tracing tools
*Note: the table is summarized based on Ahmed et al. (2020), Akinbi et
al. (2020), Chowdhury et al. (2020), Li and Guo (2020), O’Neill et al.
(2020), MIT Technology Review Covid Contact Tracing Tracker, the 47th
China Statistical Report on Internet Development, and news articles on
NHS Covid-19 app.
